Chad T.,1 Complainant,v.Kirstjen M. Nielsen, Secretary, Department of Homeland Security, Agency.Download PDFEqual Employment Opportunity CommissionDec 12, 20180120182511 (E.E.O.C. Dec. 12, 2018) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Chad T.,1 Complainant, v. Kirstjen M. Nielsen, Secretary, Department of Homeland Security, Agency. Appeal No. 0120182511 Hearing No. 480-2016-00128X Agency No. HS-TSA-02133-2014 DECISION On July 11, 2018, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s June 4, 2018 final order concerning an equal employment opportunity (EEO) complaint claiming employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. BACKGROUND During the period at issue, Complainant was employed with the Agency as a Transportation Security Officer at the Los Angeles International Airport in Los Angeles, California. On February 19, 2015, Complainant filed a formal EEO complaint alleging that the Agency discriminated against him on the bases of national origin (Hispanic) and color (brown) when, on February 12, 2014, Complainant was removed from his position with the Agency. The Agency accepted the complaint and conducted an investigation. The evidence developed during the investigation reflects that Complainant was appointed to the position of Transportation Security Officer (TSO) on May 13, 2007, subject to a two-year trial period. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120182511 2 On or around November 25, 2013, the Agency’s Personnel Security Division conducted routine five-year vetting of all employees, including Complainant. Through its vetting process, the Agency discovered that Complainant had been arrested and convicted of soliciting a prostitute in 2008. Human Resources officials at Los Angeles International Airport confirmed that Complainant had not reported an arrest or that he had been disciplined for off-duty misconduct as required by Agency policy. The record discloses that after Agency officials confronted Complainant with the information regarding his arrest, Complainant submitted a written statement on December 10, 2013, acknowledging the arrest and conviction in 2008, and stated that he served three days in jail and completed seven days of community service. Documents obtained by the Agency from the Los Angeles Sherriff’s Department confirmed that Complainant had been found guilty in a trial by jury and sentenced to thirty days in jail, but was only required to serve three days in jail for his conviction. On January 8, 2014, the Agency proposed Complainant’s removal based on charges of Off-Duty Misconduct, Failure to Report Arrest, and Misrepresentation. The misrepresentation charge stemmed from the Agency’s discovery that Complainant was convicted of solicitation by a jury on August 14, 2008, and sentenced to thirty days in jail on August 21, 2008. However, on August 22, 2008, Complainant requested annual leave to travel out of the country. The notice of proposed removal also addressed Complainant’s contention that he had, in fact, reported his arrest to one of two Agency officials. The Agency found that there was no evidence or documentation, other than his bare assertion, to support Complainant’s claim regarding reporting and documenting the arrest. The Agency gave Complainant the opportunity to provide additional evidence to support his contentions that his leave request was legitimately for the purpose of travel and that that he had reported his arrest to management officials. Subsequently, Complainant provide the Agency with copies of receipts for bus and airplane travel to Mexico during the relevant period. Thereafter, in correspondence to Complainant dated on February 12, 2014, the Agency elected not to sustain the misrepresentation charge, but upheld its proposal to remove Complainant from his TSO position for failing to properly report the criminal arrest and conviction, as well as off-duty misconduct. After the investigation into his EEO complaint, the Agency provided Complainant with a copy of the report of investigation and notice of his right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). Complainant timely requested a hearing. Over Complainant's objections, the AJ assigned to the case granted the Agency’s August 29, 2017 motion for a decision without a hearing, and issued a decision by summary judgment in favor of the Agency on May 2, 2018. The Agency subsequently issued a final order adopting the AJ’s finding that Complainant failed to prove that the Agency subjected him to discrimination as alleged. The instant appeal followed. 0120182511 3 ANALYSIS AND FINDINGS The Commission's regulations allow an AJ to issue a decision without a hearing when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). This regulation is patterned after the summary judgment procedure set forth in Rule 56 of the Federal Rules of Civil Procedure. The U.S. Supreme Court has held that summary judgment is appropriate where a court determines that, given the substantive legal and evidentiary standards that apply to the case, there exists no genuine issue of material fact. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986). In ruling on a motion for summary judgment, a court’s function is not to weigh the evidence but rather to determine whether there are genuine issues for trial. Id. at 249. The evidence of the non-moving party must be believed at the summary judgment stage and all justifiable inferences must be drawn in the non-moving party’s favor. Id. at 255. An issue of fact is "genuine" if the evidence is such that a reasonable fact finder could find in favor of the non-moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. Corp., 846 F.2d 103, 105 (1st Cir. 1988). A fact is "material" if it has the potential to affect the outcome of the case. In order to successfully oppose a decision by summary judgment, a complainant must identify, with specificity, facts in dispute either within the record or by producing further supporting evidence, and must further establish that such facts are material under applicable law. While Complainant has, in a very general sense, asserted that facts are in dispute, he has failed to point with any specificity to particular evidence in the investigative file or other evidence of record that indicates such a dispute. For the reasons discussed below, we find that, even construing any inferences raised by the undisputed facts in favor of Complainant, a reasonable fact-finder could not find in his favor. Therefore, we find that the AJ properly issued a decision here by summary judgment. To prevail in a disparate treatment, claim absent direct evidence of discrimination, Complainant must satisfy the three-part evidentiary scheme fashioned by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-04 (1973). Complainant carries the initial burden of establishing a prima facie case by demonstrating that he or she was subjected to an adverse employment action under circumstances that would support an inference of discrimination. Furnco Constr. Co. v. Waters, 438 U.S. 567, 576 (1978). Proof of a prima facie case will vary depending on the facts of the particular case. McDonnell Douglas, 411 U.S. at 802 n. 13. The burden then shifts to the Agency to articulate a legitimate, nondiscriminatory reason for its actions. Texas Dep't of Cmty Affairs v. Burdine, 450 U.S. 248, 253 (1981). Once the Agency has met its burden, Complainant bears the ultimate responsibility to prove, by a preponderance of the evidence, that the reason proffered by the Agency was a pretext for discrimination. Reeves v. Sanderson Plumbing Prod., Inc., 530 U.S. 133, 120 S.Ct. 2097 (2000); St. Man's Honor Ctr v. Hicks, 509 U.S. 502, 519 (1993). Assuming that Complainant established a prima facie case of race discrimination, we find further that the Agency articulated legitimate, nondiscriminatory reasons, as detailed above for removing Complainant from his TSO Positon. 0120182511 4 Specifically, the Agency determined that Complainant failed to disclose his arrest and conviction in violation of Agency policy. The Agency indicated that, in accordance with its Table of Offenses and Penalties, removal was warranted. While Complainant contended he advised an Agency official of his arrest prior to its discovery by the Agency, he provided no evidence in support of this claim when responding to the proposed removal, during the investigation into his complaint, or on appeal. Upon review, we find that the Complainant failed to prove, by a preponderance of the evidence, that the Agency’s articulated reasons for his removal were pretext for discrimination on any alleged basis. CONCLUSION Based on a thorough review of the record and the contentions on appeal, we AFFIRM the Agency’s final order implementing the AJ’s decision by summary judgment, finding no discrimination. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. 0120182511 5 Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency†or “department†means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations December 12, 2018 Date Copy with citationCopy as parenthetical citation