Beaumier, Francois et al.Download PDFPatent Trials and Appeals BoardMar 23, 202013346600 - (D) (P.T.A.B. Mar. 23, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 13/346,600 01/09/2012 Francois Beaumier JSP-2302-158 6408 23117 7590 03/23/2020 NIXON & VANDERHYE, PC 901 NORTH GLEBE ROAD, 11TH FLOOR ARLINGTON, VA 22203 EXAMINER NEUBIG, MARGARET M ART UNIT PAPER NUMBER 3685 NOTIFICATION DATE DELIVERY MODE 03/23/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): PTOMAIL@nixonvan.com pair_nixon@firsttofile.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte FRANCOIS BEAUMIER and MICHAEL TOOKER ____________ Appeal 2019-001506 Application 13/346,600 Technology Center 3600 ____________ Before ROBERT E. NAPPI, CATHERINE SHIANG, and SCOTT E. BAIN, Administrative Patent Judges. SHIANG, Administrative Patent Judge. DECISION ON APPEAL Appellant1 appeals under 35 U.S.C. § 134(a) from the Examiner’s rejection of claims 1–36, which are all the claims pending and rejected in the application. We have jurisdiction under 35 U.S.C. § 6(b). We affirm. 1 We use “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies TouchTunes Music Corporation as the real party in interest. Appeal Br. 3. Appeal 2019-001506 Application 13/346,600 2 STATEMENT OF THE CASE Introduction The present invention relates to “monitoring audio inputs to jukebox devices to determine whether the jukebox devices are being used to play unlicensed media.” Spec. ¶ 2. In certain exemplary embodiments, a digital jukebox device is provided. At least one processor is provided. A media catalog stores a plurality of instances of media available for playback via the jukebox device. A user interface is configured to enable a user to cause an instance of media to be played by the jukebox device upon receipt of a fee. An output is connectable to at least one speaker system. An input is connectable to an external source of audio. A monitor subsystem is configured to detect whether unlicensed music is being played on the jukebox device. Spec. ¶ 24. Claims 1 and 25 are exemplary: 1. A method for detecting unlicensed music being played on a digital jukebox device, the method comprising: starting the digital jukebox device in an internal audio mode in which internal jukebox media is reproduced by the jukebox device; determining whether there is queued internal audio in the digital jukebox device; determining whether an auxiliary override feature is enabled, wherein, when the auxiliary override feature is enabled, the digital jukebox device is configured to receive an audio stream from an external source and reproduce the audio stream; in response to the determination that there is queued internal audio and the determination that the auxiliary override feature is not enabled, operating the jukebox device in the internal audio mode; in response to the determination that there is no queued internal audio or the determination that the auxiliary override feature is enabled, changing the jukebox to operate in an Appeal 2019-001506 Application 13/346,600 3 auxiliary audio mode in which the audio stream from an external source is being provided to the digital jukebox device for reproduction via a speaker system connected to the digital jukebox device; in response to the changing the digital jukebox device to operate in the auxiliary audio mode: capturing at least a portion of the audio stream after determining that the audio stream is being provided to the digital jukebox device from the external source for reproduction via the digital jukebox device; acquiring a digital fingerprint or watermark corresponding to the captured portion; detecting whether the captured portion corresponds to audio content that should be licensed based on the acquired digital fingerprint or watermark; updating a log of possible license violations when the detecting indicates that the captured portion corresponds to audio content that should be licensed; and generating a notification concerning the log of possible violations when a number of possible violations meets or exceeds a predetermined threshold in a predetermined time period. 25. A digital jukebox device for detecting unlicensed music being played on the digital jukebox device, comprising: at least one processor; a non-transitory storage medium storing a plurality of instances of media available for playback via the digital jukebox device; a user interface, the user interface accepting a selection of an instance of media; an audio output connectable to at least one speaker system; and an audio input, an audio stream from an external source being provided through the audio input; wherein the digital jukebox device is configured to at least: Appeal 2019-001506 Application 13/346,600 4 start the digital jukebox device in an internal audio mode, in which internal jukebox media is being reproduced by the digital jukebox device; determine whether there is queued internal audio in the digital jukebox device; determine whether an auxiliary override feature is enabled, wherein, when the auxiliary override feature is enabled, the digital jukebox device is configured to receive an audio stream from an external source and reproduce the audio stream; in response to the determination that there is queued internal audio and the determination that the auxiliary override feature is not enabled, operate the digital jukebox device in the internal audio mode; in response to the determination that there is no queued internal audio or the determination that the auxiliary override feature is enabled, change the jukebox to operate in an auxiliary audio mode, in which the audio stream from an external source being provided to the digital jukebox device for reproduction via a speaker system connected to the digital jukebox device; in response to the changing the digital jukebox device to operate in the auxiliary audio mode: capture at least a portion of the audio stream after determining that the audio stream is being provided to the digital jukebox device from the external source for reproduction via the digital jukebox device, acquire a digital fingerprint or watermark corresponding to the captured portion; detect whether the captured portion corresponds to audio content that should be licensed based on the acquired digital fingerprint or watermark, update a log of possible license violations when the detecting indicates that the captured portion of the audio stream corresponds to audio content that should be licensed, and generate a notification concerning the log of possible violations when a number of possible violations meets or exceeds a predetermined threshold in a predetermined time period, in detecting whether unlicensed music is being played on the digital jukebox device. Appeal 2019-001506 Application 13/346,600 5 References and Rejections2 Claims 1–36 stand rejected under 35 U.S.C. § 101 because they are directed to patent-ineligible subject matter. Final Act. 12–26. Claims 1–36 stand rejected under pre-AIA 35 U.S.C. § 112, first paragraph for failing to comply with the written description requirement. Final Act. 26–32. Claims 1–7, 9–19, 21–31, and 33–36 stand rejected under pre-AIA 35 U.S.C. § 103 as being unpatentable over the collective teachings of Martin (US 2002/0002079 Al; Jan. 3, 2002), Grabar (WO 02/25610 A1; Mar. 28, 2002), Itskov (US 2011/0160885 A1; June 30, 2011), Schmelzer (US 2003/0037010 A1; Feb. 20, 2003), and Logan (US 2010/0131558 A1; May 27, 2010). Final Act. 33–41. Claims 8, 20, and 32 stand rejected under pre-AIA 35 U.S.C. § 103 as being unpatentable over the collective teachings of Martin, Grabar, Itskov, Schmelzer, Logan, and Lim (US 2010/0306179 Al; Dec. 2, 2010). Final Act. 41–42. ANALYSIS Pre-AIA 35 U.S.C. § 112, first paragraph The Examiner determines claims 1–36 fail to comply with the written description requirement with respect to various claim limitations discussed below. See Final Act. 26–32. 2 Throughout this opinion, we refer to the (1) Final Office Action dated Jan. 12, 2018 (“Final Act.”); (2) Appeal Brief dated June 29, 2018 (“Appeal Br.”); (3) Examiner’s Answer dated Oct. 10, 2018 (“Ans.”); and (4) Reply Brief dated Dec. 10, 2018 (“Reply Br.”). Appeal 2019-001506 Application 13/346,600 6 I The Examiner determines: With regard to claims 1, 13, and 25, the claims recite, “. . . starting the digital jukebox device in an internal audio mode . . . determining whether an auxiliary override feature is enabled, wherein, when the auxiliary override feature is enabled, the digital jukebox device is configured to receive an audio stream from an external source and reproduce the audio stream . . .” The claim appears to be reciting the device to be in internal audio mode and that an auxiliary override feature is also enabled. Applicant’s PGPub ¶ [0042] does not provide a clear teaching of how the device occupies both internal and auxiliary override mode. The claim is therefore rejected for failing to comply with the written description requirement. Dependent claims 2-12, 14-24, and 26-36 inherit the same deficiency and are rejected for the same reason. Final Act. 26–27; see also Ans. 16–17. We disagree with the Examiner. It is well established that during examination, claims are given their broadest reasonable interpretation consistent with the specification and should be read in light of the specification as it would be interpreted by one of ordinary skill in the art, but without importing limitations from the specification. See In re Am. Acad. of Sci. Tech Ctr., 367 F.3d 1359, 1364 (Fed. Cir. 2004) (citations omitted); SuperGuide Corp. v. DirecTV Enters., Inc., 358 F.3d 870, 875 (Fed. Cir. 2004). Contrary to the Examiner’s interpretation, the claims do not require “the device occupies both internal and auxiliary override mode” (Final Act. 27). Therefore, the Specification does not need to disclose such simultaneous modes. Appeal 2019-001506 Application 13/346,600 7 Because the Examiner has not provided sufficient basis for the rejection, we reverse the Examiner’s rejection of claims 1–36 under pre-AIA 35 U.S.C. § 112, first paragraph. II With regard to claims 1, 13, and 25, the claims recite, “. . . changing the jukebox to operate in an auxiliary audio mode . . . .” Applicant’s specification does not disclose a ‘changing’ operation. Applicant’s PGPub ¶ [0042], recites, “. . . the jukebox starts in the internal audio mode . . . If, however, the there is no queued internal audio, or there is queued internal audio but the auxiliary override feature is enabled, then the system may be in the auxiliary audio mode (306) . . .” Applicant’s specification therefore discloses considering conditions to determine the device’s mode, but does not disclose changing the device’s mode. The claim is therefore rejected for failing to comply with the written description requirement. Dependent claims 2-12, 14-24, and 26-36 inherit the same deficiency and are rejected for the same reason. Final Act. 27; see also Ans. 17. To satisfy the written description requirement, the disclosure must reasonably convey to skilled artisans that Appellant possessed the claimed invention as of the filing date. See Ariad Pharms., Inc. v. Eli Lilly & Co., 598 F.3d 1336, 1351 (Fed. Cir. 2010) (en banc). Specifically, the description must “clearly allow persons of ordinary skill in the art to recognize that [the inventor] invented what is claimed” and the test requires an objective inquiry into the four corners of the specification from the perspective of a person of ordinary skill in the art. Based on that inquiry, the specification must describe an invention understandable to that skilled artisan and show that the inventor actually invented the invention claimed. Id. (internal quotations and citations omitted). Appeal 2019-001506 Application 13/346,600 8 Appellant cites Figure 3 and paragraph 42 of the Specification for supporting the disputed claim limitation. See Appeal Br. 23; Reply Br. 11– 12. We agree with Appellant because Figure 3 illustrates the changing operation, and paragraph 42 explains “for example, that the jukebox starts in the internal audio mode (302). A check is performed to determine whether there is queued internal audio (304). If there is queued internal audio, a second check is made to determine whether the auxiliary override feature is enabled (308),” and “[i]f, however, . . . there is no queued internal audio, or there is queued internal audio by the auxiliary override feature is enabled, then the system may be in the auxiliary audio mode (306).” Spec. ¶ 42. Therefore, the “specification . . . describe[s] an invention understandable to that skilled artisan and show[s] that the inventor actually invented the invention claimed.” Ariad Pharms., 598 F.3d at 1351. Because the Examiner has not provided sufficient basis for the rejection, we reverse the Examiner’s rejection of claims 1–36 under pre-AIA 35 U.S.C. § 112, first paragraph. III With regard to claim 1, 13 and 25, the claims recite, “. . . changing the jukebox to operate in an auxiliary audio mode . . . .” Applicant’s specification does not specifically disclose the structure responsible for this ‘changing’ step. Specification discloses only, (¶ [0033]), “. . . The switch 210 may be at least partially controlled by a processor . . . .” The claim is therefore rejected as containing subject matter which was not described in the specification in such a way as to reasonably convey the inventor, at the time the application was filed, had possession of the claimed invention. Dependent claims 2-12, 14-24, and 26- 36 inherit the same deficiency and are rejected for the same reason. Appeal 2019-001506 Application 13/346,600 9 Final Act. 27; see also Ans. 17–18. We disagree with the Examiner. The Examiner adds the requirement of a switch structure, but does not cited any statute or case setting forth that requirement. In any event, Appellant cites Figure 2 and paragraph 33 of the Specification for supporting the disputed claim limitation. See Appeal Br. 24–25; Reply Br. 13. In particular, Figure 2 of the Specification illustrates the switch for the changing operation, and paragraph 33 describes the changing operation. See Spec. ¶ 33. Therefore, with respect to the limitation “changing the jukebox to operate in an auxiliary audio mode,” the “specification . . . describe[s] an invention understandable to that skilled artisan and show[s] that the inventor actually invented the invention claimed.” Ariad Pharms., 598 F.3d at 1351. Because the Examiner has not provided sufficient basis for the rejection, we reverse the Examiner’s rejection of claims 1–36 under pre-AIA 35 U.S.C. § 112, first paragraph. IV With regard to claims 1, 13, and 25, the claims recite, “. . . determining whether an auxiliary override feature is enabled, wherein, when the . . .feature is enabled, the digital jukebox device is configured to receive an audio stream . . . ,” and “. . . changing the jukebox to operate in an auxiliary audio mode in which the audio stream from an external source is being provided to the digital jukebox device for reproduction via a speaker system connected to the digital jukebox device . . . .” However, the specific functions of each component, the processor, the user interface and the switch, as well as the inter- relationship among the three have not been sufficiently taught within the disclosure. Applicant’s specification does not provide clear teaching as to whether the switch functions only Appeal 2019-001506 Application 13/346,600 10 to switch the internal and auxiliary audio signals, or if the switch instead provides a way for the user to inform the processor that the user wishes to have the jukebox play audio from an external source such that the processor would utilize an algorithm for determining whether to comply with the user’s wishes. As a result of the description of the switch functions being unclear, the role of the processor and the interactions among the processor, the user interface and the switch are also unclear. Consequently, the recitations “. . . determine whether an auxiliary override feature is enabled . . . ,” and “. . . changing the jukebox to operate in an auxiliary audio mode . . .” lacks clear support from the written disclosure. No clear teaching has been provided as to any inter-relationship among the three elements. The written disclosure recites no algorithm for performing the interaction, and in particular for changing the jukebox mode such that those skilled in the art would clearly recognize that the inventor had possession of the claimed subject matter. Furthermore . . . without reciting any algorithm being performed by the processor for actually performing control of the switch, those skilled in the art would not recognize that the Applicant had in their possession at the time of the invention the necessary programming for the processor to control the switch. The claims are therefore rejected as containing subject matter which was not described in the specification in such a way as to reasonably convey the inventor, at the time the application was filed, had possession of the claimed invention. Similarly, the limitation, “. . . in response to the changing the digital jukebox device to operate in the auxiliary audio mode . . . ,” does not satisfy the written description requirement. Dependent claims 2-12, 14-24 and 26- 36 inherit the same deficiency and are rejected for the same reason. Final Act. 28–29; see also Ans. 18. We disagree with the Examiner. The Examiner has not cited any statue or case setting forth the additional requirement of “the specific functions of each component, the processor, the user interface and the Appeal 2019-001506 Application 13/346,600 11 switch, as well as the inter-relationship among the three” (Final Act. 28). Nor does the Examiner cite any basis for the additional requirement of clear teaching as to whether the switch functions only to switch the internal and auxiliary audio signals, or if the switch instead provides a way for the user to inform the processor that the user wishes to have the jukebox play audio from an external source such that the processor would utilize an algorithm for determining whether to comply with the user’s wishes (Final Act. 28). To the extent the Examiner does not understand how to interpret the claim limitations, such interpretation issue is associated with indefiniteness—not the written description requirement. As to the Examiner’s requirements of an “algorithm for performing the interaction, and in particular for changing the jukebox mode” and “algorithm being performed by the processor for actually performing control of the switch” (Final Act. 28–29), the Examiner has not cited any statute or case setting forth such requirements. To the extent the Examiner has determined such algorithms are required because the claim limitations constitute means-plus-function claim limitations under pre-AIA 35 U.S.C. § 112, sixth paragraph, the Examiner has not provided any analysis or explanation for such determination. Further, the Examiner’s determination that “[s]imilarly, the limitation[] ‘. . . in response to the changing the digital jukebox device to operate in the auxiliary audio mode . . . []’ does not satisfy the written description requirement” (Final Act. 29) is unclear, as the statement does not adequately explain the basis for the rejection. Appeal 2019-001506 Application 13/346,600 12 Because the Examiner has not provided sufficient basis for the rejection, we reverse the Examiner’s rejection of claims 1–36 under pre-AIA 35 U.S.C. § 112, first paragraph. V With regard to claims 1, 13, and 25, the claims recite, “. . . determining whether there is queued internal audio . . . .” However, Applicant’s specification does not specifically disclose an algorithm for this determination. Applicant’s PGPub, ¶ [0042] discloses only, “. . . A check is performed to determine whether there is queued internal audio (304) . . . .” No algorithm is disclosed for performing the function; moreover, the function is not specifically disclosed as being performed by the jukebox device but could instead be performed by an operator. The claim is therefore rejected as failing to comply with the written description requirement. . . . Dependent claims 2-12, 14-24 and 26-36 inherit the same deficiency and are rejected for the same reason. Final Act. 29–30; see also Ans. 18. The Examiner acknowledges paragraph 42 of the Specification discloses the disputed limitation. Final Act. 29. Therefore, with respect to the limitation “determining whether there is queued internal audio in the digital jukebox device,” the “specification . . . describe[s] an invention understandable to that skilled artisan and show[s] that the inventor actually invented the invention claimed.” Ariad Pharms., 598 F.3d at 1351. As to the Examiner’s requirement of an algorithm for the disputed limitation, the Examiner has not cited any statute or case setting forth such a requirement. To the extent the Examiner has determined such an algorithm is required because the claim limitation constitutes a means-plus-function claim limitation under pre-AIA 35 U.S.C. § 112, sixth paragraph, the Appeal 2019-001506 Application 13/346,600 13 Examiner has not provided any analysis or explanation for such determination. Because the Examiner has not provided sufficient basis for the rejection, we reverse the Examiner’s rejection of claims 1–36 under pre-AIA 35 U.S.C. § 112, first paragraph. VI With regard to claims 1, 13, and 25, the claims recite, “. . . acquiring a digital fingerprint or watermark corresponding to the captured portion; detecting whether the captured portion corresponds to audio content that should be licensed based on the determined acquired digital fingerprint or watermark . . . .” Acquiring a digital fingerprint or watermark is a broad limitation and lacks full support by Applicant’s specification, which discloses finding an embedded mark or sending captured content to a service. The term can reasonably be interpreted to read on generating a fingerprint or watermark, but this is not disclosed by Applicant’s specification. Moreover, the acquiring and subsequent matching require an algorithm (See PGPub ¶ [0019], “. . . capturing segments of the audio stream(s) and matching the audio stream(s) against music files by means of a music fingerprint or watermarking algorithm . . .”), but no algorithm is disclosed in Applicant’s specification. The claims are therefore rejected as failing to comply with the written description requirement. . . . Claims 2, 3, 14, 15, 26 and 27 are similarly rejected for reciting similar language, “. . . acquiring . . . digital fingerprint . . . comparing the digital fingerprint . . .” and “. . . acquiring the digital fingerprint . . . comprises searching for a digital fingerprint . . .” Dependent claims 2-12, 14-24 and 26-36 inherit the same deficiency and are rejected for the same reason. Final Act. 30–31; see also Ans. 18–19. Appeal 2019-001506 Application 13/346,600 14 Appellant cites paragraph 35 of the Specification for supporting the disputed claim limitation “acquiring a digital fingerprint or watermark corresponding to the captured portion.” See Appeal Br. 32; Reply Br. 15. We agree with Appellant because paragraph 35 describes the acquiring limitation below: For example, the portions of the captured stream may simply be scanned to determine whether they already include a digital watermark, encrypted or other tag, etc. As another example, the captured portion may be forwarded to a service configured to run a fingerprint or watermark algorithm on the captured data, with the service being stored and/or executed locally or at a remote location. The fingerprint or watermark may be compared to a database of songs to identify likely matches. Spec. ¶ 35. Cumulatively, the original claim 2, which is a part of the Specification, also describes the capturing limitation. See original claim 2. Therefore, with respect to the limitation “acquiring a digital fingerprint or watermark corresponding to the captured portion,” the “specification . . . describe[s] an invention understandable to that skilled artisan and show[s] that the inventor actually invented the invention claimed.” Ariad Pharms., 598 F.3d at 1351. As to the Examiner’s requirement of algorithms for the limitations “acquiring a digital fingerprint or watermark corresponding to the captured portion” and “detecting whether the captured portion corresponds to audio content that should be licensed based on the acquired digital fingerprint or watermark,” the Examiner has not cited any statute or case setting forth such a requirement. To the extent the Examiner has determined such algorithms are required because the claim limitations constitute means-plus-function Appeal 2019-001506 Application 13/346,600 15 claim limitations under pre-AIA 35 U.S.C. § 112, sixth paragraph, the Examiner has not provided any analysis or explanation for such determination. Because the Examiner has not provided sufficient basis for the rejection, we reverse the Examiner’s rejection of claims 1–36 under pre-AIA 35 U.S.C. § 112, first paragraph. 35 U.S.C. § 101 We have reviewed the Examiner’s rejection in light of Appellant’s contentions and the evidence of record. For the reasons set forth below, we concur with Appellant’s contentions that the Examiner erred regarding the 35 U.S.C. § 101 rejection. Section 101 of the Patent Act provides “[w]hoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.” 35 U.S.C. § 101. However, the Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. E.g., Alice Corp. Pty. Ltd. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014) (internal quotation marks and citation omitted). In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo and Alice. Id. at 217–18 (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 75–77 (2012)). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 Appeal 2019-001506 Application 13/346,600 16 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) (“Claims 1 and 4 in petitioners’ application explain the basic concept of hedging, or protecting against risk.”). Concepts determined to be abstract ideas, and, thus, patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 67 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” (Diamond v. Diehr, 450 U.S. 175, 191 (1981)); “tanning, dyeing, making water-proof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. (15 How.) 252, 267–68 (1854))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). In Diehr, the claim at issue recited a mathematical formula, but the Supreme Court held that “[a] claim drawn to subject matter otherwise statutory does not become nonstatutory simply because it uses a mathematical formula.” Diehr, 450 U.S. at 187; see also id. at 191 (“We view respondents’ claims as nothing more than a process for molding rubber products and not as an attempt to patent a mathematical formula.”). Having said that, the Supreme Court also indicated that a claim “seeking patent protection for that formula in the abstract . . . is not accorded the protection of our patent laws, . . . and this principle cannot be circumvented by attempting to limit the use of the formula to a particular technological Appeal 2019-001506 Application 13/346,600 17 environment.” Id. (citing Benson and Flook); see, e.g., id. at 187 (“It is now commonplace that an application of a law of nature or mathematical formula to a known structure or process may well be deserving of patent protection.”). If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent-eligible application.” Alice, 573 U.S. at 221 (citation omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (quoting Mayo, 566 U.S. at 77). “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. The United States Patent and Trademark Office published revised guidance on the application of § 101. USPTO, 2019 REVISED PATENT SUBJECT MATTER ELIGIBILITY GUIDANCE, 84 Fed. Reg. 50 (Jan. 7, 2019) (“Guidance”).3 Under the Guidance, we first look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes) (Step 2A, Prong 1); and (2) additional elements that integrate the judicial exception into a practical application (see Manual of Patent Examining 3 The Guidance was updated in October 2019. Appeal 2019-001506 Application 13/346,600 18 Procedure (“MPEP”) § 2106.05(a)–(c), (e)–(h)) (9th ed. rev. 08.2017 2018) (Step 2A, Prong 2). Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. (Step 2B.) See Guidance, 84 Fed. Reg. at 54–56. Turning to Step 2A, Prong 1 of the Guidance, claim 25 (with emphases) recites: 25. A digital jukebox device for detecting unlicensed music being played on the digital jukebox device, comprising: at least one processor; a non-transitory storage medium storing a plurality of instances of media available for playback via the digital jukebox device; a user interface, the user interface accepting a selection of an instance of media; an audio output connectable to at least one speaker system; and an audio input, an audio stream from an external source being provided through the audio input: wherein the digital jukebox device is configured to at least: start the digital jukebox device in an internal audio mode, in which internal jukebox media is being reproduced by the digital jukebox device; determine whether there is queued internal audio in the digital jukebox device; determine whether an auxiliary override feature is enabled, wherein, when the auxiliary override feature is enabled, the digital jukebox device is configured to receive an Appeal 2019-001506 Application 13/346,600 19 audio stream from an external source and reproduce the audio stream; in response to the determination that there is queued internal audio and the determination that the auxiliary override feature is not enabled, operate the digital jukebox device in the internal audio mode; in response to the determination that there is no queued internal audio or the determination that the auxiliary override feature is enabled, change the jukebox to operate in an auxiliary audio mode, in which the audio stream from an external source being provided to the digital jukebox device for reproduction via a speaker system connected to the digital jukebox device; in response to the changing the digital jukebox device to operate in the auxiliary audio mode: capture at least a portion of the audio stream after determining that the audio stream is being provided to the digital jukebox device from the external source for reproduction via the digital jukebox device, acquire a digital fingerprint or watermark corresponding to the captured portion; detect whether the captured portion corresponds to audio content that should be licensed based on the acquired digital fingerprint or watermark, update a log of possible license violations when the detecting indicates that the captured portion of the audio stream corresponds to audio content that should be licensed, and generate a notification concerning the log of possible violations when a number of possible violations meets or exceeds a predetermined threshold in a predetermined time period, in detecting whether unlicensed music is being played on the digital jukebox device. Because the italicized functions can be performed by a person, they are like the mental processes in CyberSource and Synopsys. See CyberSource Corp. v. Retail Decisions, Inc., 654 F.3d 1366, 1372–73 (Fed. Cir. 2011) (“All of claim 3’s method steps can be performed in the human Appeal 2019-001506 Application 13/346,600 20 mind, or by a human using a pen and paper. . . . Such a method that can be performed by human thought alone is merely an abstract idea and is not patent-eligible under § 101.”); Synopsys, Inc. v. Mentor Graphics Corp., 839 F.3d 1138, 1146 (Fed. Cir. 2016) (“[W]e continue to ‘treat[ ] analyzing information by steps people go through in their minds, or by mathematical algorithms, without more, as essentially mental processes within the abstract-idea category.’”) (citation omitted). For example, a person can “start the digital jukebox device in an internal audio mode, in which internal jukebox media is being reproduced by the digital jukebox device” by selecting the internal audio mode for the jukebox. Similarly, a person can “determine whether there is queued internal audio in the digital jukebox device” by examining whether the queued internal audio exists. Further, a person can “determine whether an auxiliary override feature is enabled, wherein, when the auxiliary override feature is enabled, the digital jukebox device is configured to receive an audio stream from an external source and reproduce the audio stream” by checking whether the auxiliary override feature is selected. As a result, we conclude claim 25 recites mental processes, and thus an abstract idea. See Guidance, Step 2A, Prong 1 (Groupings of Abstract Ideas). For similar reasons, each of claims 1–24 and 26–36 recites mental processes, and thus an abstract idea. Even if claim 25 recites an abstract idea, the Federal Circuit explains the “directed to” inquiry is not simply asking whether the claims involve a patent-ineligible concept: Appeal 2019-001506 Application 13/346,600 21 The “directed to” inquiry . . . cannot simply ask whether the claims involve a patent-ineligible concept, because essentially every routinely patent-eligible claim involving physical products and actions involves a law of nature and/or natural phenomenon—after all, they take place in the physical world. See Mayo, 132 S.Ct. at 1293 (“For all inventions at some level embody, use, reflect, rest upon, or apply laws of nature, natural phenomena, or abstract ideas.”). Rather, the “directed to” inquiry applies a stage-one filter to claims, considered in light of the specification, based on whether “their character as a whole is directed to excluded subject matter.” Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 1335 (Fed. Cir. 2016); see also Diehr, 450 U.S. at 188 (“In determining the eligibility of respondents’ claimed process for patent protection under § 101, their claims must be considered as a whole.”); McRO, Inc. v. Bandai Namco Games Am. Inc., 837 F.3d 1299, 1314 (Fed. Cir. 2016) (the question is whether the claims as a whole “focus on a specific means or method that improves the relevant technology or are instead directed to a result or effect that itself is the abstract idea and merely invoke generic processes and machinery”). Therefore, we proceed to Step 2A, Prong 2 of the Guidance to determine whether additional elements of the claim integrate the mental processes into a practical application. Such additional elements may reflect an improvement to a technology or technical field. See Guidance, 84 Fed. Reg. at 55. We determine additional elements of claim 25 integrate the abstract idea into a practical application, as the additional elements (listed below) reflect technology improvement of a digital jukebox device. See claim 25; see also DDR Holdings, LLC v. Hotels.com, L.P., 773 F.3d 1245, 1257 (Fed. Cir. 2014) (holding the claims satisfy Alice step two because “the claimed solution is necessarily rooted in computer technology in order to overcome a problem specifically arising in the realm of computer Appeal 2019-001506 Application 13/346,600 22 networks”). In particular, the additional elements are (i) “in response to the determination that there is no queued internal audio or the determination that the auxiliary override feature is enabled, change the jukebox to operate in an auxiliary audio mode, in which the audio stream from an external source being provided to the digital jukebox device for reproduction via a speaker system connected to the digital jukebox device,” (ii) “in response to the changing the digital jukebox device to operate in the auxiliary audio mode: capture at least a portion of the audio stream after determining that the audio stream is being provided to the digital jukebox device from the external source for reproduction via the digital jukebox device, acquire a digital fingerprint or watermark corresponding to the captured portion; and (iii) detect whether the captured portion corresponds to audio content that should be licensed based on the acquired digital fingerprint or watermark, update a log of possible license violations when the detecting indicates that the captured portion of the audio stream corresponds to audio content that should be licensed, and generate a notification concerning the log of possible violations when a number of possible violations meets or exceeds a predetermined threshold in a predetermined time period, in detecting whether unlicensed music is being played on the digital jukebox device.” Claim 25. Our determination is supported by the Specification, which describes the deficiencies of the existing jukebox devices, and technology improvements of the invented jukebox devices: A recent trend in some venues involves providing multiple televisions or other displays throughout the particular location. For instance, multiple flat screen televisions often are used for watching sports in a venue. Because of the Appeal 2019-001506 Application 13/346,600 23 proliferation of multiple displays external to the jukebox for displaying jukebox-related and/or other media, a need has arisen for digital jukebox systems to include an auxiliary input. Spec. ¶ 13. Unfortunately, the misuse of the auxiliary audio input has become a serious problem for the operator community. Indeed, the operator community has not had a viable way to determine whether the auxiliary input is or was being used for television or for some undetermined music source, much less what the rights associated with the music source are. It also follows that the operator community has been unable to track these problems, looking for trends and trying to track down the “guilty” parties. Spec. ¶ 16. Fig. 3 is an illustrative audio source switching state diagram in accordance with certain exemplary embodiments. Assume, for example, that the jukebox starts in the internal audio mode (302). A check is performed to determine whether there is queued internal audio (304). If there is queued internal audio, a second check is made to determine whether the auxiliary override feature is enabled (308). If the auxiliary override feature is not enabled, them [sic] the system is in the internal audio mode (302). If, however, the [sic] there is no queued internal audio, or there is queued internal audio by the auxiliary override feature is enabled, then the system may be in the auxiliary audio mode (306). In such a case, a determination is made as to whether the number of auxiliary faults exceeds a predetermined limit or threshold (310). If so, then the music fault reporting aspect of the monitoring system may be turned on (312). It will be appreciated that live or substantially live notifications may be sent (e.g., to the operator, bar personnel or managers, etc.) and/or that other actions may be taken such as, for example, temporarily disabling the auxiliary input, displaying a message on the screen that unlicensed music has been detected, and/or the like. Notifications thus may be sent with each possible violation, periodically (e.g., daily, weekly, etc.), upon a triggering event (e.g., the predetermined threshold Appeal 2019-001506 Application 13/346,600 24 being met or exceeded, upon a specific request from an operator, etc.). The actions may be taken in response to a response to remote command from operator, automatically by system, and/or the like, in different exemplary embodiments. After that, or in the event that the limit is not exceeded, checks to determine the audio mode may again be made, beginning with the determination as to whether the jukebox has queued internal audio (304) and in accordance with the above. Spec. ¶ 42. Because the additional elements of claim 25 integrate the mental processes into a practical application, we determine claim 25 is not directed to an abstract idea. See Guidance, Step 2A, Prong 2. For similar reasons, each of claims 1–24 and 26–36 integrates the mental processes into a practical application, and is not directed to an abstract idea. Therefore, we reverse the rejection of claims 1–36 under 35 U.S.C. § 101. 35 U.S.C. § 103 On this record, the Examiner did not err in rejecting claim 1. For the reasons set forth below, Appellant has not persuaded us the Examiner erred. To the extent consistent with our analysis below, we adopt the Examiner’s findings and conclusions in the Final Action and the Answer.4 4 To the extent Appellant advances new arguments in the Reply Brief without showing good cause, Appellant has waived such arguments. See 37 C.F.R. § 41.41(b)(2). Appeal 2019-001506 Application 13/346,600 25 I Appellant contends Martin and Grabar do not collectively teach in response to the determination that there is no queued internal audio or the determination that the auxiliary override feature is enabled, changing the jukebox to operate in an auxiliary audio mode in which the audio stream from an external source is being provided to the digital jukebox device for reproduction via a speaker system connected to the digital jukebox device; as recited in claim 1. See Appeal Br. 38–40; Reply Br. 16–18. In particular, Appellant argues Martin is deficient because Martin does not teach the claimed “auxiliary override feature” and “auxiliary audio mode.” In particular, claim 1 defines that “when the auxiliary override feature is enabled, the digital jukebox device is configured to receive an audio stream from an external source and reproduce the audio stream,” and in the “auxiliary audio mode,” the audio stream from an external source is being provided to the digital jukebox device for reproduction via a speaker system connected to the digital jukebox device” (emphasis added). . . . Martin teaches that “data for use for dart game, jukebox, and advertisement operation” are stored internally in “a mass storage device 252 of the entrainment system.” See para. [0019]. Thus, as admitted by the Examiner, “Martin does not specifically discloses that the alternate input corresponds to an audio stream from an external source.” See page 34, lines 18-19 of the Final Office Action (Emphasis added). As a result, Martin fails to disclose or suggest the claimed “auxiliary override feature” and “auxiliary audio mode.” Since Martin fails to teach the claimed “auxiliary override feature,” Martin also fails to teach “in response to the determination that there is queued internal audio and the determination that the auxiliary override feature is not enabled Appeal 2019-001506 Application 13/346,600 26 ... ,” and “in response to ... the determination that the auxiliary override feature is enabled ... ,” as recited by claim 1 (emphasis added). Moreover, since Martin fails to teach the claimed “auxiliary audio mode,” Martin also fails to teach “changing the jukebox to operate in an auxiliary audio mode in which the audio stream from an external source is being provided to the digital jukebox device for reproduction via a speaker system connected to the digital jukebox device,” and “in response to the changing the digital jukebox device to operate in the auxiliary audio mode .... capturing at least a portion of the audio stream ... ; acquiring a digital fingerprint or watermark ... ; whether the captured portion corresponds to audio content that should be licensed ... ; updating a log ... ; and generating a notification ... ,” as recited by claim 1 . . . . Appeal Br. 39 (emphases omitted); see also Reply Br. 16–17. Appellant argues Grabar is deficient because even if, for the sake of arguments, that Grabar teaches the claimed “auxiliary audio mode,” Grabar still fails to teaches [sic] “changing the jukebox to operate in an auxiliary audio mode” in response to the particularly claimed “determination that there is no queued internal audio or the determination that the auxiliary override feature is enabled,” as recited by claim 1 . . . . . . . Grabar only teaches the “selection between external sources and the music stored in the jukebox itself’ by “entering the service mode of the apparatus pressing the service key inside the apparatus.” See page 2, lines 13-18 and claim 28 (emphasis added). Thus, Grabar teaches that a user triggers the reproduction of music from external sources by pressing the service key inside the apparatus, rather than in response to the claimed “determination that there is no queued internal audio or the determination that the auxiliary override feature is enabled.” Appeal 2019-001506 Application 13/346,600 27 Therefore, Grabar also fails to teach “in response to the determination that there is no queued internal audio or the determination that the auxiliary override feature is enabled, changing the jukebox to operate in an auxiliary audio mode, in which the audio stream from an external source being provided to the digital jukebox device for reproduction via a speaker system connected to the digital jukebox device,” as recited by claim 1 . . . . Appeal Br. 40(emphases omitted); see also Reply Br. 17–18. Appellant has not persuaded us of error. Because the Examiner relies on the combination of Martin and Grabar to teach the disputed claim limitation, Appellant cannot establish nonobviousness by attacking the reference individually. See In re Merck & Co., 800 F.2d 1091, 1097 (Fed. Cir. 1986). In particular, the Examiner finds—and Appellant does not dispute—Grabar teaches “auxiliary override feature” and “auxiliary audio mode in which the audio stream from an external source is being provided.” See Final Act. 34. The Examiner further finds—and Appellant does not dispute—Martin teaches in response to the determination that there is no queued internal audio or the determination that the . . . feature is enabled, changing the jukebox to operate in an . . . mode in which the audio stream from an . . . source is being provided to the digital jukebox device for reproduction via a speaker system connected to the digital jukebox device, as recited in claim 1. See Final Act. 33–34. Because Appellant does not challenge the propriety of combining the teachings of Martin and Grabar, the Examiner correctly finds the combination teaches or suggests Appeal 2019-001506 Application 13/346,600 28 in response to the determination that there is no queued internal audio or the determination that the auxiliary override feature is enabled, changing the jukebox to operate in an auxiliary audio mode in which the audio stream from an external source is being provided to the digital jukebox device for reproduction via a speaker system connected to the digital jukebox device, as recited in claim 1. II Appellant contends Grabar does not teach “in response to the determination that there is queued internal audio and the determination that the auxiliary override feature is not enabled, operating the jukebox device in the internal audio mode,” as recited in claim 1 (emphases added). See Appeal Br. 40. In particular, Appellant argues: Grabar teaches that an authorized person can select between reproducing music from external sources and reproducing music stored in a jukebox itself “by entering the service mode of the apparatus pressing the service key inside the apparatus.” See page 2, lines 13-18 and claim 28 (emphasis added). Thus, Grabar teaches that an authorized person can select to reproducing music stored internally by pressing the service key, but not “in response to the determination that there is queued internal audio and the determination that the auxiliary override feature is not enabled.” Appeal Br. 40 (emphases omitted). Appellant’s arguments are unpersuasive. Because the Examiner relies on the combination of Martin and Grabar to teach the disputed claim limitation, Appellant cannot establish nonobviousness by attacking the reference individually. See Merck, 800 F.2d at 1097. The Examiner finds— and Appellant does not dispute—Martin teaches “in response to the Appeal 2019-001506 Application 13/346,600 29 determination that there is queued internal audio and the determination that the . . . feature is not enabled, operating the jukebox device in the internal audio mode.” See Final Act. 33. The Examiner further finds—and Appellant does not dispute—Grabar teaches “auxiliary override feature.” See Final Act. 34. Because Appellant does not challenge the propriety of combining the teachings of Martin and Grabar, the Examiner correctly finds the combination teaches or suggests “in response to the determination that there is queued internal audio and the determination that the auxiliary override feature is not enabled, operating the jukebox device in the internal audio mode,” as recited in claim 1. III Appellant contends Martin, Grabar, and Itskov do not collectively teach in response to the changing the digital jukebox device to operate in the auxiliary audio mode: capturing at least a portion of the audio stream after determining that the audio stream is being provided to the digital jukebox device from the external source for reproduction via the digital jukebox device; acquiring a digital fingerprint or watermark corresponding to the captured portion; detecting whether the captured portion corresponds to audio content that should be licensed based on the acquired digital fingerprint or watermark; as recited in claim 1 (emphasis added). See Appeal Br. 41; Reply Br. 18–20. In particular, Appellant argues Appeal 2019-001506 Application 13/346,600 30 The cited sections of Itskov teach that a “control gate 20 provides coordinating function used to identify the content about to be played on the in-house system 8,” and hence “the content about to be played on the in-house system 8 can be audited to provide the appropriate tracking of digital media content played in the commercial establishment.” See para. [0045] (emphasis added). However, even assuming, for sake of arguments, that Itskov’s content about to be played may be from an external source, Itskov does not teach changing the in- house system 8 to operate in the auxiliary audio mode, much less auditing the content to be played “in response to the changing the digital jukebox device to operate in the auxiliary audio mode.” Appeal Br. 41 (emphases omitted); see also Reply Br. 18–20. Appellant’s arguments are unpersuasive, because they are not directed to the Examiner’s specific findings and conclusions based on Martin and Grabar. As discussed in Section I above, “changing the digital jukebox device to operate in the auxiliary audio mode” first appears in the following limitation (emphasis added) in response to the determination that there is no queued internal audio or the determination that the auxiliary override feature is enabled, changing the jukebox to operate in an auxiliary audio mode in which the audio stream from an external source is being provided to the digital jukebox device for reproduction via a speaker system connected to the digital jukebox device. As discussed in Section I above, Martin and Grabar and collectively teach the limitation “changing the digital jukebox device to operate in the auxiliary audio mode.” As a result, Itskov does not need to teach that limitation again. Because Appellant has not persuaded us the Examiner erred, we sustain the Examiner’s rejection of independent claim 1. Appeal 2019-001506 Application 13/346,600 31 For similar reasons, we sustain the Examiner’s rejection of independent claims 13 and 25. We also sustain the Examiner’s rejection of corresponding dependent claims 2–6, 8–12, 14–18, 20–24, 26–30, and 32–36, as Appellant does not advance separate substantive arguments about those claims. See 37 C.F.R. § 41.37(c)(1)(iv). Separately Argued Dependent Claims 7, 19, 31 On this record, the Examiner did not err in rejecting claim 7. Appellant argues Itskov does not teach “temporarily disabling an audio input of” the digital jukebox device, as recited in claim 7. See Appeal Br. 42–43; Reply Br. 20–21. In particular, Appellant argues: The Examiner alleges in the Final Office Action that paragraphs [0040] and [0052] of [Itskov] teach the claimed features of claims 7, 19 and 31. See page 39, item 72. However, the allegation is erroneous. Paragraphs [0040] and [0052] of [Itskov] teach that the control gate may prevent some unrecognized audio signals from being reproduced on the in-house system, but not disabling any audio input of the in-house system. Temporarily disabling an audio input of a system is different from preventing unrecognized audio signal from being reproduced on the system. [Itskov] thus fails to teach “temporarily disabling an audio input of the digital jukebox device, wherein an audio stream from the external source is provided through the audio input,” as recited by claim 7 (and similarly claims 19 and 31). Appeal Br. 42–43 (emphases omitted); see also Reply Br. 20–21. Appellant’s arguments are unpersuasive, because Appellant does not persuasively explain why Itskov’s disclosures of “[t]he control gate 20 can interrupt signals from other sources to the amplifier and essentially override Appeal 2019-001506 Application 13/346,600 32 other sources as may be required” (Itskov ¶ 40) and “the control gate 20 can be set to operate and prohibit playing music that is not recognized by the digital content management system” (Itskov ¶ 52) do not teach or suggest “temporarily disabling an audio input of” the digital jukebox device, as recited in dependent claim 7. Further, Appellant’s following argument (Reply Br. 21 (emphases omitted)) is unpersuasive: A person of ordinary skill in the art would understand that interrupting or prohibiting unauthorized external signals from being reproduced on the in-house system is different from temporarily disabling an audio input of the in-house system. When an audio-input is temporarily disabled, the audio input is temporarily not able to receive any signals from any devices, no matter the signals are authorized or not, while interrupting or prohibiting signals that are unauthorized, the audio input of the in-house system can still receive other authorized signals. Contrary to the above argument, claim 7 recites “temporarily disabling an audio input of the digital jukebox device, wherein an audio stream from the external source is provided through the audio input” (emphases added). The claim does not require “the audio input is temporarily not able to receive any signals from any devices,” as Appellant argues (Reply Br. 21). As a result, Appellant’s argument is not commensurate with the scope of the claim. In any event, one skilled in the art would have found it obvious for Itskov’s in-house system (Itskov ¶¶ 40, 52; Fig. 1) to include an off switch, so that the system could be turned off when it is desirable to do so. To that end, because temporarily turning off Itskov’s in-house system teaches or suggests temporarily disabling any audio input, the disputed limitation is Appeal 2019-001506 Application 13/346,600 33 obvious in light of Itskov’s teachings. In short, regardless of whether Appellant’s claim interpretation has any merit, the limitation “temporarily disabling an audio input,” is taught by or at least obvious in light of Itskov’s teachings. Therefore, and for similar reasons discussed above with respect to claim 1, we sustain the Examiner’s rejection of dependent claim 7. For similar reasons, we sustain the Examiner’s rejection of independent claims 19 and 31. CONCLUSION We reverse the Examiner’s decision rejecting claims 1–36 under 35 U.S.C. § 101. We reverse the Examiner’s decision rejecting claims 1–36 under pre- AIA 35 U.S.C. § 112, first paragraph. We affirm the Examiner’s decision rejecting claims 1–36 under 35 U.S.C. § 103. Because we affirm at least one ground of rejection with respect to each claim on appeal, we affirm the Examiner’s decision rejecting claims 1– 36. See 37 C.F.R. § 41.50(a)(1). Appeal 2019-001506 Application 13/346,600 34 In summary: Claims Rejected Pre-AIA 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–36 101 Subject Matter Eligibility 1–36 1–36 112, first paragraph Written Description 1–36 1–7, 9–19, 21–31, 33– 36 103 Martin, Grabar, Itskov, Schmelzer, Logan 1–7, 9–19, 21–31, 33– 36 8, 20, 32 103 Martin, Grabar, Itskov, Schmelzer, Logan, Lim 8, 20, 32 Overall Outcome 1–36 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). See 37 C.F.R. § 41.50(f). AFFIRMED Copy with citationCopy as parenthetical citation