Arthur M. Spanier, Complainant,v.Ann M. Veneman, Secretary, Department of Agriculture, Agency.

Equal Employment Opportunity CommissionMar 27, 2003
01A30304_r (E.E.O.C. Mar. 27, 2003)

01A30304_r

03-27-2003

Arthur M. Spanier, Complainant, v. Ann M. Veneman, Secretary, Department of Agriculture, Agency.


Arthur M. Spanier v. Department of Agriculture

01A30304

March 27, 2003

.

Arthur M. Spanier,

Complainant,

v.

Ann M. Veneman,

Secretary,

Department of Agriculture,

Agency.

Appeal No. 01A30304

DECISION

Complainant filed an appeal with this Commission alleging that the agency

breached the terms of the June 28, 2002 settlement agreement into which

the parties entered.

The settlement agreement provided, in pertinent part, that:

The Agency agrees:

(2) To allow Complainant to establish, and notify his official timekeeper

of, a tour of duty under the Agency's flexitour policy, currently 6:00

AM to 6:00 PM, Monday through Friday.

To allow Complainant to work at home on Agency projects until all

physical reasonable accommodations are installed or made accessible

to Complainant. Complainant shall work 80 hours per pay period,

as established in No.2 above, from home and apply for any leave in

accordance with Agency procedure.

By letter to the agency dated September 12, 2002, complainant alleged

that the agency was in breach of the settlement agreement. Specifically,

complainant alleged that the agency failed to afford him a flexible work

schedule, including the opportunity to work more than eight hour days,

the option of working on weekends or at home, and the opportunity to earn

credit hours or compensatory time. When the agency did not respond to

his allegation of noncompliance, complainant filed the present appeal.

In response to complainant's appeal, the agency argues that it has not

breached the terms of the June 28, 2002 settlement agreement. The agency

states that complainant agreed to establish a schedule within the agency's

flexitour policy, currently 6:00 AM to 6:00 PM, Monday through Friday.

The agency states that the flexitour policy consists of a schedule

of 8 hours a day, 40 hours per week, and 80 hours a biweekly period.

The agency notes that under the flexitour policy, an employee may

select their arrival and departure time subject to agency approval.

The agency states that, therefore, under the terms of the settlement

agreement complainant may request to work his 8 hour day between 6:00

AM and 6:00 PM, Monday through Friday. The agency argues that it did

not agree to permit complainant to work at home, on weekends, or more or

less than 8 hours per day. The agency notes that complainant mistakenly

cites the agency's maxiflex policy in support of his breach claim;

however, it states that the agreement provided only that complainant

be permitted to work under the flexitour policy. Finally, the agency

notes that although the document entitled �Flexible Work Schedules�

under the agency's Policies and Procedures does not specifically apply

to Agricultural Research Center [ARS], where complainant works, he

essentially agreed to the same arrangement under the settlement agreement.

The record contains a copy of the agency's policies and procedures

for �Flexible Work Schedules� originating from the agency's Human

Resources Division. This document establishes the work schedules for the

traditional schedule, the flexitour schedule, and the maxiflex schedule.

The document states that the flexitour schedule �consists of 8 hours

a day, 40 hours per week, and 80 hours a biweekly pay period.� The

document also states that under the flexitour schedule �[e]mployees

select the arrival and departure times subject to agency approval.�

EEOC Regulation 29 C.F.R. � 1614.504(a) provides that any settlement

agreement knowingly and voluntarily agreed to by the parties, reached at

any stage of the complaint process, shall be binding on both parties.

The Commission has held that a settlement agreement constitutes a

contract between the employee and the agency, to which ordinary rules

of contract construction apply. See Herrington v. Department of Defense,

EEOC Request No. 05960032 (December 9, 1996). The Commission has further

held that it is the intent of the parties as expressed in the contract,

not some unexpressed intention, that controls the contract's construction.

Eggleston v. Department of Veterans Affairs, EEOC Request No. 05900795

(August 23, 1990). In ascertaining the intent of the parties with regard

to the terms of a settlement agreement, the Commission has generally

relied on the plain meaning rule. See Hyon v. United States Postal

Service, EEOC Request No. 05910787 (December 2, 1991). This rule states

that if the writing appears to be plain and unambiguous on its face,

its meaning must be determined from the four corners of the instrument

without resort to extrinsic evidence of any nature. See Montgomery

Elevator Co. v. Building Eng'g Servs. Co., 730 F.2d 377 (5th Cir. 1984).

In the present case, we find that complainant has not shown that the

agency breached the terms of the June 28, 2002 agreement. Provision (2)

of the agreement provided that complainant would be allowed to establish

a tour of duty under the Agency's flexitour policy, currently 6:00 AM to

6:00 PM, Monday through Friday. With regard to complainant's claim that

the agreement provided that he be afforded the opportunity to work on

weekends, we find that the agreement did not afford him this opportunity.

Rather, the agreement specifies that complainant's work days would

be scheduled between Monday and Friday. With regard to complainant's

claim concerning compensatory time and credit hours, we find that these

claims go beyond the scope of the agreement.

With regard to complainant's claim that he be allowed to work more

than 8 hours per day, we find that the agreement did not provide that

complainant would be afforded the opportunity to work more or less than

8 hours per day. As noted in the agency's policies and practices on

�Flexible Work Schedules� a flexitour schedule �consists of 8 hours a day,

40 hours per week, and 80 hours a biweekly pay period.� Although the

agreement provided that complainant, an ARS employee, would be allowed

to work the flexitour schedule, it did not specify that he be allowed

to work more or less than 8 hours per day.

With regard to complainant's claim that the agency refused to allow

him to work from home, we find that complainant has not shown agency

noncompliance with this term of the agreement. We note that under

provision (3), the agency agreed to allow complainant to work at home

until all physical reasonable accommodations are installed or made

accessible to him. We note that complainant does not allege that he was

denied the opportunity to work from home while reasonable accommodations

were being installed.

Accordingly, the agency's decision that it did not breach the settlement

agreement is AFFIRMED.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

March 27, 2003

__________________

Date