Allen M. Gates, Complainant,v.Gordon R. England, Secretary, Department of the Navy, Agency.

Equal Employment Opportunity CommissionJul 13, 2001
01996557_and_01A11913_r (E.E.O.C. Jul. 13, 2001)

01996557_and_01A11913_r

07-13-2001

Allen M. Gates, Complainant, v. Gordon R. England, Secretary, Department of the Navy, Agency.


Allen M. Gates v. Department of the Navy

01996557, 01A11913

July 13, 2001

.

Allen M. Gates,

Complainant,

v.

Gordon R. England,

Secretary,

Department of the Navy,

Agency.

Appeal Nos. 01996557 and 01A11913

Agency No. 98-68438003

DECISION

On August 13, 1999 and January 17, 2001, complainant appealed to the

Commission for determinations as to whether the agency breached the

parties' May 4, 1999 settlement agreement. As both appeals concern the

same May 4, 1999 settlement agreement, the Commission is consolidating

complainant's appeals pursuant to 29 C.F.R. � 1614.606.

The settlement agreement provides, in pertinent part, that the agency

agrees to the following:

Because of Allen M. Gates Religious beliefs, (Seventh Day Adventist) he

will not be scheduled to work from Friday sundown to Saturday sundown.

Management will provide this accommodation unless it causes undue

hardship on behalf of code 300 or the Intermediate Maintenance Facility,

Pacific Northwest.

Letter of Reprimand dated September 16, 1998, expunged from Allen

M. Gates Official Personnel File no later than 30 days from the date of

this Settlement Agreement.

Appeal No. 01996557

Complainant submitted multiple notices of breach to the agency's

Deputy EEO Officer, and requested reinstatement of the settled matters.

The notices were dated May 7, 1999, June 10, 1999, June 23, 1999, and June

29, 1999. Complainant filed an appeal to the Commission on August 13,

1999, prior to the issuance of the agency's October 18, 1999 decision

that the settlement agreement had not been breached. The record is

unclear as to whether complainant waited 35 days after serving the agency

with his claims of noncompliance before filing his appeal; however, the

agency does not oppose complainant's appeal on this ground. Therefore,

the Commission does not consider complainant's appeal to be premature.

See 29 C.F.R. � 1614.504(b).

Complainant claimed that the agency failed to comply with the settlement

agreement when:

On April 30, 1999, complainant received a letter from the Office of

Workers' Compensation Programs (OWCP) requesting that complainant have a

�Physical Capabilities Evaluation� done on complainant's left shoulder.

Complainant claimed that an individual from the agency contacted OWCP

and asked OWCP to request the evaluation.

Beginning on June 7, 1999, an agency employee became unfriendly towards

complainant and gave complainant �the finger� at work. Complainant

informed his supervisor, but his supervisor did not stop the employee's

behavior.

On June 23, 1999, complainant learned that his supervisor said that

complainant would be one of five people to retire in the next five years.

On August 2, 1999, complainant was informed by his supervisor that he

could not lift any tools over ten pounds.

Upon review of the record, we find that the agency did not breach

the settlement agreement. None of complainant's claims of breach,

even if assumed to be true, violated provision 1 or provision 2 of the

settlement agreement. Additionally, on June 17, 1999, complainant signed

a statement acknowledging that the letter of reprimand dated September

16, 1998, had been expunged from his Official Personnel File.

To the extent that complainant attempts to state a claim of reprisal,

the Commission notes that a complaint which claims reprisal or further

discrimination in violation of a settlement agreement's �no reprisal�

clause, is to be processed as a separate complaint and not as a breach

of settlement. See 29 C.F.R. � 1614.504(c). Complainant should

contact the agency's EEO office if he wants to pursue a separate claim

of discrimination. On October 18, 1999, the agency properly found that

the settlement agreement had not been breached.

Appeal No. 01A11913

By letter to the agency's Deputy EEO Officer dated December 8, 2000,

complainant notified the agency of his claim of noncompliance by the

agency with the May 4, 1999 settlement agreement. Complainant claimed

that on July 18, 2000, he learned that his supervisor disapproved his

leave request and complainant was issued an �AWOL� after taking unapproved

leave on July 17, 2000. Complainant's December 12, 2000 letter to the

Deputy EEO Officer clarified complainant's intent to state a claim of

breach of the May 4, 1999 settlement agreement. By letter dated December

13, 2000, the agency informed complainant that if he had a complaint of

discrimination, he must contact an EEO Counselor, but the agency did

not address whether the settlement agreement had been breached.

Under the Commission's regulations, if the agency has not responded

to the complainant in writing, or if the complainant is not satisfied

with the agency's attempt to resolve the matter, the complainant may

appeal to the Commission for a determination as to whether the agency

has complied with the terms of the settlement agreement or decision.

The complainant must file an appeal within 30 days of his or her receipt

of an agency's determination. See 29 C.F.R. � 1614.504(b). There is

no indication in the file as to the date that complainant received the

agency's determination. Therefore, the Commission considers complainant's

appeal to be timely.

Upon review of the record, the Commission finds that the agency did not

breach the May 4, 1999 settlement agreement between the parties. It is

not a violation of the settlement agreement for complainant's supervisor

to give complainant �AWOL.� Additionally, assuming that complainant

was attempting to state a claim of harassment, in its December 13, 2000

letter the agency properly informed complainant to contact the agency's

EEO office if he wanted to pursue a separate claim of discrimination.

The Commission finds in this consolidated decision that complainant has

failed to show breach of the May 4, 1999 settlement agreement.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0900)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

July 13, 2001

__________________

Date