Bell Burglar Alarms, Inc.Download PDFNational Labor Relations Board - Board DecisionsSep 28, 1979245 N.L.R.B. 990 (N.L.R.B. 1979) Copy Citation DECISIONS OF NATIONAL LABOR RELATIONS BOARD Bell Burglar Alarms, Inc. and Teamsters Local Union No. 115, a/w International Brotherhood of Team- sters, Chauffeurs, Warehousemen and Helpers of America. Case 4-CA-9437 September 28, 1979 DECISION AND ORDER BY CHAIRMAN FANNING AND MEMBERS PENELLO AND TRUESDALE On June 25, 1979, Administrative Law Judge Nancy M. Sherman issued the attached Decision in this proceeding. Thereafter, Respondent filed excep- tions and a supporting brief, and the General Counsel filed limited exceptions and a supporting brief and a brief in response to Respondent's exceptions. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the at- tached Decision in light of the exceptions and briefs and has decided to affirm the rulings, findings, and conclusions of the Administrative Law Judge, as modified herein, and to adopt her recommended Or- der. Robert Gundaker was among those employees who signed the union authorization cards inspected by Re- spondent's president, Morton Baizer. In mid-May, Baizer, after yelling at one employee, said good morn- ing to Gundaker. Baizer asked, "Don't you care how I feel," said he was Gundaker's boss and was entitled to respect, and asked why Gundaker did not quit if he was not happy there. After talking to another em- ployee, Baizer again asked Gundaker why he did not quit if he was not happy there. The Administrative Law Judge correctly found that Baizer acted in response to Gundaker's union activity and conveyed a threat of discharge to Gun- daker by repeatedly and irritably asking him to quit. However, the Administrative Law Judge found no violation because she saw no reason to suppose that Gundaker was aware that Baizer was motivated by Gundaker's union activity. We do not agree. The le- gality of an employer's conduct does not turn on whether the employee feels threatened. A finding of interference, restraint, or coercion is not determined by intent and actual effect, but is determined by whether the conduct may be said to have a tendency to interfere with the free exercise of employee rights. El Rancho Market, 235 NLRB 468 (1978). In the context in which the remarks were made, a reasonable inference can be made that Baizer, by say- ing he was entitled to respect and by referring to Gundaker's being unhappy, was in fact referring to Gundaker's card signing and thus was equating union activity, protected by the Act, with employee disloy- alty and disaffection. Oscar Enterprises, Inc., OMCO, Inc., Halvin Products Co., 214 NLRB 823 (1974). Thus, we find that Baizer's invitations to Gundaker to quit constitute an implied threat of discharge for en- gaging in protected activity. As there is no other ex- planation for the statement, little else can be inferred from such invitation. 726 Seventeenth Inc., t/a Sans Souci Restaurant, 235 NLRB 604 (1978). The fact that Baizer's statement may have been attributed to his bad mood does not nullify its probable coercive impact. For these reasons we shall reverse the Administra- tive Law Judge's dismissal of paragraph 6(d) of the complaint and find that Respondent threatened Gun- daker with discharge in violation of Section 8(a)(l) of the Act. As the Administrative Law Judge has found other unlawful threats of discharge and reprisals, the recommended Order need not be amended. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Rela- tions Board adopts as its Order the recommended Or- der of the Administrative Law Judge and hereby or- ders that the Respondent, Bell Burglar Alarms, Inc., Philadelphia, Pennsylvania, its officers, agents, suc- cessors, and assigns, shall take the action set forth in the said recommended Order. DECISION STArEMENT OF THE CASE NANCY M. SHERMAN, Administrative Law Judge: This proceeding was heard before me in Philadelphia, Pennsyl- vania, on January 10 and February 15 and 16, 1979, pursu- ant to a charge filed on June 2, 1978,' an amended charge filed on July 11, and a complaint issued on July 31. The issues presented are: (I) whether Respondent Bell Burglar Alarms, Inc.. violated Section 8(a)(I) of the National Labor Relations Act, as amended (the Act), by interrogating em- ployees about activity on behalf of Teamsters Local Union No. 115, a/w International Brotherhood of Teamsters, Chauffeurs, Warehousemen. and Helpers of America (the Union), soliciting grievances, soliciting employees to engage in surveillance, offering and promising benefits to induce employees to cease supporting the Union, threatening em- ployees with discharge and other reprisals for union ac- tivity, creating the impression of surveillance over union activity, creating the impression of futility of selecting the Union as collective-bargaining agent. and instructing em- ployees to disregard Board subpenas; (2) whether Respon- All dales hereafter are 1978 unless otherwise specified. 245 NLRB No. 127 990 BEI.I BURGLAR AI.ARMS, INC. dent violated Section 8(a)(l) and (3) of the Act by failing and refusing because of employee Raymond Outt's union activity to pay the costs of obtaining a lethal weapons cer- tificate which he was required by law to obtain in order to keep his job with Respondent as an armed guard; and (3) whether Respondent's refusal to recognize the Union, which had obtained signed authorization cards from a ma- jority of Respondent's employees in an appropriate unit, violated Section 8(a)(5) and (1) of the Act and calls for a bargaining order in view of the foregoing alleged violations of Section 8(a)(l) and (3) of the Act. On the basis of the entire record, including the demeanor of the witnesses, and after due consideration of the brief filed by counsel for the General Counsel, I hereby make the following: FINDINGS OF FACT I. JURISDICTION Respondent is a Pennsylvania corporation which is en- gaged in the installation, maintenance, and servicing of bur- glar alarm systems from its facility located in Philadelphia, Pennsylvania. During the year preceding the issuance of the complaint Respondent sold products and provided services valued in excess of $50,000 to enterprises located within Pennsylvania, which enterprises annually produce and ship products valued in excess of $50,000 directly to points lo- cated outside Pennsylvania. I find that, as Respondent con- cedes, Respondent is engaged in commerce within the meaning of the Act, and that assertion of jurisdiction over its operations will effectuate the policies of the Act. II. THE LABOR ORGANIZATION INVOLVED The Union is a labor organization within the meaning of the Act. 11. THE ALLEGED UNFAIR LABOR PRACTICES A. The Refusal To Bargain On May 1, 1978, the Union began an organizational campaign among Respondent's employees. Employee Car- los Serrano signed a union authorization card on May I and distributed cards to the other employees. On May 12, 1978, Respondent had in its employ 18 employees in an admittedly appropriate unit which is described in Conclu- sion of Law 3 infra, and which, as required by Section 9(b)(3) of the Act, excludes guards as defined therein. Be- tween May I and 9, 12 of these 18 employees signed cards authorizing the Union to represent them for collective-bar- gaining purposes. During this same period cards were also signed by two employees-Raymond R. Outt and Joseph Thomas Nicholson-who were not in the appropriate unit because they were guards within the meaning of the Act. About May 12 union representatives Richard Hart and Joseph Yeoman presented Morton Baizer, Respondent's president, with a letter stating that a majority of Respon- dent's employees in a unit consisting of the appropriate unit plus two "alarm attendants" (inferentially, Outt and Nich- olson) whom the Regional Office later determined to be guards, had designated the Union as their bargaining repre- sentative. The letter offered to prove the Union's majority through a card check by a disinterested third party. The letter asked Respondent to recognize the Union as the em- ployees' collective-bargaining representative and to meet with it to negotiate a collective-bargaining agreement. At- tached to this letter was a document headed "Recognition Agreement," which contained a clause stating that Respon- dent thereby recognized the Union as the employees' exclu- sive bargaining representative. This document was signed by the Union and contained a blank for Respondent's sig- nature and the date. Baizer asked what a recognition agreement was, and the union representative told him. Baizer said that he did not believe that the Union represented a majority. The union representatives asked if he wanted to see the union cards. Baizer said yes. The union representatives then gave him all the cards that had been signed, including those signed by Outt and Nicholson. Baizer looked at all of them very care- fully. The union representatives asked if the signers consti- tuted a majority of his people. Baizer said that he did not know, but they probably were. Baizer said that he wanted to handle the matter in a peaceful and orderly manner and said that his lawyer's name was Rothenberg.' As the union representatives were getting ready to leave Baizer asked them for a copy of the cards. They refused. He asked if he could see the cards one more time. The Union representa- tives gave them to him again, whereupon he put them in four different piles and picked out one particular card whose identity the record does not show. The union repre- sentatives then retrieved the cards and left the facility. B. Alleged Interference, Restraint, and Coercion Before December 1978 by President Baizer I. Conversations between President Baizer and employee Kunkle Among the employees whose union cards were inspected by Baizer was employee Robert Kunkle, who was admit- tedly in the bargaining unit. Kunkle was scheduled to work on Saturday, May 13, but that morning he telephoned his supervisor, Robert Montgomery, and said that he had over- slept. Montgomery asked whether Kunkle would be in for his next regularly scheduled shift. Kunkle said that he would. Later that day Baizer telephoned Kunkle at his home and asked him to come in and speak with Baizer. Kunkle complied. When Kunkle reached the facility Baizer led him into Baizer's private office and told him that nobody had to know about the conversation. Baizer then asked what all the "bull shit" was about the Union. Kunkle said that he did not consider it so. Baizer asked what Kunkle wanted. Kunkle said that he wanted more money, better working conditions, and more benefits. Baizer said, "The Union doesn't pay for that; I pay for that.... The Union can't give you anything.... Morty Baizer can give you more 2At the hearing before me Respondent was represented by a different attorne) 991 DECISIONS OF NATIONAL LABOR RELATIONS BOARD than the Union can give you." Baizer asked Kunkle, who was then working on the night shift, if he wanted day work. Kunkle said that he did. Showing Kunkle a job application which an unidentified applicant had filled out Baizer said, "You stick with me, and ... I'll hire this man for your shift and put you on day work." Baizer asked Kunkle if he would be interested in sales work. Kunkle said that he had never sold anything but would "consider" it. Baizer said that he thought Kunkle would make a good salesman. Bai- zer asked Kunkle if he needed any money. Kunkle said no. Baizer said, "Are you sure that you don't need a couple hundred dollars; I've . .come prepared." Kunkle said no. Baizer said, "Well at least take one hundred dollars; it will clear your head up." Kunkle took some money out of his pocket, showed the money to Baizer, and said "No thank you, I have money, I'm O.K." Baizer asked whether Kunkle knew there was to be an election. Kunkle said yes. Baizer asked whether Kunkle knew how it worked. Kunkle said yes. Baizer said, "Well it is a secret ballot ... but I will know who voted in that election by the final results ... I'll know who my friends are." Baizer asked Kunkle to try to talk to the other employees and give him information on union activities and what was going on generally with the Union and the employees. Kunkle refused. Baizer told him to go, think it over for a while, and let Baizer know if he could count on Kunkle. About May 19, 1 week later, Baizer again called Kunkle into Baizer's office and asked whether Kunkle had made a final decision on what the two had talked about. Kunkle told Baizer, "Yes, I'll go along with it; I'll help you." Kunkle credibly testified that he gave this reply "just to pacify the situation and get out from under it." In early June Baizer caught Kunkle at the entrance to the building and asked him what he had heard about union activities and what was going on with the Union. Kunkle said that he had heard nothing. Kunkle left Respondent's employ in August 1978, about 5 months before the hearing. The only other employee he ever told about the foregoing conversations was Outt, who was a guard and not in the bargaining unit. My findings under this heading are based on Kunkle's testimony. Baizer testified that his conversation with Kunkle about the Union consisted of a statement by Baizer that he did not think the Union could do anything for him. Baizer denied offering Kunkle any money not to support the Union. In testifying about conversations with employ- ees about the Union, Baizer displayed an exceedingly un- convincing demeanor. After considering the witnesses' de- meanor I credit Kunkle, a disinterested witness, over Baizer. 2. The Conversation between President Baizer and employee Nicholson Among the employees who signed the cards inspected by Baizer about May 12 was Joseph Thomas Nicholson. About May 18 Baizer invited Nicholson into Baizer's office and asked Nicholson why he had signed a union card; he said that he had been "good" to Nicholson. Nicholson re- plied that he had signed a card because the Union had a good pension plan. A few days earlier Nicholson had attended what he testi- monially described as a "social gathering" at the Union's headquarters. At this gathering the union representative had made certain factual allegations about the Union's pen- sion plan, had mentioned the Union's health and welfare plan, and had also asserted that the lowest paid employee in the local made $7.99 an hour.' During this mid-May conversation with Nicholson, Baizer accurately related to Nicholson when the union meeting started and the number of people who were there, accurately related to Nicholson the factual allegations made at that meeting about the pen- sion plan, and also mentioned to Nicholson the union health and welfare plan, which had also been described at the union meeting. Baizer said that "he just couldn't afford them kind of wages." Baizer went on to say that if the Union got in he would be forced either to sell the firm or to "cancel the certification" (see fn. 4 infra), and that with such a cancellation, Baizer would not need any guards. Bai- zer further said that "if the Union was not in, there would be more benefits brought" to the employees and more raises.4 Nicholson is a guard and is not in the appropriate unit. At the time of the hearing he was still in Respondent's em- ploy. 3. The Conversation between President Baizer and employee Connelly Among the employees whose signed cards were inspected by Baizer about May 12 was Nora Connolly. About May 19 Baizer called her into his office and said, "What's this about the Union?" Connolly said nothing. Baizer said, "I was very disappointed when I seen your name because I thought you were my friend." Connolly said that she was his friend. He said, "Well, why do you want to join the Union?" She said that she thought the benefits were good. He said that he liked her and had always given her raises when she asked. She said that he had given her raises with- out being asked. He asked why she wanted to join a union. She said that she thought there would be better benefits. He said: The Union really isn't giving you those benefits; I am giving you the benefits, any benefits you get from the Union you are really getting from me . . . because I have to pay the Union.... If you think I am going to let the Union in here, it's America, it's a free country, and I'll run my own business the way I see fit; and if According to the authorization cards signed by Respondent's employees, they were receiving between $3.20 and $5.40 an hour. ' My findings in this paragraph are based on Nicholson's testimony. Baizer testified that he had never had a conversation with Nicholson about the Union. According to Baizer's further testimony, even if Respondent did lose its Underwriters Laboratories certification that Respondent would install and service burglar alarms in accordance with UL standards Respondent would still need guards because it would still be selling the same service. However, some of the service personnel already perform work done by guards, of whom Respondent then employed only two. Moreover, by reduc- ing insurance premiums the UL certification does make Respondent's ser- vices more valuable to customers and, therefore, increases Respondent's vol- ume. For demeanor reasons I credit the testimony of Nicholson, who did not testify until his subpoena was enforced by the Federal district court and who was still in Respondent's employ at the time of the hearing. 992 BELL BURGLAR ALARMS. INC. you think I'm going to let the Union take over. you're mistaken.... I'm not [going] to let Charlie Serrano or anybody else run it.... It's my business; I worked lor it; and I want to run it .... I want you to think it over, what I told you about the Union, and let me know what you think.... I really think that you don't really know what you're getting into, that you should really think about what the Union has to offer and what we have to offer.' At the time of this conversation Connolly was admittedly in the bargaining unit. She was discharged on May 20, 1978. A charge that her discharge was motivated by union activity was dismissed by the Regional Office. 4. Conversations between President Baizer and employees Serrano and Gundaker Among the employees who signed the union cards that were inspected by Baizer on May 12 were Robert Shoup, Robert Gundaker, 6 and Carlos Serrano. One morning in mid-May Baizer said good morning to Shoup. When Shoup failed to reply, Baizer yelled at him, "Don't you care how I feel? Shoup said yes. Baizer then went over to Gundaker and said good morning. Gundaker said good morning. Bai- zer said, "Don't you care how I feel?" said that he was Gundaker's boss and Gundaker should respect him, and asked him why he did not quit if he was not happy there. Baizer then said good morning to Serrano. Serrano said good morning. Baizer said, "Don't you care how I feel?" Serrano said yes. Baizer said, "Well, you'd better straighten these boys out." Serrano replied, "They are not boys, they are men, and they can talk for themselves." Serrano then left the premises to make his first call. Baizer then asked Gundaker again why he did not quit if he was not happy there. When Serrano got to his first call he telephoned Baizer and apologized for his fellow employees' conduct. Serrano told Baizer that the employees did not hate him but just wanted to change the way things were. Baizer said that Serrano had started the Union, and he alone could stop it. He said that he could not. Baizer said, "You started it, and you can end it." Baizer further said that there were courts to get one out of a marriage, and Serrano could get out of the trouble he was in. Serrano said that others were also involved, and that he could not stop the Union. Baizer said that Serrano could think about it, that he could either call Baizer or come to the office, and that nobody would know that they had a discussion. Serrano said that he would think about it. Baizer said, "You remember what happened last time.... If you think that the guys are behind you now, you're mistaken.... the last time, you thought they were behind you . . . there was nobody behind you.... The My findings in this paragraph are based on Connolly's testimony. Baizer testified that he said he did not think the Union would do anything for her but denied saying that he would not let the Union in, it is America. it is a free country. To the extent that their testimonies conflict for demeanor rea- sons I credit Connolly. * When hiring Gundaker in 1976 Baizer asked him what he thought about unions. Gundaker said that he thought they were "O.K." Baizer said noth- ing. Gundaker asked him whether there was a union at Respondent's facilit. and he said no. people backing you up are the people who are against me. Remember what happened last time." Baizer then re- marked that in 1973 Serrano had been engaging in organiz- ing activity. Serrano had been discharged by Respondent in 1973 and rehired in 1976.' Baizer told Serrano to come in at 4 p.m.. and they would discuss the matter of the Union. Serrano said that he would think about it. He never called Baizer or went to see him.' When these events occurred all three of these employees were admittedly in the bargaining unit. Between June and October 1978 all three left Respondent's employ. 5. Conversations between President Baizer and employee Bald Among the employees who signed cards that were in- spected by Baizer on May 12 was August Bald. On Ma 26 Baizer approached Bald on the company parking lot and asked him if he had heard anything about what was going on. Bald said no. Baizer said that he knew some people were trying to get the Union in and asked if Bald had signed a card. Bald said yes. Baizer asked who had given the card to Bald. Bald said that he had picked it up at the "Central Station," where the controls are kept and the op- erators work.' Baizer asked if Bald knew who was the "head" of the Union: he said that Bald should know which side his bread was buttered on. that the Union could do nothing for him, and that Baizer would have to pay any money Bald got. Baizer asked Bald to tell him if Bald heard any talk about the Union or knew about anyone that was trying to get the Union in there. Baizer asked Bald whether he knew that Serrano had been discharged for bringing a union in previously. At the time this conversation occurred Bald was admit- tedly in the bargaining unit. He was discharged at the end of May 1978, and a charge that he was fired for union activity was dismissed by the Regional Office. My findings regarding Baizer's conversation with Bald are based on Bald's testimony. Baizer admitted making some of the remarks attributed to him by Bald but denied asking Bald if he had signed a card who had given him a card who the "head" of the Union was, telling him that he should know which side his bread was buttered on, and discussing Serrano with him. Bald's prehearing affidavit 7 Serrano credibly testified that he thought his 1973 discharge was due to his efforts to start a union but had not then known that he could seek relief from the Board for such a discharge. When rehinng Serrano in 1976 at the same pay he had received in 1973 Baizer said that Respondent had made a big mistake in firing him. Serrano replied that he was not going to give out any names on who was "organizing it," that he wanted to just clean every- thing and start fresh. that he had done what he had to do, and that Baizer had done what he had to do. I My findings about this telephone conversation are based on Serrano's testimony. Baizer testified that he told Serrano that Baizer thought the Union could not do anything for him, and that Baizer also told Serrano to remember what happened the last time when the men were not behind him. Baizer denied saying that Serrano could stop the Union if he wanted to. To the extent their testimony conflicts, for demeanor reasons I credit Serrano. In view of my findings as to this conversation and as to Baizer's conversation with employee Bald (see section II,B.5 infra) and for demeanor reasons I do not credit Baizer's testimony that he did not know about Serrano's 1973 union activity 9 This was technically true as to one card signed by Bld. Initiall) he signed a card at employee Serrano's request. but it was temxporanly mislaid and another was left or him il the cenlr.l statwin 993 DECISIONS OF NATIONAL LABOR RELATIONS BOARD does not refer to the Serrano remarks. I accept Bald's expla- nation that he was instructed to put in his statement things that were said about the Union and himself, not about other people. As previously noted, Baizer's demeanor was singularly unpersuasive. I credit Bald. 6. Conversations between President Baizer and employee Nagle Among the employees who signed cards that were in- spected by Baizer about May 12 was Roberta Nagle. About late July Baizer telephoned Nagle to find out whether she was going to report to work that night because he wanted to make sure the shift was covered. Nagle said that she would be in. Baizer then asked whether she had thought over care- fully about the Union. She said yes. He asked whether she knew what she was getting herself into. She said yes. He said that he knew who had signed the cards. She said yes. He said that the Union could do nothing for her. He said that he liked her very much, would do anything for her, and would let nobody hurt her. She said that she knew that. About mid-August Baizer called Nagle into his office. He asked her how everything was going and whether everyone was treating her all right. She said everything was all right. He said that he was glad she was back. He also said that he knew who had signed union cards. He said that the Union would do nothing for her. He went on to say that he liked her very much, that she was a good operator, and that as the only two Jewish people there they ought to stick to- gether. When she rose to leave, he said, "Think over very carefully what you are doing. Don't let nobody persuade you or anything like that." At the time that these conversations occurred Nagle was admittedly in the bargaining unit. She resigned in August 1978. 7. Analysis and conclusions with respect to Baizer's conversations with employees (except Outt) prior to December 1978 In agreement with the General Counsel I find that Re- spondent violated Section 8(a)( ) of the Act when company President Baizer: (I) on two occasions asked employee Kunkle about the employees' union activity; (2) upon Kunkle's expression of interest in the Union solicited griev- ances from him and offered to remedy some of them, infer- entially for the purpose of causing him to lose interest in the Union; (3) inferentially for the same purpose offered him day-shift work and a salesman's job; (4) for the same pur- pose offered him $100 or $200; (5) told Kunkle that not- withstanding the secrecy of a Board election Baizer would know the identity of his "friends" who voted against the Union; and (6) asked Kunkle to find out from other em- ployees and report to Baizer information about the employ- ees' union activities.'? Also in agreement with the General Counsel I find that Respondent violated Section 8(a)(1) when Baizer: (7) asked 10 Although the complaint does not allege that Respondent violated the Act by making remark number 6, 1 am satisfied that the matter was fully litigated. employee Nicholson why he had signed a union card: (8) gave him the impression of surveillance over a union meet- ing: (9) told Nicholson, a guard, that if the Union got in Baizer would either sell the firm or rearrange Respondent's operations to eliminate the need for guards; (10) told Nich- olson that if the Union was not in the employees would receive more benefits and more raises: and ( 11 ) asked em- ployee Connolly about the Union and why she wanted to join and said that he was not going to let the Union take over. In addition, I find that Respondent violated Section 8(a)(l) when Baizer: (I 12) told employee Serrano that Baizer knew he had started the Union and threatened Serrano with discharge or other reprisals if he did not stop the Union; (13) asked employee Bald about his and others' union activity; (14) told Bald that Serrano had been dis- charged for bringing a union in previously; (15) made re- marks to employee Nagle which created the impression of company surveillance over the employees' union activity: and (16) told Nagle that the Union could do nothing for her. In finding unlawful Baizer's interrogation of Kunkle, Nicholson. and Connolly I note that such inquiries had no legitimate purpose, were unaccompanied by any assurance against reprisals, and were made by Respondent's principal executive in his private office. However, I do not agree with the General Counsel that in mid-May Baizer unlawfully threatened Gundaker with dis- charge for union activity. I accept the contention that Bai- zer conveyed a threat of discharge to Gundaker by repeat- edly and irritably inviting him to quit. I also agree that Baizer's telephone conversation with Serrano a few minutes later shows that such invitations were in fact motivated by Gundaker's union activity. However, I see no reason to suppose that Gundaker was aware of that motive. Accord- ingly, these threats did not contravene the Act. N.L.R.B. v. Illinois Tool Works, 153 F.2d 811, 814 (7th Cir. 1946). Para- graph 6(d) of the complaint, which is grounded solely on these threats, will be dismissed. C. Conversation Between Supervisor Montgomery and Employee Jedrzej In mid-June 1978 Supervisor Robert Montgomery asked employee Walter Jedrzej how the Union was and if the Union was going to get in. Jedrzej said that he did not know, and that if the Union did get in the employees would be making more money and better benefits. Montgomery said that they would be making no more than they were making then. Jedrzej was admittedly in the unit. At the time of the hearing he was still working for Respondent. I find that Respondent, through Montgomery. violated Section 8(a)(1) of the Act by unlawfully interrogating Jedrzej and by giving him the impression that selecting a union representative would be futile. In finding such inter- rogation to be unlawful I note that Montgomery had no legitimate reasons for such inquiries and gave Jedrzej no assurance against reprisals. 994 BELL BURGLAR ALARMS. INC. D. Alleged Unfair Labor Practices Directed Against Emploqee Out 1. Alleged conversations with Baizer Among the employees whose cards were inspected by Baizer on May 12 was Raymond Outt. About mid-May Baizer called Outt into Baizer's office and asked Outt what he was going to do about the Union. Outt asked what he meant. Baizer said that Outt ought to know what Baizer meant because Outt signed a card. Outt said that everybody had signed. Baizer asked Outt where he had got the card. Outt said that it had been left for him on the desk in the central station. Baizer tried to induce Outt to change his mind about the Union, but Outt said that he was not going to change his mind. Baizer said, "Look, you bitch ... you were the last to be hired, and you can be the first to go." Baizer gave Outt a card with Baizer's home telephone num- ber and said to let him know anything Outt heard about the Union or if anyone came into the central station who was not supposed to be there. Baizer told Outt not to tell anyone about the conversation, including his wife, the people in the office, or the Union; he said that Outt would be sorry if he did tell people about it. Two days later Outt asked Baizer to give Outt more hours' work so that he could support his family. Baizer said that he could give Outt more hours and more money but was not going to "because of this aggravation we're going to go through, and, you know, we're going to have a union election." Baizer then drew Outt's attention to a woman who was walking down the street. Baizer told Outt that if he would change his mind about the Union and tell the Union and the Board investigator to forget about every- thing Baizer would arrange for Outt to receive sexual favors from the woman and would take care of the bill for Outt. Outt declined. Three or four times each week thereafter until Outt re- signed from Respondent's employ in August Baizer ap- proached Outt and asked him if he had heard anything more on the Union. On each such occasion Outt said no, and Baizer said to let him know if Outt heard anything. Also, about four times after the conversation about the woman Baizer told Outt to "keep after the Labor Board and the Union and tell them to forget about it; we don't want the Union in there." My findings under this heading are based on Outt's testi- mony. Baizer admitted part of the mid-May conversations testified to by Outt, but he denied other remarks which Outt attributed to him. Baizer denied the entire incident regard- ing an offer of sexual favors. Outt's testimony about this latter incident differed from his prehearing affidavit in cer- tain particulars. including whether Baizer spoke to the woman before or after his conversation with Outt and whether Baizer approached the woman or she approached him. Also, Outt's prehearing affidavit does not mention the incident, denied by Baizer, regarding Outt's request for more hours and more money. Nonetheless, for demeanor reasons I credit Outt. 2. Alleged discrimination; alleged conversations with Montgomery When hiring Outt as a guard in February 1978, Baizer told him that Respondent wanted him to carry a gun in the course of his duties, and that under Pennsylvania law in order to carry a gun he would be required to obtain a cer- tificate that he had taken a course in handling lethal weap- ons." Outt took the course in June 1978 and obtained the certificate; total cost was $167 $117 for the course itself, $35 for processing by the Pennsylvania police, and $15 for an identification card. Outt's gross weekly paycheck at that time was about $166. When Outt went to Supervisor Mont- gomery to pick up the paycheck from which Outt expected to pay for the certificate he asked Montgomery. "Am I going to get reimbursed?" Montgomery said "No, this is all out of your pocket," and threw Outt his check, which fell on the floor. Outt paid the entire cost of the certificate out of his own pocket and was never reimbursed by Respon- dent. On another occasion Montgomery asked Outt what he thought about the Union getting in. Outt replied. "If it gets in, more power to it." Montgomery said. "It's not going to get in here because .. if it does I can be a mean son of a bitch." Also, Montgomery told Outt that the Union could not give him a thing, that everything had to come from Baizer. My findings in the preceding paragraph are based on uncontradicted portions of Baizer's and Outt's testimonies and on the wage rate set forth in Outt's union card. How- ever, Baizer's and Outt's testimonies conflict about whether Baizer initially told Outt that Respondent would pay for the course. Baizer testified that when hiring Outt he told him that Respondent had paid for the certificates of the employees that were already working for Respondent when the Lethal Weapons Act went into effect (December 31, 1975); that Respondent would prefer to hire someone who already had the certificate and, therefore, could carry a gun immediately; and that Respondent would not pay for ob- taining his certificate. Still according to Baizer, Outt then said that he would pay for the certificate out of his own pocket. Baizer further testified that Respondent paid for the certificates of employees Nicholson and Scelza because they were already working for Respondent when the law went into effect,'" but that of the guards who came to work for Respondent subsequently one already had a certificate and the other paid for it himself. Outt testified that nothing was said to him during his hiring interview about the lethal weapons certificate. Still according to Outt. Baizer men- tioned the certificate to Outt when he came to work that night. Outt asked how much it would be, and Baizer said not to worry about it, that Baizer "Would take care of things" (Outt's initial version), or that Baizer "would help [him] out" (Outt's later version). As to the Baizer-Outt conversation about payment for the certificate, I credit Outt. Outt's demeanor was much more persuasive than Baizer's. Moreover, Outt's February 1978 hiring rate was $3 an hour (increased to $3.20 at an undisclosed date before May 1, 1978); his gross pay was initially about $156 and later about S166, and he had a wife and four small children. I regard it as somewhat improb- able that with these family responsibilities he would have ' See 22 P.S. 11ยงยง4150. effective December 31. 1975. ': Nicholson testified that he started working for Respondent in 1974. Bai- zer's testimony aside. Sceiza's hiring dale is not show n by the record. 995 DECISIONS OF NATIONAL LABOR RELATIONS BOARD continued to work at that wage rate or that Respondent would have expected him to continue to work if he had been told that he would need a $167 certificate to keep the job. As to the only other guard employed by Respondent who had to pay for the certificate himself, the record fails to show his wage rate, his family responsibilities (if any), or whether Respondent remembered to advise him of the cer- tificate requirement during his hiring interview. As to what Baizer told Outt, I accept the version given by Outt which was least favorable to him-namely, that Baizer said he would help Outt. Outt was a guard and was not in the appropriate unit. He resigned from Respondent's employ about August 1978. He never told any of the other employees about his conversa- tions with Montgomery. 3. Analysis and conclusions regarding the unfair labor practices against Outt I agree with the General Counsel that Respondent vio- lated Section 8(a)(1) of the Act when company President Baizer: (1) asked Outt where he had obtained his union card; (2) threatened to fire Outt for his union activity; (3) told Outt to let Baizer know anything Outt heard about the Union; (4) refused because of the pending union election to give Outt more hours and more money: and (5) offered Outt benefits if he would change his mind about the Union and tell the Union and the Board to forget about every- thing. Also, I find that Respondent violated Section 8(a)(1l when Supervisor Montgomery told Outt that Montgomery would be "mean" to the employees if the Union got in, and that the Union could not give Outt a thing. In addition, I agree with the General Counsel that Re- spondent violated Section 8(a)(I) and (3) when Respondent failed to comply with Baizer's promise to help Outt defray the cost of obtaining a lethal weapons certificate. In Febru- ary 1978, the same day that Outt was hired, Baizer told him that Baizer would help him out in defraying the cost of obtaining the certificate. However, on May 12 Baizer in- spected Outt's union card. Thereafter, Baizer threatened to fire Outt for union activity, denied him more hours and more money because of the "aggravation" of a union elec- tion, offered him benefits if he would change his mind about the Union, and tried to induce him to report to Bai- zer about the union activity. Outt declined the benefits and failed to make the requested reports. A few weeks later, when Outt asked Supervisor Montgomery about obtaining reimbursement, he accompanied his refusal by throwing Outt's check at him so hard that it fell on the floor. Mont- gomery on another occasion evinced his own resentment at Outt's expression of union sympathies by telling him that Montgomery could be "mean" if the Union came in. Also. by telling Outt that the Union could not give him a thing and everything had to come from Baizer Montgomery put into words what Respondent conveyed by its acts in failing to comply with its promise about help in paying for the certificate. I conclude that Respondent broke this promise in order to punish Outt for his intervening union activity and thereby violated Section 8(a)(1) of the Act. Because Outt needed the certificate as a condition of continued em- ployment I find that Respondent's conduct also violated Section 8(a)(3). E. Alleged UnJair Labor Practices in Connection with Subpenas I. Testimony regarding the subpena matter. In late December 1978 supenas were issued at the Gen- eral Counsel's instance to company President Baizer and to five employees who were still in Respondent's employ- namely, Bachman, Metzger, Nicholson, Roscioli, and Jedrzej. These were the only employees still on Respon- dent's payroll who had signed the union cards that were inspected by Baizer in May 1978. The return date on these subpenas was January 10, 1979, the first day of the hearing. None of these five employees came to the hearing on that date. The General Counsel contends that Baizer instructed these five employees to disregard such subpenas. Baizer tes- tified on January 10, as an adverse witness for the General Counsel, that he may have openly stated in the central sta- tion, "If anybody wants to go they can go, there is nothing they have to discuss with me." He denied telling anyone that he did not have to go if he did not want to go. All of these five employees but Roscioli testified on February 15, 1979, after their subpenas had been enforced in Federal district court. Bachman testified on February 15, 1979, that after re- ceiving his subpena and before the return date he told Bai- zer that Bachman had received a subpena, and that Baizer's only response was to shake his head. Bachman further testi- fied that he did not give or show his subpena to Baizer or give him the envelope that the subpena came in. According to Bachman, he failed to appear on January 10 because he had the flu.'3 Baizer testified on January 10, as an adverse witness called by the General Counsel, that Bachman had showed him the subpena. and that Baizer "told him he can do anything he wants to with it; what's he showing it to me for?" As previously noted, Baizer denied telling anyone that he did not have to go if he did not want to. After hearing Bachman testify, Baizer testified, in response to questions by Respondent's counsel, that Bachman had not shown Baizer the subpena but "just discussed it with me." Baizer was not asked the contents of this discussion. At the very best from Respondent's point of view, the foregoing evi- dence shows that Bachman or Baizer was mistaken about matters relating to Bachman's subpena. As to this subpena matter, for demeanor reasons I doubt the veracity of both. However, even when supplemented by the demeanor fac- tor, '4 the foregoing evidence, at least standing alone, does not preponderantly establish a violation of the Act. Metzger testified on February 15, 1979, that upon receiv- ing his subpena he approached Baizer, showed it to Baizer but did not give it to him, and "asked [Baizer's] advice as far as what it stood for." According to Metzger, Baizer told him that he had to appear in court. Metzger credibly testi- fied that at 2 a.m. the first morning of the hearing, January 10, he rushed his father to the hospital with a heart attack, 1 He reported to work for Respondent on JanuarD 9. He was not asked when he became ill. '4 See N. L R. B. v. Walton Manufacturing 'Cornpan, and Loganville Pants Co.. 369 S. 404. 408 (19621: Bon Hennings Logging Co. . N.LR.B., 308 F.2d 548, 554 (9th Cir. 1962): Shattuck Denn Mining Corporation (Iron King BranchJ v. L.R.B.. 362 F.2d 466, 470 (9th Cir 1966). 996 BEL BURGLAR ALARMS. INC. and that the younger Metzger was in the hospital the whole day. Metzger testified that this family emergency was the reason he had failed to honor the subpena on January 10. On January 10, as an adverse witness called by the General Counsel, Baizer testified that Metzger told Baizer that Metzger had received a subpena, but that Metzger had nev- er showed him a subpena, and that he never discussed the subpena with Metzger. On February 16, after hearing Metzger testify, Baizer testified that Metzger gave him the subpena, that Baizer looked at it, and then gave it back to him. Here again, at the very best from Respondent's point of view, Metzger or Baizer was mistaken in his testimony about their contacts in connection with the subpena. Here again, I doubt the veracity of both as to such contacts. However, here again, the foregoing evidence, even when supplemented by the demeanor factor, does not preponder- antly establish a violation of the Act, at least standing alone. Neither Metzger nor Baizer testified about the enve- lope in which Metzger received his subpena. Nicholson was the first witness called after the resump- tion of the hearing, following the 5-week hiatus made neces- sary by these five employees' failure to comply with the December 1978 subpenas. Initially, when called as a wit- ness by the General Counsel and examined by her, by union counsel, and by me, he nervously testified as follows: After Nicholson received his December 1978 subpena Bai- zer asked him whether he had received one and said that a few other "fellows" had already received subpenas. Because Baizer was "the owner of the Company and it was dealing with matters of the Company," Nicholson showed him the subpena; at this point, Nicholson was not asked and did not testify about whether he had given Baizer the subpena or its envelope. Also, Nicholson told Baizer that Nicholson would "go if it's possible to what's his name if I can make it." Baizer said that if Nicholson "wanted to go, fine." Also, Baizer said that he thought the Union and the Board were trying to "zonk" him, and that he was very unhappy about the Union.' After receiving a set of documents advising him that the Federal district court had ordered him to tes- tify Nicholson physically gave Baizer the subpena attached to these documents because "The man's the owner of the Company." Baizer said, "O.K., fine." After Baizer and the supervisors had finished reading the subpena it was re- turned to Nicholson by hand. After giving this testimony Nicholson remained in the hearing room during testimony, and colloquy by counsel, which suggested that Respondent would be advantaged by testimony that Nicholson had not given Baizer the first sub- pena or the envelope in which it came (see infra). Nicholson then volunteered to Respondent's counsel that he would so testify. Respondent's counsel thereupon called Nicholson as Respondent's last witness except Baizer. Nicholson then testified that on December 27, at an undisclosed hour after 6 p.m., while he and Baizer were continuously in each oth- er's presence, Baizer received the subpena and its envelope from Nicholson, read the subpena, and returned both the I As previously found, in May 1978 Baizer had told Nicholson that the firm would be sold or the need for guards like Nicholson would be elimi- nated if the Union came in, and that employees would get more raises and benefits if the Union did not come in. subpena and the envelope to him without copying the sub- pena. When testifying as an adverse witness for the General Counsel on January 10. 1979. after Nicholson had received his subpena but before it was judicially entforced. Baizer denied having any conversation w.ith Nicholson about a subpena. For demeanor reasons I do not credit his testi- mony in this respect. Baizer was not asked about ans con- versations after January 10 with Nicholson. For unexplained reasons Roscioli never testified. On January 10. when called by the General Counsel as an ad- verse witness, Baizer testified that Roscioli showed him her subpena, he said that she could do whatever she wanted with her subpena. and she took the subpena back after she showed it to him. As previously noted, he also testified that he did not tell anyone that he did not have to go if he did not want to go. On February 16 Baizer testified on Respon- dent's behalf that after giving him the subpena Roscioli "probably ran out and left me with" the subpena in his hand, "probably to answer a telephone or do something" in the central station. and that he put her subpena in his desk drawer. Baizer testified that he could not recall whether he kept her subpena overnight. Jedrzej testified on February 15, 1979, that a few days after his December 1978 receipt of his subpena he ap- proached Baizer. told him that Jedrzej had a subpena, and asked him what to do. Still according to Jedrzej. Baizer said, "It's up to Iyou]." and that the subpena "doesn't mean nothing." For demeanor rasons I credit Jedrzej's testimony up to this point and discredit Baizer's denials summarized below. As to this conversation Jedrzej testified, "I didn't take nothing of it, serious." Jedrzej testified that a few days before the conversation described in the foregoing paragraph he approached Baizer, told him that Jedrzej had a subpena, and asked him what to do. Still according to Jedezej's credible testimony, Baizer told him to "do what you have to do" and showed him the contents of Baizer's desk drawer. Initially, Jedrzej testified that he saw in the drawer one envelope which looked like the envelope in which he had received his own subpena and underneath which was a "pile of stuff." He testified, "couldn't tell you" regarding the color of that envelope. Immediately after that he testified that he saw three or four envelopes but saw the name on only the top one and did not know whose name that was; "it could have been any- body of the four that didn't show." To refresh his recollec- tion the General Counsel read to him his prehearing state- ment, which averred that he had seen in the desk drawer subpenas bearing the names of Bachman, Roscioli. and Nicholson. After testifying that this statement did refresh his recollection, he testified that when Baizer opened the drawer Jedrzej saw "three or four, whatever it says on here" subpenas but, "I didn't see names, but I gathered . . . that they were the ones that didn't appear." On cross-examina- tion Jedrzej implicitly accepted company counsel's asser- tion that Jedrzej saw "envelopes" in the drawer. All counsel stipulated that if asked he would testify that he is unable to read. Employee Ronald Kinter, however, credibly testified that Jedrzej read and filled out his own union card. This card contains. in addition to Jedrzej's handwritten signa- 997 DECISIONS OF NATIONAL LABOR RELATIONS BOARD ture, a number of hand printed entries, all in the appropri- ate blanks.' On January 10, 1979, when called by the General Coun- sel as an adverse witness, Baizer denied having any conver- sation with Jedrzej about a subpena and denied telling any- one that he did not have to go to the hearing if he did not want to. On February 16, after hearing Jedrzej testify, Bai- zer testified that Jedrzej told Baizer in his office that Jedrzej had received a subpena and showed it to Baizer, who said that he should be there. Baizer testified that he could not remember whether he took it from Jedrzej. Baizer testified that he may have opened a drawer during his conversation with Jedrzej and admitted that Roscioli's subpena was in the drawer, but he denied opening the drawer for the pur- pose of showing Jedrzej anything. Baizer then testified that he had no other subpenas in the drawer. At this point, in response to a question by me, he denied having received from the Board any subpenas directed to himself-an asser- tion which he withdrew after it was questioned by Respon- dent's counsel. 2. Analysis and conclusions regarding the subpena matter The direct and credible testimony shows that when em- ployee Jedrzej asked company President Baizer what to do about the subpena Baizer said that it was up to Jedrzej, and the subpena "doesn't mean nothing." I find that these re- marks by Baizer violated Section 8(aXI) of the Act. Bobs Motors, Incorporated, 241 NLRB 1236 (1979); Block-South- land Sportswear, Inc., et al., 170 NLRB 936, 973-974 (1968), enfd. 420 F.2d 1296 (D.C. Cir. 1969); Lester Brothers Incor- porated, 142 NLRB 992, 1011-12, 1016 (1963), enfd. 337 F.2d 706 (4th Cir. 1964); Richard T. Furtney and Naomi P. Furtney, a Co-Partnership d/bla Mr. F's Beef and Bourbon. 212 NLRB 462, 466 (1974); Crockett-Bradley Inc., 212 NLRB 435, 445 (1974), enfd. 523 F.2d 449 (5th Cir. 1975). I further find that Respondent violated Section 8(a)(1) by impliedly conveying the same message to Jedrzej a few days earlier during the desk drawer incident. As to what oc- curred, I find that when Jedrzej asked Baizer what to do about the subpena Baizer told him to "do what you have to do" and opened a desk drawer to display to him at least two subpenas (Roscioli's and Baizer's), perhaps in their en- velopes, perhaps more subpenas," and perhaps one or more Board envelopes which had contained subpenas. 5 I infer 16 The blank calling for "Date" has the entry "5-2-78." The blanks calling for "Name-please pnnt" and "Signature" contain his printed and hand- written names, respectively. The blanks calling for address, city, state, zip code, home telephone number, "Employed by: company name," and "Shift" are all filled in with no visible errors; the words "Philadelphia" and "Bur- glar" are correctly spelled. Also, the blank calling for "Rate of Pay" is filled in with the specification "Per H.R." However, the entry in the length of service" blank is "8 yaer" (sic), and the entry in the "Job classification" blank is "Alarms Unstallation" (sic). a In view of the conflicts between Baizer's testimony and the testimonies of employees Bachman and Metzger, the internal inconsistencies in Baizer's testimony about his conversations with these employees, and for demeanor reasons I am inclined to think that Baizer had possession of their subpenas, at least for a while. See the cases cited supra at fn. 14. Also for demeanor reasons I do not accept Nicholson's uncorroborated testimony about his subpena and its envelope. " Baizer obviously had the envelope in which his own subpena came. The evidence fails to account for the envelopes of Roscioli's subpena (which subpena Baizer admittedly put in the drawer) and of Metzger's subpena. that Baizer intended to convey the message that his posses- sion of these subpenas or apparent subpenas evinced the decision of others to ignore their subpenas, and that the others' decision indicated that Jedrzej could follow the same course. Jedrzej may have been unable to read the names on these documents in the drawer and may have based on inference his recitation of such names in his pre- hearing affidavit. However, I am satisfied that the general physical appearance of these documents caused Jedrzej to make a correct inference, at the very least, about what kind of documents they were. As a witness Jedrzej was little short of terrified. I attribute to his extreme nervousness the variations in his testimony and between his testimony and his affidavit. F. The ReJisual To Bargain Uncontradicted record evidence establishes that the Union sought and was denied recognition at a time when a majority of Respondent's employees in an appropriate unit that had signed cards designating the Union as their collec- tive-bargaining representative. The credited and partly un- contradicted evidence further shows that after refusing to recognize the Union, Respondent engaged in unfair labor practices which had the tendency to undermine the Union's majority strength and impede the election process. Whether in such a case the refusal to bargain constitutes a Section 8(a)(5) violation and calls for a "second-category" bargain- ing order turns on whether the possibility of erasing the effects of past unfair labor practices and insuring a fair elec- tion by the use of traditional remedies is slight and em- ployee sentiment would, on balance, be better protected by a bargaining order. Among the factors material in making such an assessment are the extensiveness of the employer's unfair labor practices in terms of their past effect on elec- tion conditions and the likelihood of their recurrence in the future. N.L.R.B. v. Gissel Packing Co., Inc., 395 U.S. 575, 614 615 (1969): Daybreak Lodge Nursing and Convalescent Home, Inc., 230 NLRB 800, 804 (1977), enfd. 585 F.2d 79 (3d Cir. decided Oct. 17. 1978, amended Dec. 5, 1978);"9 Frito-Lay, Inc. v. N.L.R.B., 585 F.2d 62, 68-79 (3d Cir. 1978). On the basis of these standards I agree with the General Counsel that a bargaining order should issue here. Com- pany President Baizer learned about May 12, 1978, of the identity of the 12-unit employees in a unit of 18 and the 2 19 In enforcing the Board's Order in Daybreak, the court said (585 F.2d at 81): This court has recently held that we will not refuse to enforce a bar- gaining order merely because the Board adopted the ALJ's findings and conclusions with respect to such order instead of filing independent find- ings. Kenworth Trucks of Philadelphia, Inc. v. N.L.R B.. 580 F.2d 55 (3d Cir. 1978) Idecided Mar. 30. 1978, opinion on rehearing Aug. 11, 19781. The AU's findings and conclusions which the Board adopted were suf- ficient to meet the standard of analysis and elucidation set by '.I..R.fB. v. Armcor Industries Inc., 535 F.2d 239 (3d Cir. 1976). In oral argument Respondent cited N.L.R.B. v. Armcor Industries, Inc., 98 LRRM 2441, 83 LC 10.618 (3d Cir. 1978). This opinion was vacated by unpublished order on July 10, 1978, and set for rehearing en banc. Upon rehearing en bane, the Board's supplemental Order (227 NLRB 1543 (1977)), issued after the court's 1976 Armcor decision (535 F.2d 239), was denied enforcement without opinion by an equally divided court (588 F.2d 821 (3d Cir. 1978)). 998 BEL.I. BURGLAR ALARMS, INC. nonunit employees who had signed union cards by that date. During the next 3 months and continuing after the filing of the charges and complaint herein Respondent di- rected unfair labor practices at 6 of the 12 signatory unit employees and at both of the signatory nonunit employees. These unfair labor practices included threats to discharge or effect other reprisals against employees for union ac- tivity; a threat to sell the plant if the Union got in: offers of various benefits for rejecting the Union: telling an em- ployee that because of the forthcoming union election, he would not receive more hours and more money; statements to employees that union representation would be futile: at- tempts to induce employees to find out from other employ- ees and report to management information about the em- ployees' union activities; giving employees the impression of surveillance; coercively interrogating employees about the Union; and, because of an employee's subsequent union activity, breaching its earlier promise to help pay for his lethal weapons certificate. In addition, about 2 weeks be- fore the hearing before me Respondent told an employee who had been subpenaed to testify about some of the fore- going unfair labor practices that the subpena meant noth- ing and he did not have to comply with it. These unfair labor practices were specifically directed toward more than a third of the employees in Respondent's rather small non- supervisory work force?, and in the absence of evidence to the contrary it may be inferred that they were likely com- municated to other employees. Daybreak Lodge, 230 NLRB at 805. Most of these unfair labor practices were committed by Respondent's president and owner. The others were committed by an individual who, at the time of the hearing, was still one of Respondent's two supervisors. To the extent that the foregoing evidence relates to the likely impact of Respondent's unlawful conduct on unit employees, the weight of such evidence is to some extent lessened by em- ployee Gundaker's testimony that Outt, a nonunit em- ployee, was the only employee Gundaker told about the unfair labor practices directed at him, by the fact that two employees at whom the unfair labor practices were directed (Outt and Nicholson) were excluded from the bargaining unit because they were guards, and by Outt's testimony that he never reported to any other employee Supervisor Mont- gomery's unlawful statements to him. However, both Outt and Nicholson had constant contact with unit employees in the course of their work, and there is no reason to suppose that their guard status caused them to refrain from passing along to unit employees Baizer's unlawful remarks and con- duct directed at the guards. In concluding that the chances of insuring a fair election through traditional remedies are slight, I give weight to company president Baizer's conduct in connection with em- ployee Jedrzej's subpena. Such traditional remedies include requiring the employer to post a notice which, inter alia, advises employees of their rights and invites employees to get in touch with the appropriate Regional Office of the Board if they have questions about whether the employer As of February 16, 1979, in addition to Baizer and 2 admitted supervi- so, Respondent had 20 persons on its payroll, including 2 guards, 2 sales employees, and I secretary. The May 1978 bargaining unit consisted of 18 employees. has complied with the assurance in the notice that he will respect these rights. Baizer's unfair labor practices in con- nection with the subpenas render highly questionable the efficacy of these provisions in the notice. Baizer's unlawful statements to an employee still actively in Respondent's employ that he need not compli with a subpena which re- quired him to testify about allegations of unfair labor prac- tices by Respondent would tend to discourage employees now in Respondent's employ to accept the suggestion in the notice that they report subsequent infractions to the Re- gional Office--employee activity which is comparable to testifying at a hearing but is in no sense legally required. TIheir reluctance to make such reports might well be height- ened by reports from employee Nicholson. who was also actively working for Respondent at the time of the hearing. about Baizer's threats of retaliation for union activity. In short, Baizer's conduct in connection with the subpena just before the hearing tends to limit the chances that the Board will learn about any subsequent violations committed by Respondent. In view of the foregoing considerations and the fact that the Respondent's February 1979 work force included two employees against whom Respondent specifically directed unfair labor practices, I conclude that Respondent's May 1978 refusal to bargain violated Section 8(a)(5) and (I) of the Act and warrants a Gissel "second-category" bargaining order notwithstanding the changes in the identity of the employees in the bargaining unit between the Mayv 1978 refusal to bargain and the January-February 1979 hearing. As of this later date, the unit consisted of 15 employees. 8 of whom (including 4 card signers) had been in the unit in May 1978. Cf. Tower Enterprises. Inc., d/b/a Tower Rec- ords, 182 NLRB 382, 387 (1970), enfd. 79 LRRM 2736, 67 LC 1r2,453 (9th Cir. 1972). Because Respondent's 8(a)(l) violations began on May 13, 1978, the refusal to bargain will be found unlawful on and after that date. CON(I tSIONS o1. LA w I. Respondent is engaged in commerce within the mean- ing of Section 2(6) and (7) of the Act. 2. The Union is a labor organization within the meaning of Section 2(5) of the Act. 3. All service employees, installation employees, and op- erators employed by Respondent at its Philadelphia, Penn- sylvania, facility, but excluding office clerical employees. guards, and supervisors as defined in the Act, constitute a unit appropriate for the purpose of collective bargaining within the meaning of Section 9(b) of the Act. 4. At all times since May 9, 1978, the Union has been and is now the exclusive representative of the employees in said unit for the purpose of collective bargaining within the meaning of Section 9(a) of the Act. 5. Respondent has engaged in unfair labor practices af- fecting commerce within the meaning of Sections 8(a)(1) and 2(6) and (7) of the Act by interrogating employees about union activity: soliciting an employee's grievances and offering to remedy some of them for the purpose of causing him to lose interest in the Union: offering employ- ees benefits for the purpose of causing them to lose interest in the Union: trying to induce employees to report to Re- 999 DECISIONS OF NATIONAL LABOR RELATIONS BOARD spondent about the union activities of their fellow employ- ees; giving employees the impression of surveillance over union activities; threatening employees with reprisals for union activity; promising employees benefits if the Union did not come in; telling employees that union representa- tion would be futile; telling an employee that benefits were being withheld from him because of the union movement; and telling an employee that he did not have to honor a subpena requiring him to testify at a Board unfair labor practice hearing. 6. Respondent has engaged in unfair labor practices af- fecting commerce within the meaning of Sections 8(a)(l) and (3) and 2(6) and (7) of the Act by failing and refusing because of employee Raymond Outt's union activity to help him pay for the expenses of obtaining a lethal weapons certificate. 7. By refusing to recognize and bargain collectively with the Union as the exclusive representative of the unit de- scribed in paragraph 3, supra, while engaging in the con- duct set forth in paragraphs 4 and 5, supra, Respondent has since May 13, 1978, engaged in unfair labor practices af- fecting commerce within the meaning of Sections 8(a)(5) and (1) and 2(6) and (7) of the Act. 8. Respondent has not violated Section 8(a)(l) of the Act by threatening employee Gundaker that he would be dis- charged for union activity. THE REMEDY Having found that Respondent has engaged in certain unfair labor practices, I shall recommend that it be required to cease and desist therefrom. Because such unfair labor practices included threats to engage in unfair labor prac- tices in the future, were committed largely by Respondent's owner and principal executive officer, occurred from the day after Respondent learned of the Union's majority to a few days before the hearing, were directed toward a sub- stantial proportion of the employees who to Respondent's knowledge had signed union cards, and involved several different types of violations a broad order is called for. Ac- cordingly, I shall recommend that Respondent be required to cease and desist from infringing on employees' rights in any other manner. Affirmatively, Respondent will be required to bargain with the Union and to post appropriate notices. Also, Re- spondent will be required to reimburse employee Outt for all the money he spent to obtain his lethal weapons certifi- cate. It is true that Baizer did not promise to reimburse him for the entire amount but merely promised to help him out. However, because Respondent's unlawful breach of this promise has made it impossible to determine how much Respondent would have paid if its promise had been kept, doubts about the amount should be resolved against Re- spondent. Such reimbursement will be with interest as pre- scribed by Florida Steel Corporation, 231 NLRB 651 (1977). 21 21 See, generally, Isis Plumbing d Heating Co., 138 NLRB 716 (1962). Whether the interest rate should be increased to 9 percent is now under consideration by the Board. Accordingly, I regard as premature any adop- tion by me of such a rate, and reject the General Cousel's request therefor at the hearing. Hansen Cakes, Inc., 242 NLRB 472, fn. 1 (1979). Upon the foregoing findings of fact, conclusions of law. and the entire record and pursuant to Section 10(c) of the Act I hereby issue the following recommended: ORDER 2 2 The Respondent, Bell Burglar Alarms. Inc.. Philadelphia. Pennsylvania. its officers, agents, successors, and assigns, shall: I. Cease and desist from: (a) Interrogating employees about union activity in a manner constituting interference, restraint, or coercion. (b) Soliciting and promising to remedy employees' griev- ances for the purpose of causing them to lose interest in unionization. (c) Offering employees benefits for the purpose of caus- ing them to lose interest in unionization. (d) Trying to induce employees to report to Respondent about the union activities of their fellow employees. (e) Giving employees the impression of surveillance over union activities. (f) Threatening employees with reprisals for union ac- tivities. (g) Promising employees benefits if a union does not come in. (h) Telling employees that union representation would be futile. (i) Telling employees that benefits are being withheld from them because of the union movement. 0) Telling employees that they do not have to honor sub- penas requiring them to testify at unfair labor practice hearings before the National Labor Relations Board. (k) Failing and refusing because of employees' union ac- tivity to help them pay for the expense of obtaining a lethal weapons certificate. (1) Refusing to recognize and bargain collectively with Teamsters Local Union No. 115, a/w International Broth- erhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America as the exclusive representative of the following appropriate unit: All service employees, installation employees, and op- erators employed by Respondent at its Philadelphia, Pennsylvania. facility, but excluding office clerical em- ployees, guards, and supervisors as defined in the Act. (m) Discouraging membership in the Union or any other labor organization by discrimination in regard to hire or tenure of employment or any term or condition of employ- ment. (n) In any other manner interfering with, restraining, or coercing employees in the exercise of the rights guaranteed them by Section 7 of the National Labor Relations Act. 2. Take the following affirmative action designed to ef- fectuate the policies of the Act: (a) Reimburse employee Raymond Outt for the expenses he incurred in obtaining a lethal weapons certificate in the 22 In the event no exceptions are filed as provided by Sec. 102.46 of the Rules and Regulations of the National Labor Relations Board, the findings. conclusions, and recommended Order herein shall, as provided in Sec. 102.48 of the Rules and Regulations, be adopted by the Board and become its findings, conclusions, and Order, and all objections thereto shall be deemed waived for all purposes. 1000 BEI.LL BURGLAR ALARMS, INC. manner set forth in that section of this Decision entitled "The Remedy." (b) Upon request, recognize and bargain collectively with the Union as the exclusive representative of the em- ployees in the appropriate unit and embody in a signed agreement any agreement reached. (c) Post at its Philadelphia, Pennsylvania, facility copies of the attached notice marked "Appendix."2 3 Copies of said notice, on forms provided by the Regional Director for Re- gion 4. after being duly signed by Respondent's authorized representative, shall be posted by it immediately upon re- ceipt thereof, in conspicuous places, including all places where notices to employees are customarily posted. Reason- able steps shall be taken by Respondent to insure that said notices are not altered, defaced, or covered by any other material. (d) Notify the Regional Director for Region 4. in writ- ing, within 20 days from the date of this Order, what steps have been taken to comply herewith. IT IS FURTHER ORDERED that Paragraph 6(d) of the com- plaint be, and it hereby is, dismissed. 12 In the event that this Order is enforced by a Judgment of a United States court of appeals, the words in the notice reading "Posted by Order of the National Labor Relations Board" shall read "Posted Pursuant to a Judg- ment of the United States Court of Appeals Enforcing an Order of the Na- tional Labor Relations Board." APPENDIX NOTICE To EMPLOYEES POSTED BY ORDER OF TI1E NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government. After a hearing at which all sides had the chance to present their evidence, it has been decided that we violated the law in certain ways. We have been ordered to post this notice. We intend to carry out the Order of the Board and abide by the following: The National Labor Relations Act gives employees the following rights: To engage in self-organization To form, join, or assist any union To bargain collectively through representatives of their own choosing To engage in activities together for the purpose of collective bargaining or other mutual aid or protec- tion To refrain from any such activities. WE WILL NOT ask you about union activity in a manner constituting interference. restraint, and coer- cion. WE WILL NOT solicit and promise to remedy your grievances for the purpose of causing you to lose inter- est in unionization. WE WIL.l. NOT offer you benefits for the purpose of causing you to lose interest in unionization. WE WIt.L NOT try to induce you to report to us about the union activities of your fellow employees. Wi Wil. NOT give you the impression of surveil- lance over union activities. WE WIl.l NOT threaten you with reprisals for union activities. WE; WILL NOT promise you benefits if a union does not come in. WF Wl l. NOT tell you that union representation would be futile. WE WILL NOT tell you that benefits are being with- held from you because of the union movement. WE WI. L Nor tell you that you do not have to honor subpenas requiring you to testify at unfair labor prac- tice hearings before the National Labor Relations Board. We WILL NOT fail and refuse, because of your union activity, to help you pay for the expenses of obtaining a lethal weapons certificate. WE WILL Nor discourage membership in the Team- sters or any other union by discrimination in regard to hire or tenure of employment or any term or condition of employ ment. WE WIll NOT refuse to recognize and bargain collec- tively with Teamsters Local Union No. 115, a/w Inter- national Brotherhood of Teamsters, Chauffeurs, Ware- housemen and Helpers of America, as the only representative of all employees in the following unit: All service employees, installation employees and operators, but excluding office clerical employees. guards and supervisors as defined in the Act. WE WILl. NOT in any manner interfere with, restrain, or coerce employees in the exercise of the rights guar- anteed them by Section 7 of the Act. WE wv'.., upon request, bargain with the Teamsters as these employees' sole representative, and embody in a signed agreement any understanding reached. WE wil.L reimburse Raymond Outt. with interest, for the expenses he incurred in obtaining a lethal weapons certificate. Our employees are free to exercise any or all of these nghts, including the right tojoin or assist the Teamsters, or any other union. Our employees are also free to refrain from any or all such activities, except to the extent that they are under a lawful contract which lawfully requires them to become union members in order to keep their jobs. BEI.L BURGI.AR ALARMS, INC. 1001 Copy with citationCopy as parenthetical citation