Section 80a-20 - Proxies; voting trusts; circular ownership

3 Citing briefs

  1. Halebian v. Berv et al

    MEMORANDUM OF LAW in Support re: 19 MOTION to Dismiss Complaint.. Document

    Filed October 24, 2006

    A-1 15 U.S.C. § 80a-15............................................................................................. A-5 15 U.S.C. § 80a-20............................................................................................. A-8 Securities and Exchange Commission Rules Rule 14a-9 under the Securities Exchange Act of 1934, as amended, 17 C.F.R. § 240.14a-9..................................................................................

  2. Wiener v. Eaton Vance Distributors, Inc. et al

    REPLY to Response to 27 MOTION to Dismiss the Amended Complaint

    Filed September 10, 2010

    Deriv. Litig., 2004 WL 2050138 (Del. Ch. Sept. 10, 2004) ............................................................................4 Case 1:10-cv-10515-DPW Document 36 Filed 09/10/10 Page 4 of 18 iv LIBNY/4932664.1 STATUTES AND OTHER AUTHORITIES 15 U.S.C. § 80a-20(a) ......................................................................................................................8 17 C.F.R. § 270.12b-1..........................................................................................................2, 10, 11 Fed. R. Civ. P. 8(a) ........................................................................................................................10 Fed. R. Civ. P. 9(b) ................................................................................................................2, 9, 10 Fed. R. Civ. P. 23.1..........................................................................................................................4 Mass. Gen. Laws ch.

  3. Halebian v. Berv et al

    MOTION to Dismiss Complaint. Document

    Filed October 24, 2006

    3. Claim II must also be dismissed under Rule 12(b)(6) because it seeks relief under § 20(a) of the Investment Company Act of 1940, 15 U.S.C. § 80a-20(a), and there is no private right of action under that section. Case 1:06-cv-04099-NRB Document 19 Filed 10/24/06 Page 2 of 5 3 4.