Christal G.,1 Complainant,v.James N. Mattis, Secretary, Department of Defense (Defense Contract Management Agency), Agency.Download PDFEqual Employment Opportunity CommissionMay 25, 20180120162198 (E.E.O.C. May. 25, 2018) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Christal G.,1 Complainant, v. James N. Mattis, Secretary, Department of Defense (Defense Contract Management Agency), Agency. Appeal No. 0120162198 Hearing No. 480-2014-00090X Agency No. DMCA-P8-13-0005 DECISION The Equal Employment Opportunity Commission (EEOC or Commission) accepts Complainant’s appeal, pursuant to 29 C.F.R. § 1614.403(a), from the May 24, 2016 final agency decision (FAD) concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. The Commission’s review is de novo. For the following reasons, the Commission AFFIRMS the FAD. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as an Electronics Engineer, GS-0855-12, at the Agency’s Western Regional Command in Los Angeles, California. Between June 2012 and October 2012, Complainant claimed that she was subjected to verbal abuse by her supervisor (S1-1) and acting supervisor (AS-1). Complainant alleged that AS-1 yelled at her on a weekly basis and S1-1 spoke to her in angry tones and intimidated her by email. Complainant believed that there was a conspiracy at the Agency’s Los Angeles office to harass her. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120162198 2 S1-1 subsequently went out on maternity leave and Complainant believed that S1-1 ordered AS- 1 to give her a hard time while she was on leave. Complainant claimed that her second-level supervisor (S2) took no action against S1-1 and AS-1 after she reported their actions. Complainant claimed that S1-1 approved her for telework in January 2012. On June 18, 2012, Complainant alleged that AS-1 canceled her telework under the direction of S1-1. Complainant claimed that no other engineer had his or her telework canceled. In June and July 2012, Complainant transferred to the Carson facility and claimed that management increased her workload to set her up to fail. Complainant alleged that she was required to work on both the Air Operations Command (AOC) program and the Mission Planning Enterprise Contract (MPEC) II program, which included four complex programs. Further, Complainant claimed that management rushed her to complete the system engineering and surveillance plan in a short period of time and denied her request for additional time to complete the task. In September 2012, S1-1 notified Complainant that AS-1 would be taking over the Air Operations Command (AOC) program. Complainant stated that she did not ask to be taken off the program and believed that S1-1 did this to place AS-1 in position for a promotion. In August 2012, Complainant claimed that S1-1 removed her name from a report she had submitted for the AOC program and placed AS-1’s name on the report instead. Complainant alleged that S1-1 later did the same thing to a plan she submitted for the MPEC II program in February 2013. On October 9, 2012, Complainant alleged that she updated a monthly report from a contractor’s slides based on instructions she had received and S1-1 later accused her of incorrectly completing the report. On October 11, 2012, S1-1 issued Complainant a Memorandum for Record regarding her work performance. The memorandum stated that S1-1 had previously identified numerous deficiencies in Complainant’s work performance including errors in reports, S1-1’s receipt of a customer complaint regarding engineering support, and Complainant’s need to focus on her tasks and clearly communicate in her reports. Complainant’s performance did not improve and, on November 1, 2012, S1-1 issued Complainant a Letter of Warning and Instruction for Conduct and Performance. The letter noted that S1-1 had received customer complaints regarding Complainant’s engineering support, including her failure to respond to customer requests for information. Further, the letter stated that Complainant had submitted reports that did not include sufficient independent analysis. In addition, the letter stated that Complainant was argumentative and unprofessional in her email communications to S1-1 and other employees. At the end of 2012, Complainant claimed that she had four weeks of “use or lose” leave. Complainant requested to use that leave for the entire month of December 2012, to care for her ill parents. S1-1 denied the request and required her to change the leave dates to one week in November 2012 and three weeks in December 2012, to cover for AS-1 who had taken off the entire month of December 2012. 0120162198 3 In December 2012, while she was out on leave, Complainant claimed that S1-1 accused her of not updating the shared drive with required information from January to May 2012. Complainant denied failing to update the drive. Complainant stated that she reported to the Help Desk that files had been lost from the drive, but no one was able to recover the documents or identify who deleted her information. On February 4, 2013, S1-1 issued Complainant her performance appraisal. Complainant alleged that S1-1 lowered her score from “Outstanding” to “Fully Successful.” Complainant claimed that when she attempted to write rebuttal notes, S1-1 pulled the document away and would not allow her to make any additional notes. In April 2013, S1-1 issued Complainant a Proposed Letter of Reprimand. In the proposed letter, S1-1 stated that Complainant failed to follow the instructions/directives to work on completing the MPEC II Event Based Surveillance Table and update the Systems Engineering Surveillance Plan with the necessary language for MPEC II by February 7, 2013. S1-1 extended the deadline for Complainant to provide the requested data and information by February 28, 2013. The information Complainant subsequently submitted required corrections. On May 13, 2013, Complainant’s third-level supervisor (S3) issued a Decision to Reprimand upholding the reasons stated in the proposed notice. On June 5, 2013, Complainant’s acting supervisor (AS-2) issued Complainant a Memorandum for Record indicating that Complainant’s surveillance techniques and contractor interaction had been brought to her attention. Among the issues cited, AS-2 noted that Complainant had provided a contractor with an internal checklist. AS-2 indicated in the memorandum that Complainant needed to be professional in dealing with the contractor and ask her co-workers if she had questions. In August 2013, Complainant requested telework from AS-2. AS-2 denied the request based on the active Letter of Reprimand in her file, pursuant to the collective bargaining agreement. Complainant claimed that it was a letter of warning in her file and that AS-2 was continuing the pattern of harassment. On December 31, 2012 (and amended multiple times), Complainant filed a formal complaint alleging that the Agency discriminated against her and subjected her to a hostile work environment on the bases of race (Asian), national origin (Vietnamese), sex (female), and in reprisal for prior protected EEO activity as evidenced by multiple incidents including, inter alia, her second-level supervisor (S2) took no action on her claims of verbal abuse by management officials; her acting first-level supervisor (AS-1) canceled her telework; her first-level supervisor (S1-1) denied her use-or-lose leave in December 2012; she was removed from the Air Operations Center program; S1-1 issued her a counseling statement; S1-1 removed her name from reports and accused her of not updating the “shared drive;” her workload was increased with shorter suspense dates; S1-1 did not allow her to include all of her notes on her performance appraisal; S1-1 issued her a Memorandum for Record; her third-level supervisor (S3) issued her a Decision to Reprimand; her new acting supervisor (AS-2) requested work from Complainant that she did 0120162198 4 not from others; AS-2 issued her a Memorandum for Record; and AS-2 denied her request to telework. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation (ROI) and notice of her right to request a hearing before an EEOC Administrative Judge (AJ). Complainant timely requested a hearing, but subsequently withdrew her request. Consequently, the Agency issued a FAD pursuant to 29 C.F.R. § 1614.110(b). In the FAD, the Agency determined that the alleged incidents were insufficiently severe or pervasive to establish a hostile work environment. Further, the Agency found that management had articulated legitimate, nondiscriminatory reasons for its actions. More specifically, with respect to Complainant’s claims that she was subjected to verbal abuse, S2 stated that he inquired into the matter and could find no evidence substantiating Complainant’s allegations. In fact, S2 asserted that his inquiry disclosed that Complainant was rude, combative, and insubordinate. AS-1 and S1-1 denied yelling at Complainant and stated they acted professionally toward Complainant. Witnesses confirmed that AS-1’s voice naturally sounded loud; however, his speaking voice did not constitute abuse. Regarding her telework schedule, management officials explained that it was cancelled because Complainant’s work was not adequate; she constantly questioned other engineers about work she should have known how to perform; she missed deadlines and passed her work off to others to perform; and she was difficult to reach by phone. Further, Complainant’s initial work in the AOC program required her to have daily face-to-face contact with colleagues and with the contract to perform efficiently; therefore, telework was not suitable. As to the Memorandum for Record and Letter of Warning, S1-1 affirmed that she issued Complainant the Memorandum for Record after providing her guidance and training in meetings and by phone and email. S1-1 stated that Complainant had difficulty managing and prioritizing tasks in the fast-paced AOC program and was unable to produce adequate and timely work products. When Complainant’s performance did not improve, S1-1 confirmed that she issued the November 2012 Letter of Warning. With respect to Complainant’s claims regarding her workload and deadlines, management officials denied Complainant’s assertions and stated that her workload was normal. S1-1 stated that she assigned appropriate work which an engineer at Complainant’s pay grade should have been able to accomplish with plenty of time to complete it. As to her work on the AOC program, the Agency determined that Complainant worked on the program from June to December 2012, but AS-1 replaced her as the Primary Engineer on September 27, 2012, and Complainant became the Alternate Engineer in his absence. Complainant was eventually removed from the AOC program in late-December 2012/early- January 2013, and assigned to the MPEC II program in January 2013. The record evidence showed that Complainant was removed from the AOC program due to complaints from a customer and two Agency employees who stated that Complainant had difficulty managing and 0120162198 5 prioritizing tasks in the fast-paced program. S2 confirmed that management had received complaints about Complainant’s performance in the AOC program and that Complainant was given a normal workload with an appropriate amount of time to complete it. S1-1 stated that moving Complainant to the MPEC II program decreased Complainant’s workload rather than increased it. With regard to her 2012 performance appraisal, Complainant was rated as “Fully Successful,” dropping from an “Outstanding” on the 2011 performance appraisal. Management officials stated that Complainant’s performance did not merit an “Outstanding” rating. Management provided numerous examples of Complainant’s performance deficiencies including her work on the AOC program. S1-1 confirmed that she provided Complainant with the second page of her performance appraisal to allow her to write down any comments she wished to attach to the appraisal. S1-1 affirmed that Complainant returned the page to her after she had completed writing her comments. As to Complainant’s claims about the shared-drive, S1-1 confirmed that she informed Complainant which documents were missing and which needed corrections. S1-1 stated that she had no knowledge of Complainant’s documents being deleted from the drive and encouraged all employees to save copies of their work on their hard drive. With respect to AOC program reports, S1-1 denied removing Complainant’s name from the report and explained that she simply added AS-1’s name when he replaced Complainant in the program. The record shows that Complainant’s name remained on the report on the cover sheet and in the revision history. Regarding Complainant’s use-or-lose leave, S1-1 stated that she approved Complainant’s request on September 25, 2012, for four weeks of leave in November and December 2012. In October 2012, Complainant asked to modify her request and take the entire month of December 2012 off instead. S1-1 affirmed that she explained to Complainant that AS-1 would not be transferring to the engineering team until January 2013; therefore, he would not be able to perform AOC program duties in her absence. S1-1 stated that she suggested that Complainant could have four consecutive weeks of leave during the latter part of December and first part of January, but Complainant subsequently took leave in accordance with her original request. S1-1 noted that Complainant never mentioned her ill mother as the reason in her initial request in September 2012, but S1-1 approved an additional 52 hours of advanced sick leave in January 2013 to allow her to care for her mother. As to the May 2013 Notice of Proposed Letter of Reprimand, S1-1 issued it based on Complainant’s failure to follow instructions. The notice cited Complainant’s failure to complete a task in a timely manner. The Notice noted that Complainant had previously been counseled about similar matters. On May 13, 2013, Complainant’s third-level supervisor (S3) upheld the Letter of Reprimand for Complainant’s failure to complete the assigned task on time. With respect to the June 2013 Memorandum for Record, Complainant’s new supervisor (AS-2) stated that she issued it after Complainant inappropriately or unnecessarily gave the contractor a list of 50 questions, provided the contractor with an internal Agency checklist, and asked the 0120162198 6 contractor for technical documentation that was already available through various sources. As to AS-2’s August 2013 denial of Complainant’s request to telework, the record indicated that Complainant had an active reprimand related to her failure to follow instructions which disqualified her for telework under the collective bargaining agreement. The Agency concluded that Complainant failed to show that management’s reasons for its actions were pretextual. As a result, the Agency found that Complainant had not been subjected to discrimination, reprisal, or a hostile work environment as alleged. The instant appeal followed. CONTENTIONS ON APPEAL On appeal, Complainant contends that she has been subjected to a hostile work environment and bullying in the workplace. Complainant claims that she was treated differently than male engineers who were considered “favorite” engineers. Complainant argues that S1-1 provided false statements regarding her difficulty managing and prioritizing tasks. Complainant contends that management placed a heavy workload on her to accuse her of customer complaints about her duties with no evidence. Complainant claims that S1-1 and S2 did not have good management skills due to their lack of technical skills. Additionally, Complainant contends that the AJ initially assigned to her case rushed her case along and did not have her best interests at heart. Accordingly, Complainant requests that the Commission reverse the FAD. ANALYSIS AND FINDINGS The Commission shall first address Complainant’s contentions on appeal regarding the manner in which the AJ conducted the hearing phase. Complainant claimed that she felt the AJ rushed her case and did not have her “interest at heart.” The Commission notes that AJs have broad discretion in the conduct of hearings, including discovery and the determination of whether to admit evidence, or permit or compel the testimony of witnesses. See 29 C.F.R. § 1614.109(e); Equal Employment Opportunity Commission Management Directive 110 for 29 C.F.R. Part 1614 (EEO MD-110), at Ch. 7 (Aug. 5, 2015). The Commission has reviewed the record and finds no abuse of discretion by the AJ. Further, the Commission is unable to find any evidence of bias, or other reversible error, resulting from the manner in which the AJ managed this case. Hostile Work Environment To establish a claim of harassment a complainant must show that: (1) she belongs to a statutorily protected class; (2) she was subjected to harassment in the form of unwelcome verbal or physical conduct involving the protected class; (3) the harassment complained of was based on her statutorily protected class; (4) the harassment affected a term or condition of employment and/or had the purpose or effect of unreasonably interfering with the work environment and/or creating an intimidating, hostile, or offensive work environment; and (5) there is a basis for imputing liability to the employer. See Henson v. City of Dundee, 682 F.2d 897 (11th Cir. 1982). 0120162198 7 Further, the incidents must have been “sufficiently severe or pervasive to alter the conditions of [complainant’s] employment and create an abusive working environment.” Harris v. Forklift Systems, Inc., 510 U.S. 17, 21 (1993). Therefore, to prove her harassment claim, Complainant must establish that she was subjected to conduct that was either so severe or so pervasive that a “reasonable person” in Complainant’s position would have found the conduct to be hostile or abusive. Complainant must also prove that the conduct was taken because of her protected classes. Only if Complainant establishes both of those elements, hostility and motive, will the question of Agency liability present itself. Complainant asserted that based on her protected classes, management subjected her to a hostile work environment as evidenced by several incidents of what she believed to be discriminatory and retaliatory harassment. The Commission finds that Complainant has not shown that she was subjected to conduct sufficiently severe or pervasive to create a hostile work environment. Moreover, even assuming that the alleged conduct was sufficiently severe or pervasive to create a hostile work environment, Complainant failed to show that the Agency's actions were based on discriminatory or retaliatory animus. The record reflects that the alleged incidents were more likely the result of routine supervision, personality conflicts, and general workplace disputes and tribulations. For example, with respect to Complainant’s claims of verbal abuse, S1-1 and AS-1 denied yelling at or verbally abusing Complainant. ROI, at 1398-99, 1467. S2 stated that he looked into Complainant’s allegations, and found her claims unsubstantiated. Id. at 1454. S2 affirmed that his inquiry determined that Complainant was the employee who had acted unprofessionally and in an insubordinate manner. Id. As to her claims regarding her workload and her removal from the AOC program, S1-1 affirmed that Complainant was removed from the program in January 2013 and placed on the MPEC II program due to customer and co-worker complaints. ROI, at 1402. S1-1 stated that MPEC II was a low-risk, low-visibility program with fewer systems engineering requirements for surveillance than the AOC program. Id. S1-1 emphasized that Complainant was not tasked any differently than any other engineer. Id. S2 corroborated that Complainant had work performance issues and that S1-1 properly removed Complainant from the AOC program. Id. at 1457. S2 confirmed that Complainant was assigned the same level of tasks as other engineers. Id. at 1459. Similarly, AS-1 canceled Complainant’s telework schedule after consulting with S2 and Agency Counsel because she was not adequately completing her work. Id. at 1463-64. With respect to the October 2012 Memorandum of Record, S1-1 affirmed that she issued it to address Complainant’s performance deficiencies on the AOC program, including inadequate analysis in her reports; reports that needed several revisions; customer complaints regarding her engineering support; and her need to focus on her tasks and communicate clearly. Id. at 818, 1405-06. S1-1 later issued a Letter of Warning and Instruction for Conduct and Performance in November 2012, when Complainant’s performance did not improve. Id. at 802. With respect to Complainant’s claims that her name was removed from reports and she was accused of not updating the shared drive, S1-1 denied removing Complainant’s name from 0120162198 8 reports and documentation and replacing it with AS-1’s name. ROI, at 1406. Instead, S1-1 affirmed that she added AS-1’s name once he was assigned to the AOC program. Id. S1-1 confirmed that she provided Complainant with detailed information about what was missing from the drive and what documents needed corrections/more information as she did with all the engineers on her team. Id. As to her 2012 performance appraisal, S1-1 rated Complainant as “Fully Successful.” ROI, at 546. S1-1 indicated to Complainant when she issued it that Complainant’s performance was not adequate. Id. at 541. S2 confirmed that Complainant’s work was below standards as she had to be constantly supervised and her submitted work product often needed revisions. Id. at 1456. S1-1 affirmed that she provided Complainant with a sheet to include her comments in her appraisal and Complainant submitted it. Id. at 1407. Regarding her use-or-lose leave request, S1-1 explained that, in September 2012, Complainant initially requested and S1-1 approved one week off in November 2012 and three weeks off in December 2012. ROI, at 1404. S1-1 stated that Complainant later wished to take all four weeks off in December 2012, but S1-1 explained to her that AS-1 would not yet be able to perform the AOC duties in her absence. Id. at 1404-05. S1-1 provided Complainant an alternative, but Complainant ultimately took leave as she originally requested. Id. at 1405. S1-1 affirmed that Complainant did not indicate to her that she wanted to take the leave in December 2012 to care for her mother; however, she did subsequently request and was granted advanced sick leave for that use in January 2013. Id. As to the Letter of Reprimand, S1-1 issued Complainant a Proposed Letter of Reprimand for failure to complete MPEC II Event Based Surveillance Table and update the Systems Engineering Surveillance Plan with the necessary language by February 7, 2013. ROI, at 538. S1-1 had extended the deadline for Complainant to provide the requested data and information to February 28, 2013, and what Complainant eventually submitted still required corrections. Id. Complainant had previously been counseled regarding timely completing reassignments. On May 13, 2013, S3 issued a Decision to Reprimand for the reasons stated in the proposed notice. Id. at 534-35. With respect to the June 2013 Memorandum for Record, AS-2 issued it based on Complainant’s surveillance techniques and contractor interaction. ROI, at 1550. One of the incidents cited in the memorandum was Complainant’s distribution of an internal checklist. Id. AS-2 instructed Complainant to be patient and professional with the contractor and to work with other team members when she had questions. Id. Regarding her July 2013 telework request, AS-2 affirmed that she denied it based on active discipline in Complainant’s file pursuant to the collective bargaining agreement. ROI, at 1543-44. The Commission finds that, considering the totality of the circumstances, Complainant has not shown that she was subjected to a discriminatory or retaliatory hostile work environment. Moreover, to the extent Complainant claims that she was subjected to disparate treatment, the Commission finds that, as discussed above, Complainant has not demonstrated that the Agency’s 0120162198 9 explanation for its actions was pretext for discrimination or reprisal. As a result, the Commission finds that Complainant was not subjected to discrimination, reprisal, or a hostile work environment as alleged. CONCLUSION After a review of the record in its entirety, including consideration of all statements submitted on appeal, it is the decision of the Equal Employment Opportunity Commission to AFFIRM the Agency’s final decision because the preponderance of the evidence of record does not establish that discrimination occurred. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). 0120162198 10 COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations May 25, 2018 Date Copy with citationCopy as parenthetical citation