Complainant,v.Patrick R. Donahoe, Postmaster General, United States Postal Service (Pacific Area), Agency.Download PDFEqual Employment Opportunity CommissionApr 23, 20140120123407 (E.E.O.C. Apr. 23, 2014) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 , Complainant, v. Patrick R. Donahoe, Postmaster General, United States Postal Service (Pacific Area), Agency. Appeal No. 0120123407 Hearing No. 480-2010-00490X Agency No. 4E-890-0022-10 DECISION Complainant filed an appeal from the Agency’s July 19, 2012 Final Order concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and the Age Discrimination in Employment Act of 1967 (ADEA), as amended, 29 U.S.C. § 621 et seq. For the following reasons, the Commission AFFIRMS the Agency’s Final Order finding no discrimination. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Bulk Mail Technician at the Agency’s Las Vegas Processing and Distribution Center facility in Las Vegas, Nevada. On March 12, 2010, Complainant filed an EEO complaint alleging that the Agency discriminated against her on the bases of race (White), sex (female), age (47), and retaliation for protected EEO activity when: On November 19, 2009, Complainant received a Notice of Removal for unacceptable attendance effective December 21, 2009. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of her right to request a hearing before an EEOC Administrative Judge (AJ). Complainant requested a hearing. Over Complainant's objections, the AJ assigned to the case granted the Agency’s August 17, 2011 motion for a decision without a hearing and issued a decision without a hearing on July 12, 2012. 0120123407 2 In her Decision, the AJ found that Complainant failed to establish a prima facie case of discrimination based on race, sex, or age because she failed to identify any similarly situated employees not in her protected classes, who were treated better than she was treated under the same or similar circumstances. Specifically, the AJ found that in the two years prior to Complainant’s removal, she had received progressive discipline on numerous occasions for attendance issues including six occasions upon which she received no-time off suspensions. The AJ found that Complainant did not identify any other employees who had received progressive discipline as Complainant had received, who were not also removed for additional time and attendance problems. The AJ noted that among the employees Complainant identified for comparison, were those who share one or more of Complainant’s basis for which she filed the instant complaint. Some identified employees were also female, others were the same age as Complainant or older, and many were the same race as Complainant. The AJ found that none of the identified employees had received any discipline for time and attendance issues as Complainant had received during the same time frame. Regarding Complainant’s reprisal claim, the AJ found that Complainant established a prima facie case of reprisal discrimination because she had recently participated in EEO activities, including mediation of a prior complaint in which the same responsible management official, S2, was identified. The AJ found, that even assuming Complainant established a prima facie case on all bases, that the Agency articulated legitimate, nondiscriminatory reasons for its actions. Specifically, the AJ found the undisputed evidence showed that between July 2009 and October 2009, Complainant’s time and attendance records included number infractions, for which Complainant was subjected to two investigative interviews. The AJ found that in the wake of the previous discipline Complainant had received for the same or similar attendance issues, the Agency reminded Complainant of her obligation to be regular in attendance and when Complainant’s attendance issues continued, S2, Complainant’s second level supervisor, proposed Complainant’s removal. The AJ found Complainant presented no evidence that other employees had received the same progressive discipline that Complainant received, and accordingly, no other employees were facing removal as Complainant was facing when Complainant continued to arrive late, take long or short lunch breaks, or have other unscheduled absences. The AJ found no evidence from which an inference of reprisal discrimination could be drawn and no evidence that the Agency’s reasons for proposing Complainant’s removal were false and a pretext to mask discrimination. The AJ concluded that the material facts were undisputed and that Complainant had not presented evidence from which a trier of fact could conclude that she had been subjected to discrimination on any basis as alleged. The Agency subsequently issued a Final Order adopting the AJ’s finding that Complainant failed to prove that the Agency subjected her to discrimination as alleged. 0120123407 3 ANALYSIS AND FINDINGS The Commission's regulations allow an AJ to issue a decision without a hearing when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). This regulation is patterned after the summary judgment procedure set forth in Rule 56 of the Federal Rules of Civil Procedure. The U.S. Supreme Court has held that summary judgment is appropriate where a court determines that, given the substantive legal and evidentiary standards that apply to the case, there exists no genuine issue of material fact. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986). In ruling on a motion for summary judgment, a court’s function is not to weigh the evidence but rather to determine whether there are genuine issues for trial. Id. at 249. The evidence of the non-moving party must be believed at the summary judgment stage and all justifiable inferences must be drawn in the non-moving party’s favor. Id. at 255. An issue of fact is "genuine" if the evidence is such that a reasonable fact finder could find in favor of the non-moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. Corp. , 846 F.2d 103, 105 (1st Cir. 1988). A fact is "material" if it has the potential to affect the outcome of the case. If a case can only be resolved by weighing conflicting evidence, issuing a decision without holding a hearing is not appropriate. In the context of an administrative proceeding, an AJ may properly consider issuing a decision without holding a hearing only upon a determination that the record has been adequately developed for summary disposition. See Petty v. Dep’t of Def., EEOC Appeal No. 01A24206 (July 11, 2003). Finally, an AJ should not rule in favor of one party without holding a hearing unless he or she ensures that the party opposing the ruling is given (1) ample notice of the proposal to issue a decision without a hearing, (2) a comprehensive statement of the allegedly undisputed material facts, (3) the opportunity to respond to such a statement, and (4) the chance to engage in discovery before responding, if necessary. According to the Supreme Court, Rule 56 itself precludes summary judgment “where the [party opposing summary judgment] has not had the opportunity to discover information that is essential to his opposition.” Anderson, 477 U.S. at 250. In the hearing context, this means that the administrative judge must enable the parties to engage in the amount of discovery necessary to properly respond to any motion for a decision without a hearing. Cf. 29 C.F.R. § 1614.109(g)(2) (suggesting that an administrative judge could order discovery, if necessary, after receiving an opposition to a motion for a decision without a hearing). To prevail in a disparate treatment claim such as this, Complainant must satisfy the three-part evidentiary scheme fashioned by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). He must generally establish a prima facie case by demonstrating that he was subjected to an adverse employment action under circumstances that would support an inference of discrimination. Furnco Constr. Co. v. Waters, 438 U.S. 567, 576 (1978). The prima facie inquiry may be dispensed with in this case, however, since the Agency has articulated legitimate and nondiscriminatory reasons for its conduct. See U.S. Postal Serv. Bd. of Governors v. Aikens, 460 U.S. 711, 713-17 (1983); Holley v. Dep’t of Veterans Affairs, EEOC Request No. 05950842 (Nov. 13, 1997). To ultimately prevail, Complainant must 0120123407 4 prove, by a preponderance of the evidence, that the Agency’s explanation is a pretext for discrimination. Reeves v. Sanderson Plumbing Products, Inc., 530 U.S. 133 (2000); St. Mary's Honor Ctr. v. Hicks, 509 U.S. 502, 519 (1993); Tex. Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 256 (1981); Holley, supra; Pavelka v. Dep’t of the Navy , EEOC Request No. 05950351 (Dec. 14, 1995). Complainant can establish a prima facie case of reprisal discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination. Shapiro v. Soc. Sec. Admin., EEOC Request No. 05960403 (Dec. 6, 1996) (citing McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802 (1973)). Specifically, in a reprisal claim, and in accordance with the burdens set forth in McDonnell Douglas, Hochstadt v. Worcester Foundation for Experimental Biology, 425 F. Supp. 318, 324 (D. Mass.), aff'd, 545 F.2d 222 (1st Cir. 1976), and Coffman v. Dep’t of Veteran Affairs, EEOC Request No. 05960473 (Nov. 20, 1997), a complainant may establish a prima facie case of reprisal by showing that: (1) he or she engaged in a protected activity; (2) the agency was aware of the protected activity; (3) subsequently, he or she was subjected to adverse treatment by the agency; and (4) a nexus exists between the protected activity and the adverse treatment. Whitmire v. Dep’t of the Air Force , EEOC Appeal No. 01A00340 (Sept. 25, 2000). In the instant case, we find the AJ properly issued her Decision without a hearing. We concur with the AJ that the material facts are undisputed. We find, as did the AJ, that Complainant initially identified eight other employees that she claims were treated better than she was treated. Complainant later added three more employees for comparison. Complainant states that these 11 employees also had attendance infractions but S2 did not propose their removal. We find Complainant does not dispute the Agency’s evidence regarding the majority of occasions upon which she was late for work, returned late from lunch, failed to call in as required, and otherwise accumulated excessive unscheduled absences from her work from July 2009 through October 2009. We find, as did the AJ, no evidence that the Agency’s time and attendance records were false. Given Complainant’s progressive discipline for attendance issues, we find she was not similarly situated to the comparative employees she has named. Therefore, we find that the Agency properly found that Complainant failed to prove that she was discriminatorily removed. CONCLUSION Based on a thorough review of the record, we AFFIRM the Agency’s Final Decision finding no discrimination. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0610) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 0120123407 5 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at 9-18 (November 9, 1999). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, P.O. Box 77960, Washington, DC 20013. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0610) If you decide to file a civil action, and if you do not have or cannot afford the services of an attorney, you may request from the Court that the Court appoint an attorney to represent you and that the Court also permit you to file the action without payment of fees, costs, or other security. See Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C. § 2000e et seq.; the Rehabilitation Act of 1973, as amended, 29 U.S.C. §§ 791, 794(c). The grant or denial of the request is within the sole discretion of the Court. Filing a request for an attorney with the Court does not extend your time in which to file a civil action. Both the request and 0120123407 6 the civil action must be filed within the time limits as stated in the paragraph above (“Right to File a Civil Action”). FOR THE COMMISSION: ______________________________ Carlton M. Hadden, Director Office of Federal Operations Date April 23, 2014 Copy with citationCopy as parenthetical citation