Bertie J.,1 Complainant,v.Sally Jewell, Secretary, Department of the Interior (National Park Service), Agency.Download PDFEqual Employment Opportunity CommissionApr 15, 20160120142230 (E.E.O.C. Apr. 15, 2016) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Bertie J.,1 Complainant, v. Sally Jewell, Secretary, Department of the Interior (National Park Service), Agency. Appeal No. 0120142230 Hearing No. 470-2011-00266X Agency No. NPS-10-0378 DECISION The Commission accepts Complainant’s appeal from the Agency’s May 19, 2014 final order concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. The Commission’s review is de novo. For the following reasons, the Commission AFFIRMS the final order. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Budget Analyst at the Agency’s Cuyahoga Valley National Park in Brecksville, Ohio. Complainant uses the Agency’s administrative finance system called AFS3 for programming and executing the budget. Complainant, her supervisor (S1), and the Budget Assistant (BA) were the only employees with access to the AFS3 program. An audit subsequently uncovered that Complainant and S1 were both listed as third-party draft managers when there only should have been one. During a staff meeting, S1 and Complainant agreed that S1 would remove Complainant’s name as a third-party manager. When S1 attempted to remove Complainant as a third-party manager, she instead removed Complainant’s entire access to the program. The 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120142230 2 next day, Complainant noticed her access had been removed and contacted the Regional Office. Complainant’s access to the system was subsequently restored. S1 later acknowledged the mistake and took herself off the system as security manager to avoid similar future mistakes. On May 27, 2010, S1 went out on a business trip and left Complainant to act in her place. S1’s outgoing voicemail message advised callers to direct administrative issues to the appropriate specialist or to Complainant in her absence. Complainant claims that when other employees were left acting, S1’s outgoing message directed callers to contact the acting employee directly. Complainant further alleges that she was subjected to ridicule by her co- workers because of the difference in S1’s voicemail message. Additionally, S1 asked Complainant to collect information for an audit finding during her absence. Complainant collected the information for the audit during S1’s absence and forwarded it to the Accounting Operations Center. Complainant claims that S1 told her she would help her with the finding when she returned, but failed to do so. S1 believed that since the project was complete, there was no need to provide any further assistance to Complainant. Further, while on travel, S1 sent Complainant an email stating that she wanted to review Complainant’s Standard Operating Procedure (SOP) on the purchase card procedures because the contracting office at the regional office questioned a part of it. S1 stated that she would “get with her” about the SOP after she returned, but Complainant states that she never met with her about it. On June 8, 2010, the Park received a Donations Management Report that was forwarded to Complainant on June 9, 2010. S1 asked Complainant to collect and compile data requested in the report, which was due on June 21, 2010. Complainant met with S1 and the Deputy Superintendent on June 10, 2010, to review and discuss the Agency’s position on the report. Complainant worked on Saturday to complete the project; however, S1 informed Complainant that she would not able to review the report until the following Friday, June 18, 2010. On June 17, 2010, S1 left Complainant a message to let her know if there was anything that Complainant had to report at the squad meeting. Complainant was working in the building, and was not in her office. S1 passed by where Complainant was working, but did not ask for the notes. Complainant claims that on the same day, she intended to ride with S1 and others to a meeting. S1 left Complainant a message informing her that a co-worker was driving to the meeting and that she would run over and try to catch Complainant to carpool to the meeting. S1 did not find Complainant. Complainant alleges that had she not been heading back to the conference room, she would not have seen S1 and others getting into the van. The group offered Complainant a ride to the meeting. Later that day, Complainant claims that S1 took a new employee from the Major Acquisition Buying Office and a new intern on a tour of the Park. Complainant sent the donations report to the Midwest region on June 18, 2010, and then revised it and sent it again on Saturday, June 19, 2010. The report was submitted before the June 21, 2010 due date. Additionally, 0120142230 3 Complainant was responsible for preparing the Park's annual purchase card audit, which was also due on June 21, 2010. Complainant stated that she had to work over the weekend to get both projects completed. S1 reviewed the information, and Complainant submitted the report on June 18, 2010, with a revised version on June 19, 2010. Complainant alleges that after S1 returned from traveling, she advised S1 that she planned to take some time off around July 21 through 23, 2010, and that she was scheduled to travel the week of July 26, 2010. S1 informed Complainant that the Deputy Superintendent wanted to have a final budget meeting and that she would let everyone know when there was a time and date. Subsequently, S1 sent an email checking availability for budget meetings, and all of the proposed dates were all days that Complainant planned on taking leave. Complainant is required to attend budget meetings. Management subsequently informed employees to hold July 23, 2010 open for the budget meeting, which required Complainant to change her plans. Complainant had been working part-time from home until February 2010 while recovering from surgery. S1 sent Complainant her first Employee Performance Appraisal Plan (EPAP) on February 25, 2010. Complainant and S1 had considerable discussion about the critical elements and made multiple tweaks to the language of the EPAP as a result. Complainant subsequently received and signed her EPAP on or around June 24, 2010. The rating period ended on September 30, 2010, which allowed for the minimum 90-day evaluation period. Complainant was subsequently rated as “Exceptional” and received a Quality Step Increase. On June 22, 2010, Complainant filed a formal complaint alleging that the Agency discriminated against her and subjected her to a hostile work environment on the bases of race (African-American) and in reprisal for prior protected EEO activity when: 1. On April 23, 2010, Complainant’s name was removed by her supervisor from the AFS3 budget program during an audit; 2. At various times in May and June 2010, Complainant’s work product was delayed and questioned by her supervisor, and Complainant’s authority was undermined in front of her subordinates; and 3. Complainant's supervisor failed to complete her Employee Performance Appraisal Plan (EPAP) for fiscal year 2010.2 At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation (ROI) and notice of her right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). Complainant timely 2 The Agency dismissed an additional claim pursuant to 29 C.F.R. § 1614.107(a)(1) as previously raised in another complaint and the subject of a settlement agreement. Complainant raised no challenges to this dismissal on appeal; therefore, the Commission will not address the claim in this decision. 0120142230 4 requested a hearing, but the AJ assigned to the case granted summary judgment in favor of the Agency and issued a decision on May 1, 2014. In her decision, the AJ determined that Complainant failed to establish a prima facie case of discrimination and reprisal as to her claims. With respect to claim (1), the AJ found that the evidence showed that Complainant’s name was removed from the AFS3 system and reinstated within hours. The AJ noted that while S1 asserted it was imply a mistake, the removal of Complainant’s name was nothing more than an inconvenience which did not result in a materially adverse change in the terms and conditions of her employment. Regarding claim (2), the AJ found that testimony and evidence did not support Complainant’s contention that she was belittled in front of subordinates or that her work product was intentionally delayed. The AJ concluded that Complainant’s claims regarding S1’s voicemail messages, almost missing a car pool to a meeting, having to change leave plans to attend a meeting, her supervisor being dismissive of her questions during meetings, and the timeliness of her EPAP all fail to rise to the level of adverse employment actions. Further, with respect to her EPAP, the record showed that employees outside of Complainant’s protected groups under S1’s supervision also experienced delays in relation to their EPAPs similar to Complainant. As a result, the AJ found that Complainant had not been discriminated against based on her race or prior protected EEO activity. The Agency subsequently issued a final order fully implementing the AJ’s decision. The instant appeal followed. CONTENTIONS ON APPEAL On appeal, Complainant argues that the AJ inappropriately granted summary judgment in favor of the Agency. Complainant contends that the AJ erred in granting summary judgment as there was a significant disparity in evidence to be judged by the fact finder. Accordingly, Complainant requests that the Commission reverse the final order. ANALYSIS AND FINDINGS The Commission's regulations allow an AJ to grant summary judgment when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). An issue of fact is “genuine” if the evidence is such that a reasonable fact finder could find in favor of the non- moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. Corp., 846 F.2d 103, 105 (1st Cir. 1988). A fact is “material” if it has the potential to affect the outcome of the case. Hostile Work Environment To establish a claim of harassment a complainant must show that: (1) she belongs to a statutorily protected class; (2) she was subjected to harassment in the form of unwelcome verbal or physical conduct involving the protected class; (3) the harassment complained of was 0120142230 5 based on her statutorily protected class; (4) the harassment affected a term or condition of employment and/or had the purpose or effect of unreasonably interfering with the work environment and/or creating an intimidating, hostile, or offensive work environment; and (5) there is a basis for imputing liability to the employer. See Henson v. City of Dundee, 682 F.2d 897 (11th Cir. 1982). Further, the incidents must have been “sufficiently severe or pervasive to alter the conditions of [complainant's] employment and create an abusive working environment.” Harris v. Forklift Systems, Inc., 510 U.S. 17, 21 (1993). Therefore, to prove her harassment claim, Complainant must establish that she was subjected to conduct that was either so severe or so pervasive that a “reasonable person” in Complainant's position would have found the conduct to be hostile or abusive. Complainant must also prove that the conduct was taken because of a protected basis. Only if Complainant establishes both of those elements, hostility and motive, will the question of Agency liability present itself. In the instant case, the Commission finds that the AJ properly issued summary judgment as the material facts are undisputed. Here, Complainant alleged that based on her protected classes, she was discriminated against and subjected to a hostile work environment as evidenced by multiple incidents. Construing the evidence in the light most favorable to Complainant, the Commission agrees with the AJ that Complainant has not shown she was subjected to a hostile work environment. The record reflects that the alleged incidents were more likely the result of routine supervision, personality conflicts, and general workplace disputes and tribulations. Even assuming that the alleged conduct was sufficiently severe or pervasive to create a hostile work environment, Complainant failed to show that the Agency's actions were based on discriminatory or retaliatory animus. For example, with respect to claim (1), S1 explained that she unintentionally removed Complainant’s access to the AFS3 program; however, Complainant’s access was restored within two hours. ROI, at 128. With respect to claim (2), S1 stated that she has used the same “out of office” voicemail message for years and she did not change it depending on who was “acting.” Id. at 181. Regarding carpooling, S1 stated that employees often carpool to meetings and plans often change quickly. Id. at 182. S1 stated that she did not intend to ignore Complainant by not stopping and talking, but presumed the message she sent Complainant provided a departure time. Id. As to the June 2010 data report, S1 affirmed that it was appropriate for Complainant, as the Budget Analyst, to collect and compile the date requested in this report. Id. at 132. S1 noted that Complainant submitted the report on time, and there was nothing inappropriate about her leaving voicemails for Complainant. Id. With respect to Complainant’s planned leave, S1 stated that she did not remember the dates Complainant mentioned or if Complainant stated that she had firm plans. ROI, at 133. Nonetheless, S1 noted that if Complainant had a conflict with the dates listed, she should have raised it at the time and the meeting could have been scheduled for the previous week. Id. Finally, regarding claim (3), S1 affirmed that Complainant’s EPAP completed and signed on June 24, 2010, covering the period ending September 30, 2010, which allowed for the 0120142230 6 minimum 90 days required to evaluate an employee. Id. S1 explained that Complainant’s EPAP involved a lot of discussion about the critical elements and required multiple tweaks to the language. Id. at 133-34. The Deputy Superintendent noted that there was several other employees under S1’s supervision that were in a similar situation with their EPAPs, and that management had experienced difficulties in getting employees under EPAPs within the established deadlines. Id. at 143. Finally, to the extent that Complainant is alleging disparate treatment with respect to her claims, the Commission finds that Complainant has not proffered any evidence from which a reasonable fact finder could conclude that the Agency's explanation was a pretext for discrimination or reprisal. As a result, the Commission finds no basis to disturb the AJ's summary judgment decision finding that Complainant was not subjected to discrimination, reprisal, or a hostile work environment as alleged. CONCLUSION After a review of the record in its entirety, including consideration of all statements submitted on appeal, it is the decision of the Equal Employment Opportunity Commission to AFFIRM the Agency's final order, because the Equal Employment Opportunity Commission Administrative Judge’s issuance of summary judgment was appropriate and a preponderance of the record evidence does not establish that discrimination occurred. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0815) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, P.O. Box 77960, Washington, DC 20013. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail 0120142230 7 within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations April 15, 2016 Date Copy with citationCopy as parenthetical citation