From Casetext: Smarter Legal Research

Texaco, Inc. v. Borda

United States Court of Appeals, Third Circuit
Jul 17, 1967
383 F.2d 607 (3d Cir. 1967)

Summary

holding that the district court abused its discretion in denying a Rule 27 petition where the proposed deponent was 71 years old, the filing of the anticipated lawsuit had to await the resolution of pending criminal action, and the subject of the proposed examination was a series of events that was already 11 years in the past

Summary of this case from In re Hickey

Opinion

No. 16341.

Argued March 30, 1967.

Decided July 17, 1967.

Michael W. Graney, New York City, for petitioner.

William L. Dill, Stryker, Tams Dill, Newark, N.J., for all respondents except Borda.

Robert G. Levy, Frank, Bernstein, Conaway Goldman, Baltimore, Md., for respondents.

Before KALODNER and SEITZ, Circuit Judges, and BODY, District Judge.


OPINION OF THE COURT


Judge Augelli, the nominal respondent, by Order dated November 14, 1966, stayed all proceedings, including discovery, in a private anti-trust suit brought by the respondent Charles A. Borda against the petitioner Texaco, Inc. and the ten respondent oil companies, pending "determination" of a criminal action brought by the United States against eight of Texaco's co-defendants in Borda's civil action. Texaco was named as a co-conspirator in the criminal action. The civil and criminal actions alike charged a conspiracy to restrain trade in the sale of gasoline.

Judge Augelli has been designated as a nominal respondent in the instant mandamus action in accordance with the procedure which we outlined in Rapp v. Van Dusen, 3 Cir., 350 F.2d 806 (1965).

Civil Action No. 947-66.

Criminal Action No. 153-65.

In the instant proceeding, Texaco seeks a writ of mandamus vacating Judge Augelli's Order, or, in the alternative, its modification so as to permit it to take Borda's deposition "plus such other discovery proceedings as may be necessary to preserve evidence." Texaco says that Borda is 71 years old; one "key witness" has already died; the conspiracy alleged in Borda's action commenced in 1955, and "memories grow dim, documents disappear and witnesses die."

Texaco specifically cites Judge Augelli's denial of its request to modify his Order, at the time of its entry, so as to permit the taking of Borda's deposition, on his reasoning that "it is meaningless to say to me that Mr. Borda is 71 years old" and that "age standing alone is meaningless."

Texaco urges that Judge Augelli abused his discretion (1) in entering his Order to stay all proceedings in Borda's civil suit until the determination of the Government's criminal action, and (2) in denying its request to modify his Order so as to permit the taking of Borda's deposition. It further asserts that the charged abuse of discretion "falls within the legal mainstream of relief provided by the writ of mandamus."

We agree that the remedy of mandamus extends to cases of clear abuse of judicial discretion. Rapp v. Van Dusen, 350 F.2d 806, 812 (3 Cir. 1965), and that it specifically extends to review of a trial court's grant, or refusal, of a stay of proceedings. Pet Milk Company v. Ritter, 323 F.2d 586, 588 (10 Cir. 1963).

We further agree that Judge Augelli abused his discretion in refusing to grant Texaco leave to take Borda's deposition in view of the prevailing factual circumstances.

We do not agree that Judge Augelli abused his discretion in staying all other proceedings in Borda's case pending determination of the Government's criminal action.

On the latter score it is settled law that "* * * the power to stay proceedings is incidental to the power inherent in every court to control the disposition of the causes on its docket with the economy of time and effort for itself, for counsel, and for litigants. How this can best be done calls for the exercise of judgment, which must weigh competing interests and maintain an even balance." Landis v. North American Co., 299 U.S. 248, 254-255, 57 S.Ct. 163, 166, 81 L.Ed. 153 (1936).

Judge Augelli, in announcing his intention to stay proceedings in Borda's civil suit until determination of the Government's criminal action stated that it was arrived at:

"Upon a consideration of all factors involved in this case * * * a balancing of the equities, so to speak, in my opinion, justify a stay, at least until after a trial of the criminal action. The indicted defendants should not be unduly hampered, as I believe they would be if they had to fight on two fronts at the same time. We are not dealing here with the ordinary run-of-the-mill litigation. We are dealing with an anti-trust suit covering alleged illegal activity in a three-state area, going back many years. It may well be that the trial of the criminal case will reduce the scope of discovery in the civil action. And perhaps it might also simplify the issues."

The statement was made at the conclusion of a hearing on October 24, 1966 of a motion to stay filed by Texaco's ten co-defendants in Borda's action. The mooted Order of November 14, 1966 followed.

We would be transgressing the permissible limits of judicial review of a trial judge's exercise of discretion were we to hold that Judge Augelli abused his discretion in his weighing of "competing interests" in the prevailing situation. Texaco's contention that it is a stranger to the criminal action because it was not a party defendant ignores the fact that it was named therein as a co-conspirator. Its other contentions, in support of its view that Judge Augelli abused his discretion in staying the civil action are similarly without merit.

What has been said brings us to our expressed view that Judge Augelli abused his discretion in denying leave to Texaco to take Borda's deposition on his reasoning that "age standing alone is meaningless" and that "it is meaningless to say to me that Mr. Borda is 71 years old."

The circumstance that "Mr. Borda is 71 years old" is quite meaningful. It would be ignoring the facts of life to say that a 71-year old witness will be available, to give his deposition or testimony, at an undeterminable future date when a pending criminal anti-trust action will have been "determined", and the trial of a related civil action will subsequently take place. It is a fact of life, too, that the memory of events already dating back some eleven years grow dim with the inexorable march of time, even on the part of one on the sunny side of the proverbial three score and ten years. It may be noted parenthetically that counsel for Mr. Borda at the hearing of the stay of proceedings motion on October 24, 1966 stated in opposition to the motion. "The plaintiff, your Honor, is seventy-one years of age, which, in my opinion, is an awfully good reason why the action shouldn't be stayed".

As stated in the body of this opinion, the conspiracy alleged in Borda's civil action commenced in 1955.

It is interesting to note that Borda in this proceeding opposes Texaco's application for a writ of mandamus, asserting, inter alia, "[m]oreover, it is clear that a decree in the government action would be admissible as against Texaco to show existence of a conspiracy and to limit the need for separate proof as to all issues other than Texaco's connection with the conspiracy".

It is relevant to note that in DeWagenknecht v. Stinnes, 102 U.S.App.D.C. 89, 250 F.2d 414 (1957), the Court, in affirming the District Court's order, under Rule 27, F.R.Civ.P., authorizing the taking of the deposition of a 74-year old witness, said (p. 417):

"Mrs. Stinnes seeks by this proceeding to perpetuate the testimony of a person who has knowledge of certain events and transactions, many of which took place years ago. There can be no certainty that this testimony will still be available when the controversy is ready for litigation, since the witness is at present seventy-fours years of age".

The respondents urge that Judge Augelli in announcing his intention to grant his sweeping stay of proceedings stated that "* * * if some unforeseen event should arise, such as the necessity for perpetuating the testimony of a witness * * * an application for a modification of my stay can always be made * * *", and that such reservation gives flexibility to his stay order insofar as the taking of Borda's deposition is concerned. The ready answer is that Texaco requested such modification and it was denied. Judge Augelli's indicated view that he would give consideration to a renewed request should Mr. Borda become "ill" or "infirm", referred to by the respondents, affords little nourishment to their position. Should Mr. Borda become "ill" or "infirm", such illness or infirmity might well be of such proportion as to make impossible the taking of his deposition.

For the reasons stated a writ of mandamus will issue directing the Honorable Anthony T. Augelli, Judge, United States District Court, Nominal Respondent, to grant leave to Texaco Inc., upon written motion duly filed, to take the deposition of the respondent Charles A. Borda.


Summaries of

Texaco, Inc. v. Borda

United States Court of Appeals, Third Circuit
Jul 17, 1967
383 F.2d 607 (3d Cir. 1967)

holding that the district court abused its discretion in denying a Rule 27 petition where the proposed deponent was 71 years old, the filing of the anticipated lawsuit had to await the resolution of pending criminal action, and the subject of the proposed examination was a series of events that was already 11 years in the past

Summary of this case from In re Hickey

concluding that district court abused its discretion in denying a Rule 27 petition where the proposed deponent was 71 years old, the filing of the anticipated lawsuit had to await the resolution of a pending criminal action, and the subject of the proposed deposition was a series of events that were already 11 years old

Summary of this case from Talley v. Ionota

granting writ of mandamus directing district court to allow Rule 27 deposition because "[i]t would be ignoring the facts of life to say that a 71-year old witness will be available, to give his deposition or testimony, at an undeterminable future date"

Summary of this case from Penn Mut. Life Ins. Co. v. U.S.

granting petition when events occurred eleven years prior to filing of motion, and stating, "[i]t is a fact of life, too, that the memory of events already dating back some eleven years grow dim with the inexorable march of time, even on the part of one on the sunny side of the proverbial three score and ten years"

Summary of this case from Robinson v. Winslow Township

denying mandamus relief from a discovery stay except allowing the deposition of the seventy-one year old plaintiff

Summary of this case from Commonwealth v. Wingate

denying mandamus relief from a discovery stay except allowing the deposition of the seventy-one year oldplaintiff

Summary of this case from Commonwealth v. Wingate

denying mandamus relief from a discovery stay except allowing the deposition of the seventy-one year old plaintiff in litigation where one “key witness” had died and noting that “[t]he circumstance that ‘Mr. Borda is 71 years old’ is quite meaningful. It would be ignoring the facts of life to say that a 71–year old witness will be available, to give his deposition or testimony, at an undeterminable future date when a pending criminal antitrust action will have been ‘determined.’ ”

Summary of this case from Inverultra, S.A. v. Wilson

affirming stay of civil antitrust suit pending resolution of related criminal matter

Summary of this case from In re N.J. Tax Sales Certificates Antitrust Litig.

reversing denial of FRCP 27 petition to allow deposition of seventy-one year old witness when civil action stayed indefinitely pending outcome of parallel criminal proceeding

Summary of this case from Petition of Hall by and Through Hall

sustaining a stay of a private antitrust suit pending the resolution of criminal proceedings against several of the petitioner's alleged co-conspirators

Summary of this case from Rad Services, Inc. v. Aetna Casualty & Surety Co.

In Texaco, Inc. v. Borda, 383 F.2d 607 (3d Cir., 1967), this court reviewed the denial of a Rule 27 motion to perpetuate the testimony of a 71-year old witness.

Summary of this case from Ash v. Cort

expressing that the district court had not abused its discretion in staying a civil case until the conclusion of a trial in a parallel criminal case based on, among other considerations, the possibility that the criminal trial would "reduce the scope of discovery in the civil action . . . simplify the issues."

Summary of this case from Sec. & Exch. Comm'n v. Boaz Manor

permitting deposition of a witness of advanced age in suit that had been stayed pending resolution of parallel criminal prosecution

Summary of this case from Fatir v. Jones

permitting deposition of a witness of advanced age in suit that had been stayed pending resolution of parallel criminal prosecution

Summary of this case from Henley v. Hickman Cnty. Det. Ctr.

permitting deposition of a witness of advanced age in suit that had been stayed pending resolution of parallel criminal prosecution

Summary of this case from Clark v. Dunlap

permitting Rule 27 deposition of a 71-year-old witness when a court order prevented traditional discovery until the resolution of a criminal case on the same matter

Summary of this case from In re Petition of Tsymbal

permitting Rule 27 deposition of a witness where the trial judge barred discovery until the resolution of a criminal case implicating the same Defendants

Summary of this case from In re Petition of Tsymbal

permitting deposition of a witness of advanced age in suit that had been stayed pending resolution of parallel criminal prosecution

Summary of this case from In re McBean

In Texaco v Borda, 383 F.2d 607, 609 (3d Cir. 1967) the Third Circuit granted a writ of mandamus directing the district court to allow the plaintiff to depose an elderly witness.

Summary of this case from McNulty v. Reddy Ice Holdings, Inc.

permitting deposition of a witness of advanced age in suit that had been stayed pending resolution of parallel criminal prosecution

Summary of this case from In re Somerville

advocating weighing of computing interests in determining stay

Summary of this case from U.T.C., Hamilton Standard Div. v. Dean

staying discovery except for deposition of one individual

Summary of this case from Nakash v. U.S. Dept. of Justice

In Texaco, Inc. v. Borda, 383 F.2d 607 (3rd Cir. 1967), the appellate court held that the denial to the petitioner of leave to take the deposition from an individual whose civil antitrust action against the company had been stayed until determination of a related criminal antitrust action in which the company has been named co-conspirator was an abuse of discretion, where the individual was 71 years old, and the alleged conspiracy had occurred 11 years previously.

Summary of this case from Maheu v. District Court
Case details for

Texaco, Inc. v. Borda

Case Details

Full title:TEXACO, INC., Petitioner, v. Charles A. BORDA, t/a C.A. Borda Company, the…

Court:United States Court of Appeals, Third Circuit

Date published: Jul 17, 1967

Citations

383 F.2d 607 (3d Cir. 1967)

Citing Cases

19th Street Baptist Church v. St. Peters Episcopal Church

Whether Rule 26 or Rule 27 applies, and no matter the procedural posture of the case, the common purpose…

Maheu v. District Court

When this right is denied or infringed upon without lawful authority interlocutory review may be had by use…