Coalition for Affordable Drugs VII LLCv.Pozen Inc.

Patent Trial and Appeal Board

Feb 11, 2016

14045156 (P.T.A.B. Feb. 11, 2016)

Trials@uspto.gov Paper 18
571-272-7822 Entered: February 11, 2016

UNITED STATES PATENT AND TRADEMARK OFFICE
____________

BEFORE THE PATENT TRIAL AND APPEAL BOARD
____________

COALITION FOR AFFORDABLE DRUGS VII LLC,
Petitioner,

v.

POZEN INC.,
Patent Owner.

Case IPR2015-01680
Patent 8,852,636 B2

Before TONI R. SCHEINER, LORA M. GREEN, and
JACQUELINE WRIGHT BONILLA, Administrative Patent Judges.

SCHEINER, Administrative Patent Judge.

DECISION
Denying Institution of Inter Partes Review
37 C.F.R. § 42.108

IPR2015-01680
Patent 8,852,636 B2

2

I. INTRODUCTION
The Coalition for Affordable Drugs VII LLC (“Petitioner”) filed a
Petition (Paper 2, “Pet.”) on August 7, 2015, requesting an inter partes
review of claims 1–18 of U.S. Patent No. 8,852,636 B2 (Ex. 1001, “the ’636
patent”). Pozen Inc. (“Patent Owner”) filed a Preliminary Response (Paper
15, “Prelim. Resp.”) on November 17, 2015. We have jurisdiction under
35 U.S.C. § 314, which provides that an inter partes review may not be
instituted “unless . . . there is a reasonable likelihood that the petitioner
would prevail with respect to at least 1 of the claims challenged in the
petition.”
Upon consideration of the information presented in the Petition and
the Preliminary Response, we are not persuaded that Petitioner has
established a reasonable likelihood that it would prevail in its challenges to
claims 1–18 of the ’636 patent. Accordingly, we decline to institute an inter
partes review of those claims.
A. Related Proceedings
Petitioner represents it is aware of a number of judicial matters
involving the ’636 patent (e.g., Horizon Pharma, Inc. v. Actavis Labs. Inc.,
3:15-cv-03322 (D.N.J.)), as well as a number of judicial and administrative
matters involving patents related to the ’636 patent (e.g., Dr. Reddy’s Labs.,
Inc. v. Pozen Inc., Case IPR2015-00802 (PTAB)). Pet. 2–3. Patent Owner
makes a similar representation. Paper 7, 8–9. Petitioner also filed other
Petitions for inter partes review involving patents related to the ’636 patent
IPR2015-01680
Patent 8,852,636 B2

3

or directed to similar subject matter, including Case Nos. IPR2105-01241
and IPR2015-01344.
B. The Asserted Grounds of Unpatentability
Petitioner asserts the challenged claims are unpatentable on the
following grounds. Pet. 4–5, 12–60.1
References Basis Claims Challenged
Goldman,2 Remington,3 and
Lindberg4
§ 103(a) 1–18
Gimet,5 Goldman, and
Lindberg
§ 103(a) 1–6 and 13–15
Ouali6 and Lindberg § 103(a) 7–12 and 16–18

1 Petitioner supports its challenges with the Declaration of Leon Shargel,
Ph.D., R.Ph., executed August 7, 2015 (“Shargel Declaration”) (Ex. 1003).
2 U.S. Patent No. 5,204,118, issued April 20, 1993 to Goldman et al.
(“Goldman”) (Ex. 1004).
3 Robert E. King & Joseph D. Schwartz, Oral Solid Dosage Forms, in
REMINGTON’S PHARMACEUTICAL SCIENCES 1603–43 (Alfonso R. Gennaro et
al., eds.) (17th ed. 1985) (“Remington”) (Ex. 1005).
4 U.S. Patent No. 5,714,504, issued February 3, 1998 to Lindberg et al.
(“Lindberg”) (Ex. 1007).
5 U.S. Patent No. 5,698,225, issued December 16, 1997 to Gimet et al.
(“Gimet”) (Ex. 1006)
6 U.S. Patent No. 6,183,779 B1, issued February 6, 2001 to Ouali et al.
(“Ouali”) (Ex. 1008).
IPR2015-01680
Patent 8,852,636 B2

4

C. The ’636 Patent (Ex. 1001)
The ’636 patent, titled “PHARMACEUTICAL COMPOSITIONS FOR THE
COORDINATED DELIVERY OF NSAIDS” discloses pharmaceutical
compositions “that provide for the coordinated release of an acid inhibitor
and a non-steroidal anti-inflammatory drug (NSAID)” (id. at 1:22–24), such
that there is “a reduced likelihood of causing unwanted side effects,
especially gastrointestinal side effects, when administered as a treatment for
pain” (id. at 1:24–26).
Specifically, the ’636 patent discloses “a pharmaceutical composition
in unit dosage form . . . contain[ing] an acid inhibitor present in an amount
effective to raise the gastric pH of a patient to at least 3.5” (id. at 3:27–31),
and an NSAID “in an amount effective to reduce or eliminate pain or
inflammation” (id. at 3:67–4:1). “The term ‘unit dosage form’ . . . refers to a
single entity for drug administration. For example, a single tablet or capsule
combining both an acid inhibitor and an NSAID would be a unit dosage
form.” Id. at 4:42–45.
A unit dosage form of the present invention preferably provides
for coordinated drug release, in a way that elevates gastric pH
and reduces the deleterious effects of the NSAID on the
gastroduodenal mucosa, i.e., the acid inhibitor is released first
and the release of NSAID is delayed until after the pH in the GI
tract has risen.
In a preferred embodiment, the unit dosage form is a
multilayer tablet, having an outer layer comprising the acid
inhibitor and an inner core which comprises the NSAID. In the
most preferred form, coordinated delivery is accomplished by
IPR2015-01680
Patent 8,852,636 B2

5

having the inner core surrounded by a polymeric barrier coating
that does not dissolve unless the surrounding medium is at a pH
of at least 3.5[.]
Id. at 4:45–58.
The claims of the ’636 patent are directed to unit dosage forms where
the acid inhibitor is esomeprazole (id. at 3:46), and the NSAID is naproxen
(id. at 4:6).
D. Illustrative Claim
Petitioner challenges claims 1–18 of the ’636 patent, of which claims
1 and 7 are independent. Claim 1, reproduced below, is illustrative.
1. A pharmaceutical composition in unit dose form suitable for
oral administration to a patient, comprising:
(a) esomeprazole present in an amount effective to raise
the gastric pH of said patient to at least 3.5 upon the
administration of one or more of said unit dosage forms;
(b) naproxen present in an amount effective to reduce or
eliminate pain or inflammation in said patient upon
administration of one or more of said unit dosage forms;
and wherein:
i) said unit dosage form is a tablet in which said
naproxen is present in a core;
ii) said tablet comprises a coating, wherein said
coating surrounds said core and does not release said
naproxen until the pH of the surrounding medium is
3.5 or higher; and
iii) said esomeprazole is in one or more layers outside
said core, wherein said one or more layers:
A) do not include an naproxen;
IPR2015-01680
Patent 8,852,636 B2

6

B) are not surrounded by an enteric coating; and
C) upon ingestion of said tablet by a patient,
release said esomeprazole into said patient’s
stomach.
Ex. 1001, 21:22–43.
Independent claim 7 is similar to claim 1, except that the unit dosage
form is a capsule, instead of a tablet. Id. at 22:1–20.
II. ANALYSIS
A. Claim Construction
We determine that no claim term requires express construction for
purposes of this Decision.
B. Claims 1–18—Asserted Obviousness over Goldman,
Remington, and Lindberg
1. Goldman (Ex. 1004)
Goldman teaches that “[t]he symptoms of overindulgence due to
excessive or inappropriate intake of food and/or alcoholic beverage are well
known and include headache as well as indigestion, upper abdominal
discomfort, bloating, heartburn or pyrosis.” Ex. 1004, 1:28–32. “The
treatment of the symptoms of overindulgence often requires the co-
administration of an analgesic to relieve the headache along with an agent to
reduce gastric acidity which is generally believed to cause the indigestion
and heartburn.” Id. at 2:52–56.
In order to “more effectively treat all the symptoms concurrently” (id.
at 2:67–68), Goldman discloses “pharmaceutical compositions for treating
IPR2015-01680
Patent 8,852,636 B2

7

the symptoms of overindulgence . . . [comprising] a combination of non-
steroidal anti-inflammatory drug or acetaminophen and a histamine receptor
blocker and/or a proton pump inhibitor composition” (id. at 1:10–16).
Goldman teaches that acceptable histamine receptor (H2) blockers include
famotidine (id.at 3:27), acceptable proton pump inhibitors (PPIs) include
omeprazole (id.), and acceptable NSAIDs include naproxen and piroxicam
(id. at 3:17–22).
According to Goldman, “statistical methods are used to show that on
the average, acetaminophen or non-steroidal inflammatory agents with H1
histamine and/or H2 histamine receptor blocking drugs are more efficacious”
in treating the symptoms of overindulgence. Id. at 5:61–65.
Finally, Goldman discloses “chewable and liquid dosage forms” (id.
at 6:4–5), and further teaches that “[v]arious conventional techniques for
preparing medicament tablets or caplets can be employed as would be
known to those skilled in the art as is disclosed for example by Remington’s
Pharmaceutical Sciences.”7 Ex. 1004, 6:26–30.
2. Remington (Ex. 1005)
Remington discusses generally the production of oral solid dosage
forms, such as tablets and capsules, and the many considerations that
influence the choice of a particular dosage form. Ex. 1005, 1603–43.
Among the many dosage forms mentioned, Remington discusses various

7 This is the same publication submitted as Exhibit 1005.
IPR2015-01680
Patent 8,852,636 B2

8

coated tablets, including enteric-coated tablets—“compressed tablets coated
with substances that resist solution in gastric fluid but disintegrate in the
intestine.” Id. at 1604.
Remington teaches that “[e]nteric coatings can be used for tablets
containing drug substances which are inactivated or destroyed in the
stomach, for those which irritate the mucosa, or as a means of delayed
release of the medication.” Id. Remington also teaches that tablets may be
coated in order to “[r]educ[e] the risk of interaction between incompatible
components . . . by using coated forms of one or more of the offending
ingredients (particularly active compounds).” Id. at 1633. The reference
further states that enteric coatings “can be used to give a simple repeat-
action effect where unprotected drug coated over the enteric coat is released
in the stomach, while the remainder, being protected by the coating, is
released further down the gastrointestinal tract.” Id. at 1637.
3. Lindberg (Ex. 1007)
Lindberg discloses omeprazole and its optically pure crystalline
enantiomeric salts, including a magnesium salt of S-omeprazole,
esomeprazole,8 in the form of a “dosage unit.” Ex. 1007, 1:57–63, 5:25–27.
Lindberg further discloses that “oral and parenteral dosages will be in the
range of 5 to 500 mg per day of active substance.” Ex. 1007, 6:24–25.
Lindberg teaches that “[o]meprazole and its alkaline salts are effective

8 See, e.g., Exhibit 1003 ¶ 32 (citing Ex. 1023, 33) (“esomeprazole . . . is the
enantiopure (S)-isomer of omeprazole).
IPR2015-01680
Patent 8,852,636 B2

9

gastric acid secretion inhibitors, and are useful as antiulcer agents.” Id. at
1:22–23. Lindberg states that its “novel salts of single enantiomers of
omeprazole” provide “improved pharmacokinetic and metabolic properties.”
Id. at 1:50–55.
In addition, Lindberg teaches that granules, tablets and capsules of
“the optically pure compound” (i.e., esomeprazole) “may be coated with an
enteric coating which protects the active compound from acid catalyzed
degradation as long as the dosage form remains in the stomach.” Id. at
5:26–27, 36–39; see also 48–49, 56–57.
4. Analysis
Petitioner contends that Goldman discloses the combined use of acid
inhibitors with NSAIDs, such as naproxen, to prevent the incidence of
gastric ulcers and bleeding resulting from the use of the NSAIDs. Pet. 11
(citing Ex. 1003 ¶ 64). Petitioner also argues that an ordinary artisan would
have known that “acid inhibitors are a well-known class of drugs that
provide gastric acid inhibiting efficacy.” Id. Thus, according to Petitioner,
an ordinary artisan would have had a reason, with a reasonable expectation
of success, for “substituting different acid inhibitor compounds into a given
combination therapy formulation,” including substituting with “more
effective compounds, such as PPIs, over previously known, less
therapeutically effective compounds, such as prostaglandins and H2
blockers.” Id. at 11–12 (citing Ex. 1003 ¶ 65). In addition, according to
Petitioner, it would have been obvious to substitute Lindberg’s PPI,
IPR2015-01680
Patent 8,852,636 B2

10

esomeprazole, for Goldman’s PPI, omeprazole, because it was known that
the “enantiomeric magnesium salt of omeprazole” would have provided
“improved pharmacokinetic and metabolic properties.” Id. at 12 (citing Ex.
1007, 1:50–63; Ex. 1003 ¶ 65).
Petitioner also contends that Goldman would have provided an
ordinary artisan with a reason “to look to conventional techniques for
preparing medicament tablets as set forth in Remington,” which Goldman
incorporates by reference. Id. at 11, 15, 23. Petitioner points to
Remington’s teaching that an enteric coating can be used to give an effect
“where unprotected drug . . . coated over the enteric coat is released in the
stomach, while the remainder . . . , being protected by the coating, is
released further down the gastrointestinal tract.” Id. at 16 (citing Ex. 1005,
1637; Ex. 1003 ¶ 86), 25. Petitioner also contends that Remington teaches
using enteric coatings to delay the release of drugs, such as those that “may
cause nausea or bleeding by irritating the gastric mucosa (eg, aspirin . . .),”
and that many enteric coatings “remain undissociated in the low pH
environment of the stomach, but readily ionize when the pH rises to about 4
or 5.” Id. at 15 (citing Ex. 1005, 1637; Ex. 1003 ¶ 84), 22–23.
Patent Owner responds that Goldman “does not disclose formulations
with an immediate release acid inhibitor and a delayed release NSAID that
would provide coordinated release,” or that “coordinated release of an acid
inhibitor with an NSAID is in any way desirable.” Prelim. Resp. 15. Patent
IPR2015-01680
Patent 8,852,636 B2

11

Owner further argues that Remington and Lindberg, individually or
collectively, “do[] not cure this deficiency” (id.).
Patent Owner contends that neither Lindberg nor Remington teaches
or suggests non-enteric-coated esomeprazole, as required by the claims. Id.
at 16. In particular, Patent Owner contends that “Lindberg teaches enteric
coated esomeprazole to protect it from the acidic environment of the
stomach” (id.), in that it states that granules and tablets [and capsules] of
esomeprazole “may be coated with an enteric coating which protects the
active compound from acid catalyzed degradation as long as the dosage form
remains in the stomach” (id. (citing Ex. 1007, 5:36–39, 48–50, 56–57)).
Similarly, Patent Owner contends that an ordinary artisan would have coated
a PPI like esomeprazole with an enteric coating, rather than use non-enteric
coated esomeprazole, because “PPIs were well known in the art to be acid
labile” (id. at 17, 21 (citing Ex. 2008, 3; Ex. 2009, 2; 2010, 5)), and
Remington teaches “that enteric coated tablet formulations are used with
acid labile drug substances” (id. at 16 (citing Ex. 1005, 1604)).
We agree that Petitioner has not established that the teachings of
Goldman, Remington, and Lindberg would have given an ordinary artisan a
reason to formulate a tablet or capsule with the structural and functional
features required by the challenged claims. Although Goldman discloses a
combination dosage form comprising a PPI and an NSAID (discussed
above), Petitioner does not point to anything in Goldman that describes or
suggests adequately why one would have prepared, for any reason, a
IPR2015-01680
Patent 8,852,636 B2

12

composition as claimed, where at least some PPI (i.e., esomeprazole) is
released regardless of pH and the release of at least some NSAID (i.e.,
naproxen) is inhibited unless the pH is 3.5 or higher (e.g., via a coating).
Moreover, although Goldman incorporates Remington’s discussion of
oral solid dosage forms by reference (Ex. 1004, 6:26–33), Petitioner does
not identify anything in Goldman that points to any particular dosage form
among the many disclosed by Remington. Goldman’s citation to Remington
generally in relation to “[v]arious conventional techniques for preparing
medicament tablets or caplets” does not persuade us that an ordinary artisan
would have made the connection that Petitioner contends. Id.; Pet 11, 14–
16, 21–27. Nor does Petitioner explain adequately how Lindberg remedies
the deficiencies discussed above in relation to Goldman and Remington.
Having considered the evidence and arguments presented in the
Petition, we are not persuaded that Petitioner has established a reasonable
likelihood of prevailing in its challenge of independent claims 1 and 7, or
their dependent claims, on the basis of obviousness over Goldman,
Remington, and Lindberg.
C. Claims 1–6 and 13–15—Asserted Obviousness over
Gimet, Goldman, and Lindberg
1. Gimet (Ex. 1006)
Gimet teaches that NSAIDs have “high therapeutic value especially
for the treatment of inflammatory conditions such as . . . osteoarthritis (OA)
and rheumatoid arthritis,” but “also exhibit undesirable side effects.” Ex.
IPR2015-01680
Patent 8,852,636 B2

13

1006, 1:20–24). “An especially undesirable side effect of the administration
of NSAIDs is the ulcerogenic effects generally associated with chronic use.”
Id. at 1:24–27. “NSAID induced ulcers in the stomach . . . generally
exhibit few or no symptoms and may cause dangerous bleeding when
undetected . . . [and] [i]n some instances . . . can prove fatal.” Id. at 1:29–
33.
According to Gimet, “[c]ertain prostaglandins have been shown to
prevent NSAID induced ulcers.” Id. at 1:39–40. Misoprostol, for example,
“is a pharmaceutically acceptable prostaglandin which has been accepted for
use in the treatment of NSAID induced ulcers.” Id. at 1:45–47.
Gimet discloses a pharmaceutical composition comprising a tablet
having an inner core and an outer mantle coating surrounding the inner core,
designed to “[counter] (by inhibiting, reducing or preventing) the
ulcerogenic side effects attendant to NSAID administration.” Id. at 1:11–14,
61–63. The inner core consists of an NSAID—disclofenac or piroxicam—
and the outer mantel consists of a prostaglandin—e.g., misoprostol. Id. at
1:11–17, 39–47.

IPR2015-01680
Patent 8,852,636 B2

14

Figure 2 of Gimet, reproduced below, depicts tablet 16 in cross-
section.

Figure 2 of Gimet depicts tablet 16. Tablet 16 includes an NSAID—
diclofenac or piroxicam—in inner core 18. Enteric coating 20 surrounds
core 18, and mantle 22—consisting of a prostaglandin, e.g., misoprostol—
surrounds the coated inner core. Ex. 1006, 6:24–44.
The enteric coating “can be formulated from any suitable enteric
coating material,” and “aids in segregating the NSAID from the
prostaglandin and in directing the dissolution of the NSAID core in the
lower G.I. tract as opposed to the stomach.” Id. at 6:29–30, 33–36.
2. Analysis
Petitioner contends that an ordinary artisan would have known that
both Gimet and Goldman disclose a combination therapy oral unit dosage
form comprising an acid inhibitor (e.g., misoprostol, a prostaglandin, in
Gimet) in combination with an NSAID (e.g., naproxen in Goldman). Pet. 34
(citing Ex. 1003 ¶¶ 196, 197). In relation to naproxen, Petitioner also argues
that an ordinary artisan would have had a reason, as well as a reasonable
IPR2015-01680
Patent 8,852,636 B2

15

expectation of success, to substitute different NSAID compounds—i.e., to
replace diclofenac or piroxicam in Gimet’s composition, as shown in Figure
2, with naproxen disclosed in Goldman—“because doing so would be a
simple substitution of one known element for another to obtain predictable
results.” Id. at 35 (citing Ex. 1003 ¶ 198).
The only evidence that Petitioner cites for its assertion regarding
“predictable results” in relation to NSAIDs is Dr. Shargel’s Declaration at
paragraph 198, which repeats the statements presented in the Petition on this
point, without citing any evidence itself. Id. Conclusory assertions by
Petitioner, merely repeated in conclusory and unsupported statements by an
expert witness in support, are not persuasive here. See 37 C.F.R. § 42.65(a)
(“Expert testimony that does not disclose the underlying facts or data on
which the opinion is based is entitled to little or no weight.”).
In relation to esomeprazole, Petitioner also argues an ordinary artisan
would have had a reason, with a reasonable expectation of success, to
substitute different acid inhibitors—i.e., to replace misoprostol in Gimet’s
composition with the esomeprazole disclosed in Lindberg—“where the acid
inhibitor compound contributes its individual therapeutic attributes (e.g.,
acid inhibition and gastric pH raising) to the combination.” Pet. 35–36
(citing Ex. 1003 ¶ 199). Petitioner further contends that an ordinary artisan
would have had a reason, with a reasonable expectation of success, “in
employing more recently obtained and therapeutically more effective
compounds, such as PPIs, over previously known, less therapeutically
IPR2015-01680
Patent 8,852,636 B2

16

effective compounds, such as prostaglandins and H2 blockers.” Id. at 36
(citing Ex. 1003 ¶ 200).9
Petitioner also argues that it would have been obvious to select
“Lindberg’s disclosed PPI esomeprazole and substitute it for Gimet’s
disclosed acid inhibitor (prostaglandin) because Goldman specifically
teaches that ‘[p]roton pump inhibitors have been recently introduced as
effective gastric acid inhibitors.’” Id. at 36 (citing Ex. 1004, 1:25–27;
Ex. 1003 ¶ 200). Petitioner also points to teachings in Lindberg indicating
that its “novel salts of single enantiomers of omeprazole” provide “improved
pharmacokinetic and metabolic properties” and “high stability against
racemization.” Id. at 36–37 (quoting Ex. 1007, 1:50–63, 3:48–55) (citing
Ex. 1003 ¶ 200), 38 (citing Ex. 1007, 1:50–63; Ex. 1003 ¶ 207).
In response, Patent Owner points to a number of references indicating
that an ordinary artisan would have understood that PPIs were acid labile
and should be protected from degradation in acidic environments, such as
the stomach. Prelim. Resp. 20–24 (citing Ex. 2003, 15, 17; Ex. 2008, 3;
Ex. 2009, 2; Ex. 2010, 5; Ex. 1041, 114, 115, 117). For example, a review
article by Stedman et al., published in 2000, comparing the
“pharmacokinetics, acid suppression and efficacy of proton pump
inhibitors,” indicates that PPIs “are all acid-labile, so when administered

9 In support of these contentions, Petitioner once again cites paragraphs in
Dr. Shargel’s Declaration that simply repeat statements presented in the
Petition on these points, without citing supporting evidence themselves. Pet.
35–36 (citing Ex. 1003 ¶¶ 199, 200).
IPR2015-01680
Patent 8,852,636 B2

17

orally they must be formulated in an enteric coating to protect them from
rapid degradation in the stomach. They are rapidly absorbed in the
duodenum.” Ex. 2008, 1 (Title), 3. Similarly, in an article published in
1992, Bell et al. state in relation to the related parent compound of
esomeprazole: “As omeprazole is acid-labile, it is formulated as enteric-
coated granules dispensed in a gelatine capsule.” Ex. 2009, 2.
In addition, in an article published in 1985, Pilbrant et al. teach that
“[o]meprazole degrades very rapidly in water solutions at low pH-values.”
Ex. 1041, 113. In this context, Pilbrant et al. teach the use of an “enteric-
coated dosage form, which releases omeprazole for absorption in the small
intestine,” while stating that a conventional oral dosage “was ruled out”
because “more than half of the omeprazole in a rapidly dissolving dosage
form degrades in the stomach.” Id. at 114.
As an initial matter, we are not persuaded that Petitioner establishes
adequately that esomeprazole administered in a non-enteric-coated form
(thereby allowing it to be released regardless of pH) would have obtained
“improved pharmacokinetic, metabolic, and therapeutic properties” as
compared to misoprostol in any formulation. Pet. 37–38 (citing Ex. 1007,
1:50–63; Ex. 1003 ¶ 207). For example, we are not persuaded that Lindberg
indicates such an improvement. Rather, Lindberg suggests that
esomeprazole may have improved properties over omeprazole (a related
PPI). Ex. 1007, 1:17–63.
IPR2015-01680
Patent 8,852,636 B2

18

Moreover, even if we assume that one would have understood that
prostaglandins and H2 blockers were “less therapeutically effective
compounds” than PPIs (Pet. 36), Petitioner has not explained adequately
why one would have had reason to make the composition taught in Gimet,
e.g., in Figure 2, with a PPI rather than a prostaglandin in “mantle 22”
located on the outside of “enteric coating 20” surrounding “inner core 18” of
an NSAID. Ex. 1006, 6:15–44, Fig. 2. Petitioner does not address teachings
in the art indicating that PPIs were acid liable, nor explain adequately why
one would have used any PPI (much less esomeprazole) in place of a
prostaglandin in an uncoated form (as taught in Gimet), when other relevant
references taught the use of PPIs with an enteric coating to avoid
degradation of the drug. See, e.g., Ex. 2008, 3; Ex. 2009, 2; Ex. 1041, 114
(discussed above); see also Prelim. Resp. 21–24 (discussing other references
along similar lines).
Petitioner’s contention that Lindberg discloses “uncoated dosage units
of esomeprazole in the form of tablets” does not persuade us otherwise. Pet.
42 (citing Ex. 1007, 5:25–36; Ex. 1003 ¶¶ 232, 235). For example,
immediately after the first quoted passage in Lindberg (Ex. 1007, 5:25–36),
Lindberg teaches that “[g]ranules and tablets may be coated with an enteric
coating which protects the active compound from acid catalyzed degradation
as long as the dosage form remains in the stomach.” Ex. 1007, 5:36–39.
Likewise, in Example 13, Lindberg teaches preparing an enteric-coated
tablet and a capsule comprising pellets with a second coating (id. at
IPR2015-01680
Patent 8,852,636 B2

19

12:13–13:15). Thus, even Lindberg suggests using an enteric or some type
of protective coating when administering esomeprazole. Petitioner does not
persuade us that Lindberg adequately suggests a composition where at least
a portion of esomeprazole “is released regardless of the pH” (e.g., in the
stomach where pH is low), much less such a composition that also includes
other elements recited in the challenged claims.
Accordingly, we agree with Patent Owner that Petitioner has not
established that the teachings of Gimet, Goldman, and Lindberg would have
given an ordinary artisan a reason to formulate a composition with the
structural and functional features required by the challenged claims. Prelim.
Resp. 17–25.
Having considered the evidence and arguments presented in the
Petition, we are not persuaded that Petitioner has established a reasonable
likelihood of prevailing in its challenge of claim 1, or its dependent claims
2–6 and 13–15, on the basis of obviousness over Gimet, Goldman, and
Lindberg.
D. Claims 7–12 and 16–18—Asserted Obviousness over
Ouali and Lindberg
1. Ouali (Ex. 1008)
Ouali discloses “a composition for administering an NSAID wherein
the undesirable gastrointestinal side effects of the drug are minimized but
wherein the drug’s therapeutic effectiveness is maintained.” Ex. 1008, 2:14–
18. Specifically, Ouali discloses “a stabilized pharmaceutical composition
IPR2015-01680
Patent 8,852,636 B2

20

for [oral] administration of an NSAID and a prostaglandin, wherein the
NSAID is enterically coated.” Id. at 4:22–24. Suitable NSAIDs include
naproxen, and the preferred prostaglandin is misoprostol. Id. at 4:36–50,
6:35. “[T]he enteric coating . . . prevents NSAID release in the low pH
environment of the stomach but . . . ionizes at a slightly higher pH, typically
a pH of 4 or 5, and thus dissolves sufficiently in the small intestines to
gradually release the active agent therein.” Id. at 5:2–7. Ouali also teaches
that “prostaglandins are unstable compounds and degrade readily in the
presence of NSAIDs, thus requiring a stabilizing agent such as
hydroxypropyl methylcellulose . . . which can, in turn, lessen the activity of
an NSAID.” Id. at 1:65–2:3.
Figures 1 and 2, reproduced below, are schematic representations of
certain embodiments of Ouali’s dosage forms.

IPR2015-01680
Patent 8,852,636 B2

21

Figure 1 of Ouali depicts bilayer tablet 10 with layers 11, 12, “wherein the
enterically coated NSAID is present in a first region and the prostaglandin is
present in a second region, along with a prostaglandin stabilizing agent.”
Ex. 1008, 4:26–29. Figure 2 of Ouali depicts a tablet wherein the enterically
coated NSAID is present in first region 13, and the stabilized prostaglandin
is present in adjacent second region 14. Id. at 4:34–35. “In an alternative
embodiment [not depicted], the enterically coated NSAID and the stabilized
prostaglandin are mixed into a single granulation, and the admixture is
compressed into a tablet or filled into a capsule.” Id. at 7:65–8:1.
2. Analysis
Petitioner contends that an ordinary artisan “would have understood
that Ouali discloses a combination therapy oral unit dosage form (e.g., a
capsule) comprising an acid inhibitor (e.g., prostaglandin) in combination
with an NSAID (e.g., naproxen).” Pet. 47 (citing Ex. 1003 ¶ 269). With
respect to the acid inhibitor, Petitioner contends that the ordinary artisan
would have had a reason, with a reasonable expectation of success, to
substitute different acid inhibitor compounds—i.e., to replace the
prostaglandin in Ouali’s composition with Lindberg’s esomepraxole—
“where the acid inhibitor compound contributes its individual therapeutic
attributes (e.g., acid inhibition and gastric pH raising) to the combination.”
Id. at 47–48 (citing Ex. 1003 ¶ 270). Petitioner further contends that “doing
so would be a simple substitution of one known element for another to
obtain improved pharmacokinetic, metabolic, and therapeutic properties as
IPR2015-01680
Patent 8,852,636 B2

22

taught by Lindberg with predictable results.” Id. at 50 (citing Ex. 1007,
1:50–63; Ex. 1003 ¶ 278).
The only evidence Petitioner cites for its assertion regarding
“predictable results” in relation to acid inhibitors is Dr. Shargel’s
Declaration at paragraph 278, which repeats the statements presented in the
Petition on this point, without citing any evidence itself. Id. Again,
conclusory assertions by Petitioner, merely repeated in conclusory and
unsupported statements by an expert witness in support, are not persuasive
here. See 37 C.F.R. § 42.65(a).
Patent Owner reiterates its arguments regarding prior art teachings
that PPIs, such as Lindberg’s esomeprazole, must be enteric-coated, and
contends that “[t]here is nothing in the combination of Ouali and Lindberg
that negates that teaching.” Prelim. Resp. 26.
Again, as an initial matter, we are not persuaded that Petitioner
establishes adequately that esomeprazole administered in a non-enteric-
coated form (thereby allowing it to be released regardless of pH) would have
obtained “improved pharmacokinetic, metabolic, and therapeutic properties”
as compared to prostaglandins in any formulation. Pet. 50 (citing Ex. 1007,
1:50–63; Ex. 1003 ¶ 278). We are not persuaded that Lindberg suggests
such an improvement. Rather, Lindberg suggests that esomeprazole may
have improved properties over omeprazole (a related PPI). Ex. 1007, 1:17–
63.
IPR2015-01680
Patent 8,852,636 B2

23

Moreover, even if we assume that one would have understood that
prostaglandins and H2 blockers were “less therapeutically effective
compounds” than PPIs (Pet. 48), Petitioner has not explained adequately
why one would have had reason to make a capsule, with a PPI rather than a
prostaglandin, located on the outside of an enterically-coated NSAID core,
as required by independent claim 7. Petitioner does not address the
teachings in the art indicating that PPIs were acid liable, nor explain
adequately why one would have used any PPI (much less esomeprazole) in
place of a prostaglandin in an non-enterically-coated form, when other
relevant references taught the use of PPIs with an enteric coating to avoid
degradation of the drug. See, e.g., Ex. 2008, 3; Ex. 2009, 2; Ex. 1041, 114
(discussed above).
Petitioner’s contention that Lindberg discloses “uncoated soft gelatin
capsules containing a mixture of esomeprazole or hard gelatin capsules
containing uncoated granules of esomeprazole” does not persuade us
otherwise. Pet. 53 (citing Ex. 1007, 5:46–52; Ex. 1003 ¶ 290). For
example, as discussed above, just above the quoted passage in Lindberg (Ex.
1007, 5:46–52), Lindberg teaches that “[g]ranules and tablets may be coated
with an enteric coating which protects the active compound from acid
catalyzed degradation as long as the dosage form remains in the stomach.”
Id. at 5:36–39. Likewise, in Example 13, Lindberg teaches preparing an
enteric-coated tablet and a capsule comprising pellets with a second coating
(id. at 12:13–13:15). Thus, even Lindberg suggests using an enteric or some
IPR2015-01680
Patent 8,852,636 B2

24

type of protective coating when administering esomeprazole. Petitioner
does not persuade us that Lindberg adequately suggests a composition where
at least a portion of esomeprazole “is released regardless of the pH” (e.g., in
the stomach where pH is low), much less such a composition that also
includes other elements recited in the challenged claims.
Accordingly, we agree with Patent Owner that Petitioner has not
established that the teachings of Ouali and Lindberg would have given an
ordinary artisan a reason to formulate a composition with the structural and
functional features required by the challenged claims. Prelim. Resp. 25–26.
Having considered the evidence and arguments presented in the
Petition, we are not persuaded that Petitioner has established a reasonable
likelihood of prevailing in its challenge of claim independent 7, or its
dependent claims 8–12 and 16–18, on the basis of obviousness over Ouali
and Lindberg.
III. CONCLUSION
For the foregoing reasons, we are not persuaded that the Petition
establishes a reasonable likelihood that Petitioner would prevail in showing
claims 1–18 of the ’636 patent are unpatentable under 35 U.S.C. § 103(a).
IV. ORDER
Accordingly, it is
ORDERED that the Petition is denied and no inter partes review is
instituted.

IPR2015-01680
Patent 8,852,636 B2

25

For PETITIONER:
Amy E. LaValle
Jerry C. Harris, Jr.
CFAD.IPRs@wickphillips.com

For PATENT OWNER:
Stephen M. Hash
Margaret J. Sampson
Jeffrey S. Gritton
Ricardo Rodriguez
Thomas A. Blinka
Dennis Bennett
Lauren L. Stevens
stephen.hash@bakerbotts.com
margaret.sampson@bakerbotts.com
Jeff.Gritton@bakerbotts.com
rr@cooley.com
tblinka@cooley.com
dennisbennett@globalpatentgroup.com
lstevens@globalpatentgroup.com
zIPR2015-01680@cooley.com