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State v. Sherman

Court of Appeals of Maryland
Mar 12, 1964
234 Md. 179 (Md. 1964)

Summary

holding that wrongful death action could be maintained for stillborn fetus only if fetus was viable at time of death

Summary of this case from Group Health Ass'n v. Blumenthal

Opinion

[No. 124, September Term, 1963.]

Decided March 12, 1964.

NEGLIGENCE — Viable Child Suffering Prenatal Injuries — Action Could Be Brought By Parents Under Lord Campbell's Act Against Appellees Negligently Causing Injuries Even Though Child Was Stillborn. It was held in the instant case that the parents of a stillborn child could maintain an action under Lord Campbell's Act for their financial loss resulting from the fatal injuries to the child through the alleged negligence of the appellees. These injuries occurred while the child was a full-term viable child in the ninth month of development. Lord Campbell's Act permits an action "whenever the death of a person shall be caused by wrongful act * * * and the act * * * is such as would (if death had not ensued) have entitled the party injured to maintain an action and recover damages in respect thereof, the * * * person who would have been liable if death had not ensued, * * * shall be liable to an action for damages, notwithstanding the death of the person injured * * *." It was the Court's opinion that not only was a viable child a "person" within the meaning of the statutes authorizing recovery in these types of cases but also that the right of recovery on the part of the unborn child was not conditioned upon its "being born alive." Thus, the Court stated that "[T]he wrongful act would have entitled the 'party injured to maintain an action * * * if death had not ensued,' and under the plain words of the death statute we think the action survives, or permits the parents to recover, notwithstanding the death of the child." The Court felt that the case of Damasiewicz v. Gorsuch, 197 Md. 417, was controlling here. It was there recognized that at least in the case of a viable child, such child had a cause of action when born alive, arising out of a prenatal injury due to the negligent act of a third person. Inasmuch as the cause of action arose at the time of the injury, the Court saw no more reason why it should be cut off because of the child's death before birth, than if it died thereafter. A new born babe could not exercise the rights previously acquired, in proper person, since it is under a disability. Nor could a child en ventre sa mere exercise such rights. In either case, however, it was held that the right to damages for the wrong could be exercised on behalf of the child by its next friend, and such rights would survive to its parents or administrator. It was not felt by the Court that the argument of practical convenience was a proper test. pp. 181-185

NEGLIGENCE — Viable Child Suffering Prenatal Injuries — Action Could Be Brought By Personal Representative For Funeral Expenses Against Appellees Negligently Causing Injuries Even Though Child Was Stillborn. It was held that the personal representative of a viable child who was injured through the alleged negligence of the appellees while en ventre sa mere and was subsequently delivered stillborn could recover for the child's funeral expenses under Code (1957), Art. 93, secs. 18 and 112. pp. 181-182, 184

H.C.

Decided March 12, 1964.

Appeal from the Superior Court of Baltimore City (ALLEN, J.).

Action by Bonnie Odham and Daniel Odham, surviving parents of Daniel Odham, III, deceased, and by Bonnie Odham, administratrix of the estate of Daniel Odham, III, deceased, against Charles Allen Sherman and Audrey Mae Werner, for pecuniary loss which they have suffered, and for funeral and other expenses, resulting from the fatal injuries to the child while en ventre sa mere through the alleged negligence of the defendants. From an order of the trial court entering judgment for the defendants upon a motion under Rule 502 for the determination of issues of law prior to trial, the plaintiffs appealed.

Judgment reversed and case remanded for further proceedings, costs to abide the result.

The cause was argued on 11/13/63 before BRUNE, C.J., and HENDERSON, PRESCOTT, HORNEY and MARBURY, JJ.

The cause was reargued on 12/2/63 before BRUNE, C.J., and HENDERSON, HAMMOND, PRESCOTT, MARBURY, SYBERT, JJ., and GRAY, J., Chief Judge of the Seventh Judicial Circuit, specially assigned.

Argued by LeRoy W. Preston and David K. Ebersole, Jr., with whom were O'Connor Preston on the brief, for appellants.

Reargued by LeRoy W. Preston for appellants.

Argued by Foster H. Fanseen and Milton I. Vogelhut for appellees.

Reargued by Milton I. Vogelhut for appellees.


This appeal is from a judgment entered upon motion under Rule 502 for the determination of an issue of law prior to trial. In effect, the trial court held that a viable child born dead was not a "person" under Code (1957), Art. 67, secs. 1 and 4 (still known as Lord Campbell's Act), or under Code (1957), Art. 93, secs. 18 and 112, authorizing actions by administrators.

The applicable statutes provide as follows:

(Art. 67, § 1) "Whenever the death of a person shall be caused by wrongful act, neglect or default, and the act, neglect or default is such as would (if death had not ensued) have entitled the party injured to maintain an action and recover damages in respect thereof, the * * * person who would have been liable if death had not ensued, * * * shall be liable to an action for damages, notwithstanding the death of the person injured * * *."

(Sec. 4) "Every such action shall be for the benefit of the * * * parent * * * of the person whose death shall have been so caused * * *."

(Art. 93, § 18) "Whenever any person shall die intestate, * * * letters of administration may forthwith be granted by the orphans' court of the county wherein was the party's mansion house or residence; * * *."

(Sec. 112) "Executors and administrators shall have full power to commence and prosecute any personal action whatever, at law or in equity, which the testator or intestate might have commenced and prosecuted, * * * provided, that if the death of the testator or intestate shall have resulted from the wrong for which any such personal action might have been commenced, then the executor or adminstrator shall be entitled to recover the funeral expenses of said testator or intestate, not to exceed, however, the sum of one thousand dollars ($1,000.00), in addition to any other damages recoverable in such actions; * * *."

For present purposes the facts conceded are that the mother of the child, while riding as a passenger with the defendant, Sherman, who was driving a car owned by the defendant, Werner, suffered serious injuries as a result of the negligence of the defendants. Her child, who was a full-term viable child in the ninth month of development, was also injured and was delivered stillborn shortly thereafter.

This Court held in Damasiewicz v. Gorsuch, 197 Md. 417 (1951), that a cause of action lay for the negligent blinding of a child en ventre sa mere, when suit was brought after its birth for its prenatal injuries. Since that date, many courts have taken the same view, in some instances overruling prior decisions. See Amann v. Faidy, 114 N.E.2d 412 (Ill.) (1953). In 1960, Massachusetts declined to follow the earlier decision by Mr. Justice Holmes in Dietrich v. Northhampton, 138 Mass. 14 (1884). Keyes v. Construction Service Inc., 165 N.E.2d 912 (Mass.). See also Sinkler v. Kneale, 164 A.2d 93 (Pa.), and Smith v. Brennan, 157 A.2d 497 (N.J.), decided in 1960, and Seattle-First National Bank v. Rankin, 367 P.2d 835 (Wash.) (1962); see Notes, 10 A.L.R.2d 1059; 27 A.L.R.2d 1256. Some courts have extended the rule to non-viable children, a point we need not here consider.

On the precise point before us, where the child is born dead, there are well considered cases that allow recovery. See Verkennes v. Corniea, 38 N.W.2d 838 (Minn.) (1949); Rainey v. Horn, 72 So.2d 434 (Miss.) (1954); Mitchell v. Couch, 285 S.W.2d 901 (Ky.) (1955); Poliquin v. MacDonald, 135 A.2d 249 (N.H.) (1957); Stidam v. Ashmore, 167 N.E.2d 106 (Co. Ct. App., Ohio) (1959); Wendt v. Lillo, 182 F. Supp. 56 (D.C.N.D. Iowa) (1960); Hale v. Manion, 368 P.2d 1 (Kan.) (1962); Gorke v. LeClerc, 181 A.2d 448 (Super. Ct., Conn.) (1962). See also Valence v. Louisiana Power Light Co., 50 So.2d 847 (Orleans Ct. App., La.) (1951), and Morgan v. Greggo Ferrara, Inc., 128 A.2d 557 (Super. Ct., Del.) (1956). There are cases to the contrary, notably in New York. In re Logan's Estate, 156 N.Y.S.2d 49 (Surr. Ct.) (1956), aff'd, 156 N.Y.S.2d 152, aff'd 3 N.Y.2d 800, 144 N.E.2d 644. In that case, however, the child was not viable. Nor was it viable in the cases of Mace v. Jung, 210 F. Supp. 706 (D.C. Alaska), or West v. McCoy, 105 S.E.2d 88 (S.C.). But see In re Scanelli, 142 N.Y.S.2d 411 (Surr. Ct.) (1955), and Muschetti v. Pfizer Co., 144 N.Y.S.2d 235 (Co. Sup. Ct., 1955). See also Keyes v. Construction Service, Inc., supra (Mass.). To the same effect, but upon widely different reasoning, see Drabbels v. Skelly Oil Co., 50 N.W.2d 229 (Neb.) (1951); Howell v. Rushing, 261 P.2d 217 (Okla.) (1953); Hogan v. McDaniel, 319 S.W.2d 221 (Tenn.) (1958). Cf. Durrett v. Owens, 371 S.W.2d 433 (Tenn.). Recovery has been allowed under a statute dealing with "homicide" in Georgia. Porter v. Lassiter, 87 S.E.2d 100 (1955) (cert. den. Ga. Sup. Ct.). It has been denied by construction of the statutes in California. Norman v. Murphy, 268 P.2d 178 (D.Ct. App., Calif.) (1954). See also Note, 10 A.L.R.2d 639. The authorities and various reasons for granting or denying recovery are discussed in an article in 110 U. Pa. L. Rev. 554, 556.

We think the decision of this Court in Damasiewicz is virtually controlling here. We there recognized that, at least in the case of a viable child, such child had a cause of action when born alive, arising out of a prenatal injury due to the negligent act of a third person. The cause of action arose at the time of the injury and we see no more reason why it should be cut off because of the child's death before birth, than if it died thereafter. The wrongful act would have entitled the "party injured to maintain an action * * * if death had not ensued," and under the plain words of the death statute we think the action survives, or permits the parents to recover, notwithstanding the death of the child.

The holding in Damasiewicz was that the cause of action existed at common law under the facts there presented. Although the point had not been decided previously in Maryland, under the accepted theory the cause of action had been available all along and was in existence when Lord Campbell's Act was enacted in 1852. But even if the holding in Damasiewicz had been effective only as a prospective change in the law, it would still be included within the scope of Lord Campbell's Act. We have held that a right conferred upon a sister under the Workmen's Compensation Act gave rise to an action under Lord Campbell's Act, even though it was not mentioned therein and could not have been in the contemplation of the Legislature when Lord Campbell's Act was enacted. See Storrs et al. v. Mech et al., 166 Md. 124, 129; Cf. Taylor, et al. v. State, use of Mears, et al., 233 Md. 406. See also State v. Nabella, 176 F. Supp. 668 (D.C. Md.). What is true of Lord Campbell's Act is also true of the statute allowing the child's cause of action to survive and be litigated by an administrator. Both statutes are remedial and designed to close a gap in the preexisting law. See Van Beeck v. Sabine Towing Co., 300 U.S. 342, 350.

It is argued, however, that even if the word "person" in the statute includes a viable child, and the weight of present authority is in favor of recovery, the right of recovery on the part of the unborn child is conditioned upon its being born alive. It is true that some of the cases speak of the child's "being born alive." In Damasiewicz (p. 441), Chief Judge Marbury said: "The law itself deals with rights, and since we now know that a child does not continue until birth to be a part of its mother, it must follow that as soon as it becomes alive it has rights which it can exercise." We think this language was not intended to impose a limitation or condition of birth. The wrongful act took place before birth and gave rise to a cause of action at that time. Cf. Redfern v. Holtite Mfg. Co., 209 Md. 106, 111. Naturally a new born babe could not exercise the rights previously acquired, in proper person, since it is under a disability. Nor could a child en ventre sa mere exercise such rights. In either case, however, we think the right to damages for the wrong could be exercised on behalf of the child by its next friend, and such rights survive to its parents or administrator.

The appellees rely heavily upon a statement from 2 Harper James, Torts, p. 1031: "Few cases have allowed separate recovery where the child is not born alive, [footnote omitted] and perhaps this is the fairest and most practical place to draw the line. It, too, would make arbitrary distinctions — as between the child killed just before delivery and one who dies just after — but this sort of thing will be encountered wherever there must be a borderline." We think the weight of present authority draws the line at least at a point where the common law concept of viability is in effect. We think the argument of practical convenience is not a proper test.

Judgment reversed and case remanded for further proceedings, costs to abide the result.


This appeal involves a challenging question of whether the parents of a stillborn child can maintain an action under Lord Campbell's Act for their financial loss resulting from the fatal injuries to the child through the alleged negligence of the defendants. There is also the collateral question of whether the personal representative of the child may also recover for its funeral expenses. The majority opinion is predicated upon the determination that a viable child is a "person" within the meaning of the statutes authorizing recovery in these types of cases. This seems to me to be an over-simplification of the problem and I cannot concur therein.

In the solution of this matter we can expect scant help from the English common law because until Lord Campbell's Act, an action of this type died with the victim. There were many purposes, however, for which the common law recognized an infant en ventre sa mere as having rights and being subject to the jurisdiction and protection of the courts. The most commonplace such situation is where an infant born posthumously to a testator or an intestate takes property from such decedent. However, the universal rule was that such ability to take was contingent upon the child being born alive. Is it the effect of the majority opinion that a viable child may be a conduit for property even though stillborn? Of course, this factual situation is not involved in the pending case but it certainly can be contended that this is the effect of the present decision, deciding as it does that a viable child is a person and capable of transmitting rights to its parents even though never born alive.

At the threshold of this case we must recognize the fact that a suit involving damages for the death of a stillborn infant projects us into a whole new area of uncertainty. It is manifestly impracticable for anyone to know to what extent, if any, the child may be impaired. Many infants are born with disabling defects, especially in the field of mental development, such as epilepsy, hydrocephalic impairment or arrested mental development. To allow recovery by the parents with respect to the unknown quantity of the financial value to the parents of the life of such a child is, I think, to speculate beyond reason concerning its loss, for it is obviously impractical for anyone to know the potential of a child that never breathed. It seems to me that plaintiffs' claim in this case may be decided upon the actual terms of Lord Campbell's Act. This statute permits an action "whenever the death of a person shall be caused by wrongful act * * * and the act * * * is such as would (if death had not ensued) have entitled the party injured to maintain an action and recover damages in respect thereof, the * * * person who would have been liable if death had not ensued, * * * shall be liable to an action for damages, notwithstanding the death of the person injured * * *." This action is prosecuted upon the theory that the child's mother became involved in an automobile accident through the negligence of the defendants and that in this accident the child was injured and thereupon died. Some time thereafter the child was delivered stillborn. The saving clause of Lord Campbell's Act is "if death had not ensued". If in this case death had not ensued the infant could not, while en ventre sa mere, bring an action for damages for the injuries sustained. The cause of action accrued at the time of the accident and as the child could not then maintain the action, it seems to me that such action would not revive or survive to the child's parents when after birth it was found that the child was dead.

The majority opinion regards the case of Damasiewicz v. Gorsuch, et al., 197 Md. 417, as "virtually controlling" in this case; I do not so regard it. In that case the child had been injured through a tort while en ventre sa mere. After birth a suit was instituted through a next friend and a judgment for the defendants on demurrers was reversed. This was a landmark case and I do not quarrel with the result. Here was a child condemned to perpetual blindness through the negligence of another, while being carried in his mother's womb. To have held that he could not recover for his injuries would, I think, have been a monstrous thing. It will be noted in the Damasiewicz case that the right of the child to maintain the action was contingent upon its being born alive. There must be a line of demarcation somewhere and it seems to me far more logical and reasonable to draw that line at birth. The Damasiewicz case involved a viable child, as does the case now at bar, but there are many categories of deformity which have their origin relatively soon after conception. Are we to permit a Lord Campbell's Act suit where a miscarriage occurs because of some trauma or malpractice in the third month of pregnancy or a suit by an infant after birth because of deformity resulting from negligent action during the third month? I suggest that the majority decision opens a whole "Pandora's box" of ills. The Damasiewicz case made it crystal clear that there would have been no cause of action but for the fact that the infant was born alive and had sustained permanent injuries by reason of the alleged negligence. I can find no justification for predicating the recovery in this case upon Damasiewicz and at the same time completely abandoning the condition subsequent that the child must be born alive. The whole theory in Damasiewicz was that the child had suffered a trauma through the negligence of another which had resulted in its blindness and that when it became able to maintain a suit it might thereupon do so.

I do not regard Damasiewicz as a safe precedent for permitting a recovery in this action. As indicated in the majority opinion the recent authorities in the United States seem to be in a state of flux. There are, however, as conceded by the majority opinion, well considered cases in which the right to sue with respect to the injury to a stillborn child, is denied. Among the courts which have so decided are those of Massachusetts and New York. There are other such cases for which see a note in 10 A.L.R. 2d 639, and an article in the 110 Pennsylvania Law Review 554. However, I prefer to rest my views upon the reasoning set forth above rather than to predicate it upon a plebiscite of the current decisions.

The same reasoning applies to the administrator's claim for funeral expenses. Moreover, the father of the child is charged with the responsibility for its funeral expenses and is entitled to reimbursement therefor as a part of any judgment procured by him against the tort feasor in connection with the injury to his wife.

I would affirm the judgment below. Judges Prescott and Marbury have authorized me to say that they concur in this dissent.


I fully concur in the able dissenting opinion of Judge Gray, and, as the precise point decided by the majority is one of first impression in this Court, I desire to add thereto.

The complexities in our law created by the majority holding are real and varied, and they will, in all probability, be with the bench and bar of this State for many years — each year bringing forth new and complicated problems. Apart from the purely speculative nature of the damages recoverable and the highly sensitive "opinions" of experts as to when an unborn child becomes viable (cf. Prosser, Law of Torts (2nd ed.)) there will follow as "the night the day" alleged differences created by this holding in our testamentary, inheritance and criminal laws. Also, we shall soon face the question of injury to an unborn child, who is not viable, as some States already have.

The present case load in our Court will not permit the preparation of a comprehensive consideration of the question involved, so, after several short observations, I shall adopt Judge Allen's opinion in the court below as my concurring dissent.

I am in full accord with the decision in Damasiewicz, and feel it named and stopped at the proper borderline. The majority opinion cites some eleven cases, which were decided by courts ranging from a one judge lower court in Delaware to Courts of last resort (only five or six of the cases being decided by Courts of last resort). Several of these cases specifically assert that the holdings therein are the "minority" view. For instance in the Stidan case, a three-man divided intermediate Ohio court said: "It would be futile to reconcile the varied and conflicting decisions in different States upon the question of the existence of any right of action for injury to an unborn child. Ohio is committed to the minority view (italics added) recognizing such right." And it is generally considered that the view adopted by the majority is the minority rule. See 16 Am. Jur., Death, § 75, wherein it is stated: "Although there is authority to the contrary, the weight of authority (italics added) supports the rule that, in the absence of a statute, a prenatal injury affords no basis for an action for wrongful death by the parents or personal representative of the child. This is true where the statute giving a right of action for wrongful death is construed as conferring such right only where the injured person could himself have maintained an action for damages had he lived, and a child so injured is regarded as having no right of action." See also 25 C.J.S., Death, § 24, and compare annotation, Action for Death of Unborn Child, 10 A.L.R.2d 639; Restatement, Torts, § 869; Prosser, Law of Torts (2nd ed.) p. 175.

On the other side of the picture, some ten states have decided that a recovery under the circumstances here involved would be improper, and another has also indicated that the child must be born alive in order for the action to lie ( Daley v. Meier, 178 N.E.2d 691 [Ill.]). Norman v. Murphy, 268 P.2d 178 (Cal.); Keys v. Construction Service, Inc., 165 N.E.2d 912 (Mass.); Drabbels v. Skelly Oil Co., 50 N.W.2d 229 (Neb.); In re Logan's Estate, 4 Misc.2d 283, 156 N.Y.S. 49, 3 N.Y.2d 800, 144 N.E.2d 644; In re Scanelli, 142 N.Y.S.2d 411; Muschetti v. Charles Pfizer Co., 208 Misc. 870, 144 N.Y.S.2d 235; Howell v. Rushing, 261 P.2d 217 (Okla.); Hogan v. McDaniel, 319 S.W.2d 221 (Tenn.); Shousha v. Matthews Drivurself Service, Inc., 358 S.W.2d 471 (Tenn.); Stanford v. St. Louis-San Francisco Ry., 108 So. 566 (Ala.); Newman v. City of Detroit, 274 N.W. 710 (Mich.); LaBlue v. Specker; 100 N.W.2d 445 (Mich.); Gorman v. Budlong, 49 A. 704 (R.I.); Magnolia Coca Cola Bottling Co. v. Jordan, 78 S.W.2d 944 (Texas). The latest case on the precise point herein involved is Durrett v. Owens, 371 S.W.2d 433 (Tenn.), decided October 11, 1963, wherein the Supreme Court of Tennessee, after having previously held just as this Court did in Damasiewicz, specifically held that no recovery could be had under the Wrongful Death Statute for injuries to a child en ventre sa mere unless the child were born alive.

The majority reject this formidable and respectable line of authorities and the many others which hold that no right of action whatever accrues for prenatal injuries to a child, and adopt for Maryland by judicial decision what is still the minority rule.

I deplore a holding which states that a child en ventre sa mere may institute, by its next friend, a suit in the courts of this State before birth, because, among other reasons, if it be desirable to take such an unusual step, I think it should be done by the Legislature and not by the Court of Appeals.

Judge Allen's opinion, with deletions for the sake of brevity, follows:

"The only case decided by our Court of Appeals bearing on the question of a right of action arising out of injuries to an infant while still in its mother's womb, is Damasiewicz v. Gorsuch, 197 Md. 417. There a child was born prematurely with the loss of sight in both eyes, as the result of injuries sustained while en ventre sa mere. Chief Judge Marbury, speaking for the Court, after a lengthy review of early cases and the decisions of other jurisdictions, decided that the infant, born alive, had a cause of action and could sue in his own right (through his father and next friend) for the prenatal injuries so sustained. The opinion contains lengthy quotations from old cases and authorities relating to property, testamentary and criminal law, in which for those purposes the unborn infant was considered as if born.

Subject to the condition of subsequently being born alive, as discussed below.

"There is no point in retracing in detail the history of the authorities and decisions so fully discussed by Chief Judge Marbury in the Damasiewicz case. However, a brief review of the development of the law in this area, with particular references to the decisions which followed Damasiewicz, is in order. The view which denied a right of action for injuries sustained by the foetus while in its mother's womb was first expressed in this country by Justice Oliver Wendell Holmes, then sitting on the Supreme Court of Massachusetts, in the case of Dietrich v. Inhabitants of Northhampton, 138 Mass. 14 (1884). This was apparently followed uniformly in a number of cases and in many jurisdictions until 1946 when a decision in the District of Columbia ( Bonbrest v. Kotz, 65 F. Supp. 138), started a reversal of the trend. This case involved the negligent injury during delivery of a child which survived.

"Following Bonbrest, was a case from Ohio in 1949, Williams v. Marion Rap. Tr., 152 Ohio St. 114; 87 N.E.2d 334, which is referred to in the Damasiewicz opinion. There, the child who sustained the prenatal injury was born alive; and the Court held that a cause of action by it accrued.

"Shortly thereafter, the Ohio Court again considered the matter in Jasinsky v. Potts, 92 N.E.2d 809 (1950) and permitted a wrongful death action for a viable child which died after birth from prenatal injuries.

"In 1951, the Damasiewicz case was decided. At that time, the majority view still followed Dietrich. Our Court took issue with the opinion of Justice Holmes on the applicable rule under the common law:

'He (Holmes) based it upon a common law which had no positive existence, but is derived from an isolated statement by Lord Coke, which is itself modified in the same sentence by the suggestion that the law in many cases has consideration for the unborn child by reason of the expectation of its birth. The will and inheritance cases recognize the rights of an unborn child, and so do the criminal cases. * * * If we were considering a case of first impression anywhere, we would be unable to find that the common law denied the right.' (Emphasis supplied.)

"Although the Court's decision rested on this legal basis, it is evident that equally persuasive was the "equity" of the infant's claim, the injustice that would result to it if it were denied a right of action. This appears clearly in the following excerpts from the opinion:

(p. 436) 'In addition to the articles relied on by the Minnesota court, attention may be called to an article in the Harvard Law Review, Vol. 63 (1949-1950), p. 173, in which the cases are discussed and a conclusion is reached that the fundamental reason for allowing a surviving child a right of action for prenatal injuries is in the injustice of denying it. It is said that there should be recognized a legal right in the newborn child to begin life with a sound body.'

Verkennes v. Corniea, 229 Minn. 365, discussed below.

(p. 438) 'By the negligence or the willful misconduct of someone an unborn child has to go through life crippled, blind, subject to fits, an imbecile, or otherwise changed from a normal human being. Yet the law provides no means for compensation for such a situation. It is no wonder so many judges have dissented from such decisions, and that some of the latest cases have disregarded them altogether.' (Emphasis supplied.)

"These considerations follow the underlying reason for the rule in will and inheritance cases, that it is for the benefit of the child. A suit by the surviving parents or the administratrix certainly does not fall within that category.

"A dissenting opinion by Justice Boggs in the case of Allaire v. St. Luke's Hospital, 184 Ill. 359 (1900), although it was at the time a lone voice crying in the wilderness, became many years later the rallying cry for the advocates of the modern view which now has gained ascendancy. The opinion in Damasiewicz quotes liberally from Justice Boggs' dissent (pp. 425-427), in which he argues forcefully that during gestation and parturition, a foetus reaches a point of viability at which it 'is capable of independent and separate life.' But his argument for a right of action on behalf of the infant was predicated on the child being 'born into the living world.' He also analogized the action in tort to the criminal law:

'Had such injury, though inflicted on the child while in the mother's womb, been sufficient to cause the death of the infant after it had been born alive, the common law would have regarded the injury as having been inflicted upon a human being, and punished the perpetrator accordingly; and that being true, why should the infant which survives be denied the right to recover damages occasioned by the same injury?' (Emphasis supplied.)

"The concluding quotation from Justice Boggs is that if the foetus is viable when it sustains the injury 'and is afterwards born and becomes a living human being, such has a right of action * * *.' (Emphasis supplied.)

"Plaintiffs lay great stress on the following excerpt (erroneously attributed by counsel to Blackstone) from the opinion of Justice Buller in Thelluson v. Woodford, (1798-9), 4 Vesey, J. 227, to which Judge Marbury refers:

'The next objection is that, supposing, he meant a child en ventre sa mere, and had expressly said so, yet the limitation is void. Such a child has been considered as a non-entity. Let us see, what this non-entity can do. He may be vouched in a recovery, though it is for the purpose of making his answer over in value. He may be an executor. He may take under the Statute of Distributions. He may take by devise. He may be entitled under a charge for raising portions. He may have an injunction; and he may have a guardian. Some other cases put this beyond all doubt * * *.'

"Then, after a discussion of the earlier cases, the Justice said:

'The Courts have gone further. They have held, that a child en ventre sa mere is to be considered as in being. It is immaterial, therefore, whether he is born, or not.'

"Counsel for plaintiffs contend that the last sentence above quoted indicates that the child en ventre sa mere possessed all of the capacities Justice Buller set out in the first quoted paragraph above, even though it was never born alive. And since our Court of Appeals has used the rights of inheritance of an infant still unborn as an analogy for a right of action in tort, plaintiffs urge that such right should accrue to the parents and administratrix of a child even though still-born.

"I do not accept this argument because in my opinion plaintiffs misread the meaning of the phrase 'whether he is born, or not.' That simply means that it is immaterial at the time that the right is asserted for the benefit of the infant, whether it has then been born, or is still in its mother's womb; that as of then it is considered 'in being.' But it is clear from the authorities that this assumption that the child is considered in esse is subject to its subsequently being born alive:

'* * * it is now the well-settled doctrine both in England and in the United States that an unborn infant is to be regarded as in being from the time of conception, for the purpose of taking any estate which is for its benefit * * *.

'Fiction for Benefit of Child Only. The fiction is for the interest of the unborn child, and applies only where it will enable the child to take a benefit which, if born, he would be entitled to.

'Existence Inchoate and Conditions. The existence of a child en ventre sa mere is inchoate and conditional, and confers no right of property unless the infant be born alive after such a period of foetal existence that its continuance in life may reasonably be expected; and if it is born dead, or in such an early stage of pregnancy as to be incapable of living, it is to be considered as if it had never been born or conceived. Consequently a person claiming property through such a child is bound to establish the fact that it was born alive.' (Emphasis supplied.) Amer. Eng. Encyc. of Law, Vol. XVII, p. 258.

'Biologically speaking, the life of a human being begins at the moment of conception in the mother's womb, and in the law of inheritance this view is adopted, so that if one dies intestate, his unborn child, if eventually born alive, and not too soon after conception to be capable of living, inherits equally with its older brothers and sisters; * * *. By a legal fiction or indulgence, a legal personality is imputed to an unborn child as a rule of property for all purposes beneficial to the infant after his birth, but not for purposes working to his detriment.' (Emphasis supplied.) 27 Am. Jur. p. 747, Sec. 3.

'* * * The only requisites for a taking of a legacy or devise by an unborn child is that it shall be afterward born. If it is born dead, or in such an early stage of gestation as to be incapable of living, the situation is as if the child had never been conceived or born.' (Emphasis supplied.) 57 Am. Jur. p. 140, Sec. 154. 'But it must be recollected that the existence of the infant as a real person before birth is a fiction of law, for the purpose of providing for and protecting the child, in the hope and expectation that it will be born alive and capable of enjoying those rights which are thus preserved for it in anticipation. * * *

'Although by the civil law of successions, a posthumous child was entitled to the same rights as those who were born in the life time of the decedent, it was only on the condition that they were born alive, and under such circumstances that the law presumed they would survive. * * * Children in the mother's womb are considered, in whatever relates to themselves, as if already born; but children born dead, or in such an early state of pregnancy as to be incapable of living although they be not actually dead at the time of their birth, are considered as if they had never been born or conceived' (Emphasis supplied). Marsellis v. Thalhimer, 1798 N Y Chancery Reports, Vol. 11, p. 35.

"In the same year with Damasiewicz (1951) the New York Court of Appeals, in Woods v. Lancet, 303 N.Y. 349, overruled its earlier decision in Drobner v. Peters, 232 N.Y. 220 (1921), and held that a child born alive prematurely could bring an action to recover damages for prenatal injuries sustained by it. The Supreme Court of Georgia followed suit in Tucker v. Carmichael (1951), 208 Ga. 201, 65 S.E.2d 909, where the injured foetus survived birth. There also, the Court made a comparison with the right of inheritance in the unborn child.

"The following year, in Amann v. Faidy, 114 N.E.2d 413 (1953), Illinois joined the procession by overruling Allaire v. St. Lukes Hospital, supra, and allowed recovery by the administratrix of the estate of a viable child, who suffered prenatal injuries and was thereafter born alive.

"Missouri also joined this growing list of jurisdictions in Steggall v. Morris, 363 Mo. 1224, 258 S.W.2d 577 (1953), when it sustained the action for injuries to a viable child, born alive.

"Kelly v. Gregory, 125 N.Y.S.2d 696 (1953) involved injuries to a non-viable foetus, subsequently born alive and recovery by the infant was permitted. But In re Scanelli, 142 N.Y.S.2d 411 (1955), an application for letters of administration of the estate of a stillborn child was denied. Professors John V. Thornton of the N.Y.U. School of Law and Harold F. McNiece of St. Johns University School of Law commented on this question, in an article which appeared in the N.Y.U. Law Review, Vol. 30, p. 1621, as follows:

'Commendable decisions in New York during the last few years have recognized that an unborn child, whether viable or not at the time he is injured, may maintain an action for negligence when he is subsequently born alive. A case this year involved a father who sought letters of administration on his stillborn child upon the ground that a right of action for negligent injuries to such child existed. The surrogate court distinguished the decisions involving children born alive and denied letters because the person alleged to be a deceased person never had a legal existence. While this reasoning falls into the category of question-begging, the result achieved may well be correct. The policy considerations which call for a right of action when a child survives do not necessarily apply in the absence of survival * * *' (Emphasis supplied).

"Other cases which allowed recovery for prenatal injuries by an infant born alive were Tursi v. New Eng. Windsor Co., 19 Conn. 242, 111 A.2d 14 (1955); Mallison v. Pomeroy, 205 Or. 690, 291 P.2d 225 (1955); Worgan v. Greggo (Del.), 128 A.2d 557 (1956). It is significant that in all of them, the Courts found a parallel in the recognition which the law gave to a child's legal existence while en ventre sa mere with respect to rights of inheritance, as to which subsequent birth alive was, as I have pointed out above, a necessary condition. In some cases, they drew an analogy with the view of the criminal law in case of a prenatal injury of a foetus, subsequently resulting in its death. But this was not murder, according to Blackstone, but a 'heinous misdemeanor.' Only if the child survived the wound during prenatal life and died after birth, could the offense constitute the crime of murder.

"See also dissenting opinion of Justice Boggs in the Allaire case, supra. In this connection, the following from Hochheimer's Criminal Law 2d (1904) p. 371, indicates that in Maryland any analogy to the criminal law would have to be predicated on the child being born alive:
'Homicide — a child is a "'human being'" whose killing is homicide only when it has been born, i.e. when it has completely proceeded in a living state from its mother's womb. Having breathed is not sufficient, as it may have breathed before being fully born.'
'Abortion — An abortion that results in the death of the woman or of the child after it has passed from her alive is punishable as culpable homicide. The grade of the offense is murder or manslaughter, according to circumstances.' (Emphasis supplied.)
'Aside from this, the reasons which may dictate a ruling in the criminal law, where questions of public policy are involved, do not necessarily operate in tort, where only private rights are concerned.'"

"Within recent years the doctrine pronounced in Bonbrest has been extended; and six jurisdictions have allowed recovery for the death of the foetus before birth, from injuries sustained by it in its mother's womb when it was viable: Verkennes v. Corniea (1949), 229 Minn. 365, 38 N.W.2d 838; Rainey v. Horn (1954), 72 So.2d 434 (Miss.); Mitchell v. Couch (1955), 285 S.W.2d 901 (Ky.); Poliquin v. McDonald (1957), 135 A.2d 249 (N.H.); Stidam, Administratrix v. Ashmore (1959), 167 N.E.2d 106 (Ohio); Hale v. Manion (1962), 368 P.2d 1 (Kans.).

"An analysis of the Court's opinions in these cases reveals that at least three of them ( Verkennes (Minn.), Rainey (Miss.) and Poliquin (N.H.)) indicated clearly that they were founded on analogies to the criminal law and to rights of inheritance under the common law. However, they ignored the fact that regarding an unborn infant in its mother's womb as 'in being' from the time of conception was a fiction which the law created for the benefit of the child; and it was conditioned upon the child being subsequently born alive. They assumed because the foetus was viable at the time of its death, it was therefore a 'human being' or a 'person' or a 'party' at that time. In doing so, however, the Courts were attempting to clothe fiction with the garb of fact.

"Proceeding from this faulty premise, the said Courts gave a construction to the applicable statutes of their respective States, which I believe would be strained and unrealistic if it were applied to the equivalent statutes of Maryland. In my opinion, the words 'person,' 'party' or 'decedent' in Articles 67 and 93 of the Maryland Code, supra, do not include a child en ventre sa mere which is never born alive. Under the rules of statutory construction, the words of a statute are to be taken in their ordinary and familiar signification and import, and regard is to be had to their general and popular use. ( Parkinson v. State, 14 Md. 184; Booth v. Campbell, 37 Md. 522; Bouse v. Hull, 168 Md. 1; State Tax Comm. v. Allied Mtge. Cos., 175 Md. 357; Schmeizl v. Schmeizl, 186 Md. 371; Glickfield v. State, 203 Md. 400; Blake v. State, 210 Md. 459; U.S. v. Swift Co., (Md.), 152 F. Supp. 738; Bracey v. Luray, (4th Cir.), 138 F.2d 8.) It cannot be denied that when we speak of a 'person' or a 'party' in its familiar and generally accepted use, we are referring to a human being actually and completely separated from its mother and alive.

"In Mitchell (Ky.) and Hale (Kans.), the Courts flatly determined, without resort to analogies, that a viable unborn child is a 'person' under their statutes. Having once arrived at that conclusion, they evidently had no difficulty in allowing recovery.

"The Ohio Court also, in Stidam, rules that the viable foetus was a 'person' while still en ventre sa mere. It appeared to be greatly influenced by what it considered to be an irreconcilability between the two propositions, that if the death occurred after birth there is a cause of action, but that if it occurred before birth, there was none.

"The answer to this alleged inconsistency is that whenever a line is drawn between liability and non-liability, or between a right of action and none, the demarcation at some point must be arbitrary. Harper James in their Law of Torts, in commenting on this distinction between a surviving and stillborn child, stop short of giving approval to a suit such as presented here. After discussing the rationale of the cases which followed Bonbrest, they say (p. 1031):

'What has been said leaves untouched the case where prenatal injury results in death of the child before birth. Here, of course, the mother may recover for her injury including the miscarriage, and the only question is whether the estate of the unborn child may have a separate recovery. To allow it would recognize an interest in being born alive. And however great the spiritual and moral value of such an interest, its claim to pecuniary compensation is far more tenuous and doubtful than that of the child who lives to bear the seal of the defendant's negligence with all the conscious suffering and economic loss it may entail. Few cases have allowed separate recovery where the child is not born alive, and perhaps this is the fairest and most practical place to draw the line. It, too, would make arbitrary distinction — as between the child killed just before delivery and one who dies just after — but this sort of thing will be encountered wherever there must be a borderline.'

"Regardless of what interpretations these Courts may give to the statutes of their respective States, I can find no justification in following them in construing those of our State. When Article 67 allows recovery for a death resulting from a wrongful act 'such as would (if death had not ensued) have entitled the party injured to maintain an action to recover damages thereon'; and Section 112 of Article 93 confers on the Administratrix a right of action provided that 'the death of the * * * intestate shall have resulted from the wrong for which any such personal action might have been commenced,' they can mean only that at some time prior to death, the party injured became entitled to maintain an action for damages, which death cut off. I doubt, however, that anyone will seriously contend that the unborn foetus before death ever achieved the standing or capacity to sue.

"For the above reasons, I find as a matter of law that the plaintiffs herein have no legal cause of action and I shall therefore enter judgment in favor of the defendants."


Summaries of

State v. Sherman

Court of Appeals of Maryland
Mar 12, 1964
234 Md. 179 (Md. 1964)

holding that wrongful death action could be maintained for stillborn fetus only if fetus was viable at time of death

Summary of this case from Group Health Ass'n v. Blumenthal

In State v. Sherman, 234 Md. 179, 182, 198 A.2d 71, 72 (1964), a woman in her ninth month of pregnancy was in an automobile accident, as a result of which the baby, clearly viable, was delivered stillborn.

Summary of this case from Smith v. Borello
Case details for

State v. Sherman

Case Details

Full title:STATE, USE OF ODHAM, ETC., ET AL. v . SHERMAN, ET AL

Court:Court of Appeals of Maryland

Date published: Mar 12, 1964

Citations

234 Md. 179 (Md. 1964)
198 A.2d 71

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Smith v. Borello

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