Coon, Liz et al.Download PDFPatent Trials and Appeals BoardAug 26, 201913750646 - (R) (P.T.A.B. Aug. 26, 2019) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 13/750,646 01/25/2013 Liz Coon 08262.00314 1062 147848 7590 08/26/2019 Joseph R. DeSantis - FFHSJ DC 801 17th Street, NW Suite 600 Washington, DC 20006 EXAMINER MENDIRATTA, VISHU K ART UNIT PAPER NUMBER 3711 MAIL DATE DELIVERY MODE 08/26/2019 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte LIZ COON, LYNN CIFKA, and JOHN DANIELS ____________ Appeal 2018-007249 Application 13/750,646 Technology Center 3700 ____________ Before MICHAEL L. HOELTER, WILLIAM A. CAPP, and LEE L. STEPINA, Administrative Patent Judges. Opinion for the Board filed by Administrative Patent Judge CAPP Opinion Concurring filed by Administrative Patent Judge HOELTER CAPP, Administrative Patent Judge DECISION ON REQUEST FOR REHEARING STATEMENT OF THE CASE Liz Coon, Lynn Cifka, and John Daniels (hereinafter “Appellant”), on August 5, 2019, filed a Request for Rehearing (“Request”) in response to our Decision mailed June 3, 2019 (“Decision”). In the Decision, we affirmed the Examiner’s rejection of claims 24, 28, 32, 35, 37, 39, 41, 43, 45, 47, and 49 under 35 U.S.C. § 101 as directed to a judicial exception to patent eligible subject matter and claims 23, 27, 33, 34, 36, 38, 40, 42, 44, 46, and 48 as unpatentable under 35 U.S.C. § 103. After consideration of Appellant’s Request, we do not modify our Decision. Appeal 2018-007249 Application 13/750,646 2 APPELLANT’S ASSERTIONS In the instant case, Appellant asserts that we: (1) misapprehended the “form and function” of the claimed “credential cards”; and (2) misapprehended the “printed matter” doctrine as it applies to the facts of the case and, more particularly, how it applies to Appellant’s “credential cards.” Id. Request 1. ANALYSIS Requests for Rehearing are limited to matters overlooked or misapprehended by the Panel in rendering the original decision. See 37 C.F.R. § 41.52. A request for rehearing “‘must state with particularity the points believed to have been misapprehended or overlooked by the Board”’ and “must specifically recite ‘the points of law or fact which appellant feels were overlooked or misapprehended by the Board.”’ Ex parte Quist, 95 USPQ2d 1140, 1141 (BPAI 2010) (precedential) (quoting MPEP § 1214.03). A request for rehearing may not rehash arguments originally made in the Brief. A request for rehearing is not an opportunity to merely express disagreement with a decision. The proper course for an applicant dissatisfied with a Board decision is to seek judicial review, not to file a request for rehearing to reargue issues that have already been decided. See 35 U.S.C. §§ 141, 145. Our decision on this request for rehearing presumes familiarity on the part of the reader with the discussion of the facts and the law set forth in our original Decision, which discussion will not repeated, at length, herein. In our Decision, we noted that claims 24, 28, 32, 35, 37, 39, 41, 43, 45, 47, Appeal 2018-007249 Application 13/750,646 3 and 49 are method claims and that claims 23, 27, 33, 34, 36, 38, 40, 42, 44, 46, and 48 are apparatus claims. We affirmed the Examiner’s ground of rejection of the method claims under the patent eligibility provisions of Section 101. We reversed the Examiner’s ground of rejection of the method claims under the obviousness provisions of Section 103. However, we affirmed the Examiner’s ground of rejection of the apparatus claims under Section 103. Our discussion herein of subject matter eligibility issues should be considered directed to the method claims. Our discussion as to obviousness issues should be considered directed to the apparatus claims. Our discussion of the printed matter doctrine and the patentable weight to be given non-functional descriptive matter (aka “printed matter”) applies equally to both the Section 101 and Section 103 grounds of rejection and, thus, to both the method and apparatus claims. The “Form and Function” of Credential Cards The “Form” of the Credential Cards Contrary to Appellant’s position, we did not misapprehend either the “form” or the “function” of Appellant’s “credential cards.” Appellant’s invention is a board game. The cards are pieces of paper or card stock on which information is printed. According to Appellant’s Specification, the credentials cards are game instrumentalities that are collected by players during the course of playing the game. Spec. ¶ 45 (“each must be obtained before the player can proceed to finish the game”). The information printed on the credential cards: “represent credentials that the homeless struggle hard to obtain.” Spec. 45. The manner by which a player obtains credential cards is dictated by the rules for playing the game. Id. ¶¶ 45–47. Appeal 2018-007249 Application 13/750,646 4 In the Request, Appellant confirms that credential cards are “representations” of various credentials that must be collected. Request 1. In our Decision, we noted that the Examiner finds that claim 24 entails collecting cards. Decision 5–6. Similarly, we made our own observation that: Players manually move physical game pieces along a physical game board path and following various instructions thereon that encompass, among other things, collecting “credential cards” and drawing gameplay cards that represent good or bad luck. Id. at 10 (emphasis added). We further noted that: The fact that Appellants play their game with particularized information printed on the game board, game play cards, and “credential cards” does not contribute to the patentability of the claimed subject matter. Id. In the Request, Appellant argues that the credential cards “differ from conventional gameplay cards . . . not because of what they say, but because what they are.” Request 1. This argument does not persuade us that we misapprehended or overlooked either the facts or the law in reaching our Decision. The credential cards are merely designated items to be collected in the course of playing the game. How many of such cards are to be collected and the specific type of card(s) to be collected are dictated by: (1) the rules of the game; and (2) the particularized content that is printed on each card. One type of credential card, for example — an identification card, differs from another type of credential card, for example — a banking card, solely in the content of the information printed on the card. In other words, the cards “are” what they are only because of what they “say” they are. Appeal 2018-007249 Application 13/750,646 5 Thus, the “form” of the cards is paper with information printed thereon. We did not misapprehend the “form” of the credential cards. Appellant does not direct us to any evidence in the record that contradicts our findings of fact summarized above. The “Function” of the Credential Cards Likewise, we did not misapprehend the “function” of the credential cards. The function of the cards is to convey information to the human mind. A player is directed by the game rules to collect a certain number and types of cards. Claims App., claim 24. The information printed on the cards merely allows one type of card to be differentiated from other cards. If, for example, five different types of cards must be collected, the cards could just as easily be differentiated with numbers from 1 to 5 or by different colors. Appellant prints information on the credential cards to artificially simulate credentials, such as an identification card, a bank card, or an educational certificate. Id. This is merely an integral part of the overall abstract idea of organizing human activity in the form of playing a game — a game that happens to have a particular theme. The specific content on the cards dovetails with the overall theme of the game, which is to artificially simulate aspects of human life related to having a “home” as opposed to being “homeless.” Id. Appellant does not direct us to any evidence in the record that contradicts our determination that the “function” of the credential cards is simply to convey information to the human mind related to how many cards and which types of cards are to be collected in accordance with the game rules and in the context of the game theme. Appellant argues that the credential cards provide the “inventive concept” sufficient to transform an abstract idea into patent eligible subject Appeal 2018-007249 Application 13/750,646 6 matter. Request 13. Appellant made this argument in its initial Appeal Brief as well as in its Reply Brief. Appeal Br. 20–27, Reply Br. 6. We fully considered and rejected this argument in reaching our Decision. Decision 13–14.1 The “inventive concept” argument in the Request fails to identify anything that we misapprehended or overlooked in reaching our Decision and, instead, merely re-plows ground that we have already given considerable attention to. A request for rehearing should not rehash arguments originally made in the Brief. Ex parte David, Case No. 2010- 007382, 2011 WL 5080230 (BPAI Oct. 24, 2011); Ex parte Schlichting, Case No. 2012-003981, 2014 WL 3421440 (PTAB July 11, 2014). At the risk of repeating ourselves here, we do not consider collecting items in a game as “unconventional” for purposes of a Section 101 analysis. The Examiner considers rolling dice, moving game pieces around a board, and reading and reacting to information on game cards to be a purely conventional activity. . . We agree. We view Appellants’ game steps as no less conventional than the dice game that the Federal Circuit found ineligible in Guldenaar. Decision 15. The basic concept of playing a board game by rolling dice, moving game pieces around a game board, and reacting to game cards dates back well over a century to time honored games such as MONOPOLY and LIFE. Well known board games, such as MONOPOLY and LIFE, establish that selecting random numbers with dice (or spinners, etc.), moving pieces around a game board, and reacting to information printed on game cards amount to well-understood, routine, conventional activities previously known to the industry. 1 “We find Appellants argument that the particularized content of the game board, game cards, and credential cards entail an inventive concept unpersuasive.” Id. Appeal 2018-007249 Application 13/750,646 7 Id. at 16. Particularly in regard to Appellant’s claim limitation directed to collecting credential cards, we note that, in the well-known game of MONOPOLY (discussed infra), players accumulate (collect) play money and simulated “deeds” with names such as “Park Place” and “Board Walk” that correspond to the names of spaces printed on the game board. Possession of spaces such as “Park Place” and “Board Walk,” with an attendant right to collect “rent” from other players landing on such spaces is evidenced by printed cards that represent real estate deeds. Appellant presents no persuasive evidence, either in the original Appeal Brief, Reply Brief, or the instant Request, that Appellant’s limitation directed to collecting cards is somehow unconventional and inventive in the field of board games. The purported unconventionality or inventive concept is related only to the information that is printed on the cards as it relates to Appellant’s ‘home versus homeless’ theme. In short, nothing in the Request causes us to reach a different conclusion from that of our original Decision. The claims here are ineligible because their purported innovation is an innovation in ineligible subject matter. Their subject is nothing but a group of rules and instructions for playing a game. No matter how much Appellants’ game differs from other board games, the difference lies entirely in the realm of abstract ideas, with no cognizable advance in the nonabstract application realm. Moreover, the inventive concept that Appellants rely on lies almost entirely in the content of printed matter that is not entitled to patentable weight for purposes of a Section 101 analysis. Decision 16. Appeal 2018-007249 Application 13/750,646 8 The Printed Matter Doctrine Appellant suggests that we misapprehended the form and function of the claimed “credential cards” vis-à-vis the “printed matter” doctrine. Request 1. This is just a polite way of saying that we don’t understand the printed matter doctrine. The printed matter doctrine deals with claims that define purportedly novel arrangements of printed lines or characters that are useful and intelligible only to the human mind. In re Lowry, 32 F.3d 1579, 1583 (Fed. Cir. 1994); In re Bernhart, 417 F.2d 1395, 1399 (CCPA 1969). Claim limitations directed to printed matter are not entitled to patentable weight unless the printed matter is functionally related to the substrate on which the printed matter is applied. See In re DiStefano, 808 F.3d 845, 848 (Fed. Cir. 2015); In re Gulack, 703 F.2d 1381, 1385 (Fed. Cir. 1983). If a claim limitation is directed to printed matter, the next step is to ascertain whether the printed matter is functionally related to its “substrate.” Praxair Distribution, Inc. v. Mallinckrodt Hospital Products IP Ltd., 890 F.3d 1024, 1032 (Fed. Cir. 2018). Printed matter that is functionally related to its substrate is given patentable weight. DiStefano, 808 F.3d at 850. However, “[w]here the printed matter is not functionally related to the substrate, the printed matter will not distinguish the invention from the prior art in terms of patentability.” Praxair, 890 F.3d at 1032. Claim limitations not functionally related to the substrate are not entitled to patentable weight because such information is not patent eligible subject matter under 35 U.S.C. § 101. See AstraZeneca LP v. Apotex, Inc., 633 F.3d 1042, 1064 (Fed. Cir. 2010) (“This court has generally found printed matter to fall outside the scope of § 101.”). Appeal 2018-007249 Application 13/750,646 9 Contrary to Appellant’s position, we are not persuaded that we misapprehended how the printed matter doctrine applies to the facts of this case. The case of In re Bryan, 323 Fed.Appx. 898 (Fed. Cir. 2009) is directly on point with the instant case. In the Bryan case, Mr. Bryan claimed a board game that, among other things, comprised a game board with a network of irregular paths, tokens, dice, money that is distributed to the players during the course of the game, a deck of “Consequence” cards, a deck of “Band Member” cards, and a series of “Band Equipment” cards. Id. at 900. The object of Bryan’s game is for each player to advance his or her token along the network of paths and reach a finish space (central stage) with a predetermined number of “Band Member” cards and a “Band Equipment” card. Id. In Bryan, the Board found that a prior art reference (Elrod) discloses a board game with nearly the exact structure of Bryan’s claim except for the specific matter printed on the game cards. Id. On appeal, Mr. Bryan argued that the printed matter indicia on his game cards is functionally related to the structural elements of his claimed game apparatus. Id. In affirming the Board, the Federal Circuit agreed with the Board’s determination that there is no new and unobvious functional relationship between the printed matter on the cards and the card substrate. Id. at 901. Specifically with respect to the printed matter on the “Consequence,” “Band Member” and “Band Equipment” cards, the Federal Circuit noted that Mr. Bryan, as with Appellant in the instant case, emphasized that the printed matter is the distinguishing feature over the prior art. Id. Nevertheless, the court maintained that such printed matter cannot impart patentability, because it is “useful and intelligible only to the human mind.” Id. citing Appeal 2018-007249 Application 13/750,646 10 Lowry, 32 F.3d at 1583. Similarly, in the instant case, the printed matter on Appellant’s “credential cards,” indicating a particular card is an identification card, or a bank card, or an educational certificate, etc., is intelligible only to the human mind and has no functional relationship with the paper or card stock substrate that it is printed on. In the Request, as in the Appeal Brief, Appellant relies on In re Gulack, 703 F.2d 1381 (Fed. Cir. 1983) to support an argument that the printed matter on the credential cards is functionally related to the substrate. Request 7, 9 (“Gulack is directly on point here”), Appeal Br. 31–33. We fully considered Appellant’s Gulack argument in reaching our Decision. Decision 22–23. In the Decision, we recognize that the Federal Circuit, in the context of indicia printed on game instrumentalities, distinguishes Gulack in reaching its decision in the case of In re Marco Guldenaar Holding B.V., 911 F.3d 1157 (2018). Id. Our discussion of the Bryan case above confirms the correctness of our interpretation of Guldenaar as it applies to the printed matter on Appellant’s game instrumentalities. See Decision at 19 (maintaining that the printed matter doctrine, as applied by the Federal Circuit in Guldenaar, defeated Appellant’s arguments about the patentable significance of the printed matter on their credential cards). Appellant also argues that Herman’s cards are different than the claimed “credential cards” because they are only used to move to a particular location or as a one-time “false-alarm” card. Request 7. Appellant made this same argument in its Appeal Brief and we fully considered and addressed this issue in our Decision. Decision 19. After receiving our Decision on this point, Appellant states that it “respectfully disagree[s]” with our determination. Request 7. Once again, Appellant Appeal 2018-007249 Application 13/750,646 11 ventures into inappropriate territory for a Request for Rehearing. See e.g., Ex parte Gitlin, Case No. 2017-001291, 2017 WL 5714438 (PTAB, Nov. 13, 20170) (explaining that a Request for Rehearing is not merely an opportunity to express disagreement with a decision). Apparatus claim 23 recites: (1) opportunity cards; (2) challenge cards, and (3) credential cards. Claims App. claim 23. The cards are not distinguished based on any physical or structural characteristic of the underlying substrate. Id. Rather, they differ only in the information that is printed thereon, which is intelligible only to the human mind. Bryan, 323 Fed.Appx. at 901. To the extent that claim 23 requires that the cards fall into defined sub-categories as to specific types of cards, we note that Herman discloses at least two categories of cards, namely: (1) theme related cards 40; and (2) false alarm cards. Herman ¶¶ 12–14. The concept of using multiple different types or categories of game cards, some of which contain game instructions and some of which are collected by players, is hardly new or non-obvious. The well-known game of MONOPOLY is the subject of Darrow (U.S. 2,026,082, iss. Dec. 31, 1935). MONOPOLY features a plurality of “Chance” cards and a plurality of “Community Chest” cards that are disposed on designated locations on the game board. Such cards provide instructions, directions, and game related occurrences to the players. Cards that represent real estate deeds are collected and held by the players after being purchased from the bank. Thus, players collect paper or card stock instrumentalities in the form of deeds and money during the course of the game. They also collect 3-dimensional game instrumentalities representing houses and hotels. For readers unfamiliar with this well-known game, a historical summary of the game can be found Appeal 2018-007249 Application 13/750,646 12 at https://en.wikipedia.org/wiki/Monopoly_(game).2 Similarly, multiple groups/types of cards are featured in Bryan (US 2002/0190466 A1 pub. Dec. 19, 2002) and Elrod (US 4,998,736 iss. Mar. 12, 1991). Although, Darrow, Bryan, and Elrod are not applied art in the Examiner’s obviousness rejection, they are useful in understanding the background knowledge of a person of ordinary skill in the art. See Randall v. Rea, 733 F.3d 1355, 1361– 1363 (Fed. Cir. 2013). An artisan is presumed to know something about the art apart from what the references disclose. See In re Jacoby, 309 F.2d 513, 516 (CCPA 1962). Appellant’s effort to differentiate the claimed cards from that of Herman relies entirely on the content of what is printed on the cards.3 Appellant’s argument that such cards are “functionally related” does not pertain to the structure of the game apparatus. See Bryan, 323 F.3d at 901 (explaining that such functionality arguments pertain to the methods or processes of playing the game, which are irrelevant to apparatus claims). Indeed, if we were to accept Mr. Bryan’s arguments, it seems anyone could patent the structure of a pre-existing game simply by changing the game’s theme without changing its structure. Id. at 901–02 citing Ngai, 367 F.3d 1336, 1339 (Fed. Cir. 2004). In conclusion, Appellant’s Request does not persuade us that this panel’s Decision overlooked or misapprehended any matter or that we erred in affirming the Examiner’s rejection of the method claims under 35 U.S.C. § 101 and the apparatus claims under 35 U.S.C. § 103. 2 Last accessed August 15, 2019. 3 In our opinion, the number of cards that must be collected, e.g., two or more (Claim 23) is a trivial, unpatentable distinction vis-à-vis Herman’s “single alarm” card. Herman ¶ 14 (“only one”). Appeal 2018-007249 Application 13/750,646 13 DECISION Appellant’s Request has been granted to the extent that we have reconsidered our Decision in light of the arguments in the Request, but is denied with respect to our making any modification to the Decision. Upon reconsideration, the rejection of claims 23, 24, 27, 28, and 32–49 remains affirmed. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv) (2011). DENIED UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte LIZ COON, LYNN CIFKA, and JOHN DANIELS ____________ Appeal 2018-007249 Application 13/750,646 Technology Center 3700 ____________ HOELTER, Administrative Patent Judge, concurring. I concur in the above majority decision regarding matters raised by Appellant in the Request for Rehearing. However, I maintain my original dissent for the reasons stated in the original decision. Copy with citationCopy as parenthetical citation