Bar & Barbeque ProductsDownload PDFNational Labor Relations Board - Board DecisionsJun 1, 1977229 N.L.R.B. 1058 (N.L.R.B. 1977) Copy Citation DECISIONS OF NATIONAL LABOR RELATIONS BOARD Bar and Barbeque Products, Inc. and Miscellaneous Warehousemen, Drivers & Helpers Local 986, International Brotherhood of Teamsters, Chauf- feurs, Warehousemen & Helpers of America, Petitioner. Case 31-RC-3648 June 1, 1977 DECISION AND CERTIFICATION OF REPRESENTATIVE BY CHAIRMAN FANNING AND MEMBERS PENELLO AND MURPHY Pursuant to authority granted it by the National Labor Relations Board under Section 3(b) of the National Labor Relations Act, as amended, a three- member panel has considered the determinative challenge to a ballot cast in an election held November 5, 1976,1 and the Hearing Officer's Report, pertinent parts which are attached hereto, recommending disposition of same. The Board has considered the entire record in this case in light of the Petitioner's exceptions and brief and has decided to reject the recommendation of the Hearing Officer. Rather, for the reasons discussed below, we find that Robert Russell is a supervisor within the meaning of the Act and that the challenge to his ballot must therefore be sustained. The Employer is a California corporation engaged in the production and sale of gift items. The Employer employs approximately eight assembly and warehouse employees at its plant in Woodland Hills, California. Employer's owner and president, Robert Stine, is regularly on the premises. The only other admitted supervisor is Howard Barriscale, Employer's purchasing agent. Robert Russell began working for the Employer in February 1971 and is by far its most senior employee. 2 Russell works in the warehouse where his duties include picking merchandise off the shelves, shipping, stocking shelves, and preparing bills of lading. In addition to these duties, Russell is also responsible for preparing daily timesheets for the approximately four warehouse employees.3 Unlike other warehouse employees, Russell has a desk in the warehouse where he admittedly spends about 25 percent of his working time. Russell is the only salaried warehouse employee and, as such, he is not I The election was conducted pursuant to a Stipulation for Certification Upon Consent Election approved by the Regional Director for Region 31 on October 21, 1976. The tally was: four for, and three against, the Petitioner, there was one challenged ballot. 2 After Russell, the next senior warehouse employee is Joseph Forgo, who had worked for the Employer only 9 months at the time of the hearing. : When Russell is away, this is done by either Barnscale or Stine. 4 arriscale testified that prior to April 1976 he would enter the warehouse five or six times a day Ibr 30 minutes per visit; since April, he goes into the warehouse only two or three times per day. Robert Stine 229 NLRB No. 144 docked for time taken off and is not paid for overtime worked, as are the other warehouse employ- ees. The warehouse is organized in such a fashion that the employees' duties are well defined and routine. However, there is an apparently high turnover rate (see fn. 2, supra) and neither Barriscale nor Stine is in the warehouse on a regular full-time basis.4 The Employer admittedly utilizes Russell to convey criticisms and instructions to the warehouse employ- ees. For example, employee Donald Wilson testified without contradiction that, when he was hired, Stine told him that Russell "was the man I would have to be taking orders from, and if I do anything wrong, Russell scolds me .... " The warehouse employees are instructed to call Russell when they are going to be absent or late. They also report to him for training. Although Russell does not have the authority to hire or fire employees, the record reveals that, in late summer 1976 when employee Donald Wilson was hired, Stine discussed with Russell the question of when Wilson should begin his employment.5 It was at this interview that Stine told Wilson that he would be taking orders from Russell. Russell was also used to inform the only two employees discharged during his tenure ("Gus," in late Summer 1976, and Vincent Rubino on or about October 13, 1976) that they were terminated. 6 The Hearing Officer, without resolving credibility issues, found that Russell supervises the workflow in the warehouse; acts as a conduit for the Employer's criticism of employees; relays to employees the decision to terminate them; and grants time off for absences when Barriscale or Stine is not available. Nevertheless, the Hearing Officer concluded that Russell is not a supervisor on the grounds that his direction of the work of other employees is routine and does not require the exercise of discretion and independent judgment; there was no evidence that new employees are told that Russell is their "boss" or supervisor; and Russell's authority to grant time off for absences is not sufficient supervisory authority to render Russell a supervisor within the meaning of the Act. Further, if Russell were found to be a supervi- sor, the ratio of supervisory to nonsupervisory employees would be I to 2. testified that he was in the backroom "at least on or off 30 percent of my time" at the plant, spread over many different visits. 5 Barriscale had primary responsibility for the hiring of employees. Wilson is the only employee hired by Stine in the past several years. 6 The evidence is uncontroverted that Russell told "Gus" he was terminated at the direction of Mrs. Robert Stine, Employer's bookkeeper and wife of owner Stine. With respect to Rubino's discharge, Stine testified that he informed Russell of his decision to terminate Rubino, and instructed Russell to send Rubino into the office to tell him he was fired. 1058 BAR AND BARBEQUE PRODUCTS We disagree with the Hearing Officer's conclusion. Testimony of the Employer's witnesses and other uncontroverted testimony in the record establish that Russell directs the daily workflow of the warehouse employees. And, although the work is routine once the employees learn their duties, given the high employee turnover rate, we find it unlikely that the Employer would allow the employees to function without full-time oversight. Additionally, we con- clude that the Employer in fact holds Russell out to be a supervisor. Thus, Wilson was told that Russell was the man from whom he would take orders. Russell also keeps records of the other employees' work hours. He criticizes and directs their work and grants them time off under circumstances where it would be impossible for him to be acting on the specific instructions of Barriscale or Stine, and was put in the position of telling employees "Gus" and Rubino that they were discharged. Furthermore, Russell is the only salaried employee in the ware- house. On the basis of the above, we conclude that warehouse employees reasonably regard Russell as their supervisor and that the Employer is responsible for having created this impression. In these circum- stances, we do not consider determinative the fact that all warehouse employees were never explicitly told that Russell was their boss or supervisor. Accordingly, we find that Russell is a supervisor7 within the meaning of Section 2(11) of the Act, and we shall sustain the challenge to his ballot. CERTIFICATION OF REPRESENTATIVE It is hereby certified that a majority of the valid ballots have been cast for Miscellaneous Warehouse- men, Drivers & Helpers, Local 986, International Brotherhood of Teamsters, Chauffeurs, Warehouse- men & Helpers of America, and that, pursuant to Section 9(a) of the National Labor Relations Act, as amended, the said labor organization is the exclusive representative of all the employees in the following appropriate unit for the purposes of collective bargaining in respect to rates of pay, wages, hours of employment, or other conditions of employment: All production and maintenance employees, shipping and receiving employees, warehousemen and truckdrivers employed by the Employer at its plant located at 6140 Variel Avenue, Woodland Hills, California. Excluded: all other employees, office clerical employees, professional employees, guards and supervisors as defined in the Act. 7 See HowardJohnson Companv, 201 NLRB 376, 380(1973). APPENDIX F'NDrNos OF FACT Petitioner's Witnesses The Petitioner presented three witnesses in support of its contention that Robert Russell is a supervisor. Vincent Rubino testified that he was employed for about a month until shortly before October 13, 1976, as a packer in the warehouse, where four to seven employees work. He had been hired by Howard Barriscale, whom the Employer contends shares supervision of the warehouse with Robert Stine, president and owner of the Employer. Rubino was instructed in what to do by Joseph Forgo, another warehouse employee. Rubino stated that Russell worked in the warehouse and occasionally asked Rubino to pack orders ahead of other orders, and he considered Russell to be the supervisor. Russell keeps the time log for the employees and records the total daily hours worked by each employee. Rubino testified that on the day prior to his termination, in early October, his car "blew up" and he did not report for work. He did not call in to report his absence, and it appears from the record that he failed to call in as required on at least one earlier occasion. When Rubino reported for work the following day, these events occurred according to his testimony: Russell told him that he would have to let Rubino go because Rubino wasn't [at work] that much, it was a busy time of year. Rubino said he wanted to talk to Stine. Russell replied that it wouldn't do any good, the decision was Russell's. Rubino met with Stine, who told Rubino to go back to work. On cross-examination, Rubino stated that he told Stine he needed the money for doctor bills, and that Stine did not say whether he could get by with Rubino's absences. After Rubino left Stine, Russell went to Stine's office, returned, and told Rubino to stop work. Rubino returned to Stine's office 30 to 45 minutes later, at which time Stine told Rubino he was fired for absences and would get a day's pay. Stine told Rubino that Russell runs the backroom (warehouse) and it was Russell's decision. Rubino testified that if Russell was directed to discharge him, he did not hear it. Rubino further testified that he did not receive direction from Barriscale or Stine, who were seldom in the ware- house, or from any employee other than Russell. Employee Donald Wilson testified that he was inter- viewed by Stine about 5 months prior to the hearing for a job. Stine reviewed Wilson's application, described some of the job duties, then called in Russell, reviewed Wilson's application with him, and told Wilson that he would be taking orders from Russell, that if Wilson did anything wrong, Russell would scold Wilson, and Stine would scold Russell. Stine asked Russell when he could work Wilson in, there being apparently a question as to when Wilson could start. Wilson testified that he was not actually hired by Stine until after Russell was called in and Russell could tell him when to start work. Wilson was put to work packing, picking stock, and filling out United Parcel Service sheets, among other unspecified duties. He testified that he called in to Russell if he was going to be late or could not come to work, and that Barriscale had told him to call Russell in 1059 DECISIONS OF NATIONAL LABOR RELATIONS BOARD such instances. Russell told Wilson which orders to do first. Wilson further testified that Russell asked him to work overtime, which is voluntary. On two occasions, according to Wilson's testimony, Russell criticized Wilson for not working fast enough, and told him and Forgo that if they had the attitude of not wanting to work fast enough, they could leave. Wilson testified that he considers Russell to be his supervisor. On the day of Rubino's termination, Wilson overheard Russell tell Rubino to stop work after Rubino returned from Stine's office. He did not hear any of the other conversations. Wilson testified that, about a week after he was employed, an employee identified only as "Gus" was absent for a day, and upon returning to work, Russell took him into the breakroom, out of Wilson's hearing. When Gus came out, he announced that he was fired. Wilson testified that he did not see either Barriscale or Stine in the breakroom, and was sure that neither was there during the conversation between Gus and Russell. Russell spends 2 or 3 hours a day in warehouse work, the rest on paperwork, according to Wilson. Joseph Forgo testified that he was hired by Barriscale about 9 months prior to the hearing. Forgo is the senior warehouse employee after Russell. Russell gives him orders for merchandise and gives him priorities in orders, and Forgo asks Russell about substituting merchandise. He reported to Russell after being hired, who assigned him to another packer to learn the work. Forgo also testified that he overheard Russell tell Rubino to stop work on the day of his discharge, and that Rubino sat about for approximately an hour, then left. Forgo also observed Russell calling Gus into the breakroom, and following the meeting, Russell remarked to the effect that Gus wasn't working out. Forgo testified that Stine had asked him to work overtime once or twice that he recalled, and that Russell had also asked him once or twice, possibly more. Forgo also testified as to the alleged criticism by Russell, that he presented grievances to Russell, who replied that if Forgo's attitude didn't change, Forgo could quit. On cross-examination, Forgo testified that the selection of order priority is generally according to the cancellation date, that there is no real decision to be made. Forgo testified that he obtained permission for time off from Russell, who gave permission immediately. Employer's Witnesses The Employer presented three witnesses to rebut Peti- tioner's witnesses' testimony and to support its contention that Russell is not a supervisor within the meaning of the Act. Howard Barriscale testified that he has been employed about 6 months less than Russell. 2 He is purchasing agent, does the inventory, does the hiring, and oversees the backroom (warehouse). He sees that merchandise is ordered and is put into proper places, while Stine oversees the flow of orders in and out. Barriscale testified that Stine does the firing, and, if Stine is absent, Mrs. Stine, who is active in the business, can act in his place. Barriscale presently goes into the warehouse area three or four times a day for an average of 30 minutes each time. Until April 1976, when his wife became seriously ill and required Barriscale's absence part of a day each week for medical treatment visits, Barriscale was in the warehouse every day, 5 or 6 times a day. Barriscale further testified that Russell was not involved in hiring and is not consulted about hiring. Russell keeps the time log because the warehouse employees start work at 8 a.m. and Barriscale does not start until 9 a.m. Company policy requires calling in between 8 and 8:30 a.m. of the day of an absence, and he believes that Rubino did not call in the day prior to his termination, though Barriscale was not involved in the termination. Barriscale testified that Stine is responsible for discipline and for deciding priority of orders, and the work of the day-to-day warehouse operations is routine. If there are any exceptions, they come from Stine. If any employee wants to leave early or needs time off, Russell must check with Barriscale or Stine before giving permission. Barris- cale has called employees to check why they haven't called in. Russell is salaried, at his own request, otherwise his hours of work and benefits are the same as the other warehouse employees. He cannot change work schedules but can okay lunch hour adjustments for personal convenience of employees. Barriscale never told employees that Russell was "boss" or a supervisor and testified that he told employees to come to him or Stine if they have problems. Barriscale and Stine confer when the occasion arises as to an employee's performance, e.g., absenteeism. Robert Stine testified that he is continually going in the backroom taking orders to be filled. He is aware of the good and bad points of the employees from personal observation. He estimates that he spends 30 percent of his time in the backroom, spread over many visits. He knows how long it takes to fill orders, having picked and packed orders himself on occasion. Stine decides when overtime is necessary and asks employees to work. Russell has no authority, according to Stine, to assign overtime. Stine may give orders to be filled directly to employees, even when Russell is present, if there is a need, but normally gives such orders to Russell. As to the discharge of Rubino, Stine denied that he told Rubino that the decision was Russell's and that it would stand. According to Stine, Mrs. Stine brought Rubino's absence record to Stine's attention. Stine told Russell that he was to send Rubino to him when he saw him, that he was going to fire Rubino. Stine testified that he decided to terminate Rubino because of absences, when he didn't call in, not because of absences for medical reasons. Rubino came to see him. Stine told him he couldn't keep him, Rubino argued that he needed the job, then Stine sent him out. Stine denied that Rubino returned a second time. As to the hiring of Wilson, Stine further testified that he interviewed Wilson, reviewed his application, and told him that he would be put to work, before Russell was called in. When Russell came in, Stine read Wilson's application 2 Russell testified that he has been been employed since February 1971. 1060 BAR AND BARBEQUE PRODUCTS aloud and discussed with Russell as to when Wilson could start work. The following Monday was set due to payroll considerations. Stine denied asking Russell when he could begin training Wilson. Stine further testified that criticism of employees comes from him, he notices the employees' work, and there has been a slowdown in the last 2 months. Russell relays criticism of employees originated by Stine. Stine testified that he has told employees to come to him with problems. He denied that Russell can grant time off. Robert Russell testified that he has been employed since February 1971 and is the most senior employee. He spends about 25 percent of his time at a table working on bills of lading, UPS records, and other paperwork connected with orders. He spends the remainder in taking inventories, picking some orders, making samples, and other work not specified. He is salaried at his own request, having made the request about 1 1/2 years ago prior to getting married and wishing to have a stable income. He does not receive overtime and is not docked for time off. Orders for filling are given him by Stine, who decides their priority based on availability of merchandise, cancellation dates, and other factors. Russell denied that he can decide priority. Russell testified as to the discharge of Gus, that Mrs. Stine told him that Gus had poor work habits and attendance and to tell him he was fired, because she would not be in until noon that day. Russell took Gus to the breakroom and relayed the message. Russell testified that he was not consulted about the discharge and the decision was not his. When Wilson was hired, Russell was called to Stine's office and introduced to Wilson. Stine read Wilson's application, said, "This looks like a pretty good fellow," and told Russell to start Wilson the following Monday. Russell denied that he was consulted on hiring Wilson. When Forgo came to him with grievances, Russell testified, he told Forgo that he could not do anything, to see Stine. He denied telling Forgo that he could leave if he did not change his attitude. Regarding Rubino's discharge, Russell testified that Stine told him to let Rubino go because Rubino wasn't calling in. When Rubino came in, and Russell told him he was fired, Rubino asked if it was Russell's or Stine's decision. Russell told him it was Stine's decision; Rubino then asked to see Stine. After Rubino saw Stine and returned to Russell, Russell denied that Rubino told him that Stine said Rubino wasn't fired, he could stay, and denied telling Rubino that it was useless to see Stine, and denied that he told Rubino that he, Russell, made those decisions. Russell also stated that he never told employees he was in charge, or that he was the one to see if they had any problems. He denied that he hires, fires, changes work schedules, changes orders in the sequence of processing, grants permission to leave early, or replace Barriscale when he is absent. He denied telling employees how to work, saying only that he makes suggestions on better ways to do the work. ANALYSIS AND CONCLUSIONS Testimony of Petitioner's witnesses concerned the direc- tion of the work, criticism of employees' work, amount of time spent in the warehouse by Supervisors Barriscale and Stine, granting time off, the apparent position of authority, the hiring of employee Wilson, and the firing of employee Rubino and an employee known only as "Gus," who was not a witness in this proceeding. Petitioner's witnesses' testimony was deneid by the Employer's witnesses, in general. I shall discuss the above areas seriatim Testimony of witnesses for both Petitioner and Employer concerning the nature of the warehouse work was that it was generally repetitive, requiring little supervision after an employee was established in the routine, and not a great deal of supervision even while learning. Direction of work of a routine nature, not requiring exercise of independent judgment, is not sufficient to find that an employee is a supervisor. The Barnsider, Inc., 195 NLRB 754. Therefore, I conclude that Russell's supervision of the work flow is routine in nature and that he does not responsibly direct the work of the warehouse employees. Petitioner's witness Wilson stated that, when he was hired by Stine, Stine told him that if Wilson made an error, Stine would scold Russell, who would scold Wilson. Stine and Russell testified that Stine took his criticisms of employees to Russell, who relayed them to the employees. There being undisputed evidence that Stine would convey criticisms through Russell, I conclude that criticism of employees originated with Stine and were relayed through Russell. There was no evidence presented as to actual "discipline" of employees other than discharges. Petitioner's witnesses testified that Barriscale and Stine spent little time in the warehouse, whereas Barriscale and Stine testified that they were in the warehouse constantly, Barriscale stating that he was in there three or four times a day for 30 minutes at a time. While there is an unresolved dispute as to the amount of time Barriscale and Stine spend in the warehouse, I conclude that they spend some time each day in the warehouse, and, in view of the size of the operation and the nature of the work, are in a position to observe the employees. Petitioner's witnesses testified that they call in to Russell when they are going to be absent and he okays the absence. The Employer's witnesses testified that Russell cannot authorize absences on his own authority, that he receives calls because there is no supervisor present to receive them between 8 and 8:30 a.m. when they are required to call in. The evidence establishes that Russell is at work generally around 8 a.m. or shortly after, and receives calls from employees who will be absent, and that Barriscale (and, presumably, Stine) is not at work until 9 a.m. Barriscale testified that he has called employees at home when they do not call in, but this does not alter the fact that there is no admitted supervisor at work at the time employees are required to call in. It is therefore reasonable to conclude that Russell has no one with whom to consult regarding absences and perforce makes those decisions himself. The record is silent as to whether Russell refuses permission. Petitioner's witnesses testified that they considered Russell to be their supervisor but no evidence was adduced that Russell was introduced to new employees as their 1061 DECISIONS OF NATIONAL LABOR RELATIONS BOARD "boss" or supervisor, or that employees were told when they come to work that Russell is in charge of the warehouse. The Employer's witnesses denied that Russell was held out to be the boss or supervisor. In the absence of this uncontroverted denial, I conclude that Russell was not held out to be the supervisor. Wilson testified that Russell was introduced to him during the interview with Stine before Wilson was actually employed, telling Wilson that he would be taking orders from Russell, and asked Russell when he could work Wilson in (to the job). Stine had orally presented Wilson's application and commented that Wilson appeared to be a good employee. The evidence supports a conclusion that Stine asked Russell for a starting date for Wilson. However, a reasonable conclusion may be reached, from Wilson's testimony, that Stine had already made the decision to hire Wilson and now needed only to know when he could be actually employed. Employer's witnesses testified that Stine decided to employ Wilson, and that Russell had no part in the decision to employ him. I conclude that the evidence does not support the finding that Russell played any part in the hiring of Wilson. In the matter of the discharge of Rubino, the evidence establishes that Russell told Rubino he was fired for absences, and that he returned from a meeting with Stine and was told by Russell to stop working. There is a dispute as to whether Russell told Rubino that the decision to fire him was Russell's. Rubino alleges that Russell told him that he made the decision, that Stine told him to return to work, that Russell again told him to stop work; then Rubino went back to Stine and was told he was discharged, the decision was Russell's. Russell and Stine allege that Stine decided to terminate Rubino because he failed to call in, and Russell was informed of the discharge and told to send Rubino to Stine when he reported for work. Inasmuch as Rubino claims that he went to Stine twice and the second time was told that he was discharged, it is reasonable to conclude that Stine, having made the decision to terminate Rubino, was of course aware of the decision, otherwise he would have consulted with Russell about the termination before overruling Russell and sending Rubino out, ostensibly to return to work. Other- wise, crediting Rubino's version, arguendo, if Russell had made the decision to terminate Rubino, and Stine over- ruled that decision by sending Rubino back to work, Russell's effective authority to discharge Rubino was negated, since Stine was accepting only Rubino's version of the facts. I therefore conclude that the facts support a finding that Stine made the decision to terminate Rubino and that his decision was relayed by Russell. The discharge of Gus presents evidence that Russell summoned Gus into a private meeting, after which Gus announced that he had been fired. Russell testified that he discharged Gus at the order of Mrs. Stine. No evidence was introduced to contravene this testimony. I conclude that the evidence does not support a reasonable inference that Russell himself discharged Gus. Summarizing the foregoing conclusions, the record evidence supports a finding that in only one area does Russell exercise any supervisory authority: granting time off for absence when Barriscale or Stine is not yet at work. This limited authority is not sufficient to render Russell a supervisor within the meaning of the Act, Cosby-Hodges Milling Company, 170 NLRB 1137 (1968). In other areas where it is contended that Russell exercises supervisory responsibilities, the record evidence supports the conclu- sion that his direction of other employees is routine and does not require exercise of discretion and independent judgment. Routine direction of employees is not sufficient to render Russell a supervisor, Benson Wholesale Company, Inc., 164 NLRB 536 (1967), The Barnsider, Inc., supra. In addition, the ratio of supervisors to nonsupervisory employees would be approximately 2 to I if Russell were a supervisor. I therefore conclude that Russell is not a supervisor within the meaning of the Act, and I so find. 1062 Copy with citationCopy as parenthetical citation