Deere & CompanyDownload PDFPatent Trials and Appeals BoardDec 28, 2020IPR2019-01050 (P.T.A.B. Dec. 28, 2020) Copy Citation Trials@uspto.gov Paper 81 571-272-7822 Entered: December 28, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD PRECISION PLANTING LLC, AGCO CORPORATION, Petitioner, v. DEERE & COMPANY, Patent Owner. IPR2019-01050 Patent 9,807,922 B2 Before, BARRY L. GROSSMAN, JAMES A. TARTAL, and TIMOTHY J. GOODSON, Administrative Patent Judges. GROSSMAN, Administrative Patent Judge. JUDGMENT Final Written Decision Determining No Challenged Claims Unpatentable Dismissing Petitioner’s Motion to Exclude Dismissing Patent Owner’s Motion to Exclude 35 U.S.C. § 318(a) IPR2019-01050 Patent 9,807,922 B2 2 I. INTRODUCTION A. Background and Summary Precision Planting LLC and AGCO Corporation (collectively “Petitioner”) filed a Petition requesting an inter partes review of claims 1, 2, 4–11, and 13 of U.S. Patent No. 9,807,922 B2 (Ex. 1001, “the ’922 patent”). Paper 4 (“Pet.”). Deere & Company (“Patent Owner”) filed a Preliminary Response. Paper 10 (“Prelim. Resp.”). After receiving our authorization to do so, Petitioner filed a Reply (Paper 11) and Patent Owner filed a Sur- Reply (Paper 13). We concluded that Petitioner satisfied the burden, under 35 U.S.C. § 314(a), to show that there was a reasonable likelihood that Petitioner would prevail with respect to at least one of the challenged claims. Accordingly, on behalf of the Director (37 C.F.R. § 42.4(a)), and in accordance with SAS Inst., Inc. v. Iancu, 138 S. Ct. 1348, 1353 (2018), we instituted an inter partes review of all the challenged claims on the sole asserted ground. Paper 20 (“Dec. Inst.”). Patent Owner filed a Response. Paper 35 (“PO Resp.”). Petitioner filed a Reply. Paper 57 (“Reply”). Patent Owner filed a Sur-reply. Paper 62 (“Sur-reply”). Petitioner submitted 107 exhibits. See Exs. 1001–1148 (not consecutive; some exhibit numbers not used); see also Ex. 1148, a Joint Exhibit Index concordance of exhibits in this proceeding and the related post-grant proceedings. Petitioner relies, in part, on the Declaration testimony of Douglas S. Prairie. See Ex. 1002.1 1 Mr. Prairie earned a B.S. in Agricultural Engineering, and an M.S. in Mechanical Engineering. He is a registered Professional Engineer in Idaho. IPR2019-01050 Patent 9,807,922 B2 3 Patent Owner submitted 105 exhibits. See Exs. 2001–2275 (not consecutive; some exhibit numbers not used). Patent Owner relies, in part, on the Declaration testimony of Dr. James L. Glancey. See Ex. 2208.2 Petitioner filed a Motion to Exclude evidence submitted by Patent Owner. Paper 68 (“Pet. Mot. Excl.”). Patent Owner filed an Opposition to the Motion to Exclude. Paper 69 (“PO Resp. Mot. Excl.”). Petitioner filed a Reply. Paper 74 (“Pet. Reply Mot. Excl.”). Patent Owner filed a Motion to Exclude evidence submitted by Petitioner. Paper 66 (“PO Mot. Excl.”). Petitioner filed an Opposition to the Motion to Exclude. Paper 70 (“Pet. Resp. Mot. Excl.”). Patent Owner filed a Reply. Paper 73 (“PO Reply Mot. Excl.”). Ex. 1002 ¶ 2. He also has approximately twenty years of experience in the agricultural and mechanical engineering industry, working primarily on the development of precision seeding technology. Id. ¶¶ 3–11. Mr. Prairie is an Instructor in the Agriculture and Biosystems Engineering Department at South Dakota State University. Id. ¶ 13. He is a named inventor on multiple U.S. patents and applications relating to seeding and planting technology. Id. ¶ 14. 2 Dr. Glancey earned degrees in Agricultural and Biological Engineering, culminating in a Doctor of Philosophy in Engineering with an emphasis in Mechanical Engineering and concentrations in Civil Engineering, Agricultural and Biological Engineering, and Applied Mathematics. Ex. 2206 ¶ 3. Currently, he holds a dual appointment at the University of Delaware as a Professor of Machine Design and Development in Mechanical Engineering and a Professor in the College of Agriculture and Natural Resources. Id. ¶ 4. He is an inventor on one U.S. patent related to harvesting, and three U.S. patents related to the composite material manufacturing and automation. Id. ¶ 6. Dr. Glancey is a Registered Professional Engineer in Delaware. Id. ¶ 11. IPR2019-01050 Patent 9,807,922 B2 4 A hearing was held October 13, 2020. Paper 80 (“Tr.”). This was a joint hearing that also included related cases IPR2019-01052 and IPR2019- 01054. We have jurisdiction under 35 U.S.C. § 6. We enter this Final Written Decision pursuant to 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73. Petitioner has the burden of proving unpatentability of a claim by a preponderance of the evidence. 35 U.S.C. § 316(e). Based on the findings and conclusions below, we determine that Petitioner has not proven that claims 1, 2, 4–11, and 13 are unpatentable. We dismiss as moot both Petitioner’s Motion to Exclude Evidence and Patent Owner’s Motion to Exclude Evidence. B. Real Parties in Interest Petitioner identifies Precision Planting, LLC and AGCO Corp. as the real parties-in-interest. Pet. 7. Petitioner also states that “[f]or the purposes of completeness,” Petitioner also names Monsanto Co. and Bayer AG as real parties-in-interest. Id. Patent Owner identifies itself, Deere & Company, as the sole real party-in-interest. Paper 5, 1. C. Related Matters Patent Owner sued Petitioner for infringement of the ’922 patent. See Pet. 7; Paper 5, 1 (citing Deere & Company v. AGCO Corporation, Civil Action No. 1:18-cv-00827-CFC (District of Delaware June 1, 2018) (the “827 case”); Deere & Company v. Precision Planting LLC, Civil Action No. 1:18-cv-00828-CFC (District of Delaware June 1, 2018) (the “828 case”)).3 3 See Ex. 3003 (District Court’s docket entry for January 9, 2019, of an “ORAL ORDER” stating that the 827 and 828 cases are “consolidated,” IPR2019-01050 Patent 9,807,922 B2 5 Petitioner also lists the following Board proceedings as related matters: Case No. Challenged Patent IPR2019-01044 U.S. Patent No. 8,813,663 IPR2019-01046 U.S. Patent No. 9,480,199 IPR2019-01047 U.S. Patent No. 9,510,502 IPR2019-01048 U.S. Patent No. 9,686,906 IPR2019-01051 U.S. Patent No. 9,807,924 IPR2019-01052 U.S. Patent No. 9,820,429 IPR2019-01053 U.S. Patent No. 9,861,031 IPR2019-01054 U.S. Patent No. 10,004,173 IPR2019-01055 U.S. Patent No. 9,699,955 Pet. 7. The listed IPR proceedings involve the same parties as this 01050 IPR proceeding. The challenged patents in the list above also are involved in the Delaware Case. E.g., see Exs. 3005, 3006. We note that the disclosure in the ’922 patent is substantially similar to the disclosure in U.S. Patent No. 9,480,199 (the “’199 patent”), which is challenged in IPR2019-01046 (the “01046 IPR”). The drawings in the ’922 patent are identical to the drawings in the ’199 patent. The references asserted in the proceeding before us are identical to the references in the 01046 IPR. In the proceeding before us and in the 01046 IPR, the sole with the 827 case as “the lead case and all future filings shall be made in that case only.” Accordingly, the 827 case now includes both of the entities that this Decision refers to collectively as Petitioner. For simplicity, this Decision refers to the now consolidated 827 and 828 cases as the “Delaware Case.” The Delaware Case was stayed pending the outcome of this 01050 IPR proceeding and the related inter partes review proceedings. Ex. 3001. IPR2019-01050 Patent 9,807,922 B2 6 asserted ground is that the challenged claims are unpatentable under 35 U.S.C. § 103 based on Hedderwick in view of Yamahata and Koning. The primary substantive difference between the case before us and the 01046 IPR is that each proceeding challenges a different patent. D. The ’922 Patent The ’922 patent relates generally to seeding machines called “planters” that are used by farmers to plant seeds efficiently and precisely in parallel seed trenches. Ex. 1001, 1:20–22; Ex. 1002 ¶ 37. A picture of a seed planter is shown below. Picture of a seed planter. See Ex. 3007 ¶ 34.4 4 This picture is from the complaint in the Delaware Case is an image of a “90-foot-wide John Deere DB90 planter, which covers 36 rows with each pass.” Ex. 3007 ¶ 34. We provide it as an illustration of the general type and scale of the planters disclosed in the ’922 patent. We make no finding, IPR2019-01050 Patent 9,807,922 B2 7 In a typical planter configuration, the planter is attached to a tractor, which pulls the planter across a field to be planted with seeds. Ex. 1002 ¶ 32. An annotated figure of the basic components of a typical seed planter is shown below. See Ex. 1002 ¶ 37. As shown above, a typical seed planter includes a main hopper, which transfers seeds to several “row units,” each of which includes an auxiliary hopper and a seed delivery system that delivers, and plants, seeds into a trench or furrow in the ground. Ex. 1002 ¶ 37. The most common seed delivery system used in row units is a “gravity drop system,” in which seeds from the auxiliary hopper drop into a seed tube and fall by gravitational force into a seed trench. Ex. 1001, 1:52– 58. One problem with this system is that the relative velocity difference between seed and soil causes individual seeds to bounce and tumble in somewhat random patterns as each seed enters the trench. Ex. 1001, 1:67– 2:21. According to the Specification, the disclosed seed delivery system however, that this particular planter is within the scope of the invention claimed in the ’922 patent. IPR2019-01050 Patent 9,807,922 B2 8 provides a “controlled descent” of the seed to result in “a low or zero horizontal velocity” of the seed relative to the trench. Id. at 2:25–40. According to the ’922 patent, precise placement of seeds during planting is critical to producing maximum crop yield. E.g., Ex. 1001, Abstract (“the seeds are isolated from row unit dynamics thereby maintaining seed spacing”); see also Ex. 2031 ¶ 16 (“If corn plants are spaced too close together, the plants compete for resources such as water and sunlight and neither produces acceptable quality ears. They are basically weeds. If corn plants are planted too far apart, you have lost the potential for a productive plant that yields acceptable ears.”). There is a balance between planting seeds quickly and spacing seeds precisely. Ex. 2031 ¶ 11 (“As the planter travels over the field, the uneven terrain will cause seeds to bounce and ricochet throughout its entire path of travel to the ground. This causes lack of seed spacing accuracy. The faster you travel across the field, the worse this accuracy problem becomes.”); see also Ex. 1001, 1:65–67 (“The spacing variation is exacerbated by higher travel speeds through the field which amplifies the dynamic field conditions.”). The ’922 patent relates more specifically to “a seeding machine having a seed metering system and a seed delivery system for delivering seed from the meter to the ground.” Ex. 1001, 1:14–16. In the “Background of the Invention,” the ’922 patent explains that in known seed delivery systems, differences in how individual seeds exit the metering system and drop through the seed delivery tubes cause undesirable variations in seed spacing. Id. at 1:62–65. In the “Summary of the Invention,” the ’922 patent describes that its system reduces seed spacing variability by capturing the IPR2019-01050 Patent 9,807,922 B2 9 seed, and then moving it, on a controlled descent from the point at which it exits the metering system to a point near the bottom of the seed trench, so that the seed is discharged at a substantially zero horizontal speed relative to the ground. Id. at 2:25–40. As described in the ’922 patent, planter or seeding machine 10 includes tool bar 12 as part of planter frame 14. Ex. 1001, 3:8–11. Mounted to the tool bar are multiple planting row units 16. Id. at 3:11–12. One of these row units is shown in Figure 2 of the ’922 patent, reproduced below. Figure 2 is a side view of one row unit 16. Ex. 1001, 2:46–47. Figure 2 of the ’922 patent discloses “parallelogram linkage 22 for mounting the row unit 16 to the tool bar 12 for up and down relative movement between the unit 16 and toolbar 12.” Ex. 1001, 3:17–21. “Seed is stored in seed hopper 24 and provided to a seed meter 26,” and “[f]rom the seed meter 26 the seed is carried by a delivery system 28 [shown in dashed lines] into a planting furrow, or trench, formed in the soil by furrow openers 30.” Id. at 3:21–27. IPR2019-01050 Patent 9,807,922 B2 10 Petitioner provides the following annotated Figure 3 of the ’922 patent (Pet. 18), which is reproduced below. Figure 3 is a side view of the seed delivery system of the present invention. Figure 3 shows delivery system 28, with housing 48, adjacent to seed disk 50, containing apertures 52, of the seed meter. Id. at 3:40–51. Seeds 56 are collected on the apertures from a seed pool and adhere to the disk by air pressure differential on the opposite sides of disk 50, which the ’922 patent acknowledges is done “in a known manner.” Id. at 3:45–47. Inside housing 48 are mounted pulleys 60 and 62, which support belt 64 for rotation within the housing. Id. at 3:52–57. Attached to belt 64 by base member 66 are IPR2019-01050 Patent 9,807,922 B2 11 elongated bristles 70, which touch, or are close to touching, the inner surface 76 of side wall 53. Id. at 3:57–64. The belt rotates in a counterclockwise direction, transferring seeds from the seed meter to the delivery system, where “the bristles move or convey the seeds downward to the housing lower opening” 78, holding the seeds against side wall 53 along the way. Id. at 4:17–37. The seeds accelerate relative to the speed of the belt as they round the lower portion of the housing on their way to the lower opening 78, and are “discharged through the lower opening 78 into the seed trench.” Id. at 4:40–46. The belt shown in Figure 3 has relatively long bristles. Id. at 4:53. The Specification explains: As a result of the long bristles and the seed loading point being at the end of the curved path of the brush around the pulley 60 results in the seeds being loaded into the belt while the bristles have slowed down in speed. The bristle speed at loading is thus slower than the bristle speed at the discharge opening as the belt travels around the pulley 62. This allows in the seed to be loaded into the belt at a relatively lower speed while the seed is discharged at the lower end at a desired higher speed. Id. at 4:53–62. The Specification explains that while brush bristles are the preferred embodiment, other materials can be used to grip the seed, such as a foam pad, expanded foam pad, mesh pad or fiber pad. Id. at 7:43–47. E. Illustrative Claims Petitioner challenges claims 1, 2, 4–11, and 13. Claims 1 and 9 are independent claims. Claim 1 is directed to a “seeding machine.” Claim 9 is directed to “[a] method of delivering a seed from a seed meter to a furrow.” Claim 1 is reproduced below: 1. A seeding machine for a row unit having a seed meter with a plurality of apertures through which an air pressure differential IPR2019-01050 Patent 9,807,922 B2 12 is applied to retain seed thereon, the seed meter movable to convey seed from a seed reservoir, the seeding machine comprising: a seed delivery apparatus including an elongated housing having a first opening through which seed is received into the seed delivery apparatus, having a second opening through which seed exits the seed delivery apparatus, and defining an interior chamber along which seed is conveyed from the first opening to the second opening; a first pulley, a second pulley, an endless member driven by the first pulley and/or the second pulley, the endless member movable within the interior chamber of the elongated housing to receive seed from the first opening and convey seed to the second opening; and a loading surface stationary relative to the elongated housing and positioned to contact and guide seed toward the endless member. Ex. 1001 at 7:54–8:11. Independent method claim 9 includes the steps of releasing seed from the seed meter; guiding the seed with a loading surface toward a seed delivery apparatus; receiving the seed in the seed delivery apparatus; and conveying the seed to the furrow. F. Prior Art and Asserted Grounds Petitioner contends that the challenged claims are unpatentable based on the following ground: IPR2019-01050 Patent 9,807,922 B2 13 References Basis5 Claims Challenged Hedderwick,6 Yamahata7, Koning8 § 103(a) 1, 2, 4–11, 13 Pet. 11, 41. In support of its proposed ground, Petitioner relies on the Declaration of Mr. Douglas S. Prairie. See Ex. 1002. II. MOTION TO EXCLUDE Petitioner and Patent Owner each move to exclude a substantial number of exhibits on a number of different evidentiary grounds. See Pet. Mot. Excl.; PO Mot. Excl. As our analysis does not refer to any of those exhibits, we dismiss each motion as moot. Our general approach for considering challenges to the admissibility of evidence was outlined in Corning Inc. v. DSM IP Assets B.V., IPR2013- 00053, Paper 66 at 19 (PTAB May 1, 2014). As stated in Corning, similar to a district court in a bench trial, the Board, sitting as a non-jury tribunal with administrative expertise, is well-positioned to determine and assign appropriate weight to evidence presented. Id. (citing Donnelly Garment Co. v. NLRB, 123 F.2d 215, 224 (8th Cir. 1941) (stating, in the context of reviewing an administrative determination of the National Labor Relations Board based on findings by a Trial Examiner, “We think that experience has 5 The relevant sections of the Leahy-Smith America Invents Act (“AIA”), Pub. L. No. 112–29, took effect on March 16, 2013. Because the application that issued as the ’922 patent states that it is a continuation of an application filed before March 16, 2013, we apply the pre-AIA version of this statute. See 35 U.S.C. § 100(i). 6 GB 2,057,835 A, published Apr. 8, 1981 (Ex. 1003). 7 Japanese Utility Model Registration Publication S56-24815U, published Mar. 6, 1981 (Ex. 1014). Citations to Yamahata in this decision refer to the English translation in Exhibit 1011. 8 US 4,193,523, issued Mar. 18, 1980 (Ex. 1004). IPR2019-01050 Patent 9,807,922 B2 14 demonstrated that in a trial or hearing where no jury is present, more time is ordinarily lost in listening to arguments as to the admissibility of evidence and in considering offers of proof than would be consumed in taking the evidence proffered . . . . One who is capable of ruling accurately upon the admissibility of evidence is equally capable of sifting it accurately after it has been received . . . .”)). Moreover, “there is a strong public policy for making all information filed in an administrative proceeding available to the public.” Liberty Mut. Ins. Co. v. Progressive Cas. Ins. Co., CBM2012-00010, Paper 59 at 40 (PTAB Feb. 24, 2014). Rather than excluding evidence that is allegedly hearsay, confusing, misleading, untimely, and/or irrelevant, we will simply not rely on it or give it little or no probative weight, as appropriate, in our analysis, which is what we have done here. “In an inter partes review, we regard it as the better course to have a complete record of the evidence to facilitate public access, as well as appellate review.” Sony Computer Entm’t Am. LLC v. Game Controller Tech. LLC, IPR2013-00634, Paper 32 at 32 (PTAB Apr. 14, 2015); see also Gnosis S.p.A. v. S. Alabama Med. Sci. Found., IPR2013-00118, Paper 64 at 43 (PTAB June 20, 2014) (citing Donnelly, 123 F.2d at 224 (“If the record on review contains not only all evidence which was clearly admissible, but also all evidence of doubtful admissibility, the court which is called upon to review the case can usually make an end of it, whereas if evidence was excluded which that court regards as having been admissible, a new trial or rehearing cannot be avoided.”)). IPR2019-01050 Patent 9,807,922 B2 15 III. ANALYSIS A. Legal Standards Section 103(a) forbids issuance of a patent when “the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.” KSR Int’l Co. v. Teleflex, Inc., 550 U.S. 398, 406 (2007). The question of obviousness is resolved on the basis of underlying factual determinations, including: (1) the scope and content of the prior art; (2) any differences between the claimed subject matter and the prior art; (3) the level of ordinary skill in the art; and (4) when available, objective evidence of nonobviousness such as commercial success, long felt but unsolved needs, and failure of others. Graham v. John Deere Co., 383 U.S. 1, 17–18 (1966); see KSR, 550 U.S. at 407 (“While the sequence of these questions might be reordered in any particular case, the [Graham] factors continue to define the inquiry that controls.”). The Court in Graham explained that these factual inquiries promote “uniformity and definiteness,” for “[w]hat is obvious is not a question upon which there is likely to be uniformity of thought in every given factual context.” Graham, 383 U.S. at 18. We note that no objective evidence of nonobviousness (e.g., commercial success) has been asserted in this proceeding. The Supreme Court made clear that we apply “an expansive and flexible approach” to the question of obviousness. KSR, 550 U.S. at 415. Whether a patent claiming the combination of prior art elements would have been obvious is determined by whether the improvement is more than the predictable use of prior art elements according to their established functions. IPR2019-01050 Patent 9,807,922 B2 16 Id. at 417. To support this conclusion, however, it is not enough to show merely that the prior art includes separate references covering each separate limitation in a challenged claim. Unigene Labs., Inc. v. Apotex, Inc., 655 F.3d 1352, 1360 (Fed. Cir. 2011). Rather, obviousness additionally requires that a person of ordinary skill at the time of the invention “would have selected and combined those prior art elements in the normal course of research and development to yield the claimed invention.” Id. Moreover, in determining the differences between the prior art and the claims, the question under 35 U.S.C. § 103 is not whether the differences themselves would have been obvious, but whether the claimed invention as a whole would have been obvious. Litton Indus. Prods., Inc. v. Solid State Sys. Corp., 755 F.2d 158, 164 (Fed. Cir. 1985) (“It is elementary that the claimed invention must be considered as a whole in deciding the question of obviousness.”); see also Stratoflex, Inc. v. Aeroquip Corp., 713 F.2d 1530, 1537 (Fed. Cir. 1983) (“[T]he question under 35 U.S.C. § 103 is not whether the differences themselves would have been obvious. Consideration of differences, like each of the findings set forth in Graham, is but an aid in reaching the ultimate determination of whether the claimed invention as a whole would have been obvious.”). As a factfinder, we also must be aware “of the distortion caused by hindsight bias and must be cautious of arguments reliant upon ex post reasoning.” KSR, 550 U.S. at 421. Against this general background, we consider the references, other evidence, and arguments on which the parties rely. IPR2019-01050 Patent 9,807,922 B2 17 B. Level of Ordinary Skill in the Art The level of skill in the art is “a prism or lens through which a judge, jury, or the Board views the prior art and the claimed invention.” Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). “This reference point prevents these factfinders from using their own insight or, worse yet, hindsight, to gauge obviousness.” Id. Factors pertinent to a determination of the level of ordinary skill in the art include: (1) educational level of the inventor; (2) type of problems encountered in the art; (3) prior art solutions to those problems; (4) rapidity with which innovations are made; (5) sophistication of the technology; and (6) educational level of workers active in the field. Envt’l. Designs, Ltd. v. Union Oil Co. of Calif., 713 F.2d 693, 696–697 (Fed. Cir. 1983) (citing Orthopedic Equip. Co. v. All Orthopedic Appliances, Inc., 707 F.2d 1376, 1381–82 (Fed. Cir. 1983)). Not all such factors may be present in every case, and one or more of these or other factors may predominate in a particular case. Id. Moreover, these factors are not exhaustive but are merely a guide to determining the level of ordinary skill in the art. Daiichi Sankyo Co. v. Apotex, Inc., 501 F.3d 1254, 1256 (Fed. Cir. 2007). In determining a level of ordinary skill, we also may look to the prior art, which may reflect an appropriate skill level. Okajima, 261 F.3d at 1355. Additionally, the Supreme Court informs us that “[a] person of ordinary skill is also a person of ordinary creativity, not an automaton.” KSR, 550 U.S. at 421. In a one sentence statement, Petitioner proposes that a person of ordinary skill in the art “would have had either: (1) a bachelor’s degree plus four years of experience in mechanical engineering, agricultural engineering, IPR2019-01050 Patent 9,807,922 B2 18 or a related field or (2) a master’s degree plus two years of experience in mechanical engineering, agricultural engineering, or a related field.” Pet. 40 (citing Ex. 1002 ¶¶ 21–22). Mr. Prairie, Petitioner’s declarant, states the factors he considered (Ex. 1002 ¶ 21) without any discussion or analysis of facts or data related to those factors, and then repeats Petitioner’s asserted level of ordinary skill as his opinion of the applicable level of skill in this proceeding (id. ¶ 22). See 37 C.F.R. § 42.65(a) (“(a) Expert testimony that does not disclose the underlying facts or data on which the opinion is based is entitled to little or no weight.”). Patent Owner proposes a slightly different level of ordinary skill. According to Patent Owner, a person of ordinary skill in the relevant technology would have had an undergraduate degree in mechanical engineering, agricultural engineering, or a closely related field, and “about two years of experience designing agricultural products or related machinery in industry or academia.” PO Resp. 2 (citing Ex. 2208 ¶¶ 47–52). Patent Owner also proposes that, as an alternative, a person of ordinary skill could have had “about five years of experience designing agricultural products or related machinery, without a four-year undergraduate engineering degree.” Id. Patent Owner adds that “[s]uch a person would typically have experience designing projects on a component or small sub-system-level rather than redesigning a larger planting system.” Id. Dr. Glancey, Patent Owner’s declarant, explains that, in his opinion, Petitioner’s proposed level of ordinary skill is “too restrictive and sets the level of ordinary skill in the art of the ’922 Patent too high.” Ex. 2208 ¶ 49. Dr. Glancey provides three reasons why he holds this opinion: (1) undergraduate engineering curriculums in place in February 2009 focused on IPR2019-01050 Patent 9,807,922 B2 19 design at the freshman level and continued this focus throughout the student’s degree program, thus avoiding the need for significant post- graduate design experience (id. ¶ 50); (2) masters programs in engineering focus on research for publication in peer-reviewed journals, rather than designing products for industry (id. ¶ 51); and (3) engineering technicians, who may not have formal engineering degrees, “often have years’ worth of relevant hands-on experience,” which, in Dr. Glancey’s opinion, qualifies him or her to be “considered POSITAs[9] with respect to the ’922 Patent” (id. ¶ 52). At the hearing, Counsel for Petitioner stated that the proposed different experience levels for a person of ordinary skill proposed by the parties was “would not make a different” outcome in this proceeding. E.g., Tr. 29:20–26; 30:14–18. We agree. The minor differences in the levels of skill proposed by the parties is not outcome determinative in this case. Based on the prior art, Dr. Glancey’s opinion testimony and analysis, and providing some, but minimal, weight to Prairie’s opinion testimony, we determine that the evidence favors Patent Owner’s proposed level of skill, primarily based on Dr. Glancey’s analysis and reasons summarized above. Accordingly, we determine that a person of ordinary skill in a technology pertinent to the challenged claims would have had an undergraduate degree in mechanical engineering, agricultural engineering, or similar field, and two years of experience designing agricultural products or related machinery, or five years of experience designing agricultural products or related machinery, without a four-year undergraduate 9 In patent jargon, a person of ordinary skill in the art is often referred to by the acronym “POSITA” or “POSA”. IPR2019-01050 Patent 9,807,922 B2 20 engineering degree. A recipient of other academic degrees may qualify as a person of ordinary skill if they have taken coursework or have experience in the pertinent technology. Additional education could offset less work experience; additional work experience could offset less education or coursework. C. Claim Construction The Petition was filed on May 31, 2019. See Paper 8. This filing date is after the Patent and Trademark Office implemented a rule on claim construction adopting the same claim construction standard that would be used to construe the claim in a civil action under 35 U.S.C. § 282(b). See Changes to the Claim Construction Standard for Interpreting Claims in Trial Proceedings Before the Patent Trial and Appeal Board, 83 Fed. Reg. 51,340 (Oct. 11, 2018) (amending 37 C.F.R. § 42.100(b) effective November 13, 2018) (now codified at 37 C.F.R. § 42.100(b) (2019)). The claim construction standard used in a civil action under 35 U.S.C. § 282(b) is generally referred to as the Phillips standard. See Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc). This rule applies to all petitions filed on or after the rule’s effective date. 83 Fed. Reg. 51,340. Thus, the new claim construction rule applies to this proceeding. Under the Phillips standard, words of a claim generally are given their ordinary and customary meaning. Phillips, 415 F.3d at 1312. “[T]he ordinary and customary meaning of a claim term is the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention.” Id. at 1313. Importantly, the person of ordinary skill in the art is deemed to read the claim term not only in the context of the IPR2019-01050 Patent 9,807,922 B2 21 particular claim in which the disputed term appears, but in the context of the entire patent, including the specification. Id. Petitioner submits that no terms need to be specifically construed for purposes of resolving the issues raised in the Petition. Pet. 38. Although taking this position in this proceeding, we note that Petitioner provides an extensive analysis of the claim term “endless member.” See id., 38–41, n.9, 10. Patent Owner notes that the District Court in the Delaware Case construed the terms “endless member” and “seed delivery apparatus” (PO Resp. 2–3 (emphasis omitted) (citing Ex. 1038)). The District Court construed “endless member” to mean “a continuous conveyor forming a loop, such as a belt or a chain.” Ex. 1038, 2. The District Court construed “seed delivery apparatus” to mean an apparatus “that removes seed from the seed meter by capturing the seed and then delivers it to a discharge position.” Ex. 1038, 3. The Court’s Order states its conclusions on claim constructions without any discussion or analysis. See Ex. 1038. Patent Owner states “[t]here is no need for the Board to depart from these constructions here. Petitioners do not contend otherwise.” PO Resp. 2. “[W]e need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy.’” Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co. Ltd., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999)). We determine that an explicit construction of the claims is not necessary for the purposes of determining whether the IPR2019-01050 Patent 9,807,922 B2 22 challenged claims are not patentable based on the challenge Petitioner presented. D. Ground 1 The sole Ground of unpatentability asserted by Petitioner is that claims 1, 2, 4–11, and 13 would have been obvious over Hedderwick, Yamahata, and Koning. Pet. 41–8310. 1. Hedderwick (Ex. 1003) We make the following findings of fact concerning Hedderwick. Hedderwick discloses a “‘precision seeder’ . . . to deposit single seeds at predetermined spacings in seed beds . . . [or] in unprepared soil.” Ex. 1003, 1:5–14. Hedderwick also discloses that if seeds are planted as doubles or triples the two seedlings from such a planting will tend to kill off one another. If the seedlings are too close together then they also tend to choke off one another and if they are too far apart then the economy of the business is adversely affected as more space than is essential would be used. Id. at 1:14–21. Figure 4, annotated by Petitioner (Pet. 46) reproduced below, discloses a side elevation view of one embodiment of the disclosed seeder. See Ex. 1003, 1:108–110. 10 In footnote 10 of the Petition, Petitioner states “[t]he ’922 patent describes the ‘endless member’ as “a brush belt with bristles,” or belt with other materials, that “grip the seed.” Petitioner then asserts that “[s]hould the Patent Owner argue that the claimed ‘endless member’ is broader than this, and includes other types of endless belts, such as flighted belts or belts with cells, then the claims of the ’922 patent are still unpatentable in view of Hedderwick and Yamahata, either with or without Koning’s brush belt.” Pet. 4041, n.10. Petitioner, however, has not addressed in substantive detail this speculative possibility in this proceeding. Patentability based on Hedderwick and Yamahata, without Koning, is not before us. IPR2019-01050 Patent 9,807,922 B2 23 Figure 4 shows the components of seeder unit 120, which comprises hopper 122, sub hopper 126, singling disc 130. Id. at 4:6–10. Figure 4 also shows endless belt 134, with fins 135 “projecting upwardly therefrom,” which rides in guideway 137. Id. at 4:23–28. The belt and fins define “cells” that align with orifices 129 of disc 130. Id. at 4:25–5:2. Seeds are released singly from orifices 129 and rotated to positions that mate with the cells of the endless belt and fins. Id. at 5:51–60. Seeds 148 are conveyed down along moving belt 134, driven by counterclockwise-turning sprocket 132, to a position behind plow 146, where gravity forces the seeds along fins 135 to ensure uniform positioning of seeds. Id. at 5:72–78. The seeds are conveyed until they reach a discharge opening slightly above bottom dead center of the bottom pulley over which the endless belt rides, whereby each seed rests against a fin at the moment of discharge. Id. at 6:60–72. IPR2019-01050 Patent 9,807,922 B2 24 2. Yamahata (Ex. 1011) We make the following findings of fact concerning Yamahata. Yamahata relates to “a device for guiding falling seeds in a vacuum seeder.” Ex. 1011, 2:26–27. The vacuum seeder includes a rotating seed board in which a vacuum is created to suction seeds into seed holes, and when the vacuum is shut off, the seeds drop from the seed holes. Id. at 2:29–34. Figures 1 and 2, as annotated by Petitioner (Pet. 63, 65, respectively), are reproduced below. Figure 1 depicts a cross-sectional view showing a vacuum seeder using an exemplary guide device, and Figure 2 is a cross-sectional view from plane II-II in Figure 1. Ex. 1011, 4:27–30. As seen in Figures 1 and 2, seed board 1 is part of rotating body 2, and includes a plurality of seed holes 4 that “are formed in the seed board 1 at equal circumferential spacing,” and shut roller 6 “closes the seed holes 4 from the inside at a predetermined position.” Id. at 3:12–22. Yamahata discloses that “some seeds get stuck in the seed holes and do not drop from the seed holes even when the suction is stopped by the shut roller.” Id. at 2:35–37. Thus, Yamahata uses guide 10 having guide surface IPR2019-01050 Patent 9,807,922 B2 25 17 “intersecting the trajectory of the seed holes 4,” so that “the seed 16 is guided along the guide surface 17 of the guide 10 and is removed from the seed hole 4.” Id. at 3:34–35, 4:11–13. In this way, if a seed is stuck in seed hole 4 and “does not fall from the seed hole 4 even after the suctioning force has been lost in the seed hole 4 due to the shut roller 6, the guide 10 forcibly removes the seed from the seed hole 4,” so that “all seeds 16 drop from the seed board 1 at a predetermined position as indicated by arrow B, and the sowing interval at which each seed drops is regular.” Id. at 4:13–20. 3. Koning (Ex. 1004) We make the following findings of fact concerning Koning. Koning discloses a planting machine for potatoes, bulbs or similar seed crop. Ex. 1004, 1:5–17. The objective of the disclosed planting machine is to ensure a particularly uniform distribution of the seed crop, even if the seed crop has different sizes and if the shape of the seed crop is irregular. Id. Figure 2 of Koning, reproduced below, shows one embodiment of the claimed planting machine. IPR2019-01050 Patent 9,807,922 B2 26 As shown in Figure 2, the planting machine generally includes hopper 3, conveying member 23, flat belt 25, and planting foot 30 at the “delivery end” of conveying member 23, and “rollers 38 provided with brush hair” to provide “a uniform feed of seed crop.” Id. at 3:44–4:21, 4:37–41, 4:68–5:2. Figure 4 of Koning, annotated by Petitioner (Pet. 47) and reproduced below, discloses a side view of a different embodiment of a planting machine, on which Petitioner relies. IPR2019-01050 Patent 9,807,922 B2 27 Figure 4 of Koning discloses conveying member 23 having a portion or part 40 thereof that extends in a backward direction to a point in furrow 41. Id. at 5:3–6. Belt 44 is above part or portion 40 of conveying member 23, is guided around rollers 42 and 43, and includes brush hairs 45. Ex. 1004, 5:6– 8. Koning makes clear that it is brush hairs 45 of belt 44 that hold the seed crop on part 40 of belt or conveying member 23, so that the seed crop delivered by the conveying members are delivered at “the same distance in relation to each other in the furrow 41.” Id. at 5:8–14. Thus, in Koning, it is the combination of two belts or conveying members, belt 44 with brush hairs 45, and belt 23 that function together to convey seeds to furrow 41. Id. at 5:11–14. 4. Independent Claim 1 Petitioner provides a clause-by-clause analysis of each recited element in claim 1 asserting where each claimed element and limitation11 is shown in Hedderwick, Yamahata, and Koning. See generally, Pet. 41–68. Throughout this analysis, Petitioner cites the declaration testimony of Mr. Prairie for evidentiary support. Petitioner concludes for claim 1 that “Hedderwick in view of Koning and Yamahata renders obvious each element of claim 1.” Id. at 68 (emphasis added). See Stratoflex., 713 F.2d at 1537 (“[T]he question under 35 U.S.C. § 103 is not whether the differences themselves would have been obvious. Consideration of differences, like each of the findings set forth in Graham, is but an aid in reaching the ultimate determination of whether the claimed invention as a whole would have been obvious.”). As we explain below, Petitioner fails to meet its burden of proving the claimed invention as a whole would have 11 Petitioner labels these clauses “Elements” 1[a–j] IPR2019-01050 Patent 9,807,922 B2 28 been obvious because there is no persuasive evidence of a rationale why a person of ordinary skill would stitch together various pieces of the references, as proposed by Petitioner. As stated in KSR, “a patent composed of several elements is not proved obvious merely by demonstrating that each of its elements was, independently, known in the prior art.” KSR, 550 U.S. at 418. This is so because “inventions in most, if not all, instances rely upon building blocks long since uncovered, and claimed discoveries almost of necessity will be combinations of what, in some sense, is already known.” Id. at 418–419. This is not a new concept in the law. See, e.g., Raytheon Co. v. Roper Corp., 724 F.2d 951, 961 (Fed. Cir. 1983) (Markey, C.J.) (“. . . virtually every claimed invention is a combination of old elements”) (citations omitted).12 a) Overview of the Parties’ Contentions Petitioner contends that “a POSITA seeking to maximize control over seed movement would have been motivated to combine the teachings of Hedderwick and Koning by replacing Hedderwick’s endless belt with Koning’s brush belt to achieve the disclosed benefits of more accurate seed spacing.” Pet. 48 (citing Ex. 1002 ¶ 96); see also id. at 60 (“a POSITA seeking to increase control over seed spacing would have been motivated to 12 As Judge Markey summarized this statutory principle of patent law, The question is not, or never should be, whether all of the elements in the combination are old. Only God works from nothing. Man must work with old elements. The question should be whether the combination itself is patentable. The statute, 35 USC §103, says the invention must be considered ‘as a whole,’ making totally irrelevant the age of the elements in the invention. Howard T. Markey, Why Not the Statute 65 J. Pat. Off. Soc’y 331, 334 (1983). IPR2019-01050 Patent 9,807,922 B2 29 combine the teachings of Hedderwick and Koning by replacing Hedderwick’s finned endless belt with Koning’s brush belt to achieve the known benefits of more uniform seed spacing.”). Petitioner further explains the proposed combination as follows: Hedderwick’s seed meter disk would rotate to move individual seeds to the point where the seed meter disk ‘mates with’ the opening in the casing. Ex. 1003-Hedderwick, 5:53-60 (‘Seeds 148 are . . . rotated to positions just above the point where the edge of disc 130 mates with orifice 141 through casing 137.’). At this mating point, Koning’s brush belt would, in turn, receive the seeds from the seed meter disk and hold the seeds in place with respect to each other as it conveys them to the ground. Id. at 48–49 (citing Ex. 1002 ¶¶ 97, 98). Additionally, Petitioner explains that when the teachings of Hedderwick and Koning are combined, “an endless member (Koning’s brush belt) would convey seed along the inner surface of an elongated housing (Hedderwick’s casing) from the first opening (Hedderwick’s intake opening/orifice 141) to the second opening (Hedderwick’s discharge opening).” Pet. 55 (citing Ex. 1002 ¶ 104). Petitioner further explains that according to the combined teachings of Hedderwick and Koning, “a seed delivery apparatus (Koning’s brush belt in Hedderwick’s casing) would rotate around first and second pulleys (Hedderwick’s driven sprocket 132 and idler sprocket 152). Id. at 57 (citing Ex. 1002 ¶ 106).13 13 The Specification of the ’922 patent states that the “endless member of the delivery system has been described as being a brush belt with bristles” (Ex. 1001, 7:40–41), but neither a “brush belt” nor a “brush belt with bristles” is recited in any of the challenged claims, which refer only to a “seed delivery apparatus” (Ex. 1001, 7:59, 63, 8:38, 42) and/or an “endless member” (id. at IPR2019-01050 Patent 9,807,922 B2 30 Regarding Yamahata, Petitioner asserts that, when combined with Hedderwick and Koning, Yamahata teaches a loading surface (guide surface 17 of Yamahata’s guide 10) that is stationary relative to the elongated housing (Hedderwick’s casing) and positioned to contact and guide seed (from Hedderwick’s seed meter disc 130) toward the endless member (Koning’s brush belt). Id. at 61 (citing Ex. 1002 ¶ 113). It is Petitioner’s position that Yamahata uses a stationary loading surface (“guide surface 17” of “guide 10”) that contacts seeds in the seed holes to release them from the disk “at a predetermined position,” and guides them towards the ground. Id. at 64 (citing Ex. 1011, 4:9–22). Petitioner asserts that “a POSITA would have been motivated to position Yamahata’s stationary guide immediately above, or proximate to, Hedderwick’s intake opening, so that the stationary guide contacts and guides the seeds from Hedderwick’s seed meter disk through Hedderwick’s intake opening (orifice 141).” Pet. 66 (citing Ex. 1002 ¶ 119). When Hedderwick’s finned endless belt is replaced with Koning’s brush belt, it is Petitioner’s position that Yamahata’s stationary guide “would contact and guide the seeds from Hedderwick’s seed meter disk directly towards Koning’s brush belt through Hedderwick’s intake opening (orifice 141).” Id. (citing Ex. 1002 ¶ 119). Petitioner relies on Hedderwick and Yamahata for the basic structure of the claimed apparatus or steps of the claimed method, but relies on Koning’s belt 44 with brush hairs 45 (generally referred to as a “brush belt”) to replace endless belt 134 in Hedderwick and to serve as the claimed 8:5, 6, 12). Nonetheless, we address the ground and references as asserted by Petitioner. IPR2019-01050 Patent 9,807,922 B2 31 endless member. Pet. 60 (“a POSITA seeking to increase control over seed spacing would have been motivated to combine the teachings of Hedderwick and Koning by replacing Hedderwick’s finned endless belt with Koning’s brush belt to achieve the known benefits of more uniform seed spacing.”). Petitioner makes clear that it “[does] not rely on Hedderwick alone for the seed delivery apparatus because [Hedderwick] allows gravity to impact seed movement.” Pet. 47. Petitioner explains that Hedderwick “describes that the seeds may move about within the cells of its finned belt.” Id. (citing Ex. 1003, 5:72–81). Petitioner asserts that “Koning discloses a system using a brush belt with bristles to hold seeds stationary with respect to each other as they are delivered to the ground so that they are planted at a reliably uniform spacing.” Pet. 47 (emphasis added). As we explained above, Koning’s system includes both belt 44 (with bristles 45) and belt 23 cooperating together to convey seeds. There is no suggestion in Koning that belt 44 would or could function without belt 23. Petitioner concludes that a person of ordinary skill “seeking to maximize control over seed movement would have been motivated to combine the teachings of Hedderwick and Koning by replacing Hedderwick’s endless belt with Koning’s brush belt [i.e., belt 44] to achieve the disclosed benefits of more accurate seed spacing.” Id. at 48. Thus, it is clear that Petitioner’s asserted basis of unpatentability is to replace endless belt 134 of Hedderwick with Koning’s brush belt 44 with bristles 45.14 Id. 14 Although the parties, and thus the Board, focus on whether it would have been obvious to modify Hedderwick with the brush belt of Koning, the challenged claims do not include the term “brush belt.” We do not hold, and this Decision should not be understood to suggest, that the “endless member” claim term in the ’922 patent requires a brush belt. The challenge IPR2019-01050 Patent 9,807,922 B2 32 Petitioner summarizes its view of how Hedderwick, as modified by Koning, would function, as follows: “Hedderwick’s seed meter disk would rotate to move individual seeds to the point where the seed meter disk ‘mates with’ the opening in the casing. At this mating point, Koning’s brush belt would, in turn, receive the seeds from the seed meter disk and hold the seeds in place with respect to each other as it conveys them to the ground.” Pet. 48–49 (citations omitted). As part of its rationale for the proposed combination of references, Petitioner asserts: Each of the three references is in the same field (agricultural seed planting), identifies the same problem (suboptimal seed spacing), and purports to solve this problem using systems to control the movement of seeds to the ground. Further, each discloses the benefits of using its features to obtain increased control over seed movement to achieve more uniform seed spacing. Pet. 31 (citing Ex. 1002 ¶ 72). Petitioner also asserts that “a POSITA desiring finer control over seed spacing would have been motivated to combine the teachings of Koning’s brush belt with Hedderwick to deliver seeds the same distance apart and with a consistent velocity.” Id. at 34. Petitioner asserts, however, is to replace the endless belt of Hedderwick with Koning’s brush belt, so that is the challenge we must evaluate. See SAS, 138 S. Ct. at 1356 (“the petitioner’s petition . . . is supposed to guide the life of the litigation,” and it would “not be proper for the Board to deviate from the grounds in the petition and raise its own obviousness theory.”); Koninklijke Philips N.V. v. Google LLC, 948 F.3d 1330, 1336 (Fed. Cir. 2020) (quoting SAS, 138 S. Ct. at 1356) (“the Board does not ‘enjoy[] a license to depart from the petition and institute a different inter partes review of [its] own design.’”). IPR2019-01050 Patent 9,807,922 B2 33 According to Petitioner, the reason why a person of ordinary skill would have combined the disclosures of Hedderwick and Koning would have been “to obtain finer control over seed placement.” Id. Patent Owner takes a different view of Petitioner’s asserted unpatentability. According to Patent Owner, Petitioner relies on “hindsight” to support its motivation to combine the asserted references and also asserts that there is no reasonable expectation of success (e.g., PO Resp. 15–19, 30– 56; Sur-Reply 4–18); Koning is “non-analogous art.” (e.g., PO Resp. 5, 9– 14; Sur-Reply 2–4); and Petitioner should be estopped from contending that Koning is not non-analogous art (e.g., Pet. 5–9; Sur-Reply 19–22). b) Motivation to Combine and Reasonable Expectation of Success Of the many disputed issues summarized in the preceding section, our analysis focuses on whether an ordinarily skilled artisan would have been motivated to combine the references in the manner Petitioner proposes, and would have reasonably expected success in doing so. We focus primarily on the use of Koning’s brush belt in the proposed combination of references. Because this issue is dispositive of Petitioner’s challenge, it is unnecessary for us to resolve the other disputed issues. See, e.g., Adidas AG v. Nike, Inc., 963 F.3d 1355, 1359 (Fed. Cir. 2020) (affirming Board’s determination that claims were not shown to be obvious because the petitioner had not demonstrated that an ordinarily skilled artisan would have been motivated to combine the references); Samsung Electronics Co. v. Elm 3DS Innovations, LLC, 925 F.3d 1373, 1383 (Fed. Cir. 2019) (determining that it was unnecessary to reach other issues when reasonable expectation of success was dispositive). IPR2019-01050 Patent 9,807,922 B2 34 Because the proposed combination, as Petitioner chose to frame it, includes seeds being deposited from above into Koning’s “delivery system,” which is a moving brush belt, it is incumbent on Petitioner to show that an ordinarily skilled artisan would have been motivated to combine the references in that proposed manner and would have reasonably expected success in doing so. See Adidas, 963 F.3d at 1359–60; Samsung, 925 F.3d at 1382–83. The Federal Circuit has made clear that a satisfactory explanation of “how the combination of the . . . references [is] supposed to work” is necessary to support “a conclusion that a relevant skilled artisan would have been motivated to make the combination and reasonably expect success in doing so.” Personal Web Techs., LLC v. Apple, Inc., 848 F.3d 987, 994 (Fed. Cir. 2017) (emphasis in original). In determining whether there would have been a motivation to combine prior art references to arrive at the claimed invention, it is insufficient to simply conclude the combination would have been obvious without identifying any reason why a person of skill in the art would have made the combination. Metalcraft of Mayville, Inc. v. The Toro Co., 848 F.3d 1358, 1366 (Fed. Cir. 2017). “The question is not whether the various references separately taught components of the [ ] Patent formulation, but whether the prior art suggested the selection and combination achieved by the [ ] inventors.” Orexo AB v. Actavis Elizabeth LLC, 903 F.3d 1265, 1273 (Fed. Cir. 2018). As asserted by Patent Owner, “Koning’s [brush] belt does not convey seeds; it merely “hold[s] the potatoes lying on the conveying members 23.” PO Resp. 17 (citations omitted). Patent Owner further explains that “[f]undamentally, Koning’s [brush] belt, which is intended to steady IPR2019-01050 Patent 9,807,922 B2 35 potatoes while they are conveyed, is not a conveyor belt. Instead, it is a moving belt positioned over top of the potatoes not intended to support the weight of those objects.” Id. at 18 (emphasis added). Dr. Glancey opines, with supporting data and analysis, that conveying member 23 in Koning “supports about 87% of the seed potato weight in the orientation taught by Koning.” Ex. 2208 ¶ 135. He concludes that “it is clear from this proof that the Koning belt with brush hairs cannot and does not support the weight of the seed potatoes being conveyed to the soil.” Id. Additionally, Patent Owner asserts: Koning does not suggest using a brush-belt for retaining and conveying seeds in the absence of a separate conveying member to bear their weight and a POSA would not predict that such a belt could be used successfully for that purpose because, for among other reasons, a POSA would not predict that such a belt would successfully receive, retain or convey small seeds on its own due to the unique and unpredictable dynamics of such a belt. PO Resp. 18 (citing Ex. 2208, ¶¶ 134–137, 162–166). Dr. Glancey, Patent Owner’s expert declarant, testifies that “[a] POSITA would not have isolated Koning’s belt with brush hairs from Koning’s other teachings for combination with other non-analogous systems, because Koning’s [brush] belt was not—and was not taught as being—a modular ‘off the shelf’ component with predictable uses.” Ex. 2208 ¶ 132. Dr. Glancey further explains, “[a] POSITA reviewing Koning’s disclosure of using a belt with brush hairs to cover and hold potatoes conveyed on a separate conveying surface could not predict that such a belt would successfully receive, retain or convey small seeds on its own as would be required in Petitioners’ proposed combination.” Ex. 2208 ¶ 134. Dr. Glancey provides an analysis of why he reaches this conclusion: IPR2019-01050 Patent 9,807,922 B2 36 the properties of brush belts, especially belts moving at speeds corresponding to seed dispensing rates common for such small seeds, make it unlikely that seeds will enter the belt in the absence of a loading surface especially adapted to insert the seeds into the belt, and nothing in Koning’s disclosure suggests using a belt with brush hairs to support the entire weight of the seeds or to convey them without the presence of a separate conveying member. Id. Dr. Glancey also concludes that “A POSITA would not have been motivated to isolate Koning’s belt with brush hairs, remove it from Koning’s planting machine, adapt it for use in completely different system, and repurpose it to perform a new and undisclosed function (as a conveyor), as proposed by Petitioners.” Id. ¶ 137. According to Dr. Glancey’s testimony, A device such as Koning’s [brush] belt that covers relatively massive seed objects such as potatoes is not the same as a device such as Hedderwick’s finned belt which alone carries smaller seeds. The only evidence I have seen to suggest that a POSITA would use a brush belt for carrying seeds rather than covering them is the ’922 Patent. Id. ¶ 143. Additionally, Patent Owner asserts that the complex fluid-like dynamics of moving brush hairs are not readily adaptable to carrying small objects. PO Resp. 23–30 (citing Ex. 2208 ¶¶ 162–173). Neither the references, other evidence, nor Mr. Prairie provide sufficiently persuasive evidence, even in combination, to establish why a person of ordinary skill would have modified Hedderwick by (1) selectively gleaning only a portion of Koning’s conveying system, i.e., belt 44 with bristles 45, (2) selectively excluding Koning’s belt 23, and then (3) modifying Koning’s brush belt by reversing its orientation so that it carries seeds deposited into the bristles, as in the ’922 patent, rather than covering IPR2019-01050 Patent 9,807,922 B2 37 and guiding seeds carried by a separate and distinct conveyor belt, as in Koning. See WBIP, LLC v. Kohler Co., 829 F.3d 1317, 1327 (Fed. Cir. 2016) (finding an absence of a motivation to reverse parts to an orientation that was “totally backwards” from what one of skill in the art would even attempt). Petitioner’s arguments do not acknowledge the different function of Koning’s brush belt, or explain why a person of ordinary skill would have been motivated to adapt Koning’s brush belt to such a use and reasonably expect success in doing so. We determine Petitioner fails to meet its burden of providing a sufficiently persuasive explanation or reason for concluding that one of skill in the art would have combined these particular references to produce the claimed invention. “Without any explanation as to how or why the references would be combined to arrive at the claimed invention, we are left with only hindsight bias.” Metalcraft, 848 F.3d at 1367. “[W]e cannot allow hindsight bias to be the thread that stitches together prior art patches into something that is the claimed invention.” Id. The existence of common elements found in both the challenged claims and the references relied on by Petitioner does not establish that the challenged claims would have been obvious. The persuasiveness of Mr. Prairie’s testimony—i.e., that an ordinarily skilled artisan could have adapted Koning’s brush belt for use in the proposed combination, where seeds are deposited onto the brush belt from above—is undermined by his testimony that he “can’t recall a time where I’ve seen a seed being dropped into a brush belt.” Ex. 2193, 113:5–9. During his deposition, Mr. Prairie resisted agreeing that the potatoes are lying on the conveyor in Koning, testifying that he takes from Koning’s IPR2019-01050 Patent 9,807,922 B2 38 description that “they are captured by that belt with brush hairs” (Ex. 2193, 99:21–22) and that “there is some weight that’s along the conveying member 23” (id. at 98:16–17). Mr. Prairie testified that he “do[es]n’t believe the brush hairs support the full weight of the potatoes,” but that Koning did not provide him sufficient information to answer whether the conveying member supports the majority of the weight of the potatoes. Id. at 106:22–107:21. In our view, it is clear from Koning’s description that the seeds lie on the conveyor 23 and the purpose of the brush belt is to maintain the position of the seeds relative to each other while they are moved by conveyor 23. Ex. 1004, 3:16–24, 5:3–14, Fig. 4. Mr. Prairie’s characterization of Koning’s conveying system is unpersuasive because, as discussed above, Koning does not teach using a brush belt alone to receive and carry seeds that have been inserted into the free ends of brush hairs attached to the brush belt. Mr. Prairie does not account for that difference by explaining why an ordinarily skilled artisan would expect Koning’s brush belt, alone, without Koning’s conveying belt 23, to effectively capture and carry seeds inserted into the free ends of the brush hairs, as in the proposed combination. As to Koning’s relevant teachings about how its conveying belts 23 and brush belt 44 operate, we credit Dr. Glancey’s testimony over Mr. Prairie’s equivocal and unpersuasive testimony. Petitioner and Mr. Prairie (Ex. 1002 ¶¶ 78–83) focus on the brush belt of Koning (belt 44 with brush hairs 45), without considering that the brush belt is only one element of a two-element conveying system, or endless member. Koning’s brush belt works in concert with conveying member 23 to hold seeds in place as they are conveyed into the furrow. IPR2019-01050 Patent 9,807,922 B2 39 Petitioner argues that “[t]he use of brushes in planters to control seed movement was also well-known.” E.g., Pet. 16 (citing Ex. 1015). Thiemke (Ex. 1015) 15, however, does not disclose a brush belt that carries seeds released into the brush hairs. Figures 3 and 4 of Thiemke are reproduced below: 15 U.S. Pat. No. 6,651,570 B1, issued Nov. 25, 2003. IPR2019-01050 Patent 9,807,922 B2 40 Figures 3 and 4 of Thiemke are perspective and side views, respectively, of a seed placement system. Ex. 1015, 3:5–9. Thiemke explains that seeds discharged from seed metering system 28 are guided by deflector 60 into a nip area between wheel 42 and seed slide 40. Id. at 5:47–54. Thiemke teaches that a “gap of approximately one millimeter between the circumferential periphery of wheel 42 and seed slide 40 ensures that the seed is gripped by gripping outside layer 54” (id. at 5:54– 57) which can be formed of nylon bristles (id. at 5:1–10). Thiemke does not suggest that brush belts can capture seeds released into the brush hairs; indeed, deflector 60 prevents seed from dropping onto the top of wheel 42 in a manner that would be comparable to how Petitioner proposes seed would be captured by Koning’s brush belt in the proposed combination. In summary, we are not persuaded that Petitioner has met its burden of showing, by a preponderance of the evidence, that ordinarily skilled artisans would have been motivated to selectively glean Koning’s belt 44 with brush hairs 45 from Koning’s “delivery system,” which also includes conveying member 23, and then reorient the belt 44 so that the brush hairs IPR2019-01050 Patent 9,807,922 B2 41 receive the seeds from Yamahata’s seed guide in the proposed manner, and would have reasonably expected success in doing so. The ’922 patent explains that a seed can be inserted into a moving brush belt by using the outer surface of a loading wheel to pinch seeds off the seed disk into the bristles of the brush belt. Ex. 1001, 4:17–38, Fig. 3; see Ex. 2208 ¶ 43. Petitioner does not point to any prior art that teaches such a solution. Petitioner relies on Yamahata’s seed guide to disclose the claimed blocking loading surface. Pet. 61–67. We agree with Patent Owner that Petitioner has not shown that an ordinarily skilled artisan would have been motivated to use Yamahata’s seed guide as Petitioner proposes to load seed in a moving brush belt, and would have reasonably expected success in doing so. PO Resp. 30–56. Yamahata explains that the function of its seed guide is to “forcibly remove[] the seed from the seed hole 4” on the vacuum seeder so that “all seeds 16 drop . . . at a predetermined position . . . and the sowing interval at which each seed drops is regular.” Ex. 1011, 4:16–20. Pointing to this teaching of reliable seed release, Petitioner’s stated motivation for incorporating Yamahata’s seed guide into the proposed combination is to increase control over seed movement. Pet. 64–66. But Yamahata’s teaching that the seed guide scrapes off seeds stuck in vacuum holes does not support that an ordinarily skilled artisan would expect the seed guide to successfully load seed into a moving brush belt, as in Petitioner’s proposed combination. Yamahata does not involve a brush belt, and Yamahata’s seed guide is intended to ensure that “all seeds 16 drop . . . at a predetermined position.” Ex. 1011, 4:17–19. For all the reasons discussed above, Petitioner has not IPR2019-01050 Patent 9,807,922 B2 42 shown that an ordinarily skilled artisan would expect success from a system in which a seed is simply dropped from above onto a moving brush belt. And Petitioner does not persuasively explain why an ordinarily skilled artisan would have been motivated to, and would have reasonably expected success in, using Yamahata’s seed guide to load seed into a brush belt. c) Conclusion for Claim 1 KSR cautions a factfinder to be aware of the “distortion caused by hindsight bias” and to be “cautious of arguments reliant upon ex post reasoning.” KSR, 550 U.S. at 421. Petitioner’s proposed combination of the cited references does not meet its burden of providing a sufficiently persuasive evidence-based reason why a person of ordinary skill would have selectively gleaned isolated elements from Koning, modified their operation, and then combined them with Hedderwick and Yamahata to arrive at the invention recited in independent claim 1. Based on the Petition and the evidence of record, we determine that Petitioner has not established by a preponderance of the evidence that claim 1 is unpatentable. 5. Independent Claim 9 Independent claim 9, similar to claim 1, is directed to a “method of delivering a seed from a seed meter to a furrow.” Ex. 1001, 8:31–43. We have not been directed to any persuasive evidence of any substantive differences between claims 1 and 9 that would cause a different analysis or conclusion for claim 9 from the conclusion reached for claim 1. Accordingly, based on the analysis and evidence discussed above for claim 1, we determine that Petitioner has not established by a preponderance of the evidence that claim 9 is unpatentable. IPR2019-01050 Patent 9,807,922 B2 43 6. Dependent Claims 2, 4–8, 10, 11, and 13 Dependent claims 2 and 4–8 depend from claim 1. Dependent claims 10, 11, and 13 depend, directly or indirectly, from claim 9. These claims are unpatentable based on the same analysis and for the same reasons as the claims from which they depend. Accordingly, based on the analysis and evidence discussed above for independent claims 1 and 9, we determine that Petitioner has not established by a preponderance of the evidence that dependent claims 2, 4–8, 10, 11, and 13 are unpatentable. IV. CONSTITUTIONAL CHALLENGE In a single sentence, Patent Owner states it “challenges the constitutionality of, and the panel’s authority to adjudicate, this proceeding under Arthrex, Inc. v. Smith & Nephew Inc., 941 F.3d 1320 (Fed. Cir. 2019).” PO Resp. 56.16 No additional argument or explanation of Patent Owner’s challenge is presented. This constitutional issue has been addressed by the Federal Circuit’s decision in Arthrex, 941 F.3d at 1337 (“This as-applied severance . . . cures the constitutional violation.”); see also Arthrex, Inc. v. Smith & Nephew, Inc., 953 F.3d 760, 764 (Fed. Cir. 2020) (Moore, J., concurring in denial of rehearing) (“Because the APJs were constitutionally appointed as of the implementation of the severance, inter partes review decisions going forward were no longer rendered by unconstitutional panels.”). Accordingly, we do not consider this issue any further for this Decision. 16 We note that the Supreme Court has accepted this case for review. Arthrex, Inc. v. Smith & Nephew, Inc., 941 F.3d 1320 (Fed. Cir. 2019), cert. granted sub nom. United States v. Arthrex, Inc., 2020 WL 6037206 (Oct. 13, 2020). IPR2019-01050 Patent 9,807,922 B2 44 V. CONCLUSION Petitioner has not established by a preponderance of the evidence that claims 1, 2, 4–11, and 13 are unpatentable. VI. ORDER In consideration of the foregoing, it is hereby: ORDERED that claims 1, 2, 4–11, and 13 have not been proven by a preponderance of the evidence to be unpatentable; FURTHER ORDERED that Petitioner’s Motion to Exclude is dismissed as moot; FURTHER ORDERED that Patent Owner’s Motion to Exclude is dismissed as moot; and FURTHER ORDERED that, because this is a final written decision, parties to this proceeding seeking judicial review of our Decision must comply with the notice and service requirements of 37 C.F.R. § 90.2. In summary: Claims 35 U.S.C. § Reference(s)/Basis Claims Shown Unpatentable Claims Not shown Unpatentable 1, 2, 4– 11, 13 103 Hedderwick, Yamahata, Koning 1, 2, 4–11, 13 IPR2019-01050 Patent 9,807,922 B2 45 FOR PETITIONER: Grant Rowan Mary Sooter Natalie Pous WILMER CUTLER PICKERING HALE AND DORR LLP grant.rowan@wilmerhale.com mindy.sooter@wilmerhale.com natalie.pous@wilmerhale.com FOR PATENT OWNER: Jay Alexander Peter Chen Nicholas Evoy Rajesh Paul Richard Rainey COVINGTON & BURLING LLP jalexander@cov.com pchen@cov.com nevoy@cov.com rpaul@cov.com rrainey@cov.com Copy with citationCopy as parenthetical citation