Alfred Chircop, Complainant,v.John E. Potter, Postmaster General, United States Postal Service, (Pacific Area), Agency.

Equal Employment Opportunity CommissionFeb 24, 2009
0720070019 (E.E.O.C. Feb. 24, 2009)

0720070019

02-24-2009

Alfred Chircop, Complainant, v. John E. Potter, Postmaster General, United States Postal Service, (Pacific Area), Agency.


Alfred Chircop,

Complainant,

v.

John E. Potter,

Postmaster General,

United States Postal Service,

(Pacific Area),

Agency.

Appeal No. 0720070019

Hearing No. 370-2005-00051X

Agency No. 4F-940-0033-03

DECISION

Concurrent with its final order of November 13, 2006, the agency filed

a timely appeal which the Commission accepts pursuant to 29 C.F.R. �

1614.405(a). On appeal, the agency requests that the Commission

affirm its rejection of an EEOC Administrative Judge's (AJ) finding

of discrimination in violation of Section 501 of the Rehabilitation

Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. � 791 et seq.

The agency also requests that the Commission affirm its rejection of the

relief ordered by the AJ. On December 12, 2006, complainant timely filed

his cross-appeal to the agency's rejection of the AJ decision. The two

appeals have been consolidated for consideration in the instant decision.

For the following reasons, the Commission REVERSES the agency's final

order with respect to the finding of discrimination and MODIFIES the

order with regard to the relief ordered by the AJ.

BACKGROUND

The chain of events giving rise to this appeal form a long and

complicated history, involving a number of previous Commission decisions.

As summarized by our decision in the case of Abordo, et al. v. United

States Postal Service, EEOC Appeal No. 07A20066 (November 6, 2003),

req. to reconsider denied, EEOC Request No. 05A40305 (September 29, 2004),

complainant was part of a class of 28 Special Delivery Messengers in the

San Francisco, California District who in 1991 filed both a collective

EEO complaint, as well as a union grievance, regarding the agency's

decision to dismantle the central Special Delivery unit and reassign

the Special Delivery Messengers to various facilities in the area.

The decision of the agency to do so was pursuant to a decision at the

agency's national level to phase out the Special Delivery function,

and the Special Delivery Messenger craft. The EEO complaint was held in

abeyance pending an arbitrator's decision, which was issued in June 1997.

The EEO complaint was reactivated on July 30, 1997.

Prior to the reactivation of the collective EEO complaint, on July

15 and 16, 1997, the Special Delivery Messengers in the San Francisco

District were transferred from the various facilities to which they had

been assigned in 1991 to the San Francisco Postal Data Center (SFPDC).

The class filed a new EEO complaint alleging that they had been retaliated

against for their prior protected EEO activity. After a hearing before an

AJ, on January 23, 2002, the AJ issued a decision finding discrimination,

and with specific regard to complainant, finding that he had been denied

reasonable accommodation for his disabilities. The agency appealed to

the Commission in EEOC Appeal Number 07A20066, supra. Our decision in

that appeal reversed the AJ's finding of reprisal discrimination with

respect to the class. It also reversed the finding that complainant

had been denied a reasonable accommodation, finding that he was not a

qualified individual with a disability, based on his physical limitations

and the lack of a vacant, funded position to which he could have been

transferred in the period between July and October 1997.

In July 1997, complainant reported to the SFPDC to perform the

Clerk/Messenger position to which the Special Delivery Messengers

had been reassigned. He found though, that his physical limitations

could not be accommodated at that time, as noted above, and he ceased

reporting to work in October 1997. Complainant was granted a disability

retirement in May 1998, and sometime in 2001, he applied for Office

of Workers Compensation Program (OWCP) benefits on the basis of his

depression and anxiety disorders. He was retroactively granted OWCP

benefits to January 15, 1998 (and his disability retirement payments

were paid back due to his receipt of OWCP benefits). In December 2001,

complainant's psychologist found that complainant was mentally recovered

enough to return to work starting on March 1, 2002, in what he thought

should be a phased in return to full time work. Complainant's regular

physician prepared a work capacity evaluation on December 12, 2001,

outlining what physical limitations the agency should consider when

determining an appropriate position for complainant.

In the meantime, following the AJ's January 23, 2002 decision in Abordo,

the agency was required to provide interim relief to the members of the

class during the pendency of its appeal.1 At this point, two separate

processes began to move forward with respect to complainant's employment,

the OWCP process and the interim relief process. These two processes

delivered conflicting information to complainant at every turn. On March

4, 2002, the Human Resources Office sent complainant a letter notifying

him that he was entitled to interim relief under the Abordo decision and

that he should notify the agency if he wished to receive this relief.

Complainant did want to return to work, as evidenced by his doctor's

December 2001 letter and his affirmative response to the interim relief

letter on April 5, 2002. On March 27, 2002, the agency's Human Resources

Specialist in the Injury Compensation Office (a separate entity) sent

a letter to the vocational rehabilitation consultant in complainant's

OWCP claim, stating that complainant would not be provided re-employment,

and that he should be rehabilitated through the OWCP process outside of

the agency. Over the course of the next several months, complainant, and

his psychologist, attempted to discuss with the agency what was happening

with respect to his employment, if he would be given a position which

would comport with both his physical and mental limitations and if the

agency would return him to work. As the AJ found in her decision, the

agency repeatedly mis-addressed many of its letters to complainant, even

though he consistently kept updating his current mailing address whenever

he communicated with agency staff. Finally, on April 9, 2003, complainant

was offered a position which the agency stated would enable him to be

reasonably accommodated. Although complainant was given the generic

position title, hours and duties, the letter did not specify the duties

he would perform in light of his restrictions (as required by OWCP).

Additionally, the union local president (who was also complainant's

representative) filed a grievance over the offer to complainant, arguing

that as a regular bid position, it was a violation of the collective

bargaining agreement to have offered it to complainant. The agency

then claimed that complainant refused to accept the position and

caused a breakdown in the interactive reasonable accommodation process.

By mid-June 2003, complainant's anxiety and depression had worsened, due

to the agency's provision of conflicting information regarding employment,

and he was no longer psychologically able to return to work.

On December 20, 2002, complainant filed an EEO complaint alleging that he

was discriminated against on the bases of disability (major depression

and anxiety disorders) and in reprisal for prior protected EEO activity

(arising under the Rehabilitation Act) when:

1. on October 10, 2002, complainant was notified by the Department of

Labor that he would be rehabilitated outside of the agency; and

2. on October 10, 2002, the agency engaged in a pattern of action in

denying complainant his right to return to duty.

The agency procedurally dismissed both claims for failure to state

a claim. In a previous Commission decision, EEOC Appeal No. 01A32065

(March 17, 2004), the Commission affirmed the dismissal of claim 1 on

the grounds that it was a collateral attack on the OWCP process, and

therefore failed to state a claim. However, the dismissal of claim 2

was reversed and remanded to the agency for an investigation.2

After the worsening of complainant's condition beginning in June 2002

and continuing into 2003, he was referred to a medical exam by OWCP to

determine his current status. It was decided in October 2003 that he was

temporarily totally disabled, and would not be referred for vocational

rehabilitation services at that time. Complainant remained unable to

work until February 2005, when his psychologist re-evaluated him and

found that his mental condition had improved enough that he could again

attempt a return to work.

At the conclusion of the investigation, complainant was provided with a

copy of the report of investigation and notice of his right to request a

hearing before an EEOC Administrative Judge (AJ).3 Complainant timely

requested a hearing and the AJ held a hearing on June 16, 2005, and

issued a decision on September 28, 2006.

The AJ's decision first defined complainant's claim to be that his

request to return to work with a reasonable accommodation has been

denied since March 1, 2002, given that the "pattern of action in

denying complainant's return to duty," reached back to events that

began in March 2002. She found that complainant had shown a prima

facie case of reprisal discrimination. She then found that the agency

had articulated a legitimate, nondiscriminatory reason for its actions,

but that it had just barely satisfied this burden. The AJ found many

of the agency's explanations of the events to not be credible, based

on the testimony given at the hearing by the involved agency officials.

One agency official's testimony was so devoid of an explanation for the

agency's actions that she found it did not satisfy the agency's burden.

A second agency official's testimony satisfied the "agency's minimal

burden of production." The AJ then concluded that complainant had shown

the agency's reason to be pretextual. In support of that conclusion, the

AJ made a finding that the agency officials had acted "deliberately and

intentionally" to deprive complainant of the employment relief to which he

was entitled, through their actions of repeatedly sending correspondence

to the wrong address, ignoring multiple requests to provide information

about his status, and failing to take any steps to provide him with a job,

either through OWCP or the interim relief process.

With regard to his disability claim, the AJ concluded that complainant

was substantially limited in thinking, concentrating and interacting

with others, during the time period of 1998 through March 2002, and

June 2002 through February 2005, (the "relevant period") rendering

him an individual with a disability (also noting that he has a record

of a physical disability). She found that he was qualified to perform

the Clerk/Messenger position, with accommodation. The medical evidence

presented at hearing and in the investigation showed that complainant was

able to perform the duties of a Clerk/Messenger, or those similar to them,

in March 2002 and again in February 2005. She noted that the agency

did not provide meaningful evidence that complainant was not qualified

to perform the essential functions of his position with accommodation.

The AJ, based on the record and the testimony at hearing, then found

that the agency had failed in the reasonable accommodation process and

had acted in bad faith, and had failed to show that it would have been

an undue hardship to accommodate complainant. She specifically noted

that it took no "meaningful action" to comply with the interim relief

order of her decision from January 23, 2002.

To remedy the discrimination to which complainant had been subjected,

the AJ ordered reinstatement/placement of complainant in a full-time

Clerk/Messenger position or other position with similar duties that he

can perform. The agency was ordered to provide reasonable accommodation.

Backpay was ordered from March 1, 2002 through the date complainant

is placed in a position, offset by the OWCP payments already received.

Compensatory damages were awarded in the amount of $50,000.00. The agency

was also ordered to post a notice, and to pay complainant's costs.4 The

agency subsequently issued a final order rejecting the AJ's finding that

complainant proved that he was subjected to discrimination as alleged.

CONTENTIONS ON APPEAL

On appeal, the agency presented several arguments. They argued that

complainant's initial EEO contact was untimely. They asserted that he

was not a qualified individual with a disability, and that the Commission

had previously issued a decision stating such (noting our finding in

Abordo, supra.). Their third argument was that the retaliation claim was

not supported by the evidence. The agency also claimed that the case was

actually a mixed-case and should have gone to the Merit Systems Protection

Board (MSPB) as it could be classified as a "failure to restore" case.

Finally it argued that agency personnel had acted in good faith when

attempting to locate a position with reasonable accommodation which

could be performed by complainant, and that the compensatory damages

awarded because of the "bad faith" finding should be reversed.

The complainant argued that the agency had not provided him interim relief

in the instant case, following the AJ's decision on September 29, 2006

and the agency's appeal of that order, and that therefore the case should

be dismissed under 29 C.F.R. � 1614.505(b). Complainant claimed that

the agency had not filed a timely appeal with the Commission He also

opposed the agency's timeliness, and wrong forum arguments. Finally he

stated that the agency's position in this case is directly contradicted

by the arguments put forth in Abordo regarding his impairments and the

agency's ability to accommodate him.

During the pendency of this appeal, the agency submitted a supplemental

brief, dated December 7, 2007, which detailed its ongoing efforts to

comply with the AJ's order of September 28, 2006 to reinstate/place

complainant in a full-time Clerk/Messenger position or other position

with similar duties that he can perform, and to provide reasonable

accommodation. It asks the Commission to consider the new documents,

stating that the evidence was not available at the time of the AJ's

decision, or the initial appeal, as the evidence post-dates the agency's

appeal and submission of its brief of January 4, 2007.

ANALYSIS AND FINDINGS

We first note that that agency's appeal in this case was timely as the

AJ issued her decision on September 28, 2006, which the agency received

on October 2, 2006. Under the regulation at 29 C.F.R. � 1614.110(a),

the agency had 40 days to file its appeal. As the fortieth day fell

on a Saturday, the deadline became the next business day, Monday,

November 13, 2006, as per 29 C.F.R � 1614.604(d). The agency's appeal

was postmarked on November 13, 2006. Complainant claims that although

he received the agency's Notice of Final Action dated November 13,

it was procedurally defective because it did not include a copy of

the appeal form filed with the Commission. We note that the Final

Action clearly stated that an appeal would be filed, and find that

this suffices to satisfy the requirements for an appeal by an agency.

See Janda v. U.S. Postal Service, EEOC Appeal No. 07A10018 (March 4,

2002). Further, as noted above, this case pertains to a failure to

reasonably accommodate complainant, and therefore does not fall under

the interim relief provision of the regulations.

As noted above, the agency failed to address the timeliness of

complainant's EEO Counselor contact in the context of EEOC Appeal

No. 01A32065 (March 17, 2004), and we decline to entertain the agency's

assertion at this time. Similarly, the agency's argument that this is

a mixed-case and should have gone to the MSPB as it could be classified

as a "failure to restore" case, is not convincing. The agency had

the responsibility to properly define the parameters of this case when

it issued the notice of rights to complainant with its acceptance or

dismissal letter, as specified in 29 C.F.R. � 1614.302(d). When a

complaint becomes firmly enmeshed in the EEO forum, the Commission

will assume jurisdiction if doing so better serves the interests of

judicial economy. See Burton v. Department of Agriculture, EEOC Appeal

No. 01932449 (October 28, 1994). We find that such is the case here,

given that complainant filed his formal complaint nearly six years ago,

in 2002, that the case has such a long history within the EEO context,

and the record is fully developed. Therefore, we concur in the AJ's

decision to assume jurisdiction of the complaint.

Pursuant to 29 C.F.R. � 1614.405(a), all post-hearing factual findings by

an AJ will be upheld if supported by substantial evidence in the record.

Substantial evidence is defined as "such relevant evidence as a reasonable

mind might accept as adequate to support a conclusion." Universal

Camera Corp. v. National Labor Relations Board, 340 U.S. 474, 477 (1951)

(citation omitted). A finding regarding whether or not discriminatory

intent existed is a factual finding. See Pullman-Standard Co. v. Swint,

456 U.S. 273, 293 (1982). An AJ's conclusions of law are subject to a

de novo standard of review, whether or not a hearing was held.

An AJ's credibility determination based on the demeanor of a witness or

on the tone of voice of a witness will be accepted unless documents or

other objective evidence so contradicts the testimony or the testimony so

lacks in credibility that a reasonable fact finder would not credit it.

See EEOC Management Directive 110, Chapter 9, � VI.B. (November 9, 1999).

Initially, we note that we discern no abuse of the discretion on the part

of the AJ in the conduct of the hearing. Administrative Judges have broad

discretion in the conduct of hearings. See 29 C.F.R. � 1614.109(e); Equal

Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO-

MD-110) at 7-8 to 7-14 (revised November 9, 1999); Bennett v. Department

of the Navy, EEOC Request No. 05980746 (September 19, 2000).

After reviewing the arguments which the agency made on appeal and applying

the substantial evidence standard to the AJ's factual findings, we discern

no basis to disturb the AJ's conclusion that the agency violated the

Rehabilitation Act when it retaliated against complainant and failed to

reasonably accommodate him. The AJ made detailed findings regarding

the credibility of the witnesses who testified at hearing which we

decline to disturb on appeal. The agency's argument that our previous

finding in Abordo that complainant was not a qualified individual with

a disability should preclude the AJ from finding that complainant was a

qualified individual with a disability in this context is not persuasive,

as the time frames in question are separated by 5 years.

However, in light of the evidence presented to the Commission in the

agency's supplemental brief, we find it appropriate to modify the order of

relief as crafted by the AJ, and make the following findings. The agency

has argued that it has made good faith efforts to place complainant

in a position as ordered by the AJ, that is in either a "full-time

Clerk/Messenger position or other position with similar duties that he

can perform." It puts forth that there are no vacant Clerk /Messenger

positions into which he can be placed, and it offered him the position

of Collector, a position similar to that of a Clerk/Messenger. Over the

course of eight months, complainant and the agency engaged in a dialogue

regarding the duties of the Collector position, and whether complainant

would be able to perform those duties, with the agency reiterating its

commitment to accommodating complainant's mental and physical limitations

through whatever reasonable accommodations he may request. On August 6,

2007, the agency, believing that it had addressed all of complainant's

concerns, informed complainant that he should report for duty beginning

on August 20, 2007. By letter of August 16, 2007, the complainant's

physician informed the agency that complainant would not be reporting for

duty, that he has "suffered a work related injury that renders him unable

to work in any capacity," that he is "temporarily totally incapacitated,"

and that he "cannot work in any capacity." We find that the agency has

satisfied its obligation to comply with the order of the AJ to place

complainant in a Clerk/Messenger or substantially equivalent position.

Therefore, we decline to order the agency to continue to attempt to

place complainant in a Clerk/Messenger or substantially equivalent

position, and find that the agency's liability for back pay terminated

with complainant's declination of the position offered.

CONCLUSION

Based on a review of the record and the contentions on appeal, including

those not specifically addressed herein, we REVERSE the agency's final

order with respect to the finding of discrimination and MODIFY the order

with regard to the relief ordered by the AJ.

ORDER

Within ninety (90) days of the date this decision becomes final and to

the extent it has not already done so, the agency is ordered to do the

following:

(1) Issue complainant the amount of backpay due from March 1, 2002

through August 16, 2007, offset by the OWCP payments already received.

(2) Issue complainant compensatory damages in the amount of $50,000.00.

(3) Pay complainant's costs, as associated with the processing of

this case. Complainant has 30 days from the date this decision becomes

final to submit a petition to recover costs, with appropriate supporting

documentation. The agency has 30 days from the submission of the costs

petition to issue a decision regarding costs, along with payment to

complainant of the undisputed costs.

(4) Provide a minimum of eight (8) hours of EEO training, with

special emphasis on the areas of reprisal and reasonable accommodation

requirements, for all involved management officials still employed with

the agency.

(5) Consider taking appropriate disciplinary action against the

responsible management officials still employed by the agency.

The Commission does not consider training to be disciplinary action.

The agency shall report its decision to the Compliance Officer. If the

agency decides to take disciplinary action, it shall identify the action

taken. If the agency decides not to take disciplinary action, it shall

set forth the reason(s) for its decision not to impose discipline. If any

of the responsible management officials have left the agency's employ,

the agency shall furnish documentation of their departure date(s).

POSTING ORDER (G0900)

The agency is ordered to post at its San Francisco Postal Data Center

facility copies of the attached notice. Copies of the notice, after

being signed by the agency's duly authorized representative, shall

be posted by the agency within thirty (30) calendar days of the date

this decision becomes final, and shall remain posted for sixty (60)

consecutive days, in conspicuous places, including all places where

notices to employees are customarily posted. The agency shall take

reasonable steps to ensure that said notices are not altered, defaced,

or covered by any other material. The original signed notice is to be

submitted to the Compliance Officer at the address cited in the paragraph

entitled "Implementation of the Commission's Decision," within ten (10)

calendar days of the expiration of the posting period.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K1208)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30) calendar

days of the completion of all ordered corrective action. The report shall

be submitted to the Compliance Officer, Office of Federal Operations,

Equal Employment Opportunity Commission, P.O. Box 77960, Washington,

DC 20013. The agency's report must contain supporting documentation,

and the agency must send a copy of all submissions to the complainant.

If the agency does not comply with the Commission's order, the complainant

may petition the Commission for enforcement of the order. 29 C.F.R. �

1614.503(a). The complainant also has the right to file a civil action

to enforce compliance with the Commission's order prior to or following

an administrative petition for enforcement. See 29 C.F.R. �� 1614.407,

1614.408, and 29 C.F.R. � 1614.503(g). Alternatively, the complainant

has the right to file a civil action on the underlying complaint in

accordance with the paragraph below entitled "Right to File A Civil

Action." 29 C.F.R. �� 1614.407 and 1614.408. A civil action for

enforcement or a civil action on the underlying complaint is subject

to the deadline stated in 42 U.S.C. 2000e-16(c) (1994 & Supp. IV 1999).

If the complainant files a civil action, the administrative processing of

the complaint, including any petition for enforcement, will be terminated.

See 29 C.F.R. � 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M1208)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the

policies, practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 77960,

Washington, DC 20013. In the absence of a legible postmark, the request

to reconsider shall be deemed timely filed if it is received by mail

within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0408)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as the

defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1008)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request from the Court that

the Court appoint an attorney to represent you and that the Court also

permit you to file the action without payment of fees, costs, or other

security. See Title VII of the Civil Rights Act of 1964, as amended,

42 U.S.C. � 2000e et seq.; the Rehabilitation Act of 1973, as amended,

29 U.S.C. �� 791, 794(c). The grant or denial of the request is within

the sole discretion of the Court. Filing a request for an attorney with

the Court does not extend your time in which to file a civil action.

Both the request and the civil action must be filed within the time

limits as stated in the paragraph above ("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

2-24-09

__________________

Date

1 The regulation concerning interim relief is codified at 29 C.F.R. �

1614.505. However, it is unclear that the agency was actually required

to provide relief, as the case did not involve a case of removal,

separation or suspension, as specified in the interim relief provision.

The AJ stated the agency was obligated to give it to those who "lost"

their jobs due to the retaliation. (AJ Decision, p. 7, fn 3). We also

note that in the instant appeal, the agency was not required to provide

interim relief under 29 C.F.R. � 1614.505, as argued by complainant on

appeal, as this is a case alleging denial of reasonable accommodation, not

one involving removal, separation or suspension. The AJ's September 28,

2006 Decision does not specifically order interim relief to be provided

should the agency file an appeal.

2 The agency had the opportunity at this stage to procedurally dismiss

complainant's complaint on the basis of untimely EEO contact, under 29

C.F.R. � 1614.107(a)(2). Our previous decision does not indicate that

the agency cited this basis for dismissal, and we decline to entertain

the agency's assertion to both the AJ at the hearing stage, and to the

Commission on appeal that the complaint should now be dismissed due

to untimeliness.

3 The same AJ who heard the Abordo case and issued the decision reviewed

in EEOC Appeal No. 07A20066, also conducted the hearing and issued the

instant decision under review.

4 As complainant's representative was the union local president, who is

not an attorney, he is not entitled to attorney's fees.

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0720070019

U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION

Office of Federal Operations

P. O. Box 77960

Washington, D.C. 20013

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0720070019