Celinda L.,1 Complainant,v.Eric K. Fanning, Secretary, Department of the Army, Agency.Download PDFEqual Employment Opportunity CommissionDec 7, 20160120143011 (E.E.O.C. Dec. 7, 2016) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Celinda L.,1 Complainant, v. Eric K. Fanning, Secretary, Department of the Army, Agency. Appeal No. 0120143011 Hearing No. 570-2010-00606X Agency No. ARUSASAC09JUN02714 DECISION Complainant filed an appeal concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. For the following reasons, the Commission VACATES the Agency’s decision that it has complied with the Agency’s final action. BACKGROUND On November 19, 2008, pursuant to Vacancy Announcement (VA) EUFH08109749, the Agency advertised for a Contract Specialist, YA-1102-2, in its U.S. Military Training Mission (USMTM), Support Group, Directorate of Contracting, in Eskan Village, Riyadh, Saudi Arabia. The position was covered by the National Security Personnel System (NSPS). Complainant applied for the position. Complainant’s name appeared on the Web Based Referral List. Complainant was not selected. Selectee 1 was selected for the position, effective January 4, 2009. On November 18, 2008, pursuant to VA EUFH08003831, the Agency advertised for a Management Technician, YB-0344-01/02, in its OPM-SANG, Technical Affairs Division, 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120143011 2 Riyadh, Saudi Arabia. The position was covered by NSPS. Complainant applied for the position. Complainant’s name appeared on the Web Based Referral List. Complainant was not selected for the position. Selectee 2 was selected for the position, effective June 30, 2009. On September 14, 2009, Complainant filed an EEO complaint alleging that the Agency discriminated against her on the bases of race (African-American), national origin (American), sex (female), and in reprisal for protected EEO activity when on May 31, 2009, she learned: 1. She was not selected for the position of YA-1102-02 Contract Specialist, Vacancy Announcement EUFH08109749 at United States Army Central, United States Military Training Mission (USMTM), Directorate of Contracting, Riyadh, Saudi Arabia; and 2. She was not selected for the position of YB-0344-01/02 Management Technician (Office Automation), Vacancy Announcement EUFH08003831 at the Office of the Program Manager, Saudi Arabian National Guard Modernization Program (OPM- SANG) Technical Affairs Division, Riyadh, Saudi Arabia. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of her right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). Complainant requested a hearing. On February 22, 2011, the AJ issued an Order Entering Default Judgment against the Agency and on June 3, 2013, issued a Decision on Liability and Relief. On January 13, 2014, the AJ issued a Decision on Liability and Relief, Including Attorney’s Fees and Costs. As relief, the AJ ordered the Agency to offer Complainant placement into a Contract Specialist, YA-1102-2, position in the Agency’s USMTM, Support Group, Directorate of Contracting, in Eskan Village, Riyadh, Saudi Arabia, or a Management Technician position, YB-0344-01/02, in its OPM-SANG, Technical Affairs Division, Riyadh, Saudi Arabia, or to a substantially equivalent position, retroactive to the date of the first selection. The AJ ordered the Agency to determine the appropriate pay band/grade level for Complainant. The AJ ordered the Agency to provide Complainant back pay, plus applicable interest and other benefits, from the effective date of the first selection until the date she begins working for the Agency, or the date she declines the Agency’s offer of a position, whichever occurs first. The AJ ordered the Agency to pay Complainant $10,380.59 in past pecuniary, compensatory damages; $80,000.00 in nonpecuniary, compensatory damages; and $53,937.60 in attorney’s fees. The AJ also ordered the Agency to provide at least eight hours of training to management and Human Resources personnel at both USMTS, Support Group, Directorate of Contracting in Eskan Village, Riyadh, Saudi Arabia and OPM-SANG, Technical Affairs Division, Riyadh, Saudi Arabia. The Agency subsequently issued a final action on February 21, 2014. The Agency fully implemented the AJ’s decision and ordered relief. Both positions for which Complainant was not selected are no longer existent, as they were under the NSPS. The NSPS is no longer used by the Agency. The Agency converted the Contract Specialist position under the NSPS to one under the General Schedule (GS) and 0120143011 3 offered Complainant a position under the GS system. On April 9, 2014, the Agency provided Complainant with a job offer for placement into a Contract Specialist, GS-1102-09 trainee to GS-11, with USMTM located in Riyadh, Saudi Arabia. The Agency letter offered to start Complainant at the GS-1102-09, Step 5 level, with a base salary of $47,575.00 and eligibility for Post Allowance (PA), Danger Pay (DP), and Sunday Premium Pay. The letter included position descriptions for the GS-9 and GS-11 level positions indicating that the position was a career-ladder GS-9/11 position. Both positions for which Complainant was not selected were “local hire” positions, which require an Iqama (work visa), from the Government of Saudi Arabia. After the Agency made the offer to place Complainant in the Contract Specialist position, GS-1102-9 trainee to GS-11, it learned from Complainant that she was not eligible for this position because she did not have a valid work visa. Further, the Agency determined Complainant could not obtain the status required by Saudi Arabian law for a local hire. The Government of Saudi Arabia had expressly directed USMTM to refrain from hiring American employees without a valid work visa. On June 6, 2014, the Agency issued a revised offer letter stating that it was changing the grade level to the GS-1102, Grade 11 level, and that the same position description identified in the initial offer letter would still apply. The position was offered in the form of a transportation agreement, which offered Complainant additional benefits not available to local hires, but which had certain supplemental requirements that must be met as part of the hiring process. The June 6, 2014 letter did not specify at which step level Complainant would start. On June 9, 2014, Complainant accepted the position but advised the Agency there were multiple aspects of the offer that still remained to be clarified. Complainant stated she understood the Agency’s offer of a position will place her retroactively to 2009 and have her starting at a GS-11, step 4 (although Complainant stated she believed a step 5 may be appropriate based on time-in-grade). The record contains a July 7, 2014 Job Offer memorandum stating it was appointing Complainant to a Contract Specialist position, GS-1102-11, Step 4. Complainant filed the present appeal with the Commission on August 27, 2014. Complainant requests that the Commission order the Agency to amend its offer of employment and place her in an appropriately-graded position and pay her back pay, with interest, and benefits. Complainant claims the Agency failed to provide a clear statement as to the grade level of the position to which it is restoring her. Complainant notes the Agency agreed to hire her, effective January 1, 2009, into a GS-1102 Grade 9/11 career ladder Contract Specialist 0120143011 4 position, which she agrees is the correct position. However, Complainant claims the Agency to date has failed to clarify what grade level it intends to place her in upon reinstatement.2 The Agency states that based on Complainant’s resume and her prior Federal employment history, the civilian personnel representatives determined that Complainant’s qualifications placed her at the pay grade of GS-09, Step 1. The Agency states it has consistently maintained that Complainant would have been promoted to a grade, GS-11, Step 5 (had she not been discriminatorily nonselected) and asserts that once she begins working at the Agency she will be placed into a GS-11, Step 5 Contract Specialist position. The Agency contends that the payment of back pay and interest is now being processed. The Agency states it was unable to process Complainant’s back pay until it received certain necessary documents, including direct deposit forms and bank information from Complainant. Additionally, the Agency notes that the Internal Revenue Service W-4 form, first requested by the EEO Officer in May 2014, was received only on September 15, 2014 (when the Agency was submitting its instant brief). The Agency states it has been diligently cooperating with Complainant to timely process the payments and notes that interim calculations have been provided to her. The Agency contends that payment of back pay plus interest, through September 20, 2014, is expected to be processed on September 30, 2014. The Agency notes its obligation for back pay continues until Complainant starts her employment and acknowledges that the September 2014 payment will not constitute final payment. The Agency argues an award of attorney’s fees is not appropriate. ANALYSIS AND FINDINGS EEOC Regulation 29 C.F.R. § 1614.504(a) provides that a final agency action that has not been the subject of an appeal or a civil action shall be binding on the agency. The regulation provides further that if a complainant believes that the agency has not complied with the terms of the final decision, that the complainant shall notify the Agency EEO Director, in writing, within thirty days of the date on which the complainant knew or should have known of the noncompliance. 29 C.F.R. § 1614.504. If Complainant does not receive a response or is not satisfied with said response, a complainant may appeal to the Commission for a determination as to whether the agency is in compliance. 29 C.F.R. § 1614.504(b). Upon review, the Commission finds that the record is inadequately developed for us to make a determination on whether the Agency complied with the EEOC AJ’s order regarding placing Complainant into a substantially equivalent position, retroactive to January 2009. We note that both Complainant and the Agency contend that the Contract Specialist position is the appropriate position into which Complainant should be placed. However, we find the record does not contain sufficient information to determine whether the Agency offered to place 2 We note that Complainant is not arguing that the Agency failed to comply with other remedial provisions of the AJ’s decision and we shall therefore not address such provisions in this appeal. 0120143011 5 Complainant into the Contract Specialist position at the appropriate GS grade and step level. The record indicates that the initial Contract Specialist, YA-1102-2, position from which Complainant was not selected in 2009, no longer exists as it fell under the NSPS, which is no longer used by the Agency. The record reveals that the Contract Specialist positions under the NSPS were converted into corresponding GS Contract Specialist positions. However, other than emails from the Agency’s EEO Officer and unsupported statements made in the Agency’s appellate brief, we find the record does not contain sufficient information on the conversion process for Contract Specialist positions from NSPS to the GS system. Specifically, we note that there are no affidavits from a Human Resource Specialist or a member of the Agency’s Civilian Personnel Advisory Center and no other documentation detailing the process by which Contact Specialists under NSPS were converted to the GS system during the relevant time. Although the Agency states in its brief that based on Complainant’s resume and her prior federal employment history, the civilian personnel representatives determined that Complainant’s qualifications placed her at the pay grade of GS-09, Step 1, we note the record does not contain persuasive evidence to support how this determination was made. In its appellate brief, the Agency states that Selectee 1 was “hired in January 2009, as a GS- 09, step 4, and left the position in July 2012, as a GS-9, Step 6. (Information provided telephonically by civilian personnel and USMTM to the undersigned.)” However, we note the record contains an SF-50 showing Selectee 1 was hired effective January 4, 2009, as a Contract Specialist, TSW-1102-09, step 4 and thus, was not hired under the GS system. Additionally, we note the record does not contain other SF-50s showing the subsequent step and/or grade increases for Selectee 1. Nor does the record contain documentation showing the conversion process from NSPS to the GS system for Selectee 1. Moreover, we find the statement by Agency counsel that such information was “provided telephonically by civilian personnel and USMTM” to her does not constitute persuasive evidence in support of the Agency’s assertion. Further, even if Selectee 1’s Contract Specialist position under the NSPS converted to a GS-9, step 4 in the GS system, the Agency does not address why Selectee 1 started at the GS-9, step 4 level, while it determined Complainant would have started at the GS-9, step 1 level in January 2009. Additionally, we note the record contains the modified June 6, 2014 revised offer letter stating that the Agency was changing the grade level to the GS-1102, Grade 11 level. However, that offer did not specify which step Complainant was being given. We note the record does contain a July 7, 2014 Job Offer memorandum stating it was appointing Complainant to a Contract Specialist position, GS-1102-11, step 4. However, we also note that in its appellate brief, the Agency maintained that the GS-11, step 5 is the correct level to place Complainant. Thus, we find it is not clear which grade and step level the Agency determined Complainant should start at in 2014. Based on the lack of persuasive evidence in the record, the Commission is unable to determine whether Complainant was placed in an appropriate position as specified in the AJ’s decision. Thus, we find that on remand, the Agency should provide evidence documenting its overall process for converting Contract Specialists from the NSPS into the GS system during the 0120143011 6 relevant time. The Agency should also provide specific evidence showing how Selectee 1’s (and any other relevant comparatives) Contract Specialist position was handled under the conversion process and provide documentation of subsequent within grade step increases and/or promotions that Selectee 1 (and any other comparatives) received. The Agency should also provide evidence on how it determined the appropriate GS grade and step level into which Complainant would be placed effective January 2009. In addition, the Agency should provide evidence identifying how subsequent step and grade increases were determined for Complainant, including the date and level of pay for those increases. The Agency should also clearly identify the starting GS grade and step for Complainant’s appointment to the Agency as a result of the June 2014 job offer or any new offer. Since the Commission cannot determine whether Complainant was offered the appropriate position, we cannot make a determination on back pay or attorney’s fees at this time. However, we note at the time of Complainant’s appeal, the Agency had only provided Complainant with interim back pay calculations, which did not include an interest calculation. Thus, on remand we find the Agency should provide Complainant with final back pay determinations, including interest calculations. CONCLUSION Accordingly, the Agency’s final decision finding that it was in compliance with its final order is VACATED and the matter is REMANDED to the Agency for further action in accordance with the Order herein. ORDER Within 60 calendar days of the date this decision is issued, the Agency shall take the following actions: 1. The Agency shall provide affidavits from a Human Resource Specialist or a member of the Agency’s Civilian Personnel Advisory Center and any other relevant documentation detailing the process by which Contact Specialists under NSPS were converted to the GS system during the relevant time. 2. The Agency shall clearly identify the starting GS Grade and step level for Complainant’s placement in the Contract Specialist position in January 2009. Specifically, the Agency shall provide evidence indicating the information it used to make this determination. 3. The Agency shall provide evidence identifying how subsequent step and grade increases after January 2009, were determined for Complainant, including the date and level of pay for those increases. 4. The Agency shall provide specific evidence showing how Selectee 1’s (and any other relevant comparatives’) Contract Specialist position was handled under the conversion process and provide documentation of subsequent within grade step 0120143011 7 increases and or promotions that Selectee 1 (and any other comparatives) received during the relevant time. 5. The Agency should also clearly identify the starting grade and step for Complainant’s appointment to the Agency as a result of the June 2014 job offer or any new offer. 6. If the Agency determines Complainant’s placement into the Contract Specialist position was at a higher GS grade or step level, then the Agency should offer Complainant the higher grade or step, and pay her any corresponding increased pay due. 7. The Agency shall recalculate the back pay and interest owed to Complainant in accordance with 29 C.F.R. § 1614.501. The Agency shall provide Complainant with a detailed statement clarifying how her back pay award was reached. The statement shall consist of a clear and concise, “plain language” statement of the methods of calculations used for the instant matter and actual calculations applying said formulas and methods. If there is still a dispute regarding the exact amount of back pay and/or benefits, the Agency shall issue a check to Complainant for the undisputed amount. 8. Complainant shall cooperate in the Agency’s efforts to compute the amount of back pay and benefits due, and shall provide all relevant information requested by the Agency. Complainant may petition for enforcement or clarification of the amount in dispute. The petition for clarification or enforcement must be filed with the Compliance Officer, at the address referenced in the statement entitled “Implementation of the Commission’s Decision.” ATTORNEY'S FEES (H0610) If Complainant has been represented by an attorney (as defined by 29 C.F.R. §1614.501(e)(1)(iii)), she is entitled to an award of reasonable attorney's fees incurred in the processing of the complaint. 29 C.F.R. § 1614.501(e). The award of attorney's fees shall be paid by the Agency. The attorney shall submit a verified statement of fees to the Agency -- not to the Equal Employment Opportunity Commission, Office of Federal Operations -- within thirty (30) calendar days of this decision becoming final. The Agency shall then process the claim for attorney's fees in accordance with 29 C.F.R. § 1614.501. IMPLEMENTATION OF THE COMMISSION’S DECISION (K0610) Compliance with the Commission’s corrective action is mandatory. The Agency shall submit its compliance report within thirty (30) calendar days of the completion of all ordered corrective action. The report shall be submitted to the Compliance Officer, Office of Federal Operations, Equal Employment Opportunity Commission, P.O. Box 77960, Washington, DC 20013. The Agency’s report must contain supporting documentation, and the Agency must send a copy of all submissions to the Complainant. If the Agency does not comply with the Commission’s order, the Complainant may petition the Commission for enforcement of the 0120143011 8 order. 29 C.F.R. § 1614.503(a). The Complainant also has the right to file a civil action to enforce compliance with the Commission’s order prior to or following an administrative petition for enforcement. See 29 C.F.R. §§ 1614.407, 1614.408, and 29 C.F.R. § 1614.503(g). Alternatively, the Complainant has the right to file a civil action on the underlying complaint in accordance with the paragraph below entitled “Right to File a Civil Action.” 29 C.F.R. §§ 1614.407 and 1614.408. A civil action for enforcement or a civil action on the underlying complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c) (1994 & Supp. IV 1999). If the Complainant files a civil action, the administrative processing of the complaint, including any petition for enforcement, will be terminated. See 29 C.F.R. § 1614.409. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0416) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. The requests may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). 0120143011 9 COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (R0610) This is a decision requiring the Agency to continue its administrative processing of your complaint. However, if you wish to file a civil action, you have the right to file such action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. In the alternative, you may file a civil action after one hundred and eighty (180) calendar days of the date you filed your complaint with the Agency, or filed your appeal with the Commission. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. Filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations December 7, 2016 Date Copy with citationCopy as parenthetical citation