Diania Estrada, Complainant,v.William J. Henderson, Postmaster General, United States Postal Service, (Pacific/Western Region), Agency.

Equal Employment Opportunity CommissionNov 28, 2000
01ao5927 (E.E.O.C. Nov. 28, 2000)

01ao5927

11-28-2000

Diania Estrada, Complainant, v. William J. Henderson, Postmaster General, United States Postal Service, (Pacific/Western Region), Agency.


Diania Estrada v. United States Postal Service

01A05927

November 28, 2000

.

Diania Estrada,

Complainant,

v.

William J. Henderson,

Postmaster General,

United States Postal Service,

(Pacific/Western Region),

Agency.

Appeal No. 01A05927

Agency No. 4F-945-0094-99

Hearing No. 370-A0-2033X

DECISION

Complainant timely initiated an appeal from the agency's final order

concerning her equal employment opportunity (EEO) complaint of unlawful

employment discrimination in violation of Title VII of the Civil Rights

Act of 1964 (Title VII), as amended, 42 U.S.C. � 2000e et seq.<1>

Complainant alleges she was discriminated against on the bases of race

(Hispanic), sex (female) and retaliation (prior EEO activity) when on

March 17, 1999, she was notified that she was disqualified from the

agency's Associate Supervisor Program (ASP). The appeal is accepted

pursuant to 29 C.F.R. � 1614.405. For the following reasons, the

Commission AFFIRMS the agency's final order.

The record reveals that complainant, a Window Clerk at the agency's

Hayward, California Post Office (�facility�), applied for a position

with the agency's ASP in July of 1998 pursuant to an agency posting.

As part of the application process, complainant was required to report

the number of unscheduled absences, including tardiness, for a one year

period.<2> The Manager of Customer Services reported that complainant

had two (2) unscheduled absences during the relevant time period after

obtaining this information from complainant's supervisor. Complainant

passed the suitability requirements and written examination for the ASP,

and after completing the oral interview was informed that she had been

selected for the ASP beginning on March 29, 1999.

Subsequently, the agency's ASP coordinator received information from

an ASP Review Committee member that complainant may not have met the

attendance requirement for ASP eligibility. Upon receipt and review of

complainant's attendance records, the ASP coordinator determined that

complainant had six (6) unscheduled absences during the relevant one

year period, thus she did not meet the suitability criteria for the ASP

and was therefore ineligible to participate. On March 17, 1999, the ASP

coordinator informed complainant that due to the additional attendance

information she received, her rating had been changed to �ineligible� and

she was disqualified from participating in the ASP. Complainant filed

a formal EEO complaint with the agency on May 5, 1999, alleging that

the agency had discriminated against her as referenced above.

At the conclusion of the investigation, complainant received a copy

of the investigative report and requested a hearing before an EEOC

Administrative Judge (AJ). The AJ issued a decision without a hearing,

finding no discrimination. The AJ concluded that complainant failed

to establish a prima facie case of disparate treatment discrimination.

Specifically, the AJ found that complainant failed to demonstrate that

similarly situated employees not in her protected classes were treated

differently under similar circumstances. In so finding, the AJ noted

that there were no other instances in which additional documentation

was received regarding an applicant's eligibility for the ASP after

that applicant had already been accepted into the ASP, resulting in

that applicant's being declared �ineligible.� The AJ further found

that complainant failed to establish a prima facie case of retaliation,

as there was no evidence that the ASP decision-makers were aware of

complainant's prior EEO activity at the time she was found ineligible

for the ASP.

The AJ further found assuming, arguendo, that complainant established a

prima facie case of discrimination or retaliation, the agency articulated

a legitimate, nondiscriminatory reason for its actions, namely the ASP

coordinator stated that pursuant to the ASP guidelines, complainant

was disqualified for the program due to an unacceptable number of

unscheduled absences during the relevant period. Finally, the AJ found

that complainant failed to establish that it was more likely than not

that the agency's articulated reasons were more likely than not a pretext

for discrimination or retaliation. The agency's final order implemented

the AJ's decision. Complainant has made no new contentions on appeal,

while the agency requests that its final order be affirmed.

After a careful review of the record, the Commission finds that the

AJ's decision properly summarized the relevant facts and referenced the

appropriate regulations, policies, and laws. We find that complainant

failed to present evidence that any of the agency's actions were in

retaliation for complainant's prior EEO activity or were motivated by

discriminatory animus toward her race or age. The Commission agrees

with the AJ's finding that there is no evidence in the record that the

ASP coordinator was aware of complainant's race or sex prior to the time

she personally informed complainant that she was ineligible for the ASP.

Furthermore, we find that the evidence establishes that complainant was

disqualified from the ASP when her six (6) unscheduled absences during the

relevant period were discovered by the ASP coordinator, rather than due to

discriminatory or retaliatory animus. Investigative File, at Exhibit 6.

We thus discern no basis to disturb the AJ's decision. Therefore, after

a careful review of the record, including evidence not specifically

addressed in this decision, we AFFIRM the agency's final order.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0900)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the office of federal operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

November 28, 2000

__________________

Date

1 On November 9, 1999, revised regulations governing the EEOC's

federal sector complaint process went into effect. These regulations

apply to all federal sector EEO complaints pending at any stage in

the administrative process. Consequently, the Commission will apply

the revised regulations found at 29 C.F.R. Part 1614 in deciding the

present appeal. The regulations, as amended, may also be found at the

Commission's website at www.eeoc.gov.

2 In order to be eligible for the ASP, an applicant was required to

have no more than three (3) incidents of unscheduled absences within

the relevant one year period. Investigative File, at Attachment B.