Corrina M., 1 Complainant,v.Megan J. Brennan, Postmaster General, United States Postal Service (Southern Area), Agency.Download PDFEqual Employment Opportunity CommissionAug 20, 20190120181698 (E.E.O.C. Aug. 20, 2019) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Corrina M., 1 Complainant, v. Megan J. Brennan, Postmaster General, United States Postal Service (Southern Area), Agency. Appeal No. 0120181698 Hearing No. 451-2013-00208X Agency No. 1G782001411 DECISION On May 1, 2018, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s March 29, 2018, final decision concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq., and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. For the following reasons, the Commission AFFIRMS the Agency’s final decision. ISSUES PRESENTED Whether the Agency’s final decision, (FAD) correctly concluded that Complainant failed to prove that she was subjected to discrimination based on national origin, disability, and retaliation (prior EEO activity), when: 1. On August 19, 2011, she was mailed a Letter of Warning for four absences; 2. On September 2, 2011, she was denied a reasonable accommodation; specifically, she was denied use of leave and/or a change of schedule; and 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120181698 2 3. On December 8, 2012, she was issued a Seven (7) Day Suspension for Continued Unacceptable Attendance - Continued Failure to Meet the Attendance Requirements of her Position. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Mail Processing Clerk at the Agency’s Midland Postal & Delivery Facility, (P&DF) in Midland, Texas. On November 22, 2011, and March 15, 2013, Complainant filed two EEO complaints, (both subsequently consolidated) alleging that the Agency discriminated against her on the bases of national origin (Hispanic), disability (mental), and reprisal for prior protected EEO activity as set forth above. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of her right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge. Complainant timely requested a hearing but subsequently withdrew her request. On September 9, 2014, the Agency issued a FAD finding no discrimination; and on October 10, 2014, Complainant filed an appeal with the Commission. On November 16, 2017, the Commission vacated the Agency’s decision and remanded the matter for a supplemental investigation regarding Complainant’s reasonable accommodation complaint in order to further develop an adequate factual record, including any contention by the Agency that provision of a reasonable accommodation would impose an undue hardship. The Commission also required the Agency to ensure that the investigator obtained all pertinent evidence to address Complainant’s reasonable accommodation claim including, but not limited to sworn affidavits from responsible management officials and other documentary evidence regarding how management responded to Complainant’s request for accommodation. The Commission also requested issuance of a new FAD. Consequently, the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). The decision again concluded that Complainant failed to prove that the Agency subjected her to discrimination as alleged. Issue #1 Complainant disclosed that the dates of the absences cited in the Letter of Warning (LOW) were May 4 - 13, 2011, May 21 - 22, 2011, June 18 - 19, 2011, and July 21 - 23, 2011. She alleged that her supervisor, the Plant Manager (PM), ordered the Maintenance Manager (MM) to issue her a LOW for unacceptable attendance and failure to meet attendance requirements. She explained that MM told her that his hands were tied and that the order came from upper management. Complainant disagreed with the decision because she believed she was being disciplined for having the disability of chronic severe depression; and that she provided management with documentation for every absence. She maintained that management was aware of her disability because she notified them verbally and they were aware that she was hospitalized twice for her condition. 0120181698 3 She identified T1, a Black female Tour 1 employee, as someone who was treated differently. According to Complainant, if she had as many absences and incidents of tardiness as T1, who reported to another supervisor, she would have already been fired. She explained that PM ordered MM to remove T1’s 14-Day Suspension at a Step 2 proceeding. She also identified a White female Tour II employee, (T2) who was also supervised by another supervisor, contending that T2 had six or more absences but was not disciplined; instead she was given scheduled and sick leave for her absences. She asserted that T2 helped PM and performed duties that were not in her job description; therefore, PM favored her by reworking her leave documentation. Complainant also stated that T2 was being accommodated locally by reporting to work whenever she wanted without calling the call-in number, and no discipline was issued for her absences by PM. She also identified a White female coworker, (C1) who also had a different supervisor, and who she was told had been sent a get-well card when hospitalized, but Complainant was sent a LOW, asserting that C1 had not been disciplined like she was. MM stated that, as Complainant’s manager/supervisor, he issued her the LOW, consistent with applicable Agency rules, because of her unacceptable attendance. He asserted that Complainant missed 120 hours of work. He explained that T1 was supervised by another supervisor; and she was not treated more favorably, asserting that T1 had a LOW in her file and was issued a 7-day Suspension, which she served. He explained that T2 reported to the District office; and that he did not supervise or take care of her attendance. He asserted that T2 held a different clerical position at that time and did not have an attendance problem. MM also explained that C1 had a Family Medical Leave Act (FMLA) condition and was given a pre-disciplinary interview for her attendance, affirming that she reported to another supervisor. PM stated that he was the concurring official for the LOW that was issued to Complainant. He explained that he was the concurring official for two other suspensions in the last two years. He asserted that a White female employee, (C3), was issued a LOW in 2009, a 7-Day Suspension in February 2010, and a 14-Day Suspension for missing similar amounts of work due to unscheduled absences. He also explained that he was the concurring official for a 7-Day Suspension issued to a female Hispanic, (C4), for the same reason. Issue #2 Complainant stated that she requested as an accommodation the ability to use of leave when needed, a change of schedule when needed, and change of her job position to manual when needed due to the medication side effects from her disability, i.e., her depression. She asserted that her doctor requested the accommodation for a few months because her medications were being adjusted. She stated that she requested an accommodation from PM and MLR; and that a meeting was scheduled with the District Reasonable Accommodations Committee (DRAC). 0120181698 4 She alleged that PM and the Manager, Labor Relations, (MLR) denied the request, maintaining that the reason given was that they were unable to locate a fully funded position within her commuting area to accommodate her; and her request for liberal leave and change of schedule accommodations would be disruptive to any work environment. She asserted that a White male Mail Handler, (C2), who had another supervisor, was being accommodated with a change of schedule from 30 minutes to 1 hour to go home and care for a disabled spouse; and was allowed to report to work 4 hours late on Saturday nights. MM explained that requests for reasonable accommodation were reviewed at the District level by MLR and the local Plant did not act on the requests. He stated that Complainant’s medical condition was depression, but he did not know if it was permanent or temporary; and that she made him aware of her medical condition verbally and provided documentation. He also stated that Complainant currently performed her duties and had been doing so since she submitted the reasonable accommodation information to the District. He affirmed that Complainant requested a reasonable accommodation and submitted the paperwork to the District; but he never saw the paperwork. MM explained, and PM affirmed, that C2 took a one-hour lunch and returned, and worked his full schedule, affirming that C2 reported to another supervisor. PM added that C2 often worked overtime. PM stated that he did not become aware of Complainant’s medical condition until he received the “subject†EEO complaint; and that she did not provide him with any medical documentation. He asserted that Complainant was currently performing the essential functions of her position; and that to his knowledge, her medical condition did not affect her ability to perform her work assignment. He also stated that he did not know if her condition was permanent or temporary; and that he did not consider her to have any work limitations. PM asserted that Complainant’s accommodation request was denied by the DRAC, but he was unaware of the reasons for the decision. He stated that MM held a Referral for Reasonable Accommodation Consideration interview with Complainant, but she did not inform him of her condition or request any reasonable accommodation at that time. He asserted that Complainant stated she would bring in documentation after her scheduled doctor’s appointment; and that he was unaware of the date that the DRAC met, but he was informed by MLR that Complainant’s request was denied. MLR affirmed that MM submitted a request for reasonable accommodations for consideration on behalf of Complainant; and that on receipt, a request was sent to Complainant for medical documentation. He asserted that once the medical documentation was received, an interactive interview with Complainant was scheduled and conducted, explaining that Complainant went through the interactive process in order to ensure that they understood the accommodations that she was requesting. MLR explained that Complainant requested that she be allowed liberal use of leave when needed without consequences; to come to work late on days when she had episodes without consequences; and to be able to work a different operation where there was a slower pace to allow her to recover 0120181698 5 when she had episodes. He affirmed that they did a job search for Complainant with those restrictions and were unable to locate any work that would allow that type of attendance and still maintain their efficiency. He asserted that they could and did allow Complainant to work the slower operation when she had a need. MLR stated that Complainant’s request to come to work when she felt depressed and be given a change of schedule when she was late would make it impossible for her operation to plan their staffing needs; and that Complainant’s section had an operational window, set up to avoid delaying mail, that required the completion of the workload to avoid hardships on “downstream†operations. He explained that they discussed with Complainant an accommodation that would move her permanently to the Manual Operation, but she refused, stating she liked her job and did not want to move. He asserted that Complainant requested to go to that operation only when she was in a depressed state. He added that the permanent move to the Manual Operation was the only accommodation offer made to Complainant. MLR explained that was the only accommodation that could be made that would not create an undue burden on the operations of the organization and cause delayed mail. He asserted that Complainant was sent a denial letter based on her failure to accept the Agency’s offer to permanently move her to the Manual Operation. Issue #3 Complainant alleged that MM issued her a 7-day suspension for Continued Unacceptable Attendance - Continued Failure to Meet the Attendance Requirements of her Position. She maintained that her chronic medical condition with severe episodes affected her ability to keep a regular attendance, reiterating that she had provided management with her doctor’s medical documentation. She explained that the 7-day suspension stated that the previously issued LOW, and a 7-day suspension issued about a year earlier were deciding factors in the issuance of the latest 7-day Suspension. Complainant also maintained that the previous discipline, as stated, did not exist, asserting that even if it did exist, it should not have been used as a deciding factor because discipline only stayed on their record for two years. She added that the discipline was issued in an untimely manner. She stated that T1 was treated more favorably because management removed her first 7-day suspension for two absences at a Step 2 grievance, which left her with a LOW on file, asserting that T1 was not being disciplined the same. Complainant also asserted that the alleged management actions were taken in retaliation for her prior protected EEO activities. MM asserted that, consistent with applicable Agency rules, Complainant was issued the 7-Day suspension because she failed to be regular in attendance. He explained that the rule he relied on to issue the discipline to Complainant addressed failure to meet the attendance requirements of her position. MM stated that he was aware of Complainant’s prior EEO activity because she filed two or three “EEOs†on the same issue in the past; and that he was the responsible management official in her most recent complaint. MM asserted that T1 was not treated more favorably, stating that she currently had a 14-Day Suspension in her file. 0120181698 6 PM stated that Complainant was issued a 7-Day suspension for unsatisfactory attendance by MM. He explained that he had no role in the issuance of this discipline to Complainant, citing the applicable regulations and sections of the Employee Labor Relations Manual (ELM) he relied on to issue the discipline which, in pertinent part, provided that employees are expected to maintain their assigned schedule and must make every effort to avoid unscheduled absences; and that employees are expected to discharge their assigned duties conscientiously and effectively. PM asserted that he became aware of Complainant’s EEO activity when he filled out an EEO Investigative Affidavit in 2012; and that he was named by her as a responsible management official or witness in her most recent complaint. MM, PM, and MLR all asserted that Complainant’s national origin, disability and/or prior EEO activity were not factors in their decisions. Notably, the Agency stated in a supplemental investigation report that Complainant’s requests would still be considered when she asked for schedule changes or leave but she wanted management to waive the requirement to be regular in attendance which would negatively impact business practices and needs. CONTENTIONS ON APPEAL Among other things, Complainant asserts that she effectively demonstrated sufficient facts to make a prima facie case of discrimination as she has satisfied all the necessary requirements even if no comparators exist, contending that she merely needs to show there is a causal connection between membership in a protected class and the adverse action at issue in order to establish a prima facie case. Complainant argues that she has established a prima facie case of retaliation by showing prior EEO activity that management was aware of, subsequent adverse employment actions, and a causal connection between the protected activity and adverse actions. She argues that the FAD improperly relies on the lack of temporal proximity between her 2011 EEO complaint and the alleged retaliation which occurred in December 2012. Complainant also asserts that she has shown that the management’s stated legitimate, nondiscriminatory reason for issuing the adverse actions is pretext for intentional discrimination. She explains that she made every effort to maintain regular attendance and was only unable to attend work according to her schedule because of complications with her episodic disability that the Agency failed to accommodate or even engage in an interactive dialogue to attempt to accommodate. She contends that she was not afforded an interactive engagement with the Agency because there was only one offer made. Complainant requests that the FAD be overturned, and she be afforded the opportunity to proceed with her claims. In response, the Agency asserts, among other things, that its FAD finding no discrimination should be affirmed because Complainant failed to establish a prima facie case and even if she did, she failed to provide sufficient evidence that the Agency’s legitimate, non-discriminatory explanation was pretext for discrimination. 0120181698 7 It explains that while appearing to allege there was no interactive process, Complainant admits that she was offered a change in positions; and that she participated with the DRAC in an effort to find work within her restrictions. STANDARD OF REVIEW As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency’s decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chapter 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,†and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the lawâ€). ANALYSIS AND FINDINGS Disparate Treatment To prevail in a disparate treatment claim, a complainant must satisfy the three-part evidentiary scheme fashioned by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). He must initially establish a prima facie case by demonstrating that he was subjected to an adverse employment action under circumstances that would support an inference of discrimination. Furnco Constr. Co. v. Waters, 438 U.S. 567, 576 (1978). Proof of a prima facie case will vary depending on the facts of the particular case. McDonnell Douglas, 441 U.S. 802 at n. 13. The burden then shifts to the agency to articulate a legitimate, nondiscriminatory reason for its actions. Texas Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 253 (1981). To ultimately prevail, a complainant must prove, by a preponderance of the evidence, that the agency’s explanation is a pretext for discrimination. Reeves v. Sanderson Plumbing Products, Inc., 530 U.S. 133, 143 (2000); St. Mary’s Honor Ctr v. Hicks, 509 U.S. 502, 519 (1993). Assuming, arguendo, that Complainant established a prima facie case of discrimination based on disability, national origin, and reprisal; we find that the Agency articulated legitimate, nondiscriminatory reasons for its actions as set forth in Issues #1 and #3. Regarding Issue #1, MM explained that, consistent with applicable Agency rules, he issued Complainant the LOW because of her unacceptable attendance after she had missed 120 hours of work due to unscheduled absences over a two-months period. Regarding Issue #3, MM asserted, and PM affirmed, that consistent with applicable Agency rules, Complainant was issued the 7-Day suspension because she failed to be regular in attendance. In an effort to show pretext, Complainant asserted that the management’s actions were motivated by discrimination based on her national origin, disability and previous EEO activity. She identified T1 as someone who, she maintained, had more absences than she did but received no discipline; C1 who received a get-well card but no discipline; and T2 who also received no discipline but was 0120181698 8 given leave for her absences. However, MM explained that, unlike Complainant, C1 was on FMLA Leave; and both T1 and Complainant were treated similarly in that they were both issued discipline for having attendance deficiencies. The evidence also shows that after T1 served her suspension, she was subsequently issued a 14-Day Suspension. Moreover, there is no evidence that Complainant and C1 had comparable attendance records. C3, C4 and Complainant were also treated the same in that they were all three issued suspensions for attendance deficiencies. Management explained that the alleged actions were taken to address Complainant’s attendance deficiencies; but noted that Complainant’s medically related requests were still be considered when she asked for schedule changes or leave but she had to comply with the requirement to be regular in attendance. Finally, we find no evidence that employees without prior EEO activity were not disciplined for their attendance infractions. Failure to Accommodate: Issue #2 Under the Commission’s regulations, a federal agency may not discriminate against a qualified individual on the basis of disability and is required to make reasonable accommodations to the known physical and mental limitations of an otherwise qualified individual with a disability unless the Agency can show that reasonable accommodation would cause an undue hardship. See 29 C.F.R. § 1630.2(o), (p). To establish that she was denied a reasonable accommodation, Complainant must show that: (1) she is an individual with a disability, as defined by 29 C.F.R. § 1630.2(g); (2) she is a “qualified†individual with a disability pursuant to 29 C.F.R. § 1630.2(m); and (3) the Agency failed to provide her with a reasonable accommodation. See EEOC Enforcement Guidance on Reasonable Accommodation and Undue Hardship under the Americans with Disabilities Act, EEOC Notice No. 915.002 (Oct. 17, 2002) (“Enforcement Guidance on Reasonable Accommodationâ€). An individual with a disability is “qualified†if he or she satisfies the requisite skill, experience, education, and other job-related requirements of the employment position that the individual holds or desires and, with or without reasonable accommodation, can perform the essential functions of such position. 29 C.F.R. § 1630.2(m). A reasonable accommodation must be effective. See U.S. Airways v. Barnett, 535 U.S. 391, 400 (2002) (“the word ‘accommodation’.. . conveys the need for effectivenessâ€). That is, a reasonable accommodation should provide the individual with a disability with “an opportunity to attain the same level of performance, or to enjoy the same level of benefits and privileges of employment, as are available to the average similarly situated employee without a disability.†29 C.F.R. pt. 6130 app. § 1630.9. If more than one accommodation will enable an individual to perform the essential functions of his or her position, “the preference of the individual with a disability should be given primary consideration. However, the employer providing the accommodation has the ultimate discretion to choose between effective accommodations and may choose the less expensive accommodation or the accommodation that is easier for it to provide.†Id.; see also Enforcement Guidance on Reasonable Accommodation at Question 9. “The appropriate reasonable accommodation is best determined through a flexible, interactive process that involves both the employer and the individual with a disability.†29 C.F.R. Part 6130 app. § 1630.9. An “undue hardship†is a significant difficulty or expense in light of the agency’s circumstances and resources. See 29 C.F.R. § 1630.2(p). 0120181698 9 The agency bears the burden of establishing, through case-specific evidence, that a reasonable accommodation would cause an undue hardship. U.S. Airways, Inc. v. Barnett, 535 U.S.at 402. “Generalized conclusions will not suffice to support a claim of undue hardship.†Enforcement Guidance on Reasonable Accommodation, “Undue Hardship Issues.†Assuming, arguendo, Complainant is a qualified individual with a disability, we find, based on the totality of the record, that she has not established that the Agency denied her a reasonable accommodation. The record indicates that management conducted a search for a position with the restrictions that Complainant indicated, i.e., that she be allowed liberal use of leave when needed; to come to work late on days when she had episodes; and to be able to work in manual operations where there was a slower pace to allow her to recover when she had episodes, and were unable to locate any work position that would allow that type of attendance. As an effective alternative, the Agency offered to permanently reassign Complainant to the Manual Operation, but she declined. Finally, although the Agency did not prospectively grant her request for liberal use of leave or schedule changes, management continued to consider her requests on a case by case bases. CONCLUSION Based on a thorough review of the record and the contentions on appeal, including those not specifically addressed herein, we AFFIRM the Agency’s final decision finding no discrimination or retaliation as alleged. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. 0120181698 10 The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency†or “department†means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden, Director Office of Federal Operations August 20, 2019 Date Copy with citationCopy as parenthetical citation