Bela DomocsokDownload PDFPatent Trials and Appeals BoardDec 21, 20202020004941 (P.T.A.B. Dec. 21, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/038,999 05/24/2016 Bela Domocsok PATINORG-0002 1858 23599 7590 12/21/2020 MILLEN, WHITE, ZELANO & BRANIGAN, P.C. 2200 CLARENDON BLVD. SUITE 1400 ARLINGTON, VA 22201 EXAMINER TSANG, LISA L ART UNIT PAPER NUMBER 3642 NOTIFICATION DATE DELIVERY MODE 12/21/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): docketing@mwzb.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte BELA DOMOCSOK Appeal 2020-004941 Application 15/038,999 Technology Center 3600 ____________ Before JOHN C. KERINS, JILL D. HILL, and GEORGE R. HOSKINS, Administrative Patent Judges. KERINS, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 13–29 and 32. Claims 1–12 and 30 are canceled, and claims 31 and 33 are indicated as being allowed. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 The term “Appellant” is used herein to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the named sole inventor, Bela Domocsok, as the real party in interest. Appeal Br. 2. Appeal 2020-004941 Application 15/038,999 2 THE CLAIMED SUBJECT MATTER Appellant’s invention relates to a brood comb frame for cylindrical brood chamber hives. Claim 13 is illustrative, and is reproduced below with certain portions emphasized: 13. A brood comb frame for cylindrical brood chamber hives, the brood comb frame carrying a comb and being supplied with connection bodies for connection to a rotating structure, wherein the brood comb frame is supplemented with a grid ring, the grid ring is located at least partially surrounding the brood comb frame carrying the comb and opposite to the comb, the brood comb frame and the grid ring being attached and connected to each other via connection sections, the grid ring being supplied with a first edge extending beyond a longitudinal external plane resting on a first side surface of the brood comb frame, wherein a height of the first edge measured from the longitudinal external plane of the brood comb frame is in a range of 1–8 mm, and the connection sections attaching and connecting the brood comb frame and the grid ring are spaced apart from each other by at least one bee space, said at least one bee space comprising an empty space having sole functions of containing bees and letting bees go through, and wherein a radial dimension of said at least one bee space is in a range of 4–25 mm. THE REJECTIONS The Examiner rejects: (i) claims 13–29 and 32 under 35 U.S.C. § 112(a), as failing to comply with the written description requirement; Appeal 2020-004941 Application 15/038,999 3 (ii) claims 13–15, 20, 22, 25, and 26 under 35 U.S.C. § 103 as being unpatentable over Zoltan (WO 2008/044082 A1, published Apr. 17, 2008) in view of Winter (US 611,746, issued Oct. 4, 1898), Wren (GB 586,654, published Mar. 26, 1947), and Simoni (US 4,094,026, issued June 13, 1978); (iii) claims 16, 19, 23, and 28 under 35 U.S.C. § 103 as being unpatentable over Zoltan in view of Winter, Wren, Simoni, and Korean Published Application KR100757995 B1, published Sept. 11, 2007 (hereinafter KR ‘995, to maintain consistency with terminology used in prosecution); (iv) claims 17, 18, and 24 under 35 U.S.C. § 103 as being unpatentable over Zoltan in view of Winter, Wren, Simoni, KR ‘995, and Atkinson (US 93,395, issued Aug. 10, 1869); (v) claims 21 and 27 under 35 U.S.C. § 103 as being unpatentable over Zoltan in view of Winter, Wren, Simoni, and Platt, Jr. (US 4,402,099, issued Sept. 6, 1983); (vi) claim 29 under 35 U.S.C. § 103 as being unpatentable over Zoltan in view of Winter, Wren, Simoni, and de Souza (US 2008/0064298 A1, published Mar. 13, 2008); and (vii) claim 32 under 35 U.S.C. § 103 as being unpatentable over Zoltan in view of Winter, Wren, Simoni, and Clerkin (US 7,416,469 B2, issued Aug. 26, 2008). ANALYSIS Claims 13–29, 32--§ 112(a)--Written Description The Examiner finds that the application as filed fails to evidence that Appellant was in possession, at the time of that filing, of a bee space that Appeal 2020-004941 Application 15/038,999 4 comprises an empty space “having the sole functions of containing bees and letting bees go through.” Final Act. 4. Appellant initially responds that the Specification provides clear disclosure of bee spaces for containing bees and allowing bees to go through, and “do[es] not disclose any other functions for bee spaces 34.” Appeal Br. 4 (emphasis omitted). Appellant provides a list of page-and-line references, and of paragraph references, where the term “bee space” is mentioned. Id. Appellant’s Reply Brief posits that “there is no question of whether applicants possessed a bee space which functions to contain bees and let them go through at the time of filing,” and that “there is no question that this is the sole function for this space described in the specification (no other function mentioned).” Reply Br. 2. Appellant insists that, “[o]ne skilled in the art would clearly understand that applicants possessed the claimed structure by their explicit description of the bee space structure and function and the complete and utter lack of any other function described for this space in the specification.” Id. at 3. Appellant’s arguments in this regard are not accurate. Paragraph 20 of the Substitute Specification filed February 12, 2018, sets forth that “[a]nother part of the idea behind the invention was that if bee spaces are created along the delimiting walls of the hive in an unusual way with the help of the novel structural elements, then the self-operating ventilation of the hive may also be solved, which significantly assists the nectar drying activity of the bees related to honey production.” Substitute Spec. ¶ 20.2 This creation of, or enhancement of, ventilation in the hive brought about by 2 Identical language appears in the Specification as originally filed on May 24, 2016, at page 5, lines 6–9. Appeal 2020-004941 Application 15/038,999 5 the presence of the bee spaces is patently a function that is different from, and in addition to, containing bees and letting them go through. The ventilation function provided by the construction of the bee spaces would be performed regardless of the presence or absence of bees. Because Appellant limited its argument to the incorrect allegation that no function other than those recited as the “sole functions” in claim 13 are present in the Specification, the argument does not identify error in the rejection, which ends the inquiry. We do, however, wish to briefly discuss the legal standard for negative claim limitations, which the “sole functions” language is in the nature of. “Negative claim limitations are adequately supported when the specification describes a reason to exclude the relevant limitation.” Santarus, Inc. v. Par Pharmaceutical, Inc., 694 F.3d 1344, 1351 (Fed. Cir. 2012); see also Inphi Corp. v. Netlist, Inc., 805 F.3d 1350, 1354–55 (Fed. Cir. 2015). The Inphi decision clarified that the Santarus decision did not create a heightened written description standard for negative claim limitations. Inphi, 805 F.3d at 1357. Negative claim limitations most commonly are directed to exclusion of physical structure, chemical compounds (Santarus), particular types of signals (Inphi), and the like. In such cases, properly described, alternative features, and negative limitations directed to one or more such alternatives, will generally be sufficient to satisfy the written description requirement. See Inphi, 805 F.3d at 1357. However, when a patent specification directly forecloses the negative limitation, a claim containing such limitation fails to satisfy the requirement. See, In re Bimeda Research & Dev. Ltd., 724 F.3d 1320, 1327 (Fed. Cir. 2013) (claim excluding one composition but allowing Appeal 2020-004941 Application 15/038,999 6 presence of antibiotics not adequately supported by specification describing non-antibiotic treatment). In the present case, the negative limitation is atypically directed to functional aspects of physical structure. Appellant does not, and seemingly cannot, explain how the same claimed structure can perform the function of containing bees and letting them go through, and at the same time preclude the function of providing self-ventilation, as described in paragraph 20 of the Substitute Specification, so as to support the “sole functions” limitation.3 The rejection of claim 13, and of claims 14–29 and 32 depending therefrom, as failing to comply with the written description requirement, is sustained. Claims 13–15, 20, 22, 25, and 26--§ 103--Zoltan/Winter/Wren/Simoni The Examiner finds that Zoltan discloses a brood comb frame that carries a comb (26), and a grid ring (9) supplementing the brood comb frame, with the grid ring at least partially surrounding the brood comb frame. Final Act. 5. The Examiner states that Zoltan does not disclose that the brood comb frame and the grid ring are attached and connected to one another via connection sections spaced apart from each other by at least one bee space, nor that the grid ring has a first edge extending beyond a longitudinal external plane extending along a first side surface of the brood 3 The Specification identifies additional “functions” of the bee spaces that, to an extent, involve the movement of the bees in the hive. Those include deterrence of propilization or building in the bee spaces between the rotating brood chamber and the hive, and controlling of travel of the various types of bees only along specific routes, the latter potentially being a more specific form of containing and allowing passage. (Substitute Spec. ¶ 23). Appeal 2020-004941 Application 15/038,999 7 comb frame. Id. The Examiner cites to Winter as disclosing a brood comb frame a2, which is supplemented by a grid ring a1, with the grid ring located at least partially surrounding the brood comb frame and located opposite to the comb, and that the brood comb frame and grid ring are spaced apart from each other by a bee space through which bees can pass to traverse the hive. Id. at 6. The Examiner concludes that it would have been obvious to modify the brood comb frame and grid ring of Zoltan so as to be attached and connected to each other via connection sections, with the connection sections being spaced apart from each other by at least one bee space comprising an empty space having a radial dimension, in view of the teachings of Winter. The Examiner reasons that the modification would provide better insulation to the hive and protect it against cold and heat at various times throughout the year, a feature disclosed by Winter. Final Act. 6. Although the bulk of Appellant’s arguments and the Examiner’s retorts are directed to the proposed combination of Winter with Zoltan and the resultant structure, Appellant additionally argues that Zoltan does not disclose a grid ring, contrary to the Examiner’s finding. Appeal Br. 11, 16. Appellant maintains that element 9 of Zoltan, identified by the Examiner as corresponding to the claimed grid ring, instead corresponds to the claimed brood comb frame. Id. at 16. Appellant points out that Zoltan refers to element 9 as a rotating nest frame, and that Figures 8–11 of Zoltan do not show this rotating nest frame as having an external ring corresponding to the claimed grid ring. Id. Appellant, citing to Figures 9 and 10 of Zoltan, posits that it can be seen that rotating nest frame 9 encircles the comb, in order to Appeal 2020-004941 Application 15/038,999 8 secure the comb, whereas the claimed grid ring is located on a side of the brood comb frame on a side opposite the comb. Id. at 11. The Examiner initially criticizes this argument as an individual attack on the Zoltan reference, whereas the rejection, in this pertinent part, is based on a combination of Zoltan and Winter. Ans. 17. We address aspects of the proposed combination later in this section. Specifically concerning Zoltan, however, we conclude that Appellant appropriately attacks Zoltan individually because the Examiner made the finding that Zoltan, prior to any modification, discloses both a brood comb frame and a grid ring, and Appellant disputes that finding. The Examiner explains, as to the Zoltan disclosure, that the structure corresponding to the claimed brood comb frame is the “structure as a whole in figures 9 and 10,” and that the brood comb frame is “supplemented with a grid ring (9; the frame has a grid ring ‘supplemented’ to it).” Ans. 18. The Examiner additionally says that Figure 10 of Zoltan illustrates the grid ring 9 located at least partially surrounding the brood comb frame that is carrying the comb, and is opposite to the comb, as seen in Figures 8, 10, and 13, where the grid ring is on an exterior of the frame opposite to the comb, which is on an interior of the frame. Id. We do not clearly understand the Examiner’s interpretation of Zoltan in terms of structure disclosed therein as corresponding to the claim limitations directed to a brood comb frame and a grid ring. With respect to the Examiner’s position that the entire structure in Figures 9 and 10 corresponds to the brood comb frame, with grid ring 9 supplemented thereto, it appears to us that the only structure illustrated in Figures 9 and 10 is element 9, the rotating nest frame (with flattened portions 20 referred to as Appeal 2020-004941 Application 15/038,999 9 fixing breakdowns), alleged to correspond to the claimed grid ring. We also are at a loss as to how an “entire structure” shown in a figure can be said to be “supplemented by” something shown that is part of the entire structure. In the event that the Examiner instead intended to refer to the embodiments shown in Figures 12–16 of Zoltan, we are also at a loss as to how this structure can be interpreted to include a brood comb frame and, as a separately identifiable element, a grid ring, as claimed. Possibly, element 17, which is positioned to support the backside of a comb, might be interpreted as being a brood comb frame, and element 19, surrounding the comb at its radial periphery, might be interpreted as corresponding to a grid ring. See, Zoltan, Fig. 13. However, Zoltan discloses that “[t]he 17 closing rotating nest frame is formed in such a way that it is actually a 9 rotating nest frame,” that is statically reinforced along one side, up to the bee cell 26, such that it functions as a middle wall, with the reinforcing extending to “19 nappe” which is part of the rotating nest frame. Zoltan, p. 11, ll. 16–20. Given this disclosure, and given that the Examiner does not actually rely on Zoltan in the manner we conjecture above, we decline to attempt to salvage the Examiner’s finding as to Zoltan disclosing a brood comb frame and grid ring as claimed. Since the rejection is expressly based on the above, flawed, finding that lacks evidentiary support in the Zoltan reference, we do not sustain the rejection of claim 13 as being obvious over Zoltan, Winter, Wren, and Simoni. For the sake of thoroughness, we have noted that the Examiner posits that Zoltan and Winter in combination result in a structure that includes the grid ring missing from Zoltan. We conclude that the combination is not Appeal 2020-004941 Application 15/038,999 10 tenable. Given the unsupported finding that Zoltan discloses a grid ring, we view the proposed combination as adding to the Zoltan structure a grid ring in the nature of outer ring a1 shown most clearly in Figure 3 of Winter, but also viewable in Figure 2. Appellant argues that Winter discloses providing the outer ring spaced apart from the inner ring that bounds the hive, so as to form a hollow space, which may remain empty or be filled with an insulative material, but would not function as a bee space. Appeal Br. 7. To this point, Appellant notes that the hollow space is closed off from the hive due to adjacent inner rings a2 abutting one another, as can be seen in Figure 3. Id.; see also id. at 8. As such, according to Appellant, combining the teachings of Zoltan and Winter does not result in the creation of a bee space for controlling movement and allowing passage of bees. Appeal Br. 13 (“the presently claimed invention would not have been obtained from the references for the reasons stated above relative to the actual disclosures of Zoltan ‘082 and Winter ‘746.”) The Examiner responds that Winter is essentially being relied on only for its teaching of a grid ring that is spaced apart from a brood comb ring by connection sections, and that the resulting structure in Zoltan will have bee spaces between the adjacent, spaced-apart comb faces, and also between the brood comb frame and grid ring. Ans. 12. The Examiner characterizes the arguments pointing out that Winter fails to provide a gap or passage between the inner rings, as an individual attack on Winter, which fails to address the structure resulting from the Examiner’s proposed modification of Zoltan. Id. We surmise from this that the structure resulting from the Examiner’s combination does not include the inner rings of the brood comb frame abutting one another, thus allowing bees to enter the space between the Appeal 2020-004941 Application 15/038,999 11 brood comb frame and the grid ring. Appellant points out, however, that if this is the structure envisioned by the Examiner, this would destroy the function of the enclosed space of Winter acting as an insulator. Reply Br. 5. As Appellant notes, if there is a gap for bees to access the space between the brood nest frame and the grid ring, the air in that space would not be isolated. Instead, air would freely flow into and out of the space, and into and out of the nest area, thereby destroying or severely limiting any insulative effect intended by Winter. Id. at 5–6. Appellant has the better position here, particularly in view of the fact that the reason provided by the Examiner to modify Zoltan at the outset is “in order to better insulate the hive and protect it against cold and heat,” from the external environment. Final Act. 6. The Examiner’s proposed modification to Zoltan to reach the claimed invention, as we understand it, would not achieve that result to any discernable or predictable measure. Accordingly, the combination does not save the Examiner’s rejection, either. The rejection of claim 13, and of claims 14, 15, 20, 22, 25, and 26, depending therefrom, as being unpatentable over Zoltan, Winter, Wren, and Simoni, is not sustained. Claims 16, 19, 23, and 28--§ 103--Zoltan/Winter/Wren/Simoni/KR ‘995 Claims 17, 18, and 24--§ 103--Zoltan/Winter/Wren/Simoni/KR ‘995/ Atkinson Claims 21 and 27--§ 103--Zoltan/Winter/Wren/Simoni/Platt, Jr. Claim 29--§ 103--Zoltan/Winter/Wren/Simoni/de Souza Claim 32--§ 103--Zoltan/Winter/Wren/Simoni/Clerkin In these rejections, the Examiner does not rely on any of the additional references to cure the deficiencies of Zoltan or of Zoltan Appeal 2020-004941 Application 15/038,999 12 combined with Winter. Accordingly, all of these rejections are not sustained. CONCLUSION The rejection of claims 13–29 and 32 under 35 U.S.C. § 112(a), as failing to comply with the written description requirement, is affirmed. All grounds of rejection of the claims on appeal under 35 U.S.C. § 103 are reversed. DECISION SUMMARY In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 13–29, 32 112(a) Written Description 13–29, 32 13–15, 20, 22, 25, 26 103 Zoltan, Winter, Wren, Simoni 13–15, 20, 22, 25, 26 16, 19, 23, 28 103 Zoltan, Winter, Wren, Simoni, KR ‘995 16, 19, 23, 28 17, 18, 24 103 Zoltan, Winter, Wren, Simoni, KR ‘995, Atkinson 17, 18, 24 21, 27 103 Zoltan, Winter, Wren, Simoni, Platt, Jr. 21, 27 29 103(a) Zoltan, Winter, Wren, Simoni, de Souza 29 32 103(a) Zoltan, Winter, Wren, Simoni, Clerkin 32 Overall Outcome 13–29, 32 Appeal 2020-004941 Application 15/038,999 13 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation