Bio-Medical of Puerto RicoDownload PDFNational Labor Relations Board - Board DecisionsApr 3, 1984269 N.L.R.B. 827 (N.L.R.B. 1984) Copy Citation BIO-MEDICAL OF PUERTO RICO Blo-Medical Applications of Puerto Rico, Inc. and Union General de Trabajadores de Puerto Rico, Petitioner. Case 24-RC-6621 3 April 1984 DECISION, ORDER, AND DIRECTION OF SECOND ELECTION BY CHAIRMAN DOTSON AND MEMBERS HUNTER AND DENNIS On 28 August 1981 the Regional Director for Region 24 of the National Labor Relations Board issued his Report and Recommendation on Objec- tions in this proceeding.' The Employer filed ex- ceptions, with a supporting brief, to the Regional Director's recommendation to overrule all six of the Employer's objections. On 16 February 1982 the Board issued its Decision and Order sustaining the Regional Director's recommendations with re- spect to Employer's Objections 1,2,3, and 5, and di- rected that a hearing be conducted on the alleged agency status of employees Manuel Muniz (M. Muniz) and Edwin Muniz (E. Muniz), and Employ- er's Objections 4 and 6. A hearing was held before a duly designated hearing officer and, on 2 July 1982, the hearing officer issued his Report and Recommendations on Objections, in which he found that M. Muniz and E. Muniz were not agents of the Petitioner and recommended that Employer's Objections 4 and 6 be overruled. The National Labor Relations Board, by a three- member panel, has considered the pertinent objec- tions and the hearing officer's report recommend- ing disposition of same. The Board has reviewed the record in light of the Employer's exceptions and the brief filed in this proceeding and has decid- ed to affirm the hearing officer's findings and rec- ommendations only to the extent consistent here- with. 2 1. With respect to the agency issue, the hearing officer found that M. Muniz and E. Muniz were not Petitioner agents and that their attempts to identify themselves with the Petitioner suggested that they were no more than ardent union support- ers. We disagree. We first note certain facts as background to our decision. The Employer operates health care facili- ties in Mayaguez, Ponce, and Hato Rey, Puerto Rico. In the spring of 1981,3 the Petitioner con- The election was conducted pursuant to a Stipulated Election Agree- ment. The tally of ballots shows 55 for and 43 against the Petitioner, with 3 challenged ballots, an insufficient number to affect the results. 2 In the absence of exceptions, we adopt, pro forma, the recommended overruling of Employer's Objection 4. 3 All dates are in 1981 unless indicated otherwise. ducted union organizational efforts at all three fa- cilities. M. Muniz and E. Muniz, brothers and al- leged agents of the Petitioner, campaigned actively for the Petitioner during this period as avowed members of the Petitioner's in-plant organizing committee. Although it is uncontroverted that the Muniz brothers' participation in the Petitioner's campaign was extensive, the nature of their partici- pation and their status in relation to the Petitioner are disputed. In addition to its contention that M. Muniz and E. Muniz were apparent agents, the Employer also alleges that, because the in-plant or- ganizing committee circulated a leaflet under the Petitioner's logo and letterhead without a Petition- er official's signature, the in-plant organizing com- mittee was vested with authority by the Petitioner to act as the Petitioner's independent agent. Employer witnesses alleged that the Muniz brothers' campaign activities reflected their appar- ent agency status, as follows: (1) The Muniz broth- ers visited the Employer's Mayaguez facility "on endeavors for the Union," even though they were employed at the Hato Rey facility; introduced themselves as representatives of the Petitioner; and requested permission to post union literature on the Employer's bulletin boards and to greet the em- ployees there; (2) they introduced themselves as the Petitioner's representatives in the presence of the Petitioner's organizing secretary, Perfecto, and its president, Lebron, at several meetings held by the Petitioner in May and June for the employees at the Mayaguez facility; (3) M. Muniz spoke to a fellow employee about the Petitioner's initiation fees and dues, allegedly as a Petitioner representa- tive; (4) the Muniz brothers accompanied Perfecto and Lebron to the representation proceedings held before the Board; (5) they asked Employer repre- sentatives questions on behalf of the employees at a meeting held by the Employer with its employees before the election; (6) M. Muniz attended the preelection conference, at which he introduced himself as a Petitioner representative, in Perfecto's presence; (7) M. Muniz attended the postelection ballot count with the Petitioner's officials; and (8) M. Muniz remained in the designated no-election- eering area, under Perfecto's instructions, for almost the entire polling period.4 Perfecto denied that the Muniz brothers had in- troduced themselves as Petitioner representatives on any of the aforementioned occasions, and denied that they were ever given authority to act I Although the hearing officer did not indicate explicitly the duration of M. Muniz' presence in the waiting room, the uncontroverted record testimony indicated that M. Muniz remained in the waiting room "almost all of the time." 269 NLRB No. 141 827 DECISIONS OF NATIONAL LABOR RELATIONS BOARD as the Petitioner's agents. 5 Perfecto also denied that the in-plant organizing committee was vested with authority to act as the Petitioner's agent and claimed that the leaflet circulated by the in-plant organizing committee under the Petitioner's logo and letterhead, but without a Petitioner official's signature, was an "involuntary" mistake. Accord- ing to Perfecto, the Muniz brothers' function was to keep the Petitioner informed of all endeavors undertaken on the Employer's premises, to refute misstatements concerning the Petitioner at Employ- er-sponsored meetings with employees, and to act as a liaison between the Petitioner and the employ- ees. Without making a complete credibility resolution between the Employer's witnesses' allegations and Perfecto's denials, the hearing officer concluded that, assuming arguendo that he credited the Em- ployer's witnesses' allegations that the Muniz brothers introduced themselves repeatedly as Peti- tioner representatives, the evidence failed to sup- port the Employer's contentions that the brothers were the Petitioner's agents or clothed with appar- ent authority. Contrary to the hearing officer, we find that, even assuming the case in the best light possible for the Petitioner by crediting Perfecto's denials, there is ample remaining evidence that the Muniz broth- ers had apparent authority to conduct themselves as the Petitioner's agents. Perfecto's denials cov- ered only a few of the Employer's allegations; the remaining uncontroverted Employer allegations are as follows: (1) The Muniz brothers campaigned for the Petitioner at the Mayaguez facility, and intro- duced themselves as representatives of the Petition- er there; (2) M. Muniz spoke to a fellow employee about the Petitioner's initiation fees and dues, alleg- edly as a Petitioner representative; (3) the Munizes asked questions on behalf of the employees at a meeting held by the Employer with its employees before the election; (4) the Muniz brothers accom- panied Perfecto and Lebron to the representation proceedings held before the Board; (5) M. Muniz attended the preelection conference; (6) M. Muniz and E. Muniz traveled to the Mayaguez facility with Petitioner officials on election day, even though they were employed at the Employer's Hato Rey facility; (7) M. Muniz remained in the waiting room pursuant to Perfecto's instructions; and (8) M. Muniz attended the postelection ballot count with Petitioner officials. We note that Section 2(13) of the Act provides that Although both Muniz brothers allegedly were available at the hear- ing, neither one was called to testify. [I]n determining whether any person is acting as an "agent" of another person so as to make such other person responsible for his acts, the question of whether the specific acts per- formed were actually authorized or subse- quently ratified shall not be controlling. Rather, responsibility attaches to the Petitioner if, applying the "ordinary law of agency," it is shown that the Muniz brothers were acting in the capacity of Petitioner agents. 6 Thus, the determinative factor in establishing agency status is not authoriza- tion or ratification of the agent's acts by the princi- pal, but rather the nature of the agency. A princi- pal is responsible for its agents' conduct if such action is done in furtherance of the principal's in- terest and is within the general scope of authority attributed to the agent, even if the principal did not authorize the particular act. In other words, it is enough if the principal empowered the agent to represent the principal within the general area in which the agent has acted. In the instant case, we conclude that, despite the Petitioner's denials that it ever authorized the Muniz brothers to act as its agents, the foregoing uncontroverted allegations, when considered in toto, demonstrate amply that the Munizes' relations with Petitioner officials reasonably manifested that M. Muniz and E. Muniz were Petitioner represent- atives.8 Assuming arguendo that the Petitioner did not ratify the Munizes' activities, the Petitioner "held out" the Munizes as apparent agents by fail- ing to disassociate itself from the results of the Munizes' actions; by permitting the Muniz brothers to speak on behalf of the Petitioner at meetings held by the Petitioner for the employees; 9 by per- mitting the Munizes to make special appearances with Petitioner officials at official election func- tions; by transporting the Muniz brothers to an- other Employer facility to campaign and vote on the day of the election; and by instructing M. Muniz to remain in the no-electioneering area on election day. We therefore reverse the hearing offi- cer's finding on this issue. a See Teamsters Local 886 (Lee Way Motor Freight), 229 NLRB 832 (1977), enfd. 589 F.2d 1116 (D.C. Cir. 1978). 7 Hampton Merchants Assn., 151 NLRB 1307, 1308 (1965); Electrical Workers Local 914, 106 NLRB 1372, 1379 (1953). See generally Restate- ment 2d, Agency § 12 comment a and § 49 comments b and c (1958). s See generally Pastoor Brous Co., 223 NLRB 451, 453 (1976); Mine Workers District 50 (Terry Elkhorn Mining Co.), 163 NLRB 562, 563 at fn. I (1967); Operative Potters Local 340 (Macomb Pottery Co). 175 NLRB 756, 757 (1969). 9 The hearing officer did not address this testimony explicitly, but Per- fecto conceded at the hearing that, although he had never authorized the Muniz brothers to speak on behalf of the Petitioner as Petitioner officers, M. Muniz and E. Muniz had in fact spoken on behalf of the Petitioner in his presence. 828 BIO-MEDICAL OF PUERTO RICO 2. In view of our finding that the Muniz brothers were agents of the Petitioner, we also disagree with the hearing officer's finding concerning the al- leged Milchem' ° rule violation. Although M. Muniz was employed at the Employer's Hato Rey facility, he traveled to the Mayaguez facility with Perfecto on the day of the election to cast his vote. It is undisputed that Perfecto instructed M. Muniz to remain in the waiting room, an area which was adjacent to the conference room, where polling was conducted. Although the Board agent had des- ignated the waiting room to be part of the no-elec- tioneering area, Perfecto instructed M. Muniz to remain there pending his opportunity to vote, and to ensure that no supervisor occupied the area or held a conference there. Both rooms were enclosed and separated by a wall and door. Despite the Board agent's admonition that all representatives of the parties must remain outside the waiting room or polling area, M. Muniz remained in the waiting room for almost the entire election period. M. Muniz spoke to four voters as they ap- proached the polls, as follows: (1) When he was situated between the hall and the waiting room, he inquired of one employee why certain personnel at the medical center had not arrived yet; (2) he in- formed two employees in the waiting room that they could not be present there before voting, but rather that they had to remain in the working area; and (3) he asked an employee in the waiting room, "How are you fellow-worker?" Nothing more was said. Furthermore, a fifth employee witnessed Em- ployer Administrator Angel Sierra's futile attempts to get M. Muniz to abandon the waiting room. The hearing officer found that M. Muniz was in the no-electioneering area improperly, but he termed him an "unauthorized" Petitioner "observ- er." Noting his earlier finding that M. Muniz was not a Petitioner agent, and finding that M. Muniz' conversations were short, casual, and purportedly not concerned with how the employees voted, the hearing officer concluded that the Milchem rule was inapplicable to any "chance, isolated, innocu- ous comment or inquiry." Moreover, because the content of M. Muniz' conversations with voters in the waiting room did not constitute electioneering, the hearing officer concluded that there was no Milchem violation. In Milchem, the Board enunciated its reasons for setting aside elections which involved conversa- tions between party representatives and voters in the no-electioneering area. The Board noted that "the potential for distraction, last minute election- eering or pressure, and unfair advantage from pro- I0 Milchem. Inc., 170 NLRB 362 (1968). longed conversations between representatives of any party to the election and voters waiting to cast ballots is of sufficient concern to warrant a strict rule against such conduct, without inquiry into the nature of the conversations. 1."1 Contrary to the implication in the hearing officer's report, the Board did not intend to limit the Milchem rule only to electioneering.12 Rather, the Board announced therein a strict rule against conversations between party representatives and voters in the polling area without regard to the nature of the conversation. The Board stated in Milchem that 13 [t]he difficulties of recapturing with any preci- sion the nature of the remarks made in the charged atmosphere of a polling place are self- evident, and to require an examination into the substance and effect of the conversations seems unduly burdensome and, in this situa- tion, unnecessary.... [A] blanket prohibition against such conversations is easily understood and simply applied. . . .Additionally, by attaching a sanction to its breach, the rule assures that the parties will painstakingly avoid casual conversations which could otherwise develop into undesirable elec- tioneering or coercion. Unlike the hearing officer, we do not find that M. Muniz' comments to prospective voters in the waiting room fall within the "chance, isolated, in- nocuous comment or inquiry" exemption from the Milchem rule blanket prohibition. We note that the Board in Milchem stated that, in order to obviate the troublesome task of deciding what constitutes an innocuous comment, the parties to the election should instruct their agents "simply to refrain from conversing with prospective voters in the polling area."14 To the contrary, the Petitioner in the in- stant case admittedly instructed M. Muniz to remain in the waiting room pending his opportuni- ty to vote. Because M. Muniz spoke with four voters in the no-electioneering area and because of his extended presence in the waiting room, we con- clude that his conduct was persistent and deliberate and clearly amounted to more than a "chance, iso- lated, innocuous comment or inquiry." Further- more, because M. Muniz informed two employees that they could not remain in the waiting room pending their turn to vote, his words and acts may well have conveyed to these voters the impression that he had some connection with, if not control over, the election.'5 " Id. 12 Modern Hard Chrome Service Co., 187 NLRB 82 (1970). 13 Milchem, supra at 362-363. 14 Milchem, supra at 363. 'I See Monroe Mfg. Co., 200 NLRB 62, 74 (1972). 829 DECISIONS OF NATIONAL LABOR RELATIONS BOARD We also find no merit in the Petitioner's conten- tions that the Milchem proscription is inapplicable in the instant case because M. Muniz did not engage in "prolonged conversations," as required under the Milchem standard. We note that whether conversations are "prolonged" or "sustained" is de- termined by examining the cumulative effect of the party agent(s)' conduct. 16 In the instant case, M. Muniz' presence in the waiting room was not mo- mentary,1 7 but rather was sustained throughout the election. Furthermore, not only had the Board agent admonished that no party agent could be sit- uated in the waiting room, but M. Muniz was in- formed by Angel Sierra, an Employer administra- tor, that his conduct was violative of the election rules. In disregard of these admonitions, M. Muniz persisted in his conduct. 8 For all of the above rea- sons, we find that M. Muniz' conversations were "prolonged" within the Milchem standard. Finally, I' See, e.g., Princeton Refinery, Inc., 244 NLRB 1 (1979); Pastoor Bros Co., 223 NLRB 451, 453 (1976). l' Cf. El Rancho Market, 235 NLRB 468, 482 (1978), enfd. 603 F.2d 223 (9th Cir. 1979) (employer's wife's presence at the election site for less than 2 minutes not objectionable); Marathon Metallic Building Co., 224 NLRB 121 (1976) (supervisor's momentary presence in the voting area not objectionable). Is Cf. Modern Hard Chrome Service Co., 187 NLRB 82 (1970) (petition- er observer continued to converse "beyond a mere hello" notwithstand- ing the Board agent's admonition); Star Expansion Industries, 170 NLRB 364, 365 (1968). we reject the hearing officer's conclusion that be- cause Manuel's comments were "casual and unre- lated to the manner in which the employees voted," they did not warrant setting aside the elec- tion. As noted earlier, Milchem obviates the need for an inquiry into the nature of the conversation; absent a "chance, isolated, innocuous" comment, once the conduct is found to have occurred within the proscribed area, the election must be set aside. 19 On the basis of all of the above, we find that Pe- titioner did vest Manuel and Edwin Muniz with ap- parent authority to function as its agents, and that M. Muniz violated the Milchem rule by his actions in the waiting room during the election. Accord- ingly, we sustain Employer Objection 6, set aside the election, and direct that a second election be conducted. ORDER It is ordered that the election in this case con- ducted on 24 June 1981 is set aside. [Direction of Second Election omitted from pub- lication.] to See Milchem, supra at 362 (conduct of union secretary-treasurer, who engaged employees waiting in line to vote in conversation for sever- al minutes, warranted a second election regardless of the content of the remarks exchanged). 830 Copy with citationCopy as parenthetical citation