_________________, Complainant,v.Ray H. LaHood, Secretary, Department of Transportation, Agency.

Equal Employment Opportunity CommissionJan 15, 2010
0120093294 (E.E.O.C. Jan. 15, 2010)

0120093294

01-15-2010

_________________, Complainant, v. Ray H. LaHood, Secretary, Department of Transportation, Agency.


_________________,

Complainant,

v.

Ray H. LaHood,

Secretary,

Department of Transportation,

Agency.

Appeal No. 0120093294

Agency No. OST05001

DECISION

Complainant filed a timely appeal with this Commission from a final

decision (FAD) by the agency dated July 1, 2009, finding that it was in

compliance with the terms of the September 13, 2006 settlement agreement

into which the parties entered. See 29 C.F.R. � 1614.402; 29 C.F.R. �

1614.504(b); and 29 C.F.R. � 1614.405.

The settlement agreement provided, in pertinent part, that [identified

by name, the Director of Departmental Office of Civil Rights (DOCR)]

will be the supervisory contact for potential employers of Ms. Pacheco.

If [identified by name, the Deputy Director of DOCR, complainant's

supervisor] is contacted by potential employers directly, she will

diplomatically redirect calls to [the Director].

In December 2008, complainant applied for a job with the Bureau of

Reclamation, listing the supervisor's name, and quite possibly, she

concedes, the supervisor's direct line telephone on the application.

The Director left government service on January 20, 2009. Upon his

departure the supervisor became the acting Director.1 Around February or

March 2009, the Bureau called the supervisor as a reference. Believing

complainant gave her name as the person to contact since she got no calls

before the Director left and outsiders generally do not have her direct

line, the supervisor discussed complainant's performance, interests, and

achievements. On May 5, 2009, complainant learned from the supervisor

about the reference call. Accordingly to the supervisor, she gave a

positive reference. Complainant writes she did not get the job.

By letter to the agency dated May 28, 2009, complainant alleged that the

agency was in breach of the settlement agreement, and requested that it

to specifically implement its terms, or if it would not do so, reinstate

her complaint. Specifically, complainant wrote that the supervisor

acting as a reference breached the settlement agreement. She wrote

that the above term of the settlement agreement bars the supervisor

from ever responding to potential employers. Complainant wrote that

implementing the settlement agreement would require the supervisor to

redirect calls to the former Director. She suggested that the former

Director was willing to continue serving as a reference.

In its July 1, 2009 FAD, the agency concluded that it did not breach the

settlement agreement. It found that the above term of the settlement

agreement is no longer in force or enforceable. Pointing to language in

the term at issue, the agency reasoned that the former Director could no

longer serve as complainant's supervisory contact for potential employers

once the supervisory relationship terminated. It also reasoned that while

the agency and certain employees are bound by the settlement agreement,

the Director as a former employee was no longer bound, and the agency

cannot require him to serve as a reference.

On appeal, complainant reiterates the arguments she made in her notice

of breach. She argues that the supervisor could also advise a caller

from a potential employer that that it is her policy not to respond to

reference checks and direct the caller to Human Resources. In opposition

to the appeal, the agency argues that the FAD should be affirmed.

EEOC Regulation 29 C.F.R. � 1614.504(a) provides that any settlement

agreement knowingly and voluntarily agreed to by the parties, reached at

any stage of the complaint process, shall be binding on both parties.

The Commission has held that a settlement agreement constitutes a

contract between the employee and the agency, to which ordinary rules of

contract construction apply. See Herrington v. Department of Defense,

EEOC Request No. 05960032 (December 9, 1996). The Commission has further

held that it is the intent of the parties as expressed in the contract,

not some unexpressed intention, that controls the contract's construction.

Eggleston v. Department of Veterans Affairs, EEOC Request No. 05900795

(August 23, 1990). In ascertaining the intent of the parties with regard

to the terms of a settlement agreement, the Commission has generally

relied on the plain meaning rule. See Hyon O v. United States Postal

Service, EEOC Request No. 05910787 (December 2, 1991). This rule states

that if the writing appears to be plain and unambiguous on its face,

its meaning must be determined from the four corners of the instrument

without resort to extrinsic evidence of any nature. See Montgomery

Elevator Co. v. Building Eng'g Servs. Co., 730 F.2d 377 (5th Cir. 1984).

We agree with the agency's finding that the above term of the settlement

agreement is no longer in force, for the reasons found by the agency.

If complainant wishes to use the former Director as a reference, this

is now a private matter between complainant and the former Director.

The FAD is affirmed.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M1208)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the

policies, practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 77960,

Washington, DC 20013. In the absence of a legible postmark, the request

to reconsider shall be deemed timely filed if it is received by mail

within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0408)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as the

defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1008)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request from the Court that

the Court appoint an attorney to represent you and that the Court also

permit you to file the action without payment of fees, costs, or other

security. See Title VII of the Civil Rights Act of 1964, as amended,

42 U.S.C. � 2000e et seq.; the Rehabilitation Act of 1973, as amended,

29 U.S.C. �� 791, 794(c). The grant or denial of the request is within

the sole discretion of the Court. Filing a request for an attorney with

the Court does not extend your time in which to file a civil action.

Both the request and the civil action must be filed within the time

limits as stated in the paragraph above ("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

January 15, 2010

__________________

Date

1 Complainant departed from the agency in September 2009.

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0120093294

U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION

Office of Federal Operations

P.O. Box 77960

Washington, DC 20013

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0120093294