De Luca Brothers, Inc.Download PDFNational Labor Relations Board - Board DecisionsJan 18, 1973201 N.L.R.B. 327 (N.L.R.B. 1973) Copy Citation DE LUCA BROTHERS , INC. 327 De Luca Brothers, Inc. and Local 408 a/w Internation- al Brotherhood of Teamsters , Chauffeurs, Ware- housemen and Helpers of America. Case 22-CA-4907 January 18, 1973 DECISION AND ORDER BY CHAIRMAN MILLER AND MEMBERS JENKINS AND KENNEDY On October 5, 1972 , Administrative Law Judge Alvin Lieberman issued the attached Decision in this proceeding . Thereafter , Respondent filed exceptions and a supporting brief , and the Charging Party filed exceptions and a supporting brief and a brief in answer to the exceptions of the Respondent. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the National Labor Relations Board has delegated its authority in this proceeding to a three -member panel. The Board has considered the record and the attached Decision in light of the exceptions and briefs and has decided to affirm the rulings , findings, and conclusions of the Administrative Law Judge and to adopt his recommended Order.' litigated were whether Respondent violated Section 8(a)(1) and (5) of the National Labor Relations Act, as amended (the Act). Particularly , the principal questions for decision are as follows: 1. Did Respondent independently violate Section 8(a)(1) of the Act by , as the complaint alleges, threatening to go out of business if its employees continued to remain members of , or continued to give assistance and support to, Local 408 , International Brotherhood of Teamsters (the Union); 3 informing employees that it would never recog- nize the Union as their collective -bargaining representative and that it would recognize another labor organization for that purpose ; and promising benefits to employees to dissuade them from supporting the Union? 2. Did the Union represent a majority of Respondent's employees when its request for recognition was made? 3. Assuming an affirmative answer to question 2, did Respondent violate Section 8(a)(5) of the Act by refusing to recognize the Union? 4. Assuming an affirmative answer to question 3, should a bargaining order issue? Upon the entire record ,4 upon my observation of the witnesses and their demeanor while testifying , and upon careful consideration of the arguments made and briefs submitted,5 I make the following: FINDINGS OF FACT6 1. JURISDICTION ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Relations Board adopts as its Order the recommend- ed Order of the Administrative Law Judge and hereby orders that the Respondent, De Luca Broth- ers, Inc ., Mountain Lake , New Jersey , its officers, agents, successors , and assigns , shall take the action set forth in the said recommended Order. i While Chairman Miller agrees that a bargaining order is appropriate herein , he would , for reasons stated in his separate concurrence in United Packing Company of Iowa, Inc., 187 NLRB No 132. predicate the remedy only on the serious independent violations of Sec 8(axl). DECISION STATEMENT OF THE CASE ALVIN LIEBERMAN , Administrative Law Judge : The trial in this proceeding, with all parties represented , was held before me in Newark, New Jersey , on August 1, 2, and 3, 1972, upon the General Counsel's complaint dated June 19, 1972,1 and Respondent's answer.2 In general , the issues i The complaint was issued pursuant to a charge filed on April 27. 1972, by Local 408, International Brotherhood of Teamsters, Chauffeurs, Warehousemen & Helpers of America , AFL-CIO. 2 During the trial the answer was amended to admit the allegations of pars 13 and 18 of the complaint. H See fn . 1, above, for the Union 's full designation. 4 Issued simultaneously is a separate order correcting obvious inadvert- ent errors in the stenographic transcript of this proceeding . [Omitted from publication.] Respondent, whose place of business is located in Mountain Lakes, New Jersey, is a local and interstate motor carrier of household goods . During 1971, a repre- sentative period, Respondent 's revenue derived from the interstate portion of its business exceeded $50,000. Accord- ingly, I find that Respondent is engaged in commerce within the meaning of the Act and that the assertion of jurisdiction over this matter by the National Labor Relations Board (the Board) is warranted . HPO Service, Inc., 122 NLRB 394, 395. II. THE LABOR ORGANIZATION INVOLVED The Union is a labor organization within the meaning of Section 2(5) of the Act. III. INTRODUCTION Briefly, this case is concerned with the Union's request for recognition as the collective-bargaining representative of Respondent's employees, to which Respondent did not accede, and certain subsequent events. Included among the latter, the complaint alleges, were violations of Section 8(a)(1) of the Act by Respondent.? ' Although all the arguments of the parties and the authorities cited by them , whether appearing in their briefs or made orally at the trial, may not be discussed in this Decision each has been carefully weighed and considered. 6 Respondent 's motions made at the conclusion of the trial, upon which I reserved decision , are disposed of in accordance with the findings and conclusions set forth in this Decision. I The nature of these claimed violations appear above in my statement of the principal questions for decision. 201 NLRB No. 49 328 DECISIONS OF NATIONAL LABOR RELATIONS BOARD The General Counsel and the Union contends that Respondent's refusal to recognize the Union was violative of Section 8(a)(5) of the Act. The General Counsel further contends that, by reason of Respondent' s violations of Section 8(a)(I), as alleged in the complaint, a bargaining order should issue.9 Respondent denies the complaint's allegations that it violated Section 8(a)(l) of the Act.'° Concerning its failure to recognize the Union, Respondent asserts that it was not obliged to do so because, as its lawyer stated during the trial, "there was a good faith doubt" that the Union represented a majority of the employees in the unit involved.' i In addition, and assuming the Union's majori- ty, Respondent argues that it did not violate Section 8(a)(5) because the Union never called upon Respondent to bargain with it. Rather, Respondent' s argument continues, it merely requested recognition which Respondent main- tains is not tantamount to a request for bargaining. IV. PRELIMINARY FINDINGS AND CONCLUSIONS12 A. Respondent's Operations 1. Respondent's business As already noted, Respondent is a local and interstate mover of household goods. It is an agent of Atlas Van Lines, Inc. (Atlas) which refers business to Respondent. Remo De Luca is Respondent's president and sole stockholder. His wife is Respondent's secretary. In the building which houses Respondent's offices, in whose vicinity its trucks are usually parked when not in use, De Luca and his wife operate a retail furniture store. This store, a separate corporate entity, is conducted under the name of De Luca's Furniture. The household goods moving industry is seasonal. It is active from May through November and quiescent from December through April. Respondent's business follows this cycle. In this connec- tion, De Luca, Respondent's president, stated, with s As the contentions of the General Counsel and the Union are, in the main , similar, they will he referred to hereinafter as the General Counsel's contentions unless otherwise noted " Set forth below are the relevant provisions of the Act to which reference has been made in the text Sec 8 (a) It shall be an unfair labor practice for an employer- (I) to interfere with, restrain, or coerce employees in the exercise of the rights guaranteed in section 7. (5) to refuse to bargain collectively with the representatives of his employees, subject to the provisions of section 9(a) Insofar as pertinent, Sees 7 and 9(a) are as follows Sec 7 Employees shall have the right to self-organization, to form, join, or assist labor organizations, to bargain collectively through representatives of their own choosing, and to engage in other concerted activities for the purpose of collective bargaining or other mutual aid or protection, and shall also have the right to refrain from any or all of such activities Sec 9 (a) Representatives designated or selected for the purposes of collective bargaining by the majority of the employees in a unit appropriate for such purposes, shall be the exclusive representatives of all the employees in such unit for the purposes of collective bargaining in respect to rates of pay, wages, hours of employment, or other conditions of employment 10 At the opening of the trial Respondent moved to dismiss the complaint insofar as it alleged violations of Sec 8(a)(1), contending that because the charge referred to those violations in general language only perhaps more than a little hyperbole, "we are busy .. . between . . . May [and] November, and then from November [until May] we actually come to almost a dead stop." While during the latter period Respondent performs few local moves, it does receive interstate business from Atlas. Respondent has a permanent cadre of employees which is augmented during its busy season by such numbers of additional employees as required by the work on hand at any particular time. On an average, in the slow months Respondent's regular employees work 2 to 4 days a week. During the other months Respondent's employees average 5 and more days a week. The ordinary maintenance work on Respondent's trucks is done at a local garage . Extraordinary repairs are made in a shop on Respondent' s premises by a mechanic, who, as De Luca testified, worked "on a contract basis ," receiving an agreed-upon sum of money for each job. 2. Benefits enjoyed by Respondent's employees and some conditions under which they work Among Respondent's employees are truckdrivers, help- ers, and a warehouseman .13 Before April 27, 1972,14 their hourly wage rates ranged from $3 to $3.65,15 they were not paid for vacations or for holidays on which they did not work, nor did they regularly receive premium pay for overtime work. Respondent, before April 27, 1972,16 did not maintain hospital or medical insurance for the benefit of its employees. Finally, concerning working conditions, Re- spondent did not follow seniority in apportioning work to its employees. B. The Union's Organization of Respondent's Employees, its Request for Recognition, and the Strike Although it does not ordinarily represent employees in the household goods moving industry, the Union, at the there was lacking the necessary relationship between the charge and the complaint This motion was denied. Pursuant to permission Respondent renewed this motion at the end of the entire case and I reserved decision Upon due consideration , it is my opinion that Respondent 's second motion to dismiss the 8 (a)(l) allegations of the complaint , like its first, is not well taken See, in this connection . Rafael tgartua, etc, 174 N LRB 615, fn. 3, and Trboro Carting Corporation, 117 NLRB 775, 777-780, enfd. 251 F 2d 959 (C A 2) Accordingly, it is hereby denied ii There is agreement as to the appropriateness of the unit for which recognition was requested As set forth in the complaint it consists of "all drivers, helpers, warehousemen and mechanics employed at Respondent's Mountain Lakes place of business but excluding all office clerical employees , salesmen , professional employees , guards, and all supervisors as defined in the Act " i2 The purpose of these findings is to furnish a frame of reference within which to consider the facts relating to Respondent 's alleged unfair labor practices and the conclusions to which they may give rise To the extent that the contentions of the parties relate specifically to the findings made here they will he treated here , although they . as well as the findings, may again be considered in other contexts i i Employees falling within these categories are included in the unit which the parties agreed is appropriate for the purpose of collective bargaining i4 The complaint alleges that on this date , among others, Respondent promised benefits to its employees to dissuade them from supporting the Union is Some over-the-road drivers are not hourly rated They receive a percentage of the price charged by Respondent for the move they work on 16 All dates hereinafter mentioned without stating a year fall within 1971 DE LUCA BROTHERS , INC. 329 request of Alfred Zammataro, an employee of Respondent, undertook the organization of Respondent's employees and their representation for collective bargaining. To this end, between April 20 and 24, 1972, it obtained authoriza- tion cards from eight persons employed by Respondent. With these cards in his possession, and accompanied by the employees who signed them, Donald DiLeo, the Union's business agent, met with Remo De Luca, Respon- dent's president, on Respondent' s premises on Monday, April 24. At this meeting DiLeo told De Luca that the Union represented a majority of Respondent's employees. DiLeo, with the acquiescence of the employees who were with him, then requested that Respondent recognize the Union and sign a recognition -agreement . De Luca declined and Respondent has not, since then, recognized the Union as the collective-bargaining representative of its employees. Following De Luca's refusal to recognize the Union and to sign a recognition agreement DiLeo established a picket line, manned by the employees who had been present at his meeting with De Luca, in front of Respondent's building. The picket signs stated: "Teamsters at De Luca Brothers Incorporated on Strike." On April 25, the day after the picketing started and while it was in progress, DiLeo showed De Luca the form of recognition agreement 17 which De Luca had been asked to sign the previous day. De Luca made, and retained, a copy of this form. The strike which began on April 24 continued until June 27. Upon its termination Respondent offered reinstatement to all employees who participated in it.18 C. The Union 's Majority To establish the Union's majority in the unit agreed upon by the parties as being appropriate for collective bargaining19 the General Counsel placed in evidence the eight authorization cards which were in the possession of Donald DiLeo, the Union's business agent, on April 24, 1972, the date he requested that Respondent recognize the Union. Each card clearly and unambiguously designated the Union to act as the signer's collective-bargaining representative. The cards received in evidence had been executed by Charles Van Alstine, Joseph Franchak, Alfred Zammataro, John Machinshok, Charles Turner, John O'Sullivan, John Freudenwall, and Gerald Biche. These employees and another, Tom Jones, who did not sign a card, were part of Respondent's permanent cadre. All, except Van Alstine, 17 In pertinent part the recognition agreement form , which was received in evidence as Resp. Exh 2 , recites "THE EMPLOYER HEREBY RECOGNIZES THE UNION AS THE COLLECTIVE BARGAINING REPRESENTATIVE OF THE EMPLOYEES FOR THE PURPOSE OF NEGOTIATING WAGES, HOURS, AND WORKING CONDITIONS" is The complaint alleges, and the answer denies, that the strike, which was in progress when the complaint issued , was an unfair labor practice strike In view of Respondent 's offer of reinstatement to all striking employees a determination as to the nature of the strike seems to be unnecessary 19 As set forth in In 11 . above , this unit included drivers , helpers. warehousemen , and mechanics and expressly excluded salesmen 20 Remo De Luca, Respondent 's president , testified that Apostolico's title was meaningless and was given to him for the sole purpose of impressing Respondent's customers. 21 On occasion Apostolico also drove a truck for Respondent However, who had been hired on April 15, had worked for Respondent for substantial periods of time between January 1 and April 24 as a driver, helper, or warehouse- man. None had quit or had been discharged before April 24. At least two, Turner and Van Alstine, were scheduled to work on April 24, but did not because of the strike which started on that day. One, Jones, was actually working on April 24. I find, therefore, that all nine were in the unit on April 24. This being so, the eight cards received in evidence will be counted in determining the Union's majority. Respondent contends that on April 24 there were 13 additional employees in the unit on whose behalf the Union requested recognition who had not signed cards or otherwise indicated that they desired to be represented by the Union. These persons, Respondent asserts, constituted the pool from which it drew employees to augment its permanent cadre and therefore should be taken into account in resolving the question of the Union's majority. Among this group of 13 people who Respondent maintains were in the unit on April 24 are the following 9 who will be specially considered: Nerina Amori, Louis Apostolico, Mike Bednarczk, Jack Evenko, Joe Laponte, Robert Levensen, Mike Russell , David Skarbnik, and John Smithey. Nerina Amori: Amori works for Respondent I day a week. Her duties consist of cleaning Respondent's offices and other portions of its premises. On rare occasions she packs an item to be moved. Not being a driver, helper, warehousemen, or mechanic and spending virtually all of her time in performing janitorial functions, Amori will not be considered as being a member of the unit. Louis Apostolico: At all material times Apostolico's title was general manager.20 He directed the work of Respon- dent's employees, disciplined them, granted them time off, and adjusted their work-related complaints.21 In addition, he participated substantially in the hiring of at least two employees, O'Sullivan and Zammataro. Accordingly, I find that Apostolico was a supervisor. He will not, therefore, be counted in determining the size of the unit. Self Reliance Ukrainian American Cooperative Association, etc., 188 NLRB No. 95, enfd. in this respect 461 F.2d 33 (C.A. 7). Mike Bednarczk: Bednarczk is Respondent's sales man- ager.22 Unlike Respondent's drivers, helpers, warehouse- men, and mechanics he has a desk and telephone in Respondent's office. Bednarczk's "function" is to "sell" moving jobs, as De Luca testified. 23 Being a salesman, Bednarczk falls within a class of employees expressly he did so only where the trip involved was, as one employee testified, a "good" one 22 Remo De Luca, Respondent's president, stated that he gave Bednarczk the title of sales manager "for the same reason [he] gave Apostolico the title [of general manager ]. to impress people." 21 In an "emergency ." De Luca also testified , Bednarczk "pitches in [and does] packing [and ] loading." Asked to estimate the amount of time devoted by Bednarczk to packing and loading as distinguished from selling De Luca stated that during Respondent 's busy season Bednarczk spent 40 percent of his time packing and loading and 60 percent selling I cannot accept this breakdown . It is unsupported by records, appears to be speculative, and is at variance with De Luca 's testimony that Bednarczk packed and loaded only in an "emergency ." Furthermore, it seems to me that in Respondent 's busy season Bednarczk would be busier selling than he would be at other times of the year and would have little time to give to other work. 330 DECISIONS OF NATIONAL LABOR RELATIONS BOARD excluded from the unit agreed upon by the parties as being appropriate for collective bargaining. Jack Evenko: In an earlier section of this Decision I noted that Respondent's trucks were repaired by a mechanic who, De Luca testified , worked "on a contract basis ." Evenko is the mechanic to whom De Luca referred. Being , thus , in the position of an independent contractor, Evenko , as a matter of law , is not an employee of Respondent . See Section 2(3) of the Act which excepts from the definition of the term employee "any individual having the status of an independent contractor ." He will, therefore , not be treated as being in the unit. Joe Laponte and Mike Russell: Laponte and Russell are college students who worked for Respondent as helpers during their summer vacation in 1971 .24 It is well settled that students who work only during their school vacation periods cannot be included in collective -bargaining units. Accordingly, Laponte and Russell will not be considered as having been members of the unit when the Union requested recognition. Robert Levensen: Levensen is a driver. De Luca, Respondent 's president, testified that "it could be [that Levensen ] did not work for [Respondent ] during the first four or five months of 1972," and that "it was "correct" to say that Levensen "hadn't worked for [Respondent] for a year before [April 241." During this period Levensen was offered, but year before [April 24] During this period Levensen was offered , but refused to accept , employment with Respondent. In view of Levensen's not having worked for Respondent at any proximate time before April 24, the date on which the Union requested recognition , it would be unrealistic to include him in the unit. Daniel Skarbnik and John Smithey: Skarbnik and Smithey had been employed by Respondent as a helper and driver, respectively. Both, however, quit their jobs, Skarbnik on April 21, and Smithey some weeks earlier. Accordingly , neither can be said to have been in the unit on April 24. Having found that the foregoing nine employees were not in the unit when the Union requested recognition, findings need not be made concerning the remaining four25 who, Respondent contends should be counted in determining the unit's size. Even if it were to be found that they were in the unit on April 24, the unit would have consisted of 13 employees 26 of whom 8 signed cards validly authorizing the Union to act as their bargaining representative . This being the case , I conclude that the Union represented a majority of the employees in the unit when it requested recognition. V. THE ALLEGED UNFAIR LABOR PRACTICES A. Facts, Contentions, and Conclusions Concerning Respondent's Alleged Independent Violations of Section 8(a)(1) of the Act As already noted , the complaint alleges that following the Union's request for recognition Respondent violated 24 Although not too clear from the record , Russell may also have worked for Respondent dunng his spring vacation in 1972. 25 These are Ronny Greco , Marvin Martin , Frank Martinez, and Legrand Smithey. 26 This total would be composed of the remaining four , the eight who signed authorization cards and Tom Jones, who did not sign a card Section 8(a)( I) of the Act by informing employees that it would never recognize the Union and that it would recognize another labor organization , by threatening to go out of business if its employees continued to support the Union , and by promising benefits to employees to dissuade them from supporting the Union . These allegations, which Respondent has denied in its answer , will be separately considered. 1. Statements concerning Respondent 's intention never to recognize the Union and to recognize another labor organization As set forth above , the Union's strike against Respon- dent began on April 24, 1972, a short time after a majority of Respondent 's employees had signed cards authorizing the Union to act as their bargaining representative . Several hours after the strike started and while picketing was in progress Remo De Luca, Respondent 's president, told striking employees that he "wasn ' t going to have the [Union]"; that "there would be no way that the [ Union] would get in"; and that "there was no way that he was going to recognize the [U ]nion ." Also on April 24 and on subsequent occasions dunng that week De Luca informed employees who were on strike that he "would get a movers union in" 27 to represent Respondent 's employees.28 De Luca did not deny making the foregoing statements and expressly admitted telling employees that he "would bring another union in." By way of explanation he testified that when the Union requested recognition he consulted a "few" moving companies "in the area" and was informed by them that their employees were represented by a labor organization which, unlike the Union, was a "mover's union" and understood the "problems" of their industry. For this reason , De Luca continued, he told Respondent's striking employees that "the movers union would be the best union" for Respondent to deal with as the representa- tive of its employees. De Luca's reasons for telling Respondent 's employees that Respondent would not recognize the Union and would recognize a "movers union " seem to be immaterial. What is important is that what De Luca said had the effect of impressing upon the employees , who had only recently chosen the Union to represent them and who were then striking because the Union 's request for recognition had been refused, that their continued support of the Union would be fruitless . In this respect De Luca's statements were coercive and interfered with their rights guaranteed in Section 7 of the Act. Better Val-U Stores etc., 161 NLRB 762, 763, enfd . in this respect 401 F.2d 491 (C.A. 2); Federal Dairy Company, Inc., 130 NLRB 1158, 1159, enfd. 297 F.2d 487 (C.A. 1). 21 It will be remembered , in this connection , that the Union does not ordinarily represent employees in the household goods moving industry 25 The quotations appearing in the text are taken from testimony given by Alfred Zammataro , an employee who signed an authorization card and participated in the stoke. DE LUCA BROTHERS, INC. 331 Accordingly, I conclude that by De Luca's statements indicating that it would be futile for Respondent's employees to continue supporting the Union Respondent violated Section 8(a)(1) of the Act. 2. Threats to go out of business During the week of April 24, 1972, Remo De Luca, Respondent's president, told employees who were then on strike that because Respondent "couldn't afford the union" it would go out of business. Amplifying this, on April 26 De Luca informed Alfred Zammataro that "he would close up before [getting the Union] in and .. . would run one truck from his house." 29 On April 27, while De Luca's threats to go out of business were still fresh, De Luca hung a sign on Respondent's building stating "This property for sale or lease." In addition, De Luca positioned one of Respon- dent's tractors in front of its building, where it could be seen by the pickets, and placed a "for sale" sign on it also. Concerning the sale sign on Respondent's building, De Luca testified that it related to the retail furniture store he and his wife operated on Respondent' s premises and not to Respondent's business. De Luca stated that his reason for offering to sell the furniture store was that "for a year and a half" it had brought him "no revenue." De Luca testified further that he put the sale sign on the tractor because "it was not running well" and because he "had to make the next payroll and . . . needed the money." Considering the sequence of events, I do not credit the testimony given by De Luca, Respondent's president, concerning his reasons for placing the sale signs on Respondent's building and tractor. In my opinion De Luca put the signs up to emphasize to Respondent's employees that his previous threats that Respondent would go out of business upon the advent of the Union were not mere idle words. It being well settled that an employer's threats to employees of the nature made here by De Luca are coercive of their Section 7 rights, I conclude that thereby Respondent violated Section 8(a)(1) of the Act. I also conclude that, in the circumstances, Respondent also violated Section 8(a)(1) by De Luca's placing of sale signs on Respondent's building and tractor. 3. Promises of benefit On April 24, 1972, the day on which the strike against Respondent began, De Luca, Respondent's president, 29 My findings here are based on uncontradicted testimony given by Zammataro , from whose account the quotations appearing in the text are taken , Charles Turner, and John O'Sullivan , employees who participated in the strike. 30 My findings concerning this incident are based on, and the quotations appearing in the text are taken from , testimony given by O'Sullivan. De Luca denied offering O'Sullivan a raise to induce him to abandon the strike. Being most favorably impressed with O 'Sullivan's demeanor as a witness, I do not credit De Luca's denial 3i It will be remembered that I have found Apostolico to be a supervisor 32 As I pointed out earlier in this Decision , at the time of De Luca's offer here under discussion Respondent's employees were not paid for holidays approached the picket line and spoke to John O'Sullivan, an employee who was then picketing. During this conver- sation De Luca said that "the union would only get [the strikers] probably . . . fifteen [or] twenty cents [but that] if [the strikers] came back he could probably give [them] a quarter raise."30 Upon his return to work following the termination of the strike O'Sullivan received the 25-cent raise De Luca offered during the strike. Some days later, on April 27, two striking employees, Charles Turner and John Freudenwall, visited Louis Apostolico, Respondent's general manager.31 While dis- cussing the strike with Apostolico he told Turner and Freudenwall that De Luca "would like to talk things over, find out just what the story was." Turner and Freudenwall not being averse to doing so, Apostolico arranged for them to meet with De Luca at his home that evening. Turner and Freudenwall, accompanied by Apostolico, arrived at De Luca's house about 7:30 and stayed until about 5:30 the next morning. During this meeting De Luca inquired of them as to "what the strikers wanted in the way of pay [and ] things like . . . holidays [and ] hospitaliza- tion." They told him "what [they] thought the men wanted." After listening to their recital De Luca, Respondent's president, proceeded to enumerate the benefits he was prepared to offer Respondent's employees provided they abandoned the strike and returned to work "without the union." Among the things De Luca promised the employ- ees upon their compliance with these conditions were higher wage rates, premium pay for overtime, seven paid holidays, paid vacations, hospital and medical insurance underwritten in part by Respondent, and a seniority system 32 As De Luca spoke, specifying these benefits, Freuden- wall "scribbled . . . down" what De Luca was saying on a small piece of paper. Because Freudenwall's scribbling was hard to read Apostolico, Respondent's general manager, made a more legible copy on a large sheet of paper supplied by De Luca.33 After reading what Apostolico had copied De Luca said that the "things" on the paper written by Apostolico were what "he could afford to give [Respondent's employees] without the [U ]nion." In this connection, De Luca suggested that the employees "form [their] own union, like a shop union." Toward the end of the meeting Turner undertook to show the paper containing De Luca's offer to Respondent's employees "and see what they said." This he did later that morning.34 Much need not be said to demonstrate the violative nature of promises of benefit made by an employer to on which they did not work or for vacations , and they did not regularly receive premium pay for overtime work . In addition, Respondent did not maintain medical or hospital insurance for its employees , nor did it follow seniority in apportioning work. 33 This paper is in evidence as GC Exh. 12. 34 My findings concerning the session in De Luca 's home are based on, and the quotations appearing in the text are taken from , testimony given by Turner and Freudenwall , who at the time of the trial no longer worked for Respondent; the former having obtained other employment after the strike, and the latter during the strike but subsequent to April 28. De Luca gave a different version of what transpired at his house during his all-night meeting with Apostolico, Turner . and Freudenwall . In essence De Luca stated that (Continued) 332 DECISIONS OF NATIONAL LABOR RELATIONS BOARD dissuade his employees from supporting a union. A complete exposition of why such promises fall within the Act's proscription appears in N.L.R.B. v. Exchange Parts Co., 375 U.S. 405, 409-410. Accordingly, I conclude that Respondent violated Section 8(a)(1) of the Act by De Luca's promise to raise the wages of Respondent's striking employees if they would abandon the strike and by the offer he made to increase the benefits of Respondent's employees to induce them to forsake the Union. I come to a different conclusion concerning a third incident which the General Counsel contends was likewise violative of Section 8(axl) of the Act. This relates to the use by De Luca, Respondent's president, of an expression, "Christmas in June" while having lunch with Alfred Zammataro, an employee of Respondent who was on strike at the time . It should be remembered , in this connection , that the Union's organization of Respondent's employees was undertaken at Zammataro's request. During the morning of April 26, 1972, De Luca distributed checks to some of Respondent 's striking employees in payment for work they performed the previous week. Zammataro not having worked during that period did not receive a check. Notwithstanding that no wages were due to Zammataro, he facetiously asked De Luca for a check. With equal facetiousness De Luca replied, "I can't give you a check. Christmas comes in June when everybody works.1135 Later that day Zammataro and another employee had lunch with De Luca, Respondent 's president . During an absence of the other employee from the table Zammataro, after referring to his failure to receive a check that morning, told De Luca that he had a family to support and "needed bread."36 De Luca again observed that "Christ- mas comes in June."37 There being no credible evidence to sustain the General Counsel's contention that the "Christmas in June" remark when Turner and Freudenwall arrived at his house one of them had a small piece of scrap paper on which was set forth the benefits the employees hoped to achieve by the strike, that because Turner couldn 't read what was written on the paper Apostolico made a more legible copy on paper he (De Luca) supplied ; that although there was a discussion of the items appearing on the paper prepared by Apostolico, which he never read , he did not agree to any of them , but stated to Turner and Freudenwall mainly that , as he did every year in June , he would "review [and] consider" them at that time. Finally De Luca denied telling Turner and Freudenwall to get rid of the Union and to form a shop union I do not credit De Luca's account of what occurred during his meeting with Turner and Freudenwall for the following reasons (I) It strains credulity to believe that De Luca would not have read the paper written by Apostolico. (2) There is no evidence to corroborate De Luca's testimony that he reviews employee benefits every June (3) Although neither Turner nor Freudenwall was present in the hearing room while the other testified their testimony as to the events of the meeting was mutually corroborative and further corroborated by O'Sullivan, who was likewise absent from the hearing room when they gave their testimony and as to whose demeanor as a witness I have already commented (see In 29), who stated that on April 28, De Luca told him that what was on the paper written by Apostolico was "the best he could come up with " (4) At the time of the trial Turner and Freudenwall were no longer in Respondent 's employ and there is nothing in the record to suggest that their departure was not amicable They were , therefore , in the position of disinterested witnesses Having, thus, nothing to gain or lose by the outcome of this litigation their testimony is entitled to greater weight than the conflicting testimony given by De Luca who, as Respondent 's president. would be affected by the judgment rendered here See , in this connection, made by De Luca while having lunch with Zammataro on April 24 was a promise of benefit made for the purpose of persuading Zammataro to cease supporting the Union, I do not find it to have been violative of Section 8(a)(1) of the Act. B. Facts, Contentions, and Conclusions Concerning Respondent 's Alleged Violation of Section 8(a)(5) of the Act Insofar as is here pertinent, the complaint alleges that Respondent violated Section 8(a)(5) of the Act by refusing "to recognize and bargain collectively with the Union." The complaint further alleges as an integral part of this claimed unfair labor practice Respondent's independent violations of Section 8(a)(I) of the Act. In support of the complaint's allegations in this respect the General Counsel relies on N. L. R. B. v. Gissel Packing Co., Inc., 395 U.S. 575. Findings have already been made concerning this phase of the case. In brief recapitulation, I have found that on April 24, 1972, the Union requested recognition as the collective-bargaining representative of Respondent's em- ployees in a unit composed of drivers, helpers, warehouse- men and mechanics; 38 that at the time of its request the Union represented a majority of the employees in this unit; that Respondent has never recognized the Union; and that following the Union's request for recognition Respondent engaged in independent violations of Section 8(a)(1) of the Act. Respondent has interposed two defenses to the com- plaint's allegations here under consideration. It contends that when the Union requested recognition Respondent had, as its lawyer stated during the trial, "a good faith doubt" as to the Union's majority and therefore was not obligated to bargain with the Union.39 Respondent's second point is that, regardless of majority, it was never requested to bargain with the Union. In this regard, Hoskins Ready-Mix Concrete, Inc, 161 NLRB 1492, 1500, In 19. 35 As I noted in an earlier portion of this Decision , Respondent's busy season includes the month of June 36 "Bread " is frequently used in common parlance as a synonym for "money." See Webster ' s Third New International Dictionary, 1968. 37 My findings concerning this incident are based on, and the quotations appearing in the text are taken from , testimony given by De Luca A substantially different version of his luncheon conversation with De Luca was given by Zammataro He testified that while the other employee who was eating with them was away from the table , De Luca , after mentioning that he "was the one that called the union ." stated that " if [he (Zammataro) ] would get rid of (the Union i it would be Christmas in June for (him (Zammataro) ] " I find it difficult to believe Zammataro 's story. it seems to me that if De Luca wanted to reward Zammataro for ridding Respondent of the Union he would not have deferred the prize for 2 months , but would have offered him something immediately. or. perhaps , he would have conditioned payment upon Zammataro's procuring the Union's departure Zammataro's account of his luncheon conversation with De Luca thus lacks the ring of truth and I reject it . On the other hand , De Luca's testimony, not suffering from this infirmity is accepted. In this connection , I have earlier in other respects credited Zammataro and discredited De Luca However, "it is no reason for refusing to accept everything that a witness says, because you do not believe all of it; nothing is more common in all kinds of judicial decisions than to believe some and not all " N LR B v Universal Camera Corporation, 179 F 2d 749. 754 (C.A 2), reversed on other grounds 340 U S 474. 38 As has been pointed out in fn 11 , above, there is no dispute as to the appropriateness of this unit for the purpose of collective bargaining 39 Respondent reiterated this position in its brief and amplified it by stating that it "did not have independent knowledge on April 24, 1972, [the DE LUCA BROTHERS, INC. 333 Respondent asserts that a request for recognition, such as was made here by the Union, is not the equivalent of a request for bargaining. It is well settled that an unequivocal request to bargain, in some form, must be made before an employer's obligation to bargain can arise. Scobell Chemical Company, Inc. v. N. L. R.B., 267 F.2d 922, 925 (C.A. 2). A clear request for recognition, such as was made here by the Union, satisfies this requirement.40 Respecting this, it need only be pointed out that the words "bargain" and "recognize" and words of similar import have been used conjunctively, interchangeably, and synonymously in 8(a)(5) contexts not only by the Board,91 but also by courts, including the Supreme Court.42 Accordingly, I reject, as being without merit, Respondent's argument that the Union's clear request for recognition was not tantamount to a request for bargaining. Without merit, also, is Respondent's "good faith doubt" argument. In determining violations of Section 8(a)(5) of the Act "under the Board's current practice, an employer's good faith doubt [as to a union's majority] is largely irrelevant."43 Most relevant in ascertaining whether an employer unlawfully refused to bargain by an outright failure to recognize a union representing a majority of his employees in an appropriate unit, as is the case here, is an assessment of the employer's conduct when faced with the union's recognition request. The Board has traditionally held, in such a situation, that if the employer engaged in serious independent unfair labor practices he also violated Section 8(a)(5) of the Act. That there has been no erosion in this view of the law was recently made plain. In United Packing Company of Iowa, Inc., 187 NLRB 878, the Board stated that its "historic practice of finding a violation of Section 8(a)(5) . . . where an employer has . . . refused to bargain and has commit- ted serious violations of Section 8(a)(1) remains very much alive, having been specifically affirmed in [N.L.R.B. v. Gissel Packing Co., Inc., 395 U.S. 575, 620] where the contrary judgment of the Court of Appeals for the Fourth Circuit was reversed." To the same effect, see also Wilder Mfg. Co., 198 NLRB No. 123, an even more recent decision than United Packing Company. I have found that Respondent committed independent date of the Union 's recognition request ] or thereafter, that [the Union] represented a majority of the employees in the unit " 40 Neither N L R B v Valley Broadcasting Company, 189 F 2d 582 (C A 6). relied on by Respondent , nor the Board 's decision in that case (87 NLRB 1144) is to the contrary. In the latter , insofar as pertinent , the Board concluded that a request for recognition qualified by a statement that unless recognition was granted a petition for certification would be filed was not unequivocal and therefore insufficient to set in motion the employer's obligation to bargain. This conclusion was not disturbed by the court The burden of the court 's decision was that the Board 's finding that the union had made a later unequivocal request for bargaining was unwarranted by the evidence 4i See for example, Luby Leasing, Inc, 198 NLRB No 139, Federal Stainless Sink Div etc , 197 NLRB No 76, Wilder Mfg Co, Inc, 185 NLRB No 76. set aside on other grounds . 198 NLRB No 123, Linden Lumber Division , etc. 190 NLRB No 116, John P Serpa, Inc, 166 NLRB 336, John P Serpa. Inc, 155 NLRB 99, set aside on other grounds 166 NLRB 336, Hammond & Irving, Incorporated, 154 NLRB 1071, Snow & Sons, 134 NLRB 709, enfd 308 F 2d 687 (C.A 9). and Barney's Supercenter , Inc. 128 NLRB 1325, enfd 296 F 2d 91 (C A 3). 42 See, for example, N L R B v Gissel Packing Co, Inc, 395 U S 575, United Mine Workers etc v. Arkansas Oak Flooring Company, 351 U.S. 62, violations of Section 8(a)(1) of the Act. Among these were threats to go out of business and promises of benefit. These are, indeed , serious unfair labor practices . Luby Leasing, Inc., 198 NLRB No. 139; Federal Stainless Sink Div., 197 NLRB No. 76. Accordingly, in consideration of the foregoing and taking into account the fact that Respondent 's independent unfair labor practices were committed almost immediately following the Union's request for recognition , I conclude that Respondent violated Section 8(a)(5) and (1) of the Act by refusing to recognize the Union. VI. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE Respondent 's unfair labor practices occurring in connec- tion with its operations set forth in section I, above, have a close , intimate , and substantial relationship to trade, traffic , and commerce among the several States and tend to lead to labor disputes burdening and obstructing com- merce and the free flow of commerce. Vii. THE REMEDY Having found that Respondent engaged in unfair labor practices within the meaning of Section 8(a)(1) and (5) of the Act, my recommended Order will require Respondent to cease and desist therefrom and to take such affirmative action as will effectuate the purposes of the Act. Concern- ing the latter, the General urges the entry of a bargaining order.44 "A bargaining order . . . is strong medicine ." 45 It should be prescribed, however, as the Supreme Court held in N.L.R.B. v. Gissel Packing Co., Inc., 395 U.S. 575, 610, 614-615, to cure "a [Section ] 8(a)(5) refusal to bargain where an employer has committed independent unfair labor practices which have made the holding of a fair election unlikely or which have in fact undermined a union's majority." The Court went on to say, quoting in part from Franks Bros. Co. v. N.L. R. B., 321 U.S. 702, 704, that in such cases if the Board were to "enter only a cease- and-desist order and direct an election . . . it would in effect be rewarding the employer and allowing him 'to profit from [his] own wrongful refusal to bargain.' " Retail Clerks Union, etc v. N.L R. B., 376 F 2d 186 (C.A. 9); and Joy Silk Mills, Inc v N LR.B., 185 F .2d 732 (C.A.D.C .), cert denied 341 U S. 914 43 N L R B v Gissel Packing Co., Inc, 395 U.S. 575, 594. Following Gissel, and reaffirming the position it took there , the Board stated in Linden Lumber Division, 190 NLRB No 116, that it was declining "to reenter the 'good faith ' thicket " 44 The Union argues, on brief, that "appropriate relief in this case includes more than a bargaining order." Accordingly , the Union presses for the entry of an order which bars Respondent from utilizing the Board's processes for a year and , in addition , provides for the payment of interest by Respondent retroactive to the date of its request for recognition, on "all wages and fringe benefits ultimately negotiated ," requires Respondent to mail to all employees copies of the notice to be posted , and directs Respondent to pay costs and counsel fees incurred by it and the General Counsel Recognizing that although the foregoing "sanctions are a hybrid of both the remedial and punitive , [they] are nevertheless warranted in the circumstances of this case ." Obviously, insofar as the "sanctions are . punitive ," they are beyond the Board's power to impose . Republic Steel Corporation v. NLRB, 311 U.S . 7, 11-12. Insofar as they are remedial, they do not seem to be "warranted" even by the serious unfair labor practices committed by Respondent 45 N L R B v. Flomatic Corporation, 347 F.2d 74,78 (C.A 2) 334 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Finally, and by way of summarizing its extensive discus- sion on this point, the Court stated that where "the possibility of erasing the effects of past [unfair labor] practices and of ensuring a fair election . . . is slight and that employee sentiment once expressed through cards would, on balance, be better protected by a bargaining order, then such an order should issue." In the light of the foregoing principles it is my opinion that a bargaining order should issue in this case to remedy Respondent's violations of the Act. Had Respondent been guilty of no other unfair labor practices than its promises of benefits to dissuade employees from supporting the Union these, alone, by reason of their lingering effect make a fair election impossible and makes the entry of a bargaining order imperative. Cf. Federal Stainless Sink Div., etc., 197 NLRB No. 76. Furthermore, Respondent's threats to discontinue its business upon the Union's advent were so permeative that "the possibility of erasing [their] effects and of ensuring a fair election is slight." Even before Gissel the Board held that such threats, which inherently include loss of work and income, "may well be sufficiently pervasive in their impact to prevent a fair election and to undermine a union's support." Cohen Bros. Fruit Company, 166 NLRB 88, 90. Accordingly, my recommended Order will require Respondent, by way of affirmative action, to bargain with the Union upon request. Because of the seriousness of Respondent's unfair labor practices I will also recommend the inclusion of broad cease-and-desist provisions. Upon the basis of the foregoing findings of fact, and upon the entire record in this case, I make the following: CONCLUSIONS OF LAW 1. Respondent is an employer within the meaning of Section 2(2) of the Act and is engaged in commerce within the meaning of Section 2(6) and (7) of the Act. 2. The Union is a labor organization within the meaning of Section 2(5) of the Act. 3. By the following conduct Respondent has engaged in and is engaging in unfair labor practices within the meaning of Section 8(a)(1) of the Act: (a) Indicating to employees that their continued support of the Union would be futile. (b) Threatening to discontinue its business should the Union succeed in becoming the recognized collective- bargaining representative of its employees. (c) Emphasizing the foregoing threats by placing "For Sale" signs on its building and tractor. (d) Promising benefits to employees to dissuade them from supporting the Union. 4. All drivers, helpers, warehousemen and mechanics employed at Respondent's Mountain Lakes, New Jersey, place of business, but excluding all office clerical employ- ees, salesmen , professional employees, guards, and all supervisors as defined in the Act, constitute a unit appropriate for purposes of collective bargaining. 5. At all material times the Union has represented a majority of the employees in the unit set forth in Conclusion of Law 4, above. 6. By failing and refusing to recognize the Union as the exclusive collective -bargaining representative of the em- ployees in the unit set forth in Conclusion of Law 4, above, Respondent has engaged in and is engaging in unfair labor practices within the meaning of Section 8(aX5) and (1) of the Act. 7. The unfair labor practices engaged in by Respon- dent, as set forth in Conclusions of Law 3 and 6, above, affect commerce within the meaning of Section 2(6) and (7) of the Act. Upon the foregoing findings of fact , conclusions of law, and the entire record, and pursuant to Section 10(c) of the Act, I hereby issue the following recommended: 46 ORDER Respondent, De Luca Brothers, Inc., its officers, agents, successors, and assigns , shall: 1. Cease and desist from: (a) Indicating to employees that their continued support of Local 408, International Brotherhood of Teamsters, Chauffeurs, Warehousemen & Helpers of America, or their supporting any other labor organization , would be futile. (b) Threatening to discontinue its business should Local 408, International Brotherhood of Teamsters, Chauffeurs, Warehousemen & Helpers of America, or any other labor organization , succeed in becoming the exclusive collective- bargaining representative of any of its employees. (c) Emphasizing threats of the foregoing nature by offering any of its property, real or personal, for sale. (d) Promising or granting benefits to employees to dissuade them from joining, assisting, or in any manner supporting, Local 408, International Brotherhood of Teamsters, Chauffeurs, Warehousemen & Helpers of America, or any other labor organization. (e) Failing or refusing to recognize Local 408, Interna- tional Brotherhood of Teamsters, Chauffeurs, Warehouse- men & Helpers of America, as the exclusive collective- bargaining representative of its employees in the following appropriate unit: All drivers, helpers, warehousemen and mechanics employed at its Mountain Lakes, New Jersey, place of business , but excluding all office clerical employees, salesmen , professional employees , guards, and all supervisors , as defined in the National Labor Relations Act, as amended, or failing or refusing, upon request, to bargain with Local 408, International Brotherhood of Teamsters, Chauffeurs, Warehousemen & Helpers of America, respecting rates of pay, wages , hours, or other terms or conditions of employment of its employees in the aforesaid appropriate unit. (f) In any other manner interfering with, restraining, or coercing employees in the exercise of their right to self- organization , to form , join , or assist labor organizations, to bargain collectively through representatives of their own choosing, or to engage in other concerted activities for the 46 In the event that no exceptions are filed as provided by Sec . 102.46 of Sec 10248 of the Rules and Regulations, be adopted by the Board and the Rules and Regulations of the National Labor Relations Board , the become its findings , conclusions , and Order, and all objections thereto shall findings, conclusions, and recommended Order herein shall, as provided in be deemed waived for all purposes. DE LUCA BROTHERS, INC. purpose of collective bargaining or other mutual aid or protection as guaranteed in Section 7 of the National Labor Relations Act, as amended, or to refrain from any or all such activities, except to the extent that such right may be affected by an agreement requiring membership in a labor organization as a condition of employment in conformity with Section 8(a)(3) of the Act. 2. Take the following affirmative action which, it is found, will effectuate the policies of the Act: (a) Upon request recognize and bargain with Local 408, International Brotherhood of Teamsters, Chauffeurs, Warehousemen & Helpers of America as the exclusive collective-bargaining representative of the employees in the aforesaid appropriate unit respecting rates of pay, wages, hours, or other terms or conditions of emplpyment and, if an understanding is reached, embody such understanding in a signed agreement. (b) Post at its premises in Mountain Lakes, New Jersey, copies of the attached notice marked "Appendix." 47 Copies of said notice, on forms provided by the Regional Director for Region 22, after being duly signed by its authorized representative, shall be posted by it immediate- ly upon receipt thereof, and be maintained by it for 60 consecutive days thereafter, in conspicuous places where notices to employees are customarily posted. Reasonable steps shall be taken by Respondent to insure that said notices are not altered, defaced, or covered by any other material. (c) Notify the Regional Director for Region 22, in writing, within 20 days from the date of the receipt of this Decision, what steps the Respondent has taken to comply herewith.48 41 In the event that the Board 's Order is enforced by a Judgment of a United States Court of Appeals, the words in the notice reading "Posted by Order of the National Labor Relations Board" shall read "Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board " 48 In the event that this recommended Order is adopted by the Board after exceptions have been filed , this provision shall be modified to read. "Notify the Regional Director for Region 22, in writing , within 20 days from the date of this Order, what steps Respondent has taken to comply herewith " APPENDIX NOTICE TO EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government After a trial in which all sides had the opportunity to present their evidence, the National Labor Relations Board has found that we violated the law and has ordered us to post this notice and we intend to carry out the order of the Board and abide by the following: WE WILL NOT tell you that we will not recognize or bargain with Local 408, International Brotherhood of Teamsters. WE WILL NOT bring in a movers union to be your union. 335 WE WILL NOT tell you that we will bring in a movers union to be your union. WE WILL NOT threaten to go out of business before we recognize Local 408 , International Brotherhood of Teamsters as your union , or because you have chosen Local 408 , International Brotherhood of Teamsters to be your union , or to persuade you to reject Local 408, International Brotherhood of Teamsters , or to persuade you to refuse to do anything to help Local 408, International Brotherhood of Teamsters. WE WILL NOT put any of our property up for sale or lease because you have chosen Local 408 , International Brotherhood of Teamsters to be your union, or to persuade you to reject Local 408, International Broth- erhood of Teamsters, or to persuade you to refuse to do anything to help Local 408, International Brotherhood of Teamsters. WE WILL NOT place "For Sale" or "For Lease" signs on any of our buildings or on any of our tractors, trailers, or other equipment because you have chosen Local 408 , International Brotherhood of Teamsters to be your union , or to persuade you to reject Local 408, International Brotherhood of Teamsters , or to persuade you to refuse to do anything to help Local 408, International Brotherhood of Teamsters. WE WILL NOT give you, or promise to give you, pay raises, overtime pay, paid holidays, paid vacations, hospital or medical insurance, a seniority system, or anything else to persuade you to reject Local 408, International Brotherhood of Teamsters, or to persuade you to refuse to do anything to help Local 408, International Brotherhood of Teamsters. WE WILL recognize Local 408 , International Brother- hood of Teamsters as your union. WE WILL, if we are asked to do so, bargain with Local 408 , International Brotherhood of Teamsters about your rates of pay , wages, working hours, and other matters relating to your work . If we come to an agreement about any of these things with Local 408, International Brotherhood of Teamsters we will put that agreement in writing and sign it. WE WILL respect your right to form any union, to join any union , to help any union, and to bargain with us through any union . We will also respect your right not to do any of these things, except as required by law. All our employees are free , without any objection from us, to become or remain members of Local 408, Interna- tional Brotherhood of Teamsters , or of any other union, or not to become or remain members of Local 408, Interna- tional Brotherhood of Teamsters , or of any other union, except as required by law. Dated By DE LUCA BROTHERS, INC. (Employer) (Representative) (Title) 336 DECISIONS OF NATIONAL LABOR RELATIONS BOARD This is an official notice and must not be defaced by or covered by any other material. Any questions concern- anyone. ing this notice or compliance with its provisions may be This notice must remain posted for 60 consecutive days directed to the Board's Office, 16th Floor, 970 Broad from the date of posting and must not be altered, defaced, Street, Newark, New Jersey 07102, Telephone 201-645-2100. Copy with citationCopy as parenthetical citation