Arizona Cider, LLCDownload PDFTrademark Trial and Appeal BoardSep 30, 202087605498 (T.T.A.B. Sep. 30, 2020) Copy Citation THIS OPINION IS NOT A PRECEDENT OF THE TTAB Mailed: September 30, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Arizona Cider, LLC _____ Serial No. 87605498 _____ Jennifer Mott of Aspey Watkins & Diesel, PLLC, for Arizona Cider, LLC. Justine D. Parker, Trademark Examining Attorney, Law Office 101, Ronald R. Sussman, Managing Attorney. _____ Before Lykos, Pologeorgis, and Coggins, Administrative Trademark Judges. Opinion by Coggins, Administrative Trademark Judge: Arizona Cider, LLC (“Applicant”) seeks registration on the Principal Register of the mark STOIC in standard characters for, as amended, “house mark for hard cider; house mark for wine” in International Class 33.1 1 Application Serial No. 87605498 was filed on September 12, 2017, under Section 1(b) of the Trademark Act, 15 U.S.C. § 1051(b), based upon Applicant’s allegation of a bona fide intention to use the mark in commerce. Applicant submitted an amendment to allege use on May 25, 2018, amending the application to a Section 1(a) basis, 15 U.S.C. § 1051(a), claiming first use anywhere at least as early as September 15, 2017, and use in commerce at least as early as December 1, 2017. Serial No. 87605498 - 2 - The Trademark Examining Attorney refused registration under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground that Applicant’s mark, as applied to the goods identified in the application, so resembles the mark THE STOIC in standard characters for “ale” in International Class 322 registered on the Principal Register as to be likely to cause confusion, to cause mistake, or to deceive. When the refusal was made final, Applicant appealed and requested reconsideration. After the Examining Attorney denied the request for reconsideration, the appeal was resumed and fully briefed. We affirm the refusal to register. I. Evidentiary Issue The Examining Attorney submitted for the first time with her brief a definition of “stoic” from two sources to “show that ‘stoic’ can be a noun or an adjective” and a request that the Board take judicial notice thereof.3 9 TTABVUE 11 (request), 18-30 (definitions).4 While it is well-established that the “Board may take judicial notice of definitions from printed dictionaries that were not made of record prior to appeal, and may do so either sua sponte or upon request of the . . . examining attorney,” TRADEMARK MANUAL OF EXAMINING PROCEDURE (TMEP) § 710.01(c) (Oct. 2018), and 2 Registration No. 4043432, issued October 18, 2011. Section 8 accepted, Section 15 acknowledged. 3 9 TTABVUE 11 (request), 18-30 (definitions). 4 Citations to the prosecution file refer to the Trademark Status & Document Retrieval (“TSDR”) system and identify documents by title and date. Specific citations are to the page number in the downloadable .pdf version of the TSDR record. Citations to the briefs and other materials in the appeal record refer to the Board’s TTABVUE docket system. Serial No. 87605498 - 3 - Applicant did not object to the request in its reply brief, we see no need in granting the request inasmuch as there is already a definition of “stoic” of record submitted prior to appeal and demonstrating that the word may be both a noun and an adjective. See June 20, 2018 Response to Office Action at 11 (vocabulary.com/dictionary.stoic). Accordingly, we deny the request. II. Applicable Law Our determination of the issue of likelihood of confusion is based on an analysis of all the probative facts in evidence that are relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973) (“DuPont”). See also In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). We consider each DuPont factor for which there is evidence and argument. See, e.g., In re Guild Mortg. Co., 912 F.3d 1376, 129 USPQ2d 1160, 1162- 63 (Fed. Cir. 2019). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods. See In re Chatam Int’l Inc., 380 F.3d 1340, 71 USPQ2d 1944, 1945-46 (Fed. Cir. 2004); Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”). A. The Similarity or Dissimilarity of the Marks Under the first DuPont factor, we compare Applicant’s mark and the cited registered mark “in their entireties as to appearance, sound, connotation and Serial No. 87605498 - 4 - commercial impression.” In re Viterra, 671 F.3d 1358, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012) (quoting DuPont, 177 USPQ at 567); see also Palm Bay Imps. Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005). “Similarity in any one of these elements may be sufficient to find the marks confusingly similar.” In re Inn at St. John’s, 126 USPQ2d 1742, 1746 (TTAB 2018). Accord Krim-Ko Corp. v. Coca-Cola Bottling Co., 390 F.2d 728, 156 USPQ 523, 526 (CCPA 1968) (“It is sufficient if the similarity in either form, spelling or sound alone is likely to cause confusion.”) (citation omitted). “The proper test is not a side- by-side comparison of the marks, but instead whether the marks are sufficiently similar in terms of their commercial impression such that persons who encounter the marks would be likely to assume a connection between the parties.” In re i.am.symbolic, llc, 866 F.3d 1315, 123 USPQ2d 1744, 1748 (Fed. Cir. 2017) (quoting Coach Servs. Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1721 (Fed. Cir. 2012)) (internal quotation marks omitted). Here, Applicant’s mark is STOIC in standard characters, and Registrant’s mark is THE STOIC in standard characters. Applicant argues that the presence of the definite article “the” in Registrant’s mark distinguishes the marks in a meaningful way, “creat[ing] distinct commercial impressions,” 7 TTABVUE 19, particularly because “stoic” standing alone is an adjective while “the stoic” is a noun. 7 TTABVUE 20. However, there is nothing to limit “stoic” without a preceding “the” from being a noun. Even assuming the connotation of the marks differ under Applicant’s argument, such a difference would Serial No. 87605498 - 5 - be minimal. The dictionary definition of record explains that “[t]he noun stoic is a person who’s not very emotional. The adjective stoic describes any person, action, or thing that seems emotionless and almost blank.” June 20, 2018 Response to Office Action at 11 (vocabulary.com/dictionary.stoic). The noun identifies a person with the qualities described by the adjective; therefore, even if the marks would be perceived as STOIC, an adjective, and THE STOIC, a noun, the commercial impressions would be highly similar – both relating to the quality of being non-emotional. We find the word in Applicant’s mark (STOIC) is essentially identical to the wording of Registrant’s mark (THE STOIC) in “appearance, sound, connotation and commercial impression.” Palm Bay Imps. Inc., 73 USPQ2d at 1691 (quoting DuPont, 177 USPQ at 567). Because the inclusion of the term “the” at the beginning of a mark will generally not affect or otherwise diminish the overall similarity between marks, the inclusion of that definite article in Registrant’s mark has minimal, if any, source- identifying significance. See In re Thor Tech Inc., 90 USPQ2d 1634, 1635 (TTAB 2009) (finding WAVE and THE WAVE “virtually identical” marks; “[t]he addition of the word ‘The’ at the beginning of the registered mark does not have any trademark significance.”); In re Narwood Prods. Inc., 223 USPQ 1034, 1034 (TTAB 1984) (finding THE MUSIC MAKERS and MUSIC-MAKERS “virtually identical” marks; the inclusion of the definite article “the” is “insignificant in determining likelihood of confusion”); Bank of Am. Nat’l Trust & Savings Ass’n v. First Nat’l Bank of Allentown, 220 USPQ 892, 896 (TTAB 1984) (finding TIMESAVER and THE TIMESAVER STATEMENT to be “confusingly similar” marks). Serial No. 87605498 - 6 - Applicant argues that “the marks [will not] be identical when used on the goods.” 7 TTABVUE 21. Specifically, Applicant posits that “[c]ontrary to marks for most goods and services, trademark owners are not free to display their marks on alcoholic beverages however they wish,” 10 TTABVUE 3, and a registration for its mark would “not negate the [Alcohol and Tobacco Tax and Trade Bureau] labelling restrictions” to which its goods are subject. 10 TTABVUE 4. However, during ex parte examination, the marks are compared as they appear on the drawing page of the application and registration certificate; the USPTO does not consider how an applicant and registrant actually use their marks in the marketplace. In re Aquitaine Wine USA, LLC, 126 USPQ2d 1181, 1186 (TTAB 2018) (citing In re i.am.symbolic, llc, 123 USPQ2d at 1749). In addition, both Applicant’s and Registrant’s marks are in standard characters, and as such, their display is not limited to any particular font style, size, or color. See Trademark Rule 2.52(a). We therefore must conclude that they may be displayed in the same or similar lettering style or color. In re Viterra Inc., 101 USPQ2d at 1909; Citigroup Inc. v. Capital City Bank Grp., Inc., 637 F.3d 1344, 98 USPQ2d 1253, 1258-59 (Fed. Cir. 2011); In re Aquitaine Wine USA, 126 USPQ2d at 1886 (“[A] ‘standard character mark’ . . . may be used in ‘any particular font style, size, or color.”’). Applicant insists that “all of the relevant products (cider, wine and ale) are subject to labeling requirements” which require various specific information. 7 TTABVUE 8. Applicant argues that “the comparison is between a house mark and a product mark, an important distinction.” 7 TTABVUE 21. Applicant further asserts that “[h]ouse Serial No. 87605498 - 7 - marks differ from undesignated product marks,” 7 TTABVUE 10, “[h]ouse marks are distinguishable from product marks for alcoholic beverages,” 7 TTABVUE 11, and that its identification of goods “expressly contains a ‘house mark’ limitation while the [c]ited [m]ark does not.” 7 TTABVUE 12. These arguments are unavailing. Again, we note that “we do not consider how Applicant and Registrant actually use their marks in the marketplace, but rather how they appear in the registration and the application. We must compare the marks as they appear in the drawings, and not on any labels that may have additional wording or information.” In re Aquitaine Wine USA, 126 USPQ2d at 1186 (citing In re i.am.symbolic, 123 USPQ2d at 1729). See TMEP § 1207.01(b) (“the analysis is based on the marks as depicted in the respective application and registration, without regard to whether the marks will appear with other marks, such as house marks, or other elements when used”). Under the circumstances, we find that the standard character marks THE STOIC and STOIC are similar in appearance, sound, connotation, and commercial impression. Accordingly, this DuPont factor weighs heavily in favor of finding a likelihood of confusion. B. The Goods, Trade Channels, and Classes of Purchasers The second DuPont factor concerns the “similarity or dissimilarity and nature of the goods or services as described in an application or registration,” Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1159 (Fed. Cir. 2014), and the third DuPont factor concerns “[t]he similarity or dissimilarity of established, likely-to-continue trade channels.” Id. at 1161 (quoting Serial No. 87605498 - 8 - DuPont, 177 USPQ at 567). We make our determination under these factors based on the goods as they are identified in the application and the cited registration. See Stone Lion, 110 USPQ2d at 1161; In re Ox Paperboard, 2020 USPQ2d 10878, *5 (TTAB 2020) (citing In re Detroit Athletic Co., 903 F.3d 1297, 128 USPQ2d 1047, 1052 (Fed. Cir. 2018); Hewlett-Packard Co. v. Packard Press Inc., 281 F.3d 1261, 62 USPQ2d 1001 (Fed. Cir. 2002); Octocom Sys., Inc. v. Hous. Comput. Servs., Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990)). The goods need not be identical or even competitive in order to find a likelihood of confusion. Rather, the question is whether the goods are marketed in a manner that “could give rise to the mistaken belief that [the] goods emanate from the same source.” Coach Servs. Inc. v. Triumph Learning LLC., 101 USPQ2d at 1722 (quoting 7-Eleven Inc. v. Wechsler, 83 USPQ2d 1715, 1724 (TTAB 2007)). See also Hewlett-Packard Co. v. Packard Press Inc., 227 F.3d 1261, 62 USPQ2d 1001, 1004 (Fed. Cir. 2002) (“Even if the goods and services in question are not identical, the consuming public may perceive them as related enough to cause confusion about the source or origin of the goods and services.”); Recot, Inc. v. Becton, 214 F.3d 1322, 54 USPQ2d 1894, 1898 (Fed. Cir. 2000) (“even if the goods in question are different from, and thus not related to, one another in kind, the same goods can be related in the mind of the consuming public as to the origin of the goods”); Kohler Co. v. Baldwin Hardware Corp., 82 USPQ2d 1100, 1109 (2007). As noted above, Applicant’s goods are “hard cider” and “wine;” Registrant’s are identified as “ale.” Applicant argues that “[t]here is no per se rule that all beverages Serial No. 87605498 - 9 - containing alcohol are related.” 7 TTABVUE 14. We agree . See In re White Rock Distilleries Inc., 92 USPQ2d 1282, 1285 (TTAB 2009) (“There is no per se rule that holds that all alcoholic beverages are related.”) (citing G.H. Mumm & Cie v. Desnoes & Geddes Ltd., 917 F.2d 1292, 16 USPQ2d 1635 (Fed. Cir. 1990) and Nat’l Distillers and Chem. Corp. v. William Grant & Sons, Inc., 505 F.2d 719, 184 USPQ 34 (CCPA 1974)). See also TMEP § 1207.01(a)(iv) (“[T]here can be no rule that certain goods or services are per se related, such that there must be a likelihood of confusion from the use of similar marks in relation thereto”). “[E]ach case must be decided on its own facts,” DuPont, 177 USPQ at 567, meaning that we must look to the particular record before us in making our assessment. The Examining Attorney adduced third-party Internet evidence in support of her position that the goods are related in a manner that would lead relevant consumers to believe both sets of goods often come from a single source. The evidence includes screenshots from over 20 entities that use the same mark for wine or hard cider on the one hand and ale on the other. See December 21, 2017 Office Action at 7-33; July 30, 2018 Office Action at 6-46; and October 6, 2019 Final Office Action at 7-144. For example, see motorcitybeer.com5 (ale, wine, and hard cider), dogfish.com6 (ale and hard cider), carillonbrewingco.org7 (ale, wine and hard cider), drinkmichigan.com8 5 July 30, 2018 Office Action at 6-11. 6 Id. at 12-15. 7 Id. at 20-23. 8 Id. at 30-35. Serial No. 87605498 - 10 - (ale and wine), sprecherbrewery.com9 (ale and hard cider), wynridge.com10 (ale and hard cider), and vineyardathershey.com11 (ale and wine). This evidence demonstrates that it is not uncommon for the same establishment to produce and market under the same mark Applicant’s and Registrant’s bottled alcoholic beverages. Applicant counters that “there are over 6,500 breweries in the United States,” but “the Examin[ing Attorney] cites eleven (11) entities that produce cider and beer and eleven (11) entities that offer both wine and beer. While there is no magic number of examples that will prove the offerings from one source are ‘common,’ these few cited entities clearly fall short both numerically and in what they . . . are supposed to show.” 7 TTABVUE 16. However, “[t]here is no requirement for goods to be found related that all or even a majority of the sources of one product must also be sources of the other product. Therefore, evidence showing only that the source of one product may not be the source of another product does not aid applicant in its attempt to rebut the evidence of the examining attorney.” In re G.B. Tile and Stone, Inc., 92 USPQ2d 1366, 1370 (TTAB 2009). In this case, the Internet evidence demonstrates that consumers would expect ale on the one hand and wine or hard cider on the other to originate from a single source, thus indicating that the goods Applicant and Registrant are commercially related and may be encountered together by consumers. 9 October 6, 2019 Final Office Action at 39-48. 10 Id. at 49-57. 11 Id. at 82-93. Serial No. 87605498 - 11 - The Examining Attorney points to the same third-party Internet evidence in support of her position that the goods are sold in the same trade channels to the same classes of consumers. In the absence of limitations in the application and cited registration, we must presume that the goods travel through all usual channels of trade for such goods and are offered to all normal potential customers, namely ordinary adult consumers of alcoholic beverages. Anheuser-Busch, LLC v. Innvopak Systems Pty Ltd., 115 USPQ2d 1816, 1825-26 (TTAB 2015). These channels include liquor stores, bars and restaurants, and (depending on the jurisdiction) supermarkets and convenience stores. In re Bay State Brewing Co., 117 USPQ2d 1958, 1960 (TTAB 2016); Anheuser-Busch, 115 USPQ2d at 1827; In re Sailerbrau, 23 USPQ2d at 1720. As shown by the Internet evidence, Applicant’s and Registrant’s goods are also offered on the same business to consumer websites and at the same locations (i.e., at a brewery or winery) under the same marks. Overall, we find that the Examining Attorney’s Internet evidence supports findings that Applicant’s and Registrant’s goods are related, and are offered in overlapping channels of trade and to the same class of consumers. In re Davey Prods. Pty Ltd., 92 USPQ2d 1198, 1203 (TTAB 2009); In re Toshiba Med. Sys. Corp., 91 USPQ2d 1266, 1272 (TTAB 2009); In re Paper Doll Promotions, Inc., 84 USPQ2d 1660, 1668 (TTAB 2007). As a result, in our likelihood of confusion analysis these findings under the DuPont factors of the relatedness of the goods, their trade channels and classes of consumers also support a finding that confusion is likely. Serial No. 87605498 - 12 - C. Conditions under Which Sales Are Made In its reply brief, Applicant “underscore[s] the importance of . . . a series of federal regulations including Alcohol and Tobacco Tax and Trade Bureau regulations on labelling” to which its goods are subject, arguing that these influence “the conditions of purchase and the market” as consumers will have “experience with numerous other house marks and product names throughout the market.” 10 TTABVUE 3. While there may very well be labeling requirements mandating certain information and font sizes as Applicant argues, there is no evidence of record to suggest how the requirements affect consumers or whether consumers are knowledgeable about labelling regulations. Generally, other matter that is currently required by government regulations to appear on a product label will not reliably serve to distinguish confusingly similar trademarks from each other. As the Board stated in In re Merck & Co., Inc., 189 USPQ 355, 356 (TTAB 1976): [T]he regulations of the Federal Food and Drug Agency are of no significance on the question here before the Board. . . . [T]he issue under consideration in this appeal is whether the applicant may be permitted to register its mark in view of a prior registration of an allegedly confusingly similar mark. The presence of other matter on the label of the particular product here involved can have no bearing on the decision as to said marks. Moreover, Applicant’s argument does not apply to uses of Applicant’s and Registrant’s trademarks otherwise than on labels. For example, it is common knowledge that wine may be packaged by the case in boxes with a trademark affixed thereto. Similarly, wine and ale are frequently advertised on the Internet where label information Serial No. 87605498 - 13 - cannot be discerned, as revealed by many of the Internet excerpts discussed above. We treat this factor as neutral. D. Any Other Established Fact Applicant argues under the thirteenth DuPont factor (i.e., “any other established fact probative of the effect of use,” DuPont, 177 USPQ at 567), that its wine and cider goods fall into Class 33 while Registrant’s ale is in Class 32 and “the fact that the goods are in separate classes cannot completely be disregarded.” 7 TTABVUE 18. This argument is unavailing. It is well settled that the classification of goods and services is for the administrative convenience of the USPTO and has no bearing on the likelihood of confusion analysis. See Trademark Act Section 30, 15 U.S.C. § 1112 (“The Director may establish a classification of goods and services, for convenience of Patent and Trademark Office administration, but not to limit or extend the applicant’s or registrant’s rights.”); Jean Patou Inc. v. Theon Inc., 9 F.3d 971, 29 USPQ2d 1771, 1774 (Fed. Cir. 1993) (stating that “[c]lassification is to facilitate searching for registered marks which is primarily what is meant by ‘the convenience of the’ PTO[,]”and is “wholly irrelevant to the issue of registrability under section 1052(d), which makes no reference to classification”). This factor is also neutral. E. Summary We have considered all of the arguments and evidence of record. Because we have found that the marks at issue are similar in appearance, sound, connotation, and commercial impression, and that Applicant’s goods are related to Registrant’s goods and that they would move in the same or overlapping trade channels and would be Serial No. 87605498 - 14 - offered to the same or overlapping classes of purchasers, we conclude that Applicant’s mark, as used in connection with the goods identified in its involved application, so resembles the cited mark as to be likely to cause confusion or mistake, or to deceive under Section 2(d) of the Trademark Act. When analyzing these factors, the overriding concerns are not only to prevent buyer confusion as to the source of the goods, but also to protect the registrant from adverse commercial impact due to use of a similar mark by a newcomer. See In re Shell Oil Co., 992 F.2d 1204, 26 USPQ2d 1687, 1690 (Fed. Cir. 1993). III. Decision The refusal to register Applicant’s mark STOIC is affirmed. 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