Dell Products L.P.Download PDFPatent Trials and Appeals BoardJul 26, 20212020002523 (P.T.A.B. Jul. 26, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/406,369 01/13/2017 Andrew Thomas SULTENFUSS 102450.00373 5974 108431 7590 07/26/2021 Dell c/o Jackson Walker L.L.P. 100 Congress Avenue Suite 1100 Austin, TX 78701 EXAMINER MIDKIFF, AARON ART UNIT PAPER NUMBER 2621 MAIL DATE DELIVERY MODE 07/26/2021 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte ANDREW THOMAS SULTENFUSS and JUDY M. AMANOR-BOADU _____________ Appeal 2020-002523 Application 15/406,369 Technology Center 2600 ____________ Before ST. JOHN COURTENAY III, LARRY J. HUME, and JUSTIN BUSCH, Administrative Patent Judges. COURTENAY, Administrative Patent Judge. DECISION ON APPEAL Appellant1 appeals under 35 U.S.C. § 134(a) from a final rejection of claims 1–12, which constitute all the claims pending in this application. We have jurisdiction over the pending claims under 35 U.S.C. § 6(b). We REVERSE. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). According to Appellant, the real party in interest in this appeal is Dell Products, L.P. See Appeal Br. 2. Appeal 2020-002523 Application 15/406,369 2 STATEMENT OF THE CASE 2 Introduction Embodiments of Appellant’s claimed subject matter relate generally to: “information handling systems, and more particularly to providing a flexible power topology for a display assembly in an information handling system.” Spec. 2, lines 4–7. Illustrative Independent Claim 1 1. An information handling system comprising: a processor; and an interface configured to electronically interface between the processor and a display assembly, wherein the interface is configured to provide a legacy supply voltage to the display assembly and an alternate supply voltage different in magnitude from the legacy supply voltage to the display assembly in addition to the legacy supply voltage; wherein the legacy supply voltage and the alternate supply voltage are direct-current (DC) voltages, such that the interface is compatible with each of: a first type of display assembly having a first type of voltage regulator tree that is configured to generate regulated output voltages from the legacy supply voltage; and a second type of display assembly having a second type of voltage regulator tree that is configured to generate regulated output voltages from the alternate supply voltage. Appeal Br. 11. Claims App. (disputed claim limitation emphasized). 2 We herein refer to the Final Office Action, mailed April 11, 2019 (“Final Act.”); Appeal Brief, filed September 10, 2019 (“Appeal Br.”); the Examiner’s Answer, mailed December 10, 2019 (“Ans.”); and Reply Brief, filed February 10, 2020 (“Reply Br.”). Appeal 2020-002523 Application 15/406,369 3 Prior Art Evidence Relied Upon by the Examiner Name Reference Date Kobayashi US 2015/0046727 A1 Feb. 12, 2015 Table of Rejections Rej. Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis A 1–12 112(a) Written description B 1–12 102(a)(1) Kobayashi ISSUES AND ANALYSIS We have considered all of Appellant’s arguments and any evidence presented. To the extent Appellant has not timely advanced separate, substantive arguments for particular claims, or other issues, such arguments are forfeited.3 See, e.g., 37 C.F.R. § 41.37(c)(1)(iv). Throughout this opinion, we give the claim limitations the broadest reasonable interpretation (BRI) consistent with the Specification. See In re Morris, 127 F.3d 1048, 3 See In re Google Tech. Holdings LLC, 980 F.3d 858, 862 (Fed. Cir. 2020) (some internal citation omitted): It is well established that “[w]aiver is different from forfeiture.” United States v. Olano, 507 U.S. 725, 733 (1993). “Whereas forfeiture is the failure to make the timely assertion of a right, waiver is the ‘intentional relinquishment or abandonment of a known right.’” Id. (quoting Johnson v. Zerbst, 304 U.S. 458, 464 (1938)) (additional citations omitted). The two scenarios can have different consequences for challenges raised on appeal, id. at 733–34, and for that reason, it is worth attending to which label is the right one in a particular case. Appeal 2020-002523 Application 15/406,369 4 1054 (Fed. Cir. 1997). We highlight and address specific findings and arguments for emphasis in our analysis below. Rejection A under 35 U.S.C. § 112(a) (written description) The determination of whether a patent meets the written description requirement is a “question of fact, judged from the perspective of one of ordinary skill in the art as of the relevant filing date.” Falko-Gunter Falkner v. Inglis, 448 F.3d 1357, 1363 (Fed. Cir. 2006) (citing Vas-Cath, Inc. v. Mahurkar, 935 F.2d 1555, 1563–64). “To fulfill the written description requirement, the patent specification must describe an invention in sufficient detail that one skilled in the art can clearly conclude that the inventor invented what is claimed.” Cordis Corp. v. Medtronic AVE, Inc., 339 F.3d 1352, 1364 (Fed. Cir. 2003) (citations omitted). Our reviewing court has cautioned, however, that “[t]he disclosure as originally filed does not . . . have to provide in haec verba support for the claimed subject matter at issue.” Id. at 1364. “Although [the applicant] does not have to describe exactly the subject matter claimed … the description must clearly allow persons of ordinary skill in the art to recognize that [the applicant] invented what is claimed.” In re Gosteli, 872 F.2d 1008, 1012 (Fed. Cir. 1989) (citations omitted). Put another way, “the applicant must . . . convey with reasonable clarity to those skilled in the art that, as of the filing date sought, he or she was in possession of the invention.” Vas-Cath, 935 F.2d at 1563– 64. The written description, although it need not include information that is already known and available to the experienced public, must be in sufficient detail to satisfy the statutory requirements, employing “[w]ords, structures, figures, diagrams, formulas, etc., that fully set forth the claimed invention.” Space Sys./Loral, Inc. v. Lockheed Martin Corp., 405 F.3d 985, 987 (Fed. Appeal 2020-002523 Application 15/406,369 5 Cir. 2005) (quoting Lockwood v. Am. Airlines, Inc., 107 F.3d 1565, 1572 (Fed. Cir. 1997)). Such disclosure must do more than merely disclose that which would render the claimed invention obvious. Univ. of Rochester v. G.D. Searle & Co., 358 F.3d 916, 923 (Fed. Cir. 2004); Regents of the Univ. of Cal. v. Eli Lilly & Co., 119 F.3d 1559, 1566–67 (Fed. Cir. 1997); see also PowerOasis, Inc. v. T-Mobile USA, Inc., 522 F.3d 1299, 1306–07 (Fed. Cir. 2008) (explaining that § 112, ¶ 1 “requires that the written description actually or inherently disclose the claim element”). Finally, “[p]recisely how close the original description must come to comply with the description requirement of § 112 must be determined on a case-by-case basis.” Eiselstein v. Frank, 52 F.3d 1035, 1039 (Fed. Cir. 1995) (citation omitted). Regarding written description Rejection A of claims 1–12, we consider the following issue raised by Appellant’s arguments: Issue: Did the Examiner err by finding that the claim 1 limitation “wherein the interface is configured to provide a legacy supply voltage to the display assembly and an alternate supply voltage different in magnitude from the legacy supply voltage to the display assembly in addition to the legacy supply voltage” lacks written description support under 35 U.S.C. § 112(a)? The Examiner makes the following findings: There is no passage within the instant application cited to support this amendment. The disclosure comprises no explicit discussion of voltage “...magnitude...” or some reasonable equivalent (e.g. level, amplitude, value), let alone comparing magnitudes of legacy and alternate supply voltages. Appeal 2020-002523 Application 15/406,369 6 As noted in the preceding Advisory Action (1 November 2018), [0030] and [0034] of the instant application discuss each one of legacy and alternate voltage supplies acting as inputs, from which one or more regulated output voltages may be generated. There is, however, neither discussion of the relative magnitudes of legacy and alternate voltage supplies themselves, nor is there [] discussion of the magnitudes of voltages which may be produced from each of these. Non-Final Act. 4 (as incorporated by reference into the Final Action at page 4: “The prior (26 December 2018) rejection of the claims as having failed to comply with the written description requirement ( 112{a}) stands, but will not be repeated here.”). In the Answer, the Examiner additionally notes: “[c]ommunicating that multiple voltages may be derived from the legacy and alternate supply voltages, again, says nothing regarding the relative magnitudes of the legacy and alternate supply voltages.” Ans. 4. However, Appellant contends that support for the disputed limitation can be found in Appellant’s Specification at page 9, lines 18–25, page 12, lines 15–18, and page 16, lines 6–18. See Appeal Br. 5. Appellant asserts “[t]he Specification does not provide an explicit voltage level for the ‘alternate supply voltage,’ but in the context of the Specification as a whole, it is clear beyond argument that it is not the same as the legacy supply voltage––it is something ‘different’ from the legacy supply voltage.” Appeal Br. 6. Appellant also argues that page 15, line 25 – page 16, line 2 of Appellant’s Specification “makes clear that both the legacy supply voltage and the alternate supply voltage may be DC voltages” and “thus amply describes receiving a DC legacy supply voltage —with the specific example Appeal 2020-002523 Application 15/406,369 7 of 3.3 volts given––as well as a DC ‘alternate supply voltage other than the legacy supply voltage.’” See Appeal Br. 6 (emphasis omitted). Turning to the evidence, we reproduce the pertinent cited portions of Appellant’s Specification below: FIGURE 1 illustrates an exterior view of example information handling system 102 embodied as a notebook or laptop computer, in accordance with embodiments of the present disclosure. As depicted in FIGURE 1, information handling system 102 may include a display assembly 132 (which may house display 109 (FIG. 2) and/or other information handling resources) and a keyboard assembly 134 (which may house a keyboard, pointing device, and/or other information handling resources) hingedly coupled via one or more hinges 136. Spec. 9, lines 17–26. Voltage VLEGACY may be a voltage specified by an existing standard for display device power topologies (e.g., 3.3 volts in accordance with the VESA standard). Spec. 12, lines 15–18. Voltage regulator tree 110b may comprise any suitable system, device, or apparatus configured to receive, in addition to or in lieu of a legacy voltage VLEGACY, an alternate voltage supply (e.g., VBATT) as an input, and generate from such alternate voltage supply one or more regulated output voltages to power components of display 109 that may have varying input voltage requirements from each other. Accordingly, voltage regulator tree 110b may include one or more direct current-to-direct current voltage converters including without limitation one or more buck converters, one or more buck-boost converters, and one or more boost converters. Spec. 15, line 25 — page 16, line 4. Thus, as shown in FIGURES 2 and 3, information handling systems using the methods and systems disclosed herein may have different topologies for their display assemblies, while maintaining a common topology of keyboard assembly Appeal 2020-002523 Application 15/406,369 8 134. Such common topology of keyboard assembly 134 may include an interface (e.g., interface 108) that is compatible with both standard or legacy display architectures that provide a legacy supply voltage to the display (as shown in FIGURE 2), as well as modified architectures that provide an alternate supply voltage other than the legacy supply voltage in lieu of or in addition to the legacy supply voltage (as shown in FIGURE 3). In some instances, the ability to implement display assemblies with the alternate supply voltage may allow a designer to design a display assembly power architecture with lower power consumption than possible with the legacy supply voltage. Spec. 16, lines 5–20. Our reviewing court further guides that “[t]o satisfy the written description requirement, ‘the applicant does not have to utilize any particular form of disclosure to describe the subject matter claimed, but the description must clearly allow persons of ordinary skill in the art to recognize that he or she invented what is claimed.’” Ariad Pharms., Inc. v. Eli Lilly and Co., 560 F.3d 1366, 1371 (Fed. Cir. 2009) (citing Carnegie Mellon Univ. v. Hoffmann-La Roche Inc., 541 F.3d 1115, 1122 (Fed. Cir. 2008) (quoting In re Alton, 76 F.3d 1168, 1172 (Fed.Cir.1996))). Although Appellant’s Specification does not expressly use the claim term “magnitude” in haec verba to refer to different voltage levels, we are of the view that one of ordinary skill in the art at the time of the invention would have recognized that different power supplies (e.g., laptop battery or laptop AC adapters), including regulated DC power supplies with AC inputs, and/or DC-DC voltage converters (e.g., “buck” converters, Spec. 14, 16) would inherently have different voltage levels (i.e., “magnitudes” as claimed) that would vary slightly over time according to source voltage variations and temperature changes and associated tolerance variations of Appeal 2020-002523 Application 15/406,369 9 power supply components, when used in the context of lowering power consumption in a notebook or laptop computer, or regulation of different voltages via a regulator tree, or converting voltages via DC voltage converters, as described in the above-reproduced portions of Appellant’s Specification. Therefore, based upon a preponderance of the evidence, we agree with Appellant that “[t]he Specification does not provide an explicit voltage level for the ‘alternate supply voltage,’ but in the context of the Specification as a whole, it is clear . . . that it is not the same as the legacy supply voltage––it is something ‘different’ from the legacy supply voltage.” See Appeal Br. 6. As such, we find that Appellant’s Specification sufficiently satisfies the written description requirement for the disputed claim 1 limitation to demonstrate possession of the claimed invention in which the claim term “magnitude” was added by amendment. Accordingly, we are constrained on this record to reverse the Examiner’s written description Rejection A of independent claim 1. For the same reasons, we also reverse Rejection A of remaining independent claims 5 and 9, which also recite the disputed “magnitude” limitation of claim 1. Dependent claims 2–4, 6–8, and 10–12 stand with the independent claims from which they depend. Rejection B under 35 U.S.C. § 102(a)(1) of Independent Claim 1 “Anticipation of a patent claim requires a finding that the claim at issue ‘reads on’ a prior art reference.” Atlas Powder Co. v. IRECO, Inc., 190 F.3d 1342, 1346 (Fed Cir. 1999) (“In other words, if granting patent protection on the disputed claim would allow the patentee to exclude the Appeal 2020-002523 Application 15/406,369 10 public from practicing the prior art, then that claim is anticipated, regardless of whether it also covers subject matter not in the prior art.”) (internal citations omitted). To anticipate, every element and limitation of the claimed invention must be found in a single prior art reference, arranged as in the claim. Karsten Mfg. Corp. v. Cleveland Golf Co., 242 F.3d 1376, 1383 (Fed. Cir. 2001); Scripps Clinic & Research Foundation v. Genentech, Inc., 927 F.2d 1565, 1576 (Fed. Cir. 1991). Inherency is not established by probabilities or possibilities. See MEHL/Biophile Int’l Corp. v. Milgraum, 192 F. 3d 1362, 1365 (Fed. Cir. 1999) (citing In re Oelrich, 666 F.2d 578, 581 (CCPA 1981) (internal citations omitted)). That a certain thing may result from a given set of circumstance is not sufficient to establish inherency. Id. Regarding anticipation Rejection B of claims 1–12, we consider the following issue raised by Appellant’s arguments: Issue: Under 35 U.S.C. § 102(a)(1), did the Examiner err by finding that Kobayashi expressly or inherently discloses or describes the disputed limitation “wherein the interface is configured to provide a legacy supply voltage to the display assembly and an alternate supply voltage different in magnitude from the legacy supply voltage to the display assembly in addition to the legacy supply voltage” as recited in independent claim 1? (emphasis added). In support of anticipation Rejection A, the Examiner cites to Figure 2 and paragraphs 17 and 49 of Kobayashi as disclosing the disputed limitation. See Final Act. 5; see also Ans. 4. Referring to Figure 2 of Kobayashi, the Appeal 2020-002523 Application 15/406,369 11 Examiner finds that Kobayashi’s system controller 112 discloses the claimed interface. Id. The Examiner finds Kobayashi’s graphic controller 114, LCD 15, and the DEVICE components disclose the claimed display assembly, and that Kobayashi’s battery 17 and AC adapter 124 disclose the claimed alternative supply voltage and the legacy supply voltage. See Id. In particular, the Examiner notes that paragraphs 17 and 49 of Koyabashi describe that battery 17 and AC adapter 124 provide power to each component of computer 10; the Examiner finds: [Each component] is considered to correspond to the constituent elements provided in addition to — and possibly including — the CPU [0032]. Those designated in Figure 2 with reference numerals 16, 114 and individual ones labeled DEVICE — which are relied upon as reading fairly upon the claimed display assembly in the Final Rejection (p. 5) — are considered to be among the aforementioned [components] and thus among those receiving electric power from the battery or AC adapter. See Ans. 4–5 (emphasis added).4 4 The Examiner has it backwards with respect to the misplaced focus on interpreting the teachings of the reference, instead of: (1) properly interpreting the claims under BRI, and then, (2) reading the properly construed claim language on the corresponding feature found in the reference. If it is not clear exactly what the reference teaches, and some degree of speculation is required, the Examiner should search for a better reference, because we cannot engage in speculation to affirm the Examiner. Cited prior art references do not “read on” claim limitations, rather, a particular claim limitation “reads on” the corresponding feature found in the cited prior art reference, after the claim language is properly construed in accordance with the broadest reasonable interpretation consistent with the Specification. See e.g., Atlas Powder, 190 F.3d at 1346 (“Anticipation of a patent claim requires a finding that the claim at issue ‘reads on’ a prior art reference.”) (emphasis added). We note claim construction is an important step in a patentability determination. See Medichem, S.A. v. Rolabo, S.L., 353 F.3d 928, 933 (Fed. Cir. 2003) (“Both anticipation under § 102 and Appeal 2020-002523 Application 15/406,369 12 However, Appellant contends that “Kobayashi could anticipate claim 1 only if the purported ‘display assembly’ were to receive the output of both the AC adapter 124 and the battery 17. But that is not the case . . . .” Appeal Br. 7. The Appellant argues that “[t]here is no suggestion whatsoever in Kobayashi that ‘graphic controller 114’ and/or ‘LCD 16’ and/or the ‘DEVICE’ elements of Figure 2 receive multiple different voltages” and that “the only component in Kobayashi that receives both the AC adapter voltage and the battery voltage is power source circuit 123.” Appeal Br. 8. Turning to the evidence, we reproduce the pertinent cited portions of Kobayashi: The computer 10 uses electric power discharged from the battery 17 in order to supply electric power to a component of the inside of the computer 10. A power source output terminal of the battery 17 may make wired OR connection to a power source output terminal of an external power source device such as an AC adapter. In this case, an output voltage of the battery 17 may be set so that an output voltage of an external power source becomes higher than the output voltage of the battery 17. Accordingly, electric power can be supplied to the component of the inside of the computer 10 using electric power from the external power source device preferentially than the battery 17. obviousness under § 103 are two-step inquiries. The first step in both analyses is a proper construction of the claims . . . The second step in the analyses requires a comparison of the properly construed claim to the prior art.” (internal citations omitted)) (emphasis added). See also the mapping rule: 37 C.F.R. § 1.104(c)(2) (“When a reference is complex or shows or describes inventions other than that claimed by the applicant, the particular part relied on must be designated as nearly as practicable. The pertinence of each reference, if not apparent, must be clearly explained and each rejected claim specified.” (emphasis added). Appeal 2020-002523 Application 15/406,369 13 Kobayashi ¶ 17. The power source circuit 123 generates electric power (an operating power source) to be supplied to each component using electric power from the battery 17 or electric power from an AC adapter 124 connected to the computer body 11 as an external power source. When the AC adapter 124 is connected to the computer body 11, the power source circuit 123 generates the operating power source to each component using the electric power from the AC adapter 124, and also charges the battery 17. Kobayashi ¶ 49. Kobayashi describes “electric power can be supplied to the component of the inside of the computer 10 using electric power from the external power source device preferentially than the battery 17” and “power source circuit 123 generates electric power (an operating power source) to be supplied to each component using electric power from the battery 17 or electric power from an AC adapter 124.” Kobayashi ¶¶ 17 and 49 (emphasis added). Although Kobayashi describes two different power sources, we find that each component of computer 110 receives power from only one of the two power sources at a given time, either battery 17 or AC adapter 124. Therefore, based upon a preponderance of the evidence, we agree with Appellant that graphic controller 114, LCD 16, and DEVICE components in Figure 2 of Kobayashi do not receive multiple different voltages. See Appeal Br. 7–8. As such, we find Kobayashi does not expressly nor inherently disclose or describe the disputed claim 1 limitation “wherein the interface is configured to provide a legacy supply voltage to the display assembly and an alternate supply voltage different in magnitude from the legacy supply voltage to the display assembly in addition to the legacy supply voltage.” (emphases added). Appeal 2020-002523 Application 15/406,369 14 Accordingly, we are constrained on this record to reverse the Examiner’s anticipation Rejection B of independent claim 1. For the same reasons, we also reverse Rejection B of remaining independent claims 5 and 9, which recite the disputed limitation of claim 1 using similar language having commensurate scope. Dependent claims 2–4, 6–8, and 10–12 stand with the independent claims from which they depend. CONCLUSIONS The Examiner erred in rejecting claims 1–12 under 35 U.S.C. § 112(a)(1) as lacking written description support. The Examiner erred in rejecting claims 1–12 under 35 U.S.C. § 102(a)(1) as anticipated by Kobayashi. DECISION SUMMARY Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–12 112(a) Written description 1–12 1–12 102(a)(1) Kobayashi 1–12 Overall Outcome 1–12 REVERSED Copy with citationCopy as parenthetical citation