Daniel L. GyslingDownload PDFPatent Trials and Appeals BoardJul 22, 201914719046 - (D) (P.T.A.B. Jul. 22, 2019) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/719,046 05/21/2015 Daniel L. Gysling CC-0997D1 1057 68653 7590 07/22/2019 EXPRO METERS, INC. 50 BARNES PARK NORTH WALLINGFORD, CT 06492 EXAMINER DINH, LYNDA ART UNIT PAPER NUMBER 2865 NOTIFICATION DATE DELIVERY MODE 07/22/2019 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): joanne.varanelli@exprogroup.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte DANIEL L. GYSLING ____________________ Appeal 2018-009039 Application 14/719,046 Technology Center 2800 ____________________ Before, BRADLEY R. GARRIS, CATHERINE Q. TIMM, and KAREN M. HASTINGS, Administrative Patent Judges. HASTINGS, Administrative Patent Judge. DECISION ON APPEAL Appellant1 requests our review under 35 U.S.C. § 134(a) of the Examiner’s final rejection (Final Act.) (Sept. 06, 2017) rejecting claims 1, 4, 5, and 8–10 under 35 U.S.C. § 101 as directed to patent-ineligible subject matter and further supported by Examiner’s Answer (Ans.) (Jul. 18, 2018). We have jurisdiction over the appeal under 35 U.S.C. § 6(b). The Appellant argues that the claims are not directed to an abstract idea, are directed to patent-eligible subject matter, and the Examiner’s should be reversed (Appeal Br. 11–14). For the reasons explained below, 1 Appellant is the applicant, “Expro Meters, Inc.”, which is also stated to be the real party in interest (Appeal Br. 3). Appeal 2018-009039 Application 14/719,046 2 we determine that the Examiner has not established that the claims are directed to patent-ineligible subject matter. We Reverse. CLAIMED SUBJECT MATTER The claims are directed to a method for determining a volumetric flow rate for a fluid flow “with an unknown or varying composition passing within a pipe” and adjusts “the fluid composition values until an error value compares acceptably to a predetermined condition” (Appeal Br. 11; See also, Specification ¶¶19 and 28). Claim 1, reproduced below, is illustrative of the claimed subject matter: 1. A method of determining a volumetric flow rate for a single phase fluid flow passing within a pipe, the method comprising: measuring a flow pressure value and a flow temperature value for the fluid flow within the pipe; using a differential pressure (DP) meter to determine a momentum value for the fluid flow; using a SONAR fluid flow meter to measure a velocity value of the fluid flow; using a processor to execute stored instructions, the stored instructions including an equation of state model for the fluid flow, wherein the instructions cause the processor to: (a) determine a measured density value of the fluid flow using the determined momentum value and the measured velocity value; (b) calculate a density value for the fluid flow, using the measured flow pressure and temperature Appeal 2018-009039 Application 14/719,046 3 values, a first set of fluid flow composition values, and the equation of state model; (c) compare the measured density value and the calculated density value to determine an error value representative of a difference between the measured density value and the calculated density value; and (d) compare the error value to a predetermined condition, and when: (1) the condition is met use at least one of the measured density value or the calculated density value to determine the volumetric flow rate of the fluid flow; or (2) the condition is not met, the processor is adapted to produce a modified set of fluid flow composition values and iteratively repeat step (a); and (b) using the modified set of fluid flow compositional values, and (c), and (d) until the condition is met. Claims Appendix 17. Independent claim 5 is directed to an apparatus corresponding to the method of claim 1, and remaining independent claim 9 is directed to a method similar to the method of claim 1 (Claims Appendix 18, 19). ANALYSIS Standard for Patent Ineligibility In issues involving subject matter eligibility, our inquiry focuses on whether the claim satisfies the two-step test set forth by the Supreme Court in Alice Corp. v. CLS Bank lnt'l, 573 U.S. 208 (2014). The Supreme Court instructs us to “first determine whether the claims at Appeal 2018-009039 Application 14/719,046 4 issue are directed to a patent-ineligible concept,” Id. at 216–218. If the initial threshold is met, we then move to the second step, in which we “consider the elements of each claim both individually and 'as an ordered combination' to determine whether the additional elements ‘transform the nature of the claim’ into a patent-eligible application.” Id. at 217 (quoting Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 79, 78 (2012)). The Supreme Court describes the second step as a search for “an ‘inventive concept’– i.e., an element or combination of elements that is ‘sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the [ineligible concept] itself.’” Id. (quoting Mayo, 566 U.S. at 72–73). The USPTO recently published revised guidance on the application of § 101. 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (Jan. 7, 2019) (“Guidance”). The Guidance refers to patent- ineligible concepts as judicial exceptions. Under the Guidance, we look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes), (designated as Step 2A (Prong 1) in the Guidance); and (2) additional elements that integrate the judicial exception into a practical application (see MPEP §§ 2106.05(a)–(c), (e)–(h)) (designated as Step 2A (Prong 2) in the Guidance). Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: Appeal 2018-009039 Application 14/719,046 5 (3) adds a specific limitation beyond the judicial exception that are not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception (designated as Step 2B in the Guidance). Step 2A (Prong 1) and Step 2A (Prong 2) are used for the analysis under the first step of Alice, while Step 2B informs the analysis under the second step of Alice. See Memorandum. Examiner's Findings and Conclusion At the first step of the Alice inquiry, the Examiner determines claims 1, 4, 5, and 8–10 are directed to “a method … of measuring a flow pressure value, determine a momentum value, measure velocity value, and using a processor to determine a measured density value, compare the he measured density value and the calculated density value to determine, compare the error value based on the condition and repeat steps,” (Final Act. 6) which is an abstract idea because these steps were best analogized to “collecting information and analyzing it.” Electric Power Group, LLC v. Alstom, S.A., 830 F.3d 1350, 1351–52, 119 USPQ2d 1739, 1740 (Fed. Cir. 2016) (Ans. 3). At the second step of the Alice inquiry, the Examiner concludes that the additional elements “(i.e. used convention equipment such as flow meter, DP meter, and Sonar)” are well understood, routine and conventional in the relevant field of art, and thus did not amount to significantly more than the abstract idea. (Final Act. 6). Examiner asserted further that the processor recited in the claims is generic and merely perform generic computer Appeal 2018-009039 Application 14/719,046 6 function and thus do not amount to significantly more than the abstract idea (Id.). The Examiner reiterated this position and asserted that the additional elements of the claim are well understood and conventional (e.g., Ans. 6). The Examiner asserts that Appellant’s invention is not linked to a specific technological field and no improvement to the technology was apparent from the claims (e.g., Ans. 7–9). The Examiner also states that the steps involving a mathematical algorithm recited in the claims are routine steps which involve measuring and collecting data with conventional equipment, relying on GmbH v. Guidewire Software Inc. and Alice (Ans. 11, 12). Appellant’s Contentions Appellant’s arguments rely upon Thales, Corewireless, Rapid Litigation, Enfish, and Diehr (Appeal Br. 9). Appellant, however, primarily relies on Diehr to support their argument for patent eligibility (Appeal Br. 10). Appellant asserts that Diehr “improved upon prior art molding methods by constantly measuring the actual temperature inside the mold, recalculating the ideal cure time and automatically opening the press when the ideal cure time equal the actual elapsed” (Appeal Br. 10). Appellant analogizes the claimed invention to Diehr by arguing it determines a measured density value of the fluid flow using a determined momentum value and a measured velocity value, calculates a density value using measured flow pressure and temperature values, a first set of fluid flow composition values, and an equation of state model, compared the measured density value and the calculated density value to determine an error value representative of Appeal 2018-009039 Application 14/719,046 7 a difference between the measured density value and the calculated density value, and compared the error value to a predetermined condition. If the predetermined condition is met, at least one of the measured density value or the calculated density value is used to determine the volumetric flow rate of the fluid flow (Appeal Br. 11). Appellant further argues that their invention is patent eligible as it is directed towards “adjust[ing] the fluid composition values until an error value compares acceptably to a predetermined condition.” (Appeal Br. 11). Appellant asserts that the claims are directed to a specific method or apparatus for providing increased accuracy and confidence in a volumetric flow rate within a pipe where the composition of the flow may be unknown or vary over time. (Appeal Br. 13; Spec. ¶¶ 19–30). Our Review Applying the guidance set forth in the Memorandum, we conclude the Examiner erred in rejecting the claims as being directed to patent-ineligible subject matter. Under Step 2A, Prong One of the Guidance, we first consider whether the claim recites a judicial exception. Guidance, 84 Fed. Reg. at 51. The Guidance organizes the abstract-idea exception into the following subject matter groupings: mathematical concepts, certain methods of organizing human activity (e.g., a fundamental economic practice), and mental processes. Id. at 52. The mathematical-concept grouping includes mathematical relationships, calculations, equations, and formulas. Appeal 2018-009039 Application 14/719,046 8 Here, the three independent claims2 recite a mathematical concept of determining a measured density value of the fluid flow, calculating a density value of the fluid flow, comparing the measured and calculated values to determine an error value, and comparing the error value to a predetermined condition as recited in each independent claim. Appellant’s Specification provides further details of the mathematical relationship of the above measured and calculated values and that the recited processor applies the mathematical relationship to determine if the predetermined condition is met (Spec. ¶¶ 19–30). Accordingly, we conclude under Step 2A, Prong 1 of the Memorandum that the claims recite the judicial exception of an abstract idea of a mathematical concept. Nonetheless, a claim may integrate the judicial exception into a practical application when, for example, it reflects an improvement to technology or a technical field. Guidance, 84 Fed. Reg. at 55 n.25 (citing MPEP § 2106.05(a)). For instance, the Federal Circuit found claims eligible when they were directed to a “particular configuration of inertial sensors and a particular method of using the raw data from the sensors,” which improved the accuracy of calculating an object's position and orientation. Thales Visionix, Inc. v. United States, 850 F.3d 1343, 1349 (Fed. Cir. 2017), cited in MPEP § 2106.05(a)(II)(vii). Although the claims used mathematical equations, the Federal Circuit in Thales explained that “[t]he mathematical equations are a consequence of the arrangement of the sensors and the unconventional choice of reference frame in order to calculate position and 2 The three independent claims in this appeal recite substantially similar functions as a method (claim 1), an apparatus (claim 5), and another similar method to that of claim 1 (claim 9). Appeal 2018-009039 Application 14/719,046 9 orientation.” Id. The claimed system eliminated “many ‘complications’ inherent in previous solutions” for determining an object's position and orientation. Id. at 1348. On the other hand, a claim does not integrate the abstract idea into a practical application when it merely adds insignificant extra-solution activity or generally links the judicial exception's use to a particular technological environment or field. Guidance, 84 Fed. Reg. at 55 n.32 (citing MPEP § 2106.05(h)). For example, in Parker v. Flook, the claim used a mathematical formula to calculate a numerical limit on a process variable in the catalytic chemical conversion of hydrocarbons. 437 U.S. 584, 586 (1978), cited in MPEP § 2106.05(h). The Supreme Court rejected the argument that the claim was made eligible through its limitations to the petrochemical field and oil refining. Id. at 589-91. Reflecting on this case, the Supreme Court in Bilski v. Kappos commented that “Flook established that limiting an abstract idea to one field of use or adding token postsolution components did not make the concept patentable.” 561 U.S. 593, 612 (2010). We disagree with the Examiner that the recited limitations are merely “collecting information and analyzing” data and add token additional elements to the data analysis (Final Act. 6; Ans. 3 and 10). Appellant directs our attention to their Specification ¶ 19 where it specifically states “[o]ne of the challenges of multiphase flow measurement is that the composition of a given flow is often not known, and even if known, it can vary over time. As will be described below, embodiments of the present invention permit the determination of volumetric flow rates of the different phases of the multiphase flow” (Appeal Br. 15). Appellant summarizes their position by asserting that “the appellant has discovered an Appeal 2018-009039 Application 14/719,046 10 important problem; i.e. that a challenge of multiphase flow measurement is that the composition of a given flow is often unknown, and even if known the composition can vary over time” (Id.). Here, we find this to be similar to the claims at issue in Diehr and Thales, in which mathematical concepts were used to improve particular technology. See Diehr, 450 U.S. at 187 (concluding that when “computer use incorporated in the process patent significantly lessens the possibility of ‘overcuring’ or ‘undercuring,’ the process as a whole does not thereby become unpatentable subject matter"); Thales, 850 F.3d at 1348–1349 (finding patent-eligibility upon considering “claims directed to a new and useful technique for using sensors to more efficiently track an object on a moving platform'”); see also MPEP § 2106.05(a)(II) (“The courts have also found that improvements in technology beyond computer functionality may demonstrate patent eligibility”). Appellant describes a technical solution to resolve the issue in detecting and measuring varying or unknown compositions flowing through a pipe. The claim sets forth a specific mathematical relationship to determine the composition within the pipe and to minimize the error function3 (Appeal Br. 16); therefore, Appellant’s described technical solution is required by the independent claims. Accordingly, we conclude the claimed invention is integrated into a practical application, and under the guidance provided in the Memorandum, the claims have not been shown to be patent-ineligible because they ultimately are not “directed to” a judicial exception. 3 Specification ¶27–29. Appeal 2018-009039 Application 14/719,046 11 Because we find the claims are not directed to an abstract idea, we need not proceed to determine whether the claims provide an inventive concept. See Guidance, 84 Fed. Reg. at 56 (discussing "Step 2B: If the Claim Is Directed to a Judicial Exception, Evaluate Whether the Claim Provides an Inventive Concept"). Thus, we do not sustain the rejection of claims 1, 4, 5, and 8–10. DECISION The Examiner’s §101 rejection is reversed. TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1). REVERSED Copy with citationCopy as parenthetical citation