Autoquip, Inc.v.Graco Minnesota, Inc.Download PDFPatent Trial and Appeal BoardJan 14, 201509691916 (P.T.A.B. Jan. 14, 2015) Copy Citation Trials@uspto.gov Paper No. 18 571-272-7822 Entered: January 14, 2015 UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ AUTOQUIP, INC., Petitioner, v. GRACO MINNESOTA, INC., Patent Owner. ____________ Case IPR2013-00452 Patent 6,554,204 B1 ____________ Before BRIAN J. McNAMARA, GEORGIANNA W. BRADEN, and BARBARA A. PARVIS, Administrative Patent Judges. BRADEN, Administrative Patent Judge. FINAL WRITTEN DECISION 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73 IPR2013-00452 Patent 6,554,204 B1 2 I. INTRODUCTION Autoquip, Inc. (“Petitioner”) filed a Corrected Petition (Paper 7, “Pet.”) requesting an inter partes review of claim 1 of U.S. Patent No. 6,554,204 B1 (Ex. 1001, “the ’204 Patent”) pursuant to 35 U.S.C. §§ 311 et seq. Graco Minnesota, Inc. (“Patent Owner”) did not file a Preliminary Response. On January 22, 2014, we instituted an inter partes review of claim 1 on all of the grounds of unpatentability alleged in the Petition. Paper 11 (“Dec. to Inst.”). After institution of trial, Patent Owner filed a Patent Owner’s Response (Paper 14, “PO Resp.”), to which Petitioner filed a Reply (Paper 15). An oral argument was not held. The Board has jurisdiction under 35 U.S.C. § 6(c). In this final written decision, issued pursuant to 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73, we determine Petitioner has shown by a preponderance of the evidence that challenged claim 1 is unpatentable. A. Related Proceedings The parties have indicated that they are unaware of any related proceedings. Pet. 23; Paper 10, 2. B. The ’204 Patent The ’204 patent describes a system that uses a flush box for flushing paint automatically from a spray gun and loading a new color into the spray gun. Ex. 1001, 1:21–23. When a color change is desired, the spray gun is placed in the flush box. Id. at 2:4–5. A controller triggers the gun and then flushes the gun with cleaning solvent. Id. at 2:6–7. The old paint and cleaning solvent are routed to a waste container. Id. The controller flushes the exact amount of solvent required to clean the gun. Id. at 1:27–28. Using IPR2 Paten a flu emit atom prop pain contr its ex syste getti is rep solen 013-0045 t 6,554,20 sh box red ted to the a ized durin In one em ortions) a t is used. E oller deter piration d m. Id. at ng plugged A gun fl roduced b Figure 1 oid box G 2 4 B1 uces the a tmospher g the flush bodimen spray gun x.1001, 2 mines the ate, then th 2:14–15. P with cure ush box sy elow: illustrates , cable air mount of V e because cycle. Id t of the inv with an ex :8–10. In pot life of e controll urging ex d or gumm stem is sh parts of th tubing, an 3 olatile Or the box pr . at 1:29–3 ention, th act amoun another em paint. Id. er will pur pired pain y paint. own in Fig e inventio d an atom ganic Com events the 0. e controlle t of paint bodimen at 2:13–1 ge the pai t prevents Id. at 2:15 ure 1 of th n, includin izing air s pounds (V solvent fro r refills (o so that no t of the inv 4. If the p nt from th the system –16. e ’204 pa g gun flu afety shut OCs) m being r excess ention, th aint is pas e flush box from tent, which sh box H, off valve. e t IPR2013-00452 Patent 6,554,204 B1 4 Ex.1001, 1:50–53. According to the specification, the controller is the Graco PrecisionMix II® proportioning controller. Id. at 1:53–2:1. C. Challenged Claim Claim 1 is the only claim of the ’204 patent and is reproduced as follows: 1. An integrated gun flush controller in a plural component proportioning system for producing a mixed material and having a control unit, first and second sources of material, a mixing unit connected to said sources and said control unit and an application device connected to said mixing unit, the improvement comprising: a gun flush box connected to said control unit and capable of receiving said application device, said control unit being capable of calculating potlife of mixed material and alarming to require placement of said application device in said gun flush box; and said control unit being responsive to placement of said application device in said gun flush box in order to operate said application device. D. Prior Art References Alleged to Support Unpatentability The following prior art references were asserted in the instituted grounds (Pet. 45): Reference Date Exhibit Gun Flush Box Module Instructions Parts List 684-019 1998 Ex. 1003 Graco Dual Gun Flush Box, Program Listing Associated with Operation of Gun Flush Box Module Apr. 30, 1997 Ex. 1004 PrecisionMix® Proportioning Control Instructions Parts List 684-029 1998 Ex. 1005 Schematic Drawing of Proportioning Control and Gun Flush Module Mar. 2, 1998 Ex. 1006 IPR2013-00452 Patent 6,554,204 B1 5 E. Alleged Grounds of Unpatentability Instituted for Trial The following table summarizes the challenges to patentability that were instituted for inter partes review: Reference(s) Basis Claim Challenged Gun Flush Box Module Instructions Parts List 684-019 § 102(b) 1 Graco Dual Gun Flush Box Program Listing Associated with Operation of Gun Flush Box Module § 102(b) 1 Gun Flush Box Module Instructions Parts List 684-019, Graco Dual Gun Flush Box Program Listing Associated with Operation of Gun Flush Box Module, and PrecisionMix® Proportioning Control Instructions Parts List 684-029 § 103(a) 1 II. ANALYSIS A. Claim Interpretation In an inter partes review, claim terms in an unexpired patent are given their broadest reasonable construction in light of the specification of the patent in which they appear. 37 C.F.R. § 42.100(b); see Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,766 (Aug. 14, 2012). Also, claim terms are given their “ordinary and customary meaning” as would be understood by one of ordinary skill in the art at the time of the invention and in the context of the entire patent disclosure. In re Translogic Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir. 2007) (quoting Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005) (en banc)). IPR2013-00452 Patent 6,554,204 B1 6 1. “being responsive to” Claim 1 recites a “control unit being responsive to placement of said application device in said gun flush box in order to operate said application device.” Ex. 1001, 2:48–50 (emphasis added). The Petitioner initially argued that claim limitation should be construed as requiring “no further manipulation of any switches, buttons, or other ‘controls’” to operate the application device when the application device is placed in the gun flush box. Pet. 7. Petitioner reasoned that its construction is consistent with the disclosure of the ’204 Patent, which discloses that “operation of the application device is automatically effectuated by the control unit after the application device is placed in the gun flush control box after initiation of the alarm condition requiring that the application device be placed into the gun flush control box,” and the purpose of placing the application device in the gun flush box is “to provide the ‘painter and operator . . . with automated gun flushing capabilities.’” Pet. 8 (emphases added). Patent Owner contested Petitioner’s construction, stating that such a construction would require that the application device itself must be “automatic.” Ex. 1007 ¶ 4. According to Patent Owner, the claim term “responsive” does not mean “automatic.” Patent Owner further argued that Petitioner’s initial construction was not supported by the disclosure in the ’204 Patent. Id. The Specification gives several examples of automatic or automated actions by components of the disclosed system: The gun flush box of the instant invention is controlled by Graco’s PRECISION-MIX® II controller to automatically flush one or two manual guns into a closed waste container. During an automated color change, it automatically flushes the gun and loads the next paint color. IPR2013-00452 Patent 6,554,204 B1 7 Ex. 1001, 1:17–23 (emphasis added). Control is provided by intelligence already present in the PRECISIONMIX II proportioning controller so that no additional control is needed to perform the automated flush functions. Id. at 1:52–2:3 (emphasis added). When a new color is selected, the control system automatically triggers the gun and flushes the gun with solvent with the flush material safely routed to a waste container. Id. at 2:5–8 (emphasis added). The control system automatically triggers the gun to refill the lines with new color paint without using excess paint as it displaces the flush solvent. Id. at 2:8–10 (emphasis added). If the control system determines the pot-life of the material in the system has expired, it will alarm and purge the material automatically thereby protecting the system from getting plugged with cured material. Id. at 2:13–16 (emphasis added). This allows customers to buy one product that will perform both the proportioning and automated gun flush function without having to add on external controllers or PLCs. Id. at 2:22–25 (emphasis added). Each of the above-cited disclosures in the Specification indicates that the controller or control system has certain automated functions. Yet, the claims do not recite the word “automatic.” Rather, the particular limitation is that the control unit (which is part of the claimed controller) is “responsive to” placement of the applications. Therefore, we are not persuaded by Petitioner’s contention that a “control unit being responsive to placement of said application device in said gun flush box,” under the broadest reasonable IPR2013-00452 Patent 6,554,204 B1 8 interpretation rule, should be construed as “requiring no further manipulation of any switches, buttons, or other ‘controls’” to operate the device when the application device is placed in the gun flush box. The Specification and the claim language itself indicate that once an operator places a spray gun (or application device) in the gun flush box, the controller can detect or sense the presence of the spray gun and then the controller can perform other automated actions. The Specification, however, discloses that “[w]hen a color change is desired, the operator places the spray gun in the flush box. When a new color is selected, the control system automatically triggers the gun and flushes the gun . . . .” Ex. 1001, 2:4–9 (emphasis added). Similarly, the Specification discloses that the system may be used to perform an automated gun flush at the end of a shift or work day “simply by placing the gun in the box and initiating a purge at the operator’s station.” Id. at 2:17–21 (emphasis added). Thus, even if the control system determines the pot life has expired and begins the flush when the application device is put in the box without further switch manipulation, the Specification does not describe a system that is “responsive to” placement in the box in a way that does not require further manipulation in every situation. In the Decision to Institute, we were persuaded by Patent Owner’s arguments that the claim term “responsive” does not mean “automatic.” Dec. to Inst. 7–10. Rather, based on the claim limitation read in light of the Specification, we construed the limitation “control unit being responsive to placement of said application device in said gun flush box” as a “control unit that can detect or sense when an application device is in said gun flush box.” Id. at 10. During the course of the trial, neither party challenged our IPR2013-00452 Patent 6,554,204 B1 9 construction of the claim term or presented evidence inconsistent with that construction. Thus, we see no reason to alter the construction for this term set forth in the Decision to Institute. 2. Other Claim Terms All other terms in the challenged claim are given their “ordinary and customary meaning” and need not be further construed. B. Principles of Law To prevail in its challenges to the patentability of the claims, the petitioner must establish facts supporting its challenges by a preponderance of the evidence. 35 U.S.C. § 316(e); 37 C.F.R. § 42.1(d). A claim is unpatentable under 35 U.S.C. § 102 if a prior art reference discloses every limitation of the claimed invention, either explicitly or inherently. Glaxo Inc. v. Novopharm Ltd., 52 F.3d 1043, 1047 (Fed. Cir.1995); see MEHL/Biophile Int’l Corp. v. Milgraum, 192 F.3d 1362, 1365 (Fed. Cir. 1999) (holding that “[t]o anticipate, a single reference must teach every limitation of the claimed invention,” and any limitation not explicitly taught must be inherently taught and would be so understood by a person experienced in the field); In re Baxter Travenol Labs., 952 F.2d 388, 390 (Fed. Cir. 1991) (the dispositive question is “whether one skilled in the art would reasonably understand or infer” that a reference teaches or discloses all of the elements of the claimed invention); Continental Can Co. v. Monsanto Co., 948 F.2d 1264, 1268–69 (Fed. Cir. 1991) (“to anticipate, every element of the claims must appear in a single prior art reference, or if not expressly shown, then demonstrated to be known to persons experienced in the field of technology”). IPR2013-00452 Patent 6,554,204 B1 10 The principle of “inherency,” in the law of anticipation, requires that any information missing from the reference would nonetheless be known to be present in the subject matter of the reference, when viewed by persons experienced in the field of the invention. However, “anticipation by inherent disclosure is appropriate only when the reference discloses prior art that must necessarily include the unstated limitation [or the reference] cannot inherently anticipate the claims.” Transclean Corp. v. Bridgewood Servs., Inc., 290 F.3d 1364, 1373 (Fed. Cir. 2002) (internal citation omitted); Hitzeman v. Rutter, 243 F.3d 1345, 1355 (Fed. Cir. 2001) (“consistent with the law of anticipation, an inherent property must necessarily be present in the invention described by the count, and it must be so recognized by persons of ordinary skill in the art”) (citations omitted); In re Robertson, 169 F.3d 743, 745 (Fed. Cir. 1999) (that a feature in the prior art reference “could” operate as claimed does not establish inherency). Thus, when a claim limitation is not set forth explicitly in a reference, evidence “must make clear that the missing descriptive matter is necessarily present in the thing described in the reference, and that it would be so recognized by persons of ordinary skill.” Continental Can Co., 948 F.2d at 1268 (citations omitted). It is not sufficient if a material element or limitation is “merely probably or possibly present” in the prior art. Trintec Indus., Inc. v. Top– U.S.A. Corp., 295 F.3d 1292, 1295 (Fed. Cir. 2002) (citations omitted); see W.L. Gore & Assocs., Inc. v. Garlock, Inc., 721 F.2d 1540, 1554 (Fed. Cir. 1983) (anticipation “cannot be predicated on mere conjecture respecting the characteristics of products that might result from the practice of processes disclosed in references”) (citation omitted); In re Oelrich, 666 F.2d 578, 581 IPR2013-00452 Patent 6,554,204 B1 11 (CCPA 1981) (to anticipate, the asserted inherent function must be present in the prior art). A claim is unpatentable under 35 U.S.C. § 103(a) if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). To establish obviousness of a claimed invention, all the claim limitations must be taught or suggested by the prior art. See CFMT, Inc. v. Yieldup Int’l Corp., 349 F.3d 1333, 1342 (Fed. Cir. 2003); In re Royka, 490 F.2d 981, 985 (CCPA 1974). A patent claim composed of several elements, however, is not proved obvious merely by demonstrating that each of its elements was known, independently, in the prior art. KSR Int’l Co., 550 U.S. at 419. In that regard, for an obviousness analysis it can be important to identify a reason that would have prompted one of skill in the art to combine prior art elements in the way the claimed invention does. Id. However, a precise teaching directed to the specific subject matter of a challenged claim is not necessary to establish obviousness. Id. Rather, obviousness must be gauged in view of common sense and the creativity of an ordinarily skilled artisan. Id. Moreover, obviousness can be established when the prior art itself would have suggested the claimed subject matter to a person of ordinary skill in the art. In re Rinehart, 531 F.2d 1048, 1051 (CCPA 1976). We analyze the instituted grounds of unpatentability in accordance with the above-stated principles. IPR2013-00452 Patent 6,554,204 B1 12 C. Level of Ordinary Skill in the Art In determining whether an invention would have been obvious at the time it was made, 35 U.S.C. § 103 requires us to determine the level of ordinary skill in the pertinent art at the time of the invention. Graham v. John Deere, 383 U.S. 1, 17 (1966). “The importance of resolving the level of ordinary skill in the art lies in the necessity of maintaining objectivity in the obviousness inquiry.” Ryko Mfg. Co. v. Nu-Star, Inc., 950 F.2d 714, 718 (Fed. Cir. 1991). “Instead of ascertaining what was subjectively obvious to the inventor at the time of invention, [we] must ascertain what would have been objectively obvious to one of ordinary skill in the art at such time.” Id. (citation omitted). Thus, “the level of ordinary skill in the art is a factual question that must be resolved and considered.” Id. Neither Petitioner nor Patent Owner offers an explanation regarding the level of ordinary skill in the pertinent art at the time of the alleged invention. Based on our review of the ’204 patent and the types of problems and solutions described in the ’204 patent and cited prior art, we conclude that the cited prior art reflects the appropriate level of skill at the time of the claimed invention. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). D. Alleged Anticipation by Gun Flush Box Module Instructions Parts List 684-019 (Ex. 1003) Petitioner alleges that claim 1 of the ’204 patent is unpatentable under 35 U.S.C. § 102(b) over Gun Flush Box Module Instructions-Parts List 684- 019 (Ex. 1003). Pet. 10. For the reasons discussed below, we conclude that Petitioner has not proved by a preponderance of the evidence that claim 1 is anticipated under IPR2013-00452 Patent 6,554,204 B1 13 35 U.S.C. § 102(b) by Gun Flush Box Module Instructions Parts List 684-019. 1. Overview of Gun Flush Box Module Instructions Parts List 684- 019 (Ex. 1003) Gun Flush Box Module Instructions — Parts List 684-019 (“Ex. 1003”) discloses the use and installation of a gun flush box that works in conjunction with a controller to flush automatically paint from spray guns into an enclosed waste container. Ex. 1003, 5. Exhibit 1003 indicates on its face that it has a copyright date of 1998. According to Exhibit 1003, the gun flush box and controller work to reduce solvent use and VOC emissions and improve operator safety during flushing. Id. Figure 1 of Exhibit 1003 is reproduced below: IPR2013-00452 Patent 6,554,204 B1 14 Figure 1 illustrates the gun flush box system of Exhibit 1003, which includes an application device (the spray gun), the Graco PrecisionMix® proportioning controller in the control panel, a resin supply, a catalyst supply, a mixing unit, a gun flush box, and a waste dump. Exhibit 1003 discloses instructions for setting up the gun flush box controller so that the controller can track the pot life of material and sound an audible alarm before the material pot life expires. Ex. 1003, 10. A flow chart illustrating operation parameters for a gun flush box controller is shown in Figure 6, reproduced below: Figure 6 shows gun flush box controller parameters for detecting the pot life time of material and for arming a warning alarm when a specific pot life time has elapsed. IPR2013-00452 Patent 6,554,204 B1 15 Exhibit 1003 further indicates that the gun flush box controller can detect when a spray gun is active/inactive and when it is in the gun flush box. Ex. 1003, 14. For example, if a spray gun is active and has mixed material in it, the gun flush box controller will start the pot life timer. Id. When the timer expires, the gun flush box will purge automatically the mixed material. Id. If the spray gun is inactive, but not in the gun flush box, the gun flush box controller will activate a flashing “abort” light. Id. The “abort” light will continue flashing until the spray gun is placed in the gun flush box with the lid closed. Id. Once the spray gun is in position in the gun flush box, the gun flush box controller will open the spray gun and activate the PrecisionMix® purge input. Id. 2. Analysis a. Whether Gun Flush Box Module Instructions Parts List 684- 019 (Ex. 1003) Is Prior Art Under 35 U.S.C. § 102(b). Petitioner contends that Exhibit 1003 qualifies as prior art under 35 U.S.C. § 102(b), because the document was provided during the installation of a Gun Flush System at Cooper Power Systems (“Cooper”) in Waukesha, Wisconsin in 1997. Pet. 10. Petitioner then contends that Exhibit 1003 was “publically available as being provided with systems sold by the patent owner more than one year before the earliest claimed priority of the [’204 patent].” Id. at 11. Patent Owner does not challenge the content of Exhibit 1003 or the relevance of Exhibit 1003 to challenged claim 1. PO Resp. 3. Rather, Patent Owner argues that Petitioner failed to authenticate the document as prior art. Id. To counter Patent Owner’s argument, Petitioner provides the Declaration of Michael Elberson in support of Petitioner’s contention that IPR2013-00452 Patent 6,554,204 B1 16 the contested reference is prior art. Ex. 1008. Patent Owner did not file a motion to exclude Exhibit 1003 or Mr. Elberson’s Declaration, Ex. 1008, nor did Patent Owner depose Mr. Elberson. Mr. Elberson testified in his Declaration that prior to filing the Petition, he contacted Cooper, a former customer of Patent Owner that had possession of certain documents related to Patent Owner’s gun flush box modules, including Exhibit 1003. Id. ¶ 5. Mr. Elberson further testified that he received Exhibit 1003 from Cooper in response to his request. Id. ¶ 6. According to Mr. Elberson, Exhibit 1003 is an “off-the-shelf” document that is provided by Patent Owner to any of its customers that purchase the Graco Gun Flush Box Module. Id. ¶ 7. Mr. Elberson opined that Exhibit 1003 has been available freely to people in the industry since the time it entered into Cooper’s possession. Id. Exhibit 1003 shows a copyright date of 1998. Ex. 1003, Title Page. We note that, internally, Exhibit 1003 cites to the PrecisionMix® Proportioning Control Instructions Parts List 684-029 (Ex. 1005), which also lists a copyright date of 1998. Id. at 10 (citing Ex. 1005, Title Page). Given that the copyright date indicates only the year of the copyright, and not a specific date, we determine that the document is entitled to a copyright of December 31, 1998. In light of the testimony of Mr. Elberson and the copyright date listed on the face of Exhibit 1003, we are satisfied that Exhibit 1003 would have been available publically at least by December 31, 1998. December 31, 1998 is less than one year prior to the October 8, 1999 filing date of the provisional patent application from which the ’204 patent claims priority. See Ex. 1001. Therefore, Exhibit 1003 does not qualify as § 102(b) prior art, but it does qualify as § 102(a) prior art. IPR2013-00452 Patent 6,554,204 B1 17 Patent Owner gives us no reason to doubt that Exhibit 1003 is a copy of the actual document given to Graco’s customers. Based the information provided by Exhibit 1003 itself, as corroborated by Mr. Elberson’s testimony, we conclude that Exhibit 1003 is prior art under 35 U.S.C. § 102(a) to the ’204 patent. Petitioner does not challenge claim 1 as anticipated under 35 U.S.C. § 102(a), however. Petitioner only challenges claim as being anticipated by Exhibit 1003 under 35 U.S.C. § 102(b). Petitioner has not proved by a preponderance of the evidence that claim 1 is anticipated under 35 U.S.C. § 102(b) by Gun Flush Box Module Instructions Parts List 684-019 (Ex. 1003) as challenged in the Petition. E. Anticipation by Graco Dual Gun Flush Box Program Listing Associated with Operation of Gun Flush Box Module (Ex. 1004) Petitioner alleges that claim 1 of the ’204 patent is unpatentable under 35 U.S.C. § 102(b) over Exhibit 1004. Pet. 13. For the reasons discussed below, we conclude that Petitioner has proved by a preponderance of the evidence that claim 1 is anticipated by Exhibit 1004. 1. Overview of Graco Dual Gun Flush Box Program Listing Associated with Operation of Gun Flush Box Module (Ex. 1004) Exhibit 1004 is associated with the operation of a Gun Flush Box Module and describes software coding for the operation of the Graco Dual Gun Flush Box. Ex. 1004, 1. Exhibit 1004 discloses that the “purge output rung to PMix” is activated (i) when the spray gun is mounted in the gun flush box and when the selector is set to purge, (ii) when the pot life time is activated, (iii) when the pot life input is received from the PMix, or (iv) when a ratio alarm is received from the PMix. Ex. 1004, 18. IPR2 Paten life s Sour the m sent indic reach spray 013-0045 t 6,554,20 The prog The prog equence ti ce B) and aterials m to the Gra ates that a es a speci The prog The prog gun is de 2 4 B1 ram listin ram listin mer can b that the gu ixed in a s co Precisio n alarm ca fic time. I ram listin ram listin tected in t g on page g on page e activated n flush bo pray gun. nMix® P n be activ d. at 18. g on page g on page he gun flu 18 18 of Exh 18 of Exh for two m x controlle The infor roportionin ated when 27 of Exh 27 of Exh sh box, a p ibit 1004 i ibit 1004 i aterial sou r counts d mation reg g Control the pot lif ibit 1004 i ibit 1004 i urge can b s reproduc llustrates t rces (Sou own the p arding the ler. Exhib e sequence s reproduc llustrates t e initiated ed below: hat a pot rce A and ot life of pot life is it 1004 timer ed below: hat once a . Ex. IPR2013-00452 Patent 6,554,204 B1 19 1004, 27. According to Exhibit 1004, a purge will be done only when a spray gun is sensed in the gun flush box. Id. 2. Analysis a. Whether Graco Dual Gun Flush Box Program Listing Associated with Operation of Gun Flush Box Module (Ex. 1004) Is Prior Art. Petitioner contends that Exhibit 1004 qualifies as prior art because it was provided to a customer of Patent Owner when a Graco dual gun flush box was installed at Cooper in Waukesha, Wisconsin in 1997. Pet. 10. Petitioner then contends that Exhibit 1004 was “publically available as being provided with systems sold by the patent owner more than one year before the earliest claimed priority of the [’204 patent].” Id. at 11. Patent Owner does not challenge the content of Exhibit 1004 or the relevance of Exhibit 1004 to challenged claim 1. PO Resp. 3. Rather, Patent Owner argues that Petitioner failed to authenticate the document as prior art. Id. To counter Patent Owner’s argument, Petitioner provides the Declaration of Michael Elberson in support of Petitioner’s contention that the contested reference is prior art. Ex. 1008. Patent Owner did not file a motion to exclude Exhibit 1004 or Mr. Elberson’s Declaration, nor did Patent Owner depose Mr. Elberson. Mr. Elberson testified, in his Declaration, that prior to filing the Petition, he contacted Cooper, a former customer of Patent Owner that had possession of certain documents related to Patent Owner’s gun flush box modules, including Exhibit 1004. Id. ¶ 5. Mr. Elberson further testified that he received Exhibit 1004 from Cooper in response to his request. Id. ¶ 6. Mr. Elberson testified that he understands Exhibit 1004 to be an “off-the- shelf” document that is provided by Patent Owner to any of its customers IPR2013-00452 Patent 6,554,204 B1 20 that purchases the Graco Gun Flush Box Module. Id. ¶ 7. Mr. Elberson opined that Exhibit 1004 has been available freely to people in the industry since the time it entered into Cooper’s possession. Id. Mr. Elberson then testified that Exhibit 1004 was provided to Petitioner by Patent Owner’s representative and then Petitioner gave Exhibit 1004 to Cooper during the installation of the Graco Gun Flush Box Module at a Cooper facility in May 1997. Id. ¶¶ 3, 7. Mr. Elberson testified that he freely viewed Exhibit 1004 and Exhibit 1006 during the installation at Cooper in May 1997. Id. ¶¶ 4–7. On its face, each program listing in the operational code in Exhibit 1004 shows a date of April 30, 1997, which is more than one year prior to the October 8, 1999 filing date of the provisional patent application from which the ’204 claims priority. Ex. 1004; see Ex. 1001. The date shown on Exhibit 1004 corroborates the testimony of Mr. Elberson that Exhibit 1004 was available at a Cooper facility in May 1997. Patent Owner gives us no reason to doubt that Exhibit 1004 is a copy of the actual document given to Graco’s customers or that Exhibit 1004 was available publically more than one year before the earliest claimed priority of the ’204 patent, nor does Patent Owner direct us to specific evidence that undercuts Mr. Elberson’s testimony in that regard. Given the information provided by Exhibit 1004 itself and the uncontested testimony of Mr. Elberson, we are satisfied Petitioner has demonstrated by a preponderance of the evidence that Exhibit 1004 is § 102(b) prior art to the ’204 patent. b. Whether Graco Dual Gun Flush Box Program Listing Associated with Operation of Gun Flush Box Module (Ex. 1004) Meets the Claim Limitations. Petitioner contends that every limitation in claim 1 of the ’204 patent is disclosed by Exhibit 1004. Pet. 14. According to Petitioner, Exhibit 1004 IPR2013-00452 Patent 6,554,204 B1 21 discloses (i) a gun flush box connected to a control unit and capable of receiving an application device, (ii) that the control unit is capable of calculating pot life of mixed materials and alarming to require placement of an application device in the gun flush box, and (iii) that the control unit is responsive to placement of the application device in the gun flush box to operate the application device. Id. Patent Owner does not contest Petitioner’s arguments and specifically states that it does not challenge the consideration of the content of Exhibit 1004 or the relevance of Exhibit 1004 to challenged claim 1. PO Resp. 3 In reviewing Exhibit 1004, we are persuaded by Petitioner’s contention that every limitation in claim 1 of the ’204 patent is disclosed by Exhibit 1004. Specifically, Exhibit 1004 discloses Dual Gun Flush Box program software that is an executed processor file. Id. at 1. The software receives signals when a spray gun is mounted in a gun flush box (id. at 18), and then causes a purge to be performed only in response to placement of a spray gun in the gun flush box (id. at 27). Exhibit 1004 further discloses that the software includes a pot life sequence timer that can count down the pot life of material in the system. Id. at 18. The information regarding the pot life results in the software activating an alarm when the pot life sequence timer reaches a specific time. Id. The alarm information is sent to the Graco PrecisionMix® Proportioning Controller in the PrecisionMix® system. Id. Such disclosures indicate that (i) a gun flush box is connected to a control unit, and (ii) the control unit has software that calculates pot life or is capable of calculating pot life. Although Exhibit 1004 does not disclose explicitly a control unit, the evidence associated with the disclosed software and program listings indicate that a control unit necessarily is present, and IPR2013-00452 Patent 6,554,204 B1 22 we are satisfied that it would be so recognized by persons of ordinary skill. See Continental Can Co., 948 F.2d at 1268. Accordingly, we determine that Petitioner has proved by a preponderance of the evidence that claim 1 is anticipated by Exhibit 1004. F. Obviousness over Gun Flush Box Module Instructions Parts List 684-019 (Ex. 1003), Graco Dual Gun Flush Box Program Listing Associated with Operation of Gun Flush Box Module (Ex. 1004), and PrecisionMix® Proportioning Control Instructions — Parts List 684-029 (Ex. 1005) Petitioner alleges that claim 1 of the ’204 patent is unpatentable under 35 U.S.C. § 103(a) over Gun Flush Box Module Instructions Parts List 684-019 (Ex. 1003), Graco Dual Gun Flush Box Program Listing Associated with Operation of Gun Flush Box Module (Ex. 1004), and PrecisionMix® Proportioning Control Instructions Parts List 684-029 (Ex. 1005). Pet. 15. For the reasons discussed below, we conclude that Petitioner has proved by a preponderance of the evidence that claim 1 would have been obvious over Ex. 1003, Ex. 1004, and Ex. 1005. IPR2013-00452 Patent 6,554,204 B1 23 1. Overview of Gun Flush Box Module Instructions Parts List 684- 019 (Ex. 1003) See Section II.D.1 discussed above. 2. Overview of Graco Dual Gun Flush Box Program Listing Associated with operation of Gun Flush Box Module (Ex. 1004) See Section II.E.1 discussed above. 3. Overview of PrecisionMix® Proportioning Control Instructions Parts List 684-029 (Ex. 1005) Ex. 1005 discloses instructions for the operation of the Graco PrecisionMix® Proportioning Controller for the proportional mixing of plural components and its use in connection with the Graco Gun Flush Box. Ex. 1005, 1. Exhibit 1005 has on its face a copyright date of 1998. Id. The PrecisionMix® Proportioning Controller of Exhibit 1005 is designed to blend most two-component epoxy or polyurethane paints. Id. at 6, col. 1 ¶ 1. The two components (generally catalyst and resin) are introduced into an integrator chamber one at a time, through separate fluid lines, and then mixed. Id. at 6, col. 1 ¶ 6col. 2 ¶ 1. The mixture is given a further “homogeneous blending” as they pass through a static mixer tube. Id. at 6, col. 2 ¶ 1. A diagram illustrating the components of the Graco PrecisionMix® system is shown in Figure 3 of Exhibit 1005, reproduced below: IPR2 Paten Figu conn (Res (Cat in in to Sp 013-0045 t 6,554,20 re 3 shows ected to so in) is dispe alyst) is di tegrator M ray Gun V 2 4 B1 Precision lenoid en nsed from spensed fr and Static through Mix® Pro closure AC Supply T om Supply Mixer N fluid line P 24 portioning . Accord ank AE, w Tank AF . The mixe . Controlle ing to Figu hile secon . The two d materia r (labeled re 3, first d materia materials ls then are Z), material A l B are mixed supplied IPR2 Paten Cont B. E page Cont rema LIFE been 013-0045 t 6,554,20 Exhibit roller can x. 1005, p 26 are rep The pen roller can ining for a REMAIN sitting in 2 4 B1 1005 also d determine . 2426; p roduced b dant screen indicate (i material. ING” pen a spray gu iscloses t the pot lif . 32 col. 2 elow: s illustrat ) the pot li Id. at 26. dant scree n line. Id. 25 hat the Pre e of first m , ¶¶ 37. T e that the P fe of a ma Accordin n displays cisionMix aterial A he penda recisionM terial and g to Exhib how long ® Proport and secon nt screens ix® Prop (ii) the pot it 1005, th mixed flu ioning d material shown on ortioning life e “POT id has IPR2 Paten allow and syste fluid 54, c fluid the m 4 prov Coop 013-0045 t 6,554,20 The pen The pen ed for mi (ii) the con m. Ex. 10 lines for a ol. 2 ¶¶ 5 or by the ixed fluid . Analysis a. W Pa Petitione ided to a c er in Wau 2 4 B1 dant screen dant screen xed fluid t troller trac 05, 32. A longer th 6. The po passage of is either p hether Pre rts List 68 r states th ustomer d kesha, Wi s shown o s illustrat o sit in the ks the tim n alarm w an the allo t life time a specifie urged or p cisionMix 4-029 (Ex at Exhibit uring the i sconsin in 26 n page 32 e that (i) a system be e mixed fl ill occur if tted maxim r is reset e d amount assed, the ® Proport . 1005) Is 1005 qual nstallation 1997. Pe are reprod user sets t fore trigg uid has re the mixed um pot li ither by a of fluid. E alarm wil ioning Co Prior Art ifies as pri of a Gun t. 10. Peti uced belo he maxim ering a pot mained in material fe. Id.; se purge of th x. 1005, 3 l go off. I ntrol Instru or art beca Flush Syst tioner then w: um time life alarm the is in the e id. at e mixed 2. Once d. ctions use it was em at contends , IPR2013-00452 Patent 6,554,204 B1 27 that Exhibit 1005 was “publically available as being provided with systems sold by the patent owner more than one year before the earliest claimed priority of the [’204 patent.]” Id. at 11. Patent Owner does not challenge the content of Exhibit 1005 or the relevance of Exhibit 1005 to challenged claim 1. PO Resp. 3. Rather, Patent Owner argues that Petitioner failed to authenticate the document as prior art. Id. To counter Patent Owner’s argument, Petitioner provides the Declaration of Michael Elberson in support of Petitioner’s contention that the contested reference is prior art. Ex. 1008. Patent Owner did not file a motion to exclude Exhibit 1005 or Mr. Elberson’s Declaration, nor did Patent Owner depose Mr. Elberson. Mr. Elberson testified, in his Declaration, that prior to filing the Petition, he contacted Cooper, a former customer of Patent Owner that had possession of certain documents related to Patent Owner’s gun flush box modules, including Exhibit 1005. Id. ¶ 5. Mr. Elberson further testified that he received Exhibit 1005 from Cooper in response to his request. Id. ¶ 6. According to Mr. Elberson, Exhibit 1005 is an “off-the-shelf” document that is provided by Patent Owner to any of its customers that purchase the Graco Gun Flush Box Module. Id. ¶ 7. Mr. Elberson opined that Exhibit 1005 has been available freely to people in the industry since the time it entered into Cooper’s possession. Id. Exhibit 1005 shows a copyright date of 1998. Ex. 1005, Title page. Given that the copyright date indicates only the year of the copyright, and not a specific date, we determine that the document is entitled to a copyright of December 31, 1998. In light of the testimony of Mr. Elberson and the copyright date listed on the face of Exhibit 1003, we are satisfied that IPR2013-00452 Patent 6,554,204 B1 28 Exhibit 1005 would have been available publically at least by December 31, 1998. December 31, 1998, is less than one year prior to the October 8, 1999 filing date of the provisional patent application from which the ’204 patent claims priority. See Ex. 1001. Therefore, Exhibit 1005 does not qualify as § 102(b) prior art, but it does qualify as § 102(a) prior art. Patent Owner gives us no reason to doubt that Exhibit 1005 is a copy of the actual document given to Graco’s customers. Based upon the information provided by Exhibit 1005 itself, we conclude that Petitioner has demonstrated by a preponderance of the evidence that Exhibit 1005 is prior art under 35 U.S.C. § 102(a) and can be applied in our analysis of the ’204 patent under 35 U.S.C. § 103(a). b. Whether Gun Flush Box Module Instructions Parts List 684- 019 (Ex. 1003), Graco Dual Gun Flush Box Program Listing Associated with Operation of Gun Flush Box Module (Ex. 1004), and PrecisionMix® Proportioning Control Instructions Parts List 684-029 (Ex. 1005) Meet the Claim Limitations Petitioner contends that every limitation in claim 1 of the ’204 patent is taught or suggested by the combination of Exhibits 1003, 1004, and 1005. Pet. 15. According to Petitioner, Exhibit 1005 discloses a system that includes the calculation of material pot life, generation of an alarm to require placement of the application device in the gun flush box, and which is responsive to the placement of the application device in the box. Id. at 18. According to Petitioner, because gun flush boxes were well known at the time of filing the application that became the ’204 patent, as is disclosed expressly in the ’204 patent, using the control as disclosed in Exhibit 1005 to calculate pot life of a mixed material and alarm to require actuation of the application device or placement of the same in a gun flush box would have IPR2013-00452 Patent 6,554,204 B1 29 been obvious to even those of less than ordinary skill in the art in view of the disclosure of Exhibit 1005. Id. Furthermore, we note that Exhibit 1005 is referenced specifically in Exhibit 1003 (Ex. 1003, 10), while Exhibit 1004 references the Graco Duel Gun Flush Box product disclosed in Exhibits 1003 and 1005 (Ex. 1004, 1). Therefore, we are persuaded by Petitioner’s contention that it would have been obvious to one of ordinary skill in the art to combine the Graco Dual Gun Flush Box systems disclosed in Exhibit 1003 with the software for the Graco Dual Gun Flush Box systems disclosed in Exhibit 1004 and with the Graco PrecisionMix® Proportioning Controller disclosed in Exhibit 1005. For the foregoing reasons, we are persuaded that Petitioner has demonstrated by a preponderance of the evidence that independent claim 1 is unpatentable over the combination of the teachings found in Exhibits 1003, 1004, and 1005. III. CONCLUSION We conclude Petitioner has demonstrated by a preponderance of the evidence that: 1. Claim 1 is unpatentable under 35 U.S.C. § 102(b) as anticipated by Graco Dual Gun Flush Box Program Listing Associated with operation of Gun Flush Box Module (Ex. 1004); and 2. Claim 1 is unpatentable under 35 U.S.C. § 103(a) as obvious over the combination of Gun Flush Box Module Instructions Parts List 684- 019 (Ex. 1003), Graco Dual Gun Flush Box Program Listing Associated with Operation of Gun Flush Box Module (Ex. 1004), and IPR2013-00452 Patent 6,554,204 B1 30 PrecisionMix® Proportioning Control Instructions Parts List 684- 029 (Ex. 1005). IV. ORDER In consideration of the foregoing, it is hereby: ORDERED that, based on a preponderance of the evidence, claim 1 of the ’204 patent is unpatentable; FURTHER ORDERED that, because this is a final written decision, parties to the proceeding seeking judicial review of the decision must comply with the notice and service requirements of 37 C.F.R. § 90.2. For PETITIONER: Kirk L. Deheck James F. Boyle BOYLE FREDRICKSON, S.C. kld@boylefred.com jfb@boylefred.com For PATENT OWNER: William K. Weimer FAEGRE BAKER DANIELS PatentDocketing@FaegreBD.com Copy with citationCopy as parenthetical citation