Detra W.,1 Complainant,v.Dr. Mark T. Esper, Secretary, Department of the Army, Agency.Download PDFEqual Employment Opportunity CommissionOct 23, 20180120171774 (E.E.O.C. Oct. 23, 2018) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Detra W.,1 Complainant, v. Dr. Mark T. Esper, Secretary, Department of the Army, Agency. Appeal No. 0120171774 Hearing No. 443-2015-00143X Agency No. ARUSAR14AUG02789 DECISION The Equal Employment Opportunity Commission (EEOC or Commission) accepts Complainant’s appeal, pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s March 31, 2017 final order concerning an equal employment opportunity (EEO) complaint claiming employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq., and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. BACKGROUND During the period at issue, Complainant worked as an Assistant Business Manager at the Agency’s McCoy Community Club in Fort McCoy, Wisconsin. On August 25, 2014, Complainant filed the instant formal complaint. Complainant claimed that she was subjected to harassment and a hostile work environment based on disability and in reprisal for prior EEO activity when: 1. since April 2014, her supervisor required her to use the time clock; 2. since April 2014, her supervisor asked her to do the duties of her subordinates; 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120171774 2 3. on June 20, 2014, her supervisor denied her request to park her vehicle in the loading zone to accommodate her, while she was using crutches; 4. since September 25, 2014, she has been relieved of managerial duties, she has not been kept up to date of club activities and she has not been allowed to counsel or correct her subordinates; 5. on October 8, 2014, she received a 7-day suspension; 6. on December 14 and 15, 2014, she received negative counseling; and 7. on August 26, 2015, she was issued a Notice of Decision Separation.2 After an investigation, Complainant was provided a copy of the investigative file, and requested a hearing before an EEOC Administrative Judge (AJ). Thereafter, the Agency filed a Motion for a Decision Without a Hearing. On March 22, 2017, the AJ issued a decision by summary judgment in favor of the Agency.3 The AJ found finding the following pertinent undisputed facts were established during the investigation of the complaint: As an Assistant Business Manager, Complainant’s duties were as follows: supervising approximately 20 employees providing food and beverages to customers, handling the cash from all the registers and internal controls, and preparing reports of business activities. On April 8, 2014, Complainant suffered an on-the-job injury when she was hit by a food cart. Complainant notified management of the injury the following duty day. From April 11, 2014 to October 18, 2014, Complainant used crutches. On April 24, 2014, Complainant provided Agency management medical documentation which indicated she could continue to work with the use of crutches, but she needed a seated position. The documentation also noted although Complainant could stand for brief time periods, she could do so for no more than five minutes every two hours. On April 11, 2014, the Director of Food and Beverage sent an email to Complainant after receiving her medical restrictions, notifying Complainant that he had instructed management to accommodate her injury by allowing her to have a light duty work assignment. 2 The record reflects that claims 4 – 7 were later amended to the instant formal complaint. 3 For purposes of this analysis, we assume, without so finding, that Complainant was a qualified individual with a disability. 0120171774 3 Complainant’s light duty assignment primarily consisted of performing administrative duties from the Cashier’s Office. The Director’s email also advised Complainant not to perform any duty outside of her medical restrictions. On April 25, 2014, Complainant returned to work and started her light duty assignment. Based on her medical restrictions, Complainant’s light duty assignment accommodated her limited mobility and need to remain in a seated position most of the time during her recovery. Complainant’s light duty assignment allowed her to perform more administrative functions which she did ordinarily before her injury. While on light duty, Complainant performed administrative duties which included, but were not limited to the following activities: record keeping, cash handling and safe counts. The Director of Food and Beverage and Chief of Business Activities both asserted that Agency management changed Complainant from her routine manager duties to a light duty assignment for the sole purpose of accommodating her medical restrictions and to allow her to work within her restrictions. The Director of Food and Beverage and Chief of Business Activities also stated that these changes were not made to penalize Complainant. On June 4, 2014, Complainant’s light duty assignment was extended. At that time, Complainant notified management that her doctor placed her on medical leave until July 16, 2014, under Workers’ Compensation and the medical leave was extended until she received a release to return to work without any restrictions. On September 25, 2014, Complainant returned to work without any medical restrictions. Regarding claim 1, Complainant asserted that since April 2014, her supervisor required her to use the time clock. The Director of Food and Beverage (no disability, unknown prior protected activity) stated that during the relevant period she was Complainant’s supervisor. The supervisor stated that she requires all employees to use the time clock. The supervisor stated that in April 2014, she noted that Complainant was not using the time clock to punch in and out of work. Thereafter, the supervisor asked the timekeeper what time Complainant left work on a certain date and the timekeeper stated that because Complainant does not punch in or out, she did not know what time she left work. Further, the supervisor stated that when she checked with the prior manager, he stated he was unaware that Complainant was not using the time clock to punch in and out during the time he supervised her. The supervisor stated that she then instructed Complainant to start using the time clock. Regarding claim 2, Complainant alleged that since April 2014, her supervisor asked her to do the duties of her subordinates. Specifically, Complainant claimed that the supervisor instructed her to perform safe duties which her assistant would normally do. 0120171774 4 The supervisor stated that Complainant performed safe duties because “it is part of her duty “as well as there. I don’t know if she performed the safe duties prior to her injury.” The supervisor further stated that she does not recall having a conversation with Complainant about her duties. Complainant asserted that the supervisor put her on safe duties because she was trying to force Complainant to take off because the supervisor did not want a disabled employee. The supervisor stated, however, that she followed Complainant’s medical restrictions by having her do safe duties which was “not out of her realm to do it. I perform safe duties as well.” Regarding claim 3, Complainant alleged that on June 20, 2014, her supervisor denied her request to park her vehicle in the loading zone to accommodate her while she was using crutches. The record reflects that Complainant was offered 1 or 2 spaces that were at the end of a courtyard, the closest legal spaces to the club and closer than the marked disability spaces. Complainant declined to park in either space. The supervisor acknowledged denying Complainant’s request to park her vehicle in the loading dock because to allow her to do so would be in violation of the Agency and Community Club’s policies. The supervisor further stated that she suggested Complainant to park her vehicle “in the parking spot behind the loading zone or she was welcome to use one of the parking front row parking spaces. She grudgingly moved her car and complained about it. She moved her car just straight back from the loading zone.” Regarding claim 4, Complainant asserted that since September 25, 2014, she has been relieved of managerial duties, she has not been kept up to date of club activities and she has not been allowed to counsel or correct her subordinates. The supervisor explained that due to operational needs, several matters have been “restructured” for more efficient production. The supervisor stated that scheduling “has been assigned to the managers of each department and [Complainant] is to look over the scheduling for errors. She has NEVER been told she could not perform a rating on any employee…Nothing is a secret here and she is never ‘left out’ [emphasis in its original].” Furthermore, the supervisor stated she has not taken any duties “from anyone; things have been restructured, but not taken away as [Complainant] alleges. I allocated other duties to her than the ones she was originally use to performing before she went out on sick leave, due to necessity. I explained this to her numerous times. She is unaccepting of any explanation from me.” Regarding claim 5, Complainant asserted that on October 8, 2014, she received a 7-day suspension. The Chief of Business Activities (disability, unknown prior protected activity), also Complainant’s second level supervisor, was the deciding official concerning the 7-day suspension. The Chief explained that Complainant had been counseled on several occasions “for lack of attention to detail with some repeated infractions to safeguarding government funds.” 0120171774 5 The Chief further stated that management proposed a 10-day suspension for Complainant but he mitigated the action to a 7-day suspension because “she admitted her guilt and promised to improve. I earnestly believe her actions were not deliberate but due to carelessness and lack of attention to detail concerning the safeguarding of funds.” The record contains a copy of the October 15, 2014 Notice of Decision on Suspension. Therein, the Chief placed Complainant on notice that she would be suspended for 7 days effective October 28, 2014. The Chief stated that while Complainant’s actions did not result in “the loss of large sums of money, but internal controls are important to cash handling and regardless of the amount of money lost this cannot be overlooked. There is a clear history of your lack of internal controls…I feel these errors are the result of carelessness and you must be more vigilant to ensure the paperwork is completed timely and correctly. As an employee with close to two years of service to McCoy’s, you should be well versed on the policies and procedures, yet you still do not know them.” Regarding claim 6, Complainant alleged that on December 14 and 15, 2014, she received negative counseling. The supervisor stated that on December 14 and 15, 2014, she counseled Complainant. Specifically, the supervisor stated that the first incident occurred when Complainant created a disturbance with other managers, and the second incident resulted from her failure to follow procedures related to timekeeping and safeguarding government funds. For instance, the supervisor stated that Complainant created a disturbance with other managers “by speaking negatively about me and the other one was about failure to do paperwork properly and not following timekeeping procedures.” Regarding claim 7, Complainant asserted that on August 26, 2015, she was issued a Notice of Decision Separation. The Chief was the deciding official to remove Complainant from Agency employment. Specifically, the Chief stated that the basis for Complainant’s removal was her failure to satisfactorily perform the critical elements of her position based upon observations by management, feedback from several employees and data collected by the Community Club. The record contains a copy of the August 26, 2015 Notice of Decision Separation. Therein, the Chief placed Complainant on notice that she would be placed on administrative leave until her separation on September 23, 2015 for failure to satisfactorily perform the critical job elements of her position. The Chief noted that on March 20, 2015, Complainant was placed on a Performance Improvement Plan based on the deficiencies in her performance as the Assistant Business Manager. The Chief stated that Complainant was given 90 days to improve her performance. Specifically, the Chief stated that management had concerns with Complainant’s negligence in maintaining internal controls and her attitude towards the staff. The Chief stated, however, Complainant had not improved during this period to satisfactorily meet the critical job elements of her performance standards. 0120171774 6 Further, the Chief noted that on December 14 and 15, 2014, January 9 and 26, 2015, and February 9, 2015, Complainant was issued five Memorandum for Counseling for paperwork and time keeping, creating a disturbance, failure to handle funds correctly, unprofessional behavior and failure to follow instructions. The Chief determined that the above-mentioned incidents were unacceptable in the workplace and cannot be tolerated. The Chief stated that he also took into consideration Complainant’s past record which included numerous written counseling, a written reprimand on October 8, 2013, for failure to complete her duties as a government credit card holder in a timely manner, and a 10-day suspension mitigated to a 7-day suspension for violation of administrative regulations “where the safety of persons is endangered, or funds or property is jeopardized. In researching all the facts, it is obvious that there are no mitigating circumstances and your failure to obtain a satisfactory performance rating in the critical elements of your position can no longer be tolerated…based on your lack of skill sets in other positions and the numerous attempts at training to correct your deficiencies, there is no other position within McCoy’s Community Club or the Directorate which you can be placed in through either reassignment or demotion. Therefore, my decision is to sustain the separation action.” Moreover, the Chief stated that Complainant’s disability and prior protected activity were not factors in his decision to separate Complainant from Agency employment. The instant appeal followed. ANALYSIS AND FINDINGS The Commission's regulations allow an AJ to grant summary judgment when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). An issue of fact is “genuine” if the evidence is such that a reasonable fact finder could find in favor of the non- moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. Corp., 846 F.2d 103, 105 (1st Cir. 1988). A fact is “material” if it has the potential to affect the outcome of the case. In rendering this appellate decision, we must scrutinize the AJ’s legal and factual conclusions, and the Agency’s final order adopting them, de novo. See 29 C.F.R. § 1614.405(a) (stating that a “decision on an appeal from an Agency’s final action shall be based on a de novo review…”); see also Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO-MD-110), at Chap. 9, § VI.B. (as revised, August 5, 2015) (providing that an administrative judge’s determination to issue a decision without a hearing, and the decision itself, will both be reviewed de novo). To successfully oppose a decision by summary judgment, a complainant must identify, with specificity, facts in dispute either within the record or by producing further supporting evidence, and must further establish that such facts are material under applicable law. Such a dispute would indicate that a hearing is necessary to produce evidence to support a finding that the agency was motivated by discriminatory animus. 0120171774 7 Here, however, Complainant failed to establish such a dispute. Even construing any inferences raised by the undisputed facts in favor of Complainant, a reasonable fact-finder could not find in Complainant’s favor. Disparate Treatment A claim of disparate treatment is examined under the three-party analysis first enunciated in McDonnell Douglas Corporation v. Green, 411 U.S. 792 (1973). For complainant to prevail, she must first establish a prima facie of discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination, i.e., that a prohibited consideration was a factor in the adverse employment action. See McDonnell Douglas, 411 U.S. at 802; Furnco Construction Corp. v. Waters, 438 U.S. 567 (1978). The burden then shifts to the agency to articulate a legitimate, nondiscriminatory reason for its actions. See Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981). Once the agency has met its burden, the complainant bears the ultimate responsibility to persuade the fact finder by a preponderance of the evidence that the agency acted on the basis of a prohibited reason. See St. Mary’s Honor Center v. Hicks, 509 U.S. 502 (1993). Here, the undisputed facts fully support the AJ’s determination that the responsible management officials clearly articulated legitimate, non-discriminatory reasons for its actions. Complainant did not prove, by a preponderance of the evidence, that these proffered reasons were a pretext designed to mask discrimination on any basis alleged. Harassment To prove her harassment claim, Complainant must establish that she was subjected to conduct that was either so severe or so pervasive that a “reasonable person” in Complainant’s position would have found the conduct to be hostile or abusive. Complainant must also prove that the conduct was taken because of a protected basis – in this case, disability and/or retaliatory animus. Only if Complainant establishes both of those elements – hostility and motive – will the question of Agency liability present itself. Here, the AJ found that the evidence of record did not establish that Complainant was subjected to harassment based on disability and prior protected activity. We determine that the AJ’s analysis that Complainant failed to prove her harassment claim was also proper. Reasonable Accommodation Under the Commission’s regulations, an agency is required to make reasonable accommodations to the known physical and mental limitations of an otherwise qualified individual with a disability unless the agency can show that accommodation would cause an undue hardship. 29 C.F.R. § 1630.9. The Commission will assume without deciding that Complainant is a qualified individual with a disability. 0120171774 8 Here, Complainant claimed that management failed to provide her with a reasonable accommodation. We find, however, that substantial record evidence supports the Agency’s finding that Agency management accommodated Complainant within her medical restrictions. There is no evidence of record to dispute this assertion. Complainant is entitled to a reasonable accommodation, but not necessarily the accommodation of her choice. The evidence supports the Agency’s conclusion that Complainant was provided an effective accommodation. We AFFIRM the Agency’s final action, implementing the AJ’s decision without a hearing, finding no discrimination. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). 0120171774 9 COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations October 23, 2018 Date Copy with citationCopy as parenthetical citation