a Tricia B.,1 Complainant,v.Sean J. Stackley, Acting Secretary, Department of the Navy, Agency.Download PDFEqual Employment Opportunity CommissionDec 20, 20170120151613 (E.E.O.C. Dec. 20, 2017) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 a Tricia B.,1 Complainant, v. Sean J. Stackley, Acting Secretary, Department of the Navy, Agency. Appeal No. 0120151613 Agency No. 13-00243-02506 DECISION On March 31, 2015, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s March 14, 2015, final decision concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and the Age Discrimination in Employment Act of 1967 (ADEA), as amended, 29 U.S.C. § 621 et seq. For the following reasons, the Commission AFFIRMS the Agency’s final decision. BACKGROUND Complainant worked as a Deputy Administrative Director, NF-4, at the Marine Corps Recruitment Depot (MCRD) in San Diego, California. Her position was located within the Marine Corps Community Services (MCCS) Directorate. She applied for the position of Operations Officer, also at grade level NF-4, but became aware on July 8, 2013, that she had not been selected. On October 16, 2013, Complainant filed an EEO complaint in which she alleged that the MCCS Deputy Director, her immediate supervisor (S1 - male), and the MCCS Director, her second-line supervisor (S2 - male), discriminated against her on the bases of sex (female) and age (63) by not selecting her. In particular, she alleged: 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120151613 2 1. That S1 discriminated against her on the basis of age by not referring her to S2, who served as the selecting official, for an interview on or around July 8, 2013; and 2. That S2 discriminated against her on the basis of sex by cancelling the selection process and unilaterally reassigning the eventual Selectee into the position, effective July 18, 2013. Complainant and forty-eight other individuals submitted applications for the Operations Officer vacancy. The following qualifications were listed in the vacancy announcement: • Four years of related experience in management and supervision; • A baccalaureate degree in business administration or a related field is desired; • Familiarity with MCCS management policies, concepts, practices, and principles; • Ability to operate computer and associated software; • Must have ability to deal effectively and tactfully with others; • Must have excellent oral and written communication skills; Investigative Report (IR) 27, 34, 126, 137, 148. According to S1, the four-year experience requirement was the only “hard” qualification for the position. IR 118. The applications were received by a Human Resources Specialist (HRS) who reviewed them and determined that thirty- one applicants, including Complainant, met the four-year experience requirement. She presented her assessment to her supervisor, the Human Resources Director (HRD), who reviewed them and certified thirty-one applicants as being basically qualified. IR 36-39, 111-12, 137, 146, 148-49. According to the HRD and the HRS, the selection process consisted of three phases: screening; the initial interview; and the final interview. In the first phase, the hiring manager, S1, would receive the certification list and would decide which of the thirty-one applicants to interview. Those who were not selected would be referred back to the HRS, who would send out the appropriate notification letters. For the initial interview, S1 would convene a 4-person panel to conduct the interviews. S1 would serve as a panel member, along with two other subject matter experts, and a representative from the Human Resources Office (HRO). The questions would be reviewed by the HRO prior to the interviews. At the conclusion of the initial interview, the three non-HRO panelists would compare the candidates’ scores and reach a consensus as to who to refer to S2 for the final interview. S2 and one other official would conduct the final interviews, after which S1 would make the final decision. IR 135-36, 147-48. S1 averred that when he received the applications from the HRD, he applied the college degree criteria, which resulted in another fourteen applicants being excluded, including Complainant, who received notification of her non-selection on July 8, 2013. IR 85, 118-119, 126, 151. S1 then applied the third criteria – familiarity with MCCS management. After considering the applications of the six candidates they invited for the initial interview, the panel ultimately referred the top three to S2, including the eventual Selectee. IR 75-78, 119-20, 126, 140. The Selectee was a 58-year-old male applicant who had fourteen years of experience as an NF-4 Auto Service Center Manager and a Master’s Degree in Business Administration. IR 42-43, 99- 103, 112, 122, 131. 0120151613 3 During the second phase of the process, S2 told S1 to have the panel interview a 28-year-old female candidate (Candidate 1) who had a college degree but did not possess the four-year experience requirement. IR 61, 79-83, 92-97, 120, 151. When asked by the investigator why he referred Candidate 1 for an initial interview even though she did not meet the four-year experience requirement, S2 replied that Candidate 1 was nevertheless highly qualified for the Operations Officer position in that she had a Master’s degree, she was computer savvy, she exceeded the qualifications in virtually every area and she was already serving as Acting Operations Officer. S2 characterized Candidate 1 as extremely well qualified for the position, notwithstanding that she did not yet have four years of experience. IR 128. Even though Candidate 1 was given an initial interview, she was given the lowest score and was ranked 6th out of six by the panel. She was not referred for a final interview. IR 75, 149. After S2 had received the application packages and the recommendations from the panel, he interviewed the two candidates who had the highest scores and the highest ranking, the Selectee and Candidate 2. IR 127-29. S1 averred that he did not think that Candidate 2 should have been referred to S2, but the majority of the panelists thought otherwise and he agreed to the consensus. IR 120, 129. After completing the two interviews, S2 chose the Selectee and offered him the position on July 9, 2013. IR 146. S2 then directed that the entire selection process be cancelled due to a “procedural error.” IR 122, 152. When asked by the investigator what that error was, S2 replied that Complainant had confronted S1 when she learned that she was not among the applicants chosen for an initial interview before the panel. S2 further averred that when S1 informed him of what had happened, he contacted Western Area Counsel’s Office (WACO), the MCRD’s legal office, and was told that S1 should not have consulted with Complainant as to why she was eliminated from consideration and that as a result of that error, the entire process should be cancelled. S2 then directed S1 to instruct the HRO to follow WACO’s recommendation and cancel the selection. IR 105-08, 127, 131, 141. S1 averred that he directed that the HRO use the term “procedural error,” because the recruitment process had “strayed from the objective and uniform application of the qualifying criteria.” IR 122. On July 12, 2013, S2 posted an email in which he stated that the Selectee had been chosen for the position and would be taking over on July 18, 2013. IR 152. S2 averred that immediately following the cancellation of the selection process, the Selectee was laterally reassigned into the position. IR 99, 101-03, 131. S1 averred that it had been his recommendation from the beginning that the Selectee be given a lateral reassignment. IR 123. S2 stated that he decided to open the position to competition in order to have a larger pool of candidates to draw from because the MCCS was undergoing a substantial reorganization. IR 132. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of her right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). In accordance with Complainant’s request, 0120151613 4 the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). The decision concluded that Complainant failed to prove that the Agency subjected her to discrimination as alleged. ANALYSIS AND FINDINGS As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency's decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chapter 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). To prevail in a disparate treatment claim such as this, Complainant must satisfy the three-part evidentiary scheme fashioned by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Complainant must initially establish a prima facie case by demonstrating that he was subjected to an adverse employment action under circumstances that would support an inference of discrimination. Furnco Constr. Corp. v. Waters, 438 U.S. 567, 576 (1978). Proof of a prima facie case will vary depending on the facts of the particular case. McDonnell Douglas, 411 U.S. at 802 n. 13. The burden then shifts to the Agency to articulate a legitimate, nondiscriminatory reason for its actions. Tx. Dep't of Cmty. Affairs v. Burdine, 450 U.S. 248, 253 (1981). To ultimately prevail, Complainant must prove, by a preponderance of the evidence, that the Agency's explanation is pretextual. Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 143 (2000); St. Mary's Honor Ctr. v. Hicks, 509 U.S. 502, 519 (1993). The prima facie inquiry may be dispensed with where the Agency articulated legitimate and nondiscriminatory reasons for its conduct. See U.S. Postal Serv. Bd. of Governors v. Aikens, 460 U.S. 711, 713-17 (1983); Holley v. Dep't of Veterans Affairs, EEOC Request No. 05950842 (Nov. 13, 1997). To ultimately prevail, Complainant must prove, by a preponderance of the evidence, that the Agency's explanation is a pretext for discrimination. Reeves v. Sanderson Plumbing Products, Inc., 530 U.S. 133 (2000); St. Mary's Honor Ctr. v. Hicks, 509 U.S. 502, 519 (1993); Tex. Dep't of Cmty. Affairs v. Burdine, 450 U.S. 248, 256 (1981); Holley, supra; Pavelka v. Dep't of the Navy, EEOC Request No. 05950351 (Dec. 14, 1995). As to Complainant being screened out prior to the initial interview, S1 averred that although Complainant met the experience requirement, she lacked a college degree, and that in order to winnow the field, he had excluded from further consideration all of the applicants who did not have at least a bachelor’s degree. Regarding the cancellation of the selection process, S2 averred that he had done so upon the advice of the MCRD’s legal advisor. 0120151613 5 To ultimately prevail, Complainant must prove, by a preponderance of the evidence, that the Agency’s explanations are pretextual. Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133 (2000); St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502, 519 (1993). Pretext can be demonstrated by showing such weaknesses, implausibilities, inconsistencies, incoherencies, or contradictions in the Agency’s proffered legitimate reasons for its actions that a reasonable fact finder could rationally find them unworthy of credence. Opare-Addo v. United States Postal Service, EEOC Appeal No. 0120060802 (November 20, 2007), request for reconsideration denied, EEOC Request No. 0520080211 (May 30, 2008). In non-selection cases such as the one now before us, Complainant could demonstrate pretext by showing that her qualifications for the position were plainly superior to those of the Selectee. Hung P. v. Dept. of Veterans Affairs, EEOC Appeal No. 0120141721 (Dec. 3, 2015). She must bear in mind, however, that agencies have broad discretion to choose among equally qualified candidates as long as the selection is not based on unlawful considerations. Complainant v. Dept. of Homeland Security, EEOC Appeal No. 0120141478 (Jul. 31, 2015). Agencies may select candidates with fewer years of experience if they believe that such candidates are best qualified to meet the needs of the organization. Complainant v. Dept. of Justice, EEOC Appeal No. 0120131151 (Feb. 25, 2015). They may even preselect a candidate as long as the preselection is not premised upon a prohibited basis. Complainant v. Dept. of Homeland Security, EEOC Appeal No. 0120132858 (Mar. 9, 2015). When asked by the investigator why she believed that her age played a role in her being screened out from further consideration by S1, Complainant pointed to S1’s decision to interview Candidate 1 in spite of the fact that this applicant did not possess four years of experience. The affidavits of the HRD and the HRS corroborate that of S1, who stated without equivocation that he declined to refer Complainant’s application to S2 because she lacked a college degree. S1 also stated that he interviewed Candidate 1 because S2 told him too. Ultimately, S1’s act of interviewing Candidate 1 had no impact upon Complainant’s prospects for getting the job because the panel gave Candidate 1 the lowest score and ranking. Complainant has not presented affidavits, declarations, or unsworn statements from witnesses other than herself or documents that contradict the explanation offered by S1 for screening Complainant’s application during the first phase of the process or that call his veracity into question. We therefore find, as did the Agency, that S1 did not discriminate against Complainant on the basis of age when he eliminated her from further consideration at the first stage of the selection process. We now consider S2’s decision to cancel the selection process and unilaterally reassign the Selectee to the position. Deviations from standard procedures without explanation or justification are another indicator of pretext. Mellissa F. v. U.S. Postal Service, EEOC Appeal No. 0120141697 (Nov. 12, 2015). Nevertheless, it is clearly within management’s prerogative to cancel a vacancy announcement, so long as the decision to do so was not for discriminatory reasons. Jeannie T. v. Dept. of Labor, EEOC Appeal No. 0120140581 (Dec. 2, 2016) citing Ross v. Dept. of the Navy, EEOC Request No. 05920105 (Mar. 26, 1992). When asked why she believed that S2’s decision to cancel the selection process and unilaterally reassign the Selectee into the position was discriminatory because of her sex, Complainant 0120151613 6 responded that the recruitment action was cancelled because she had filed an EEO complaint, and that the selection process had substantially deviated from the normal procedures and had been done in secret, with no transparency at all. IR 112-13, 131. As to Complainant’s contention regarding her EEO complaint, according to the EEO Counselor’s report and the affidavits of S1 and S2, the EEO Counselor did not contact S2 until August 15, 2013, more than a month after he had reassigned the Selectee into the Operations Officer position. IR 3-4, 122, 131, 146. On the basis of this information, we find that the fact that Complainant had filed her EEO complaint could not have impacted S2’s decision to cancel the selection process and reassign the Selectee. What prompted S2 to contact the MCRD’s legal office was the fact that on or around July 8, 2013, after Complainant had received notification that she had been eliminated from further consideration, Complainant had contacted S1 to inquire as to the reasons for that determination after having been informed by the HRO that she had met the basic qualifications for the position. To the extent Complainant contends that the conversation between her and S1 and S2’s ensuing response constitute evidence of pretext, we disagree. There are no indications anywhere in the affidavits of Complainant or S1 regarding the substance of their conversation, particularly whether Complainant’s gender, prior EEO activity, or current EEO complaint were ever brought up. As Complainant chose not to request a hearing, the Commission does not have the benefit of an Administrative Judge’s credibility determinations after a hearing. Therefore, the Commission can only evaluate the facts based on the weight of the evidence presented. And for the Commission to conclude, on the basis of the evidentiary record now before us, that the cancellation of the selection process in response to Complainant’s conversation with S1 about her elimination from consideration was an act of sex discrimination would be nothing but speculation. Complainant has not been able to establish the existence of a causal connection between her gender and S2’s decision to reassign the Selectee into the position. The fact remains that the Selectee had been offered the job and had accepted the offer before S2 went ahead with the cancellation. IR 4. It is also an undeniable fact that S2 did not act on his own in cancelling the selection process. He did so only after consulting with the Agency’s legal advisor’s office. The record establishes that reassignment was available as an option at the outset, but that S2 had decided that he wanted to choose from a larger pool of candidates, so he opened the vacancy to competition. We agree with the Agency that Complainant has not met her burden to prove, by a preponderance of the evidence, that her gender was a motivating factor in S2’s decision to unilaterally reassign the Selectee to the position of Operations Officer. CONCLUSION Based on a thorough review of the record and the contentions on appeal, we AFFIRM the Agency’s final decision. 0120151613 7 STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The Agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. 0120151613 8 RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations December 20, 2017 Date Copy with citationCopy as parenthetical citation