Filed October 24, 2006
A-1 15 U.S.C. § 80a-15............................................................................................. A-5 15 U.S.C. § 80a-20............................................................................................. A-8 Securities and Exchange Commission Rules Rule 14a-9 under the Securities Exchange Act of 1934, as amended, 17 C.F.R. § 240.14a-9..................................................................................
Filed September 10, 2010
Deriv. Litig., 2004 WL 2050138 (Del. Ch. Sept. 10, 2004) ............................................................................4 Case 1:10-cv-10515-DPW Document 36 Filed 09/10/10 Page 4 of 18 iv LIBNY/4932664.1 STATUTES AND OTHER AUTHORITIES 15 U.S.C. § 80a-20(a) ......................................................................................................................8 17 C.F.R. § 270.12b-1..........................................................................................................2, 10, 11 Fed. R. Civ. P. 8(a) ........................................................................................................................10 Fed. R. Civ. P. 9(b) ................................................................................................................2, 9, 10 Fed. R. Civ. P. 23.1..........................................................................................................................4 Mass. Gen. Laws ch.
Filed October 24, 2006
3. Claim II must also be dismissed under Rule 12(b)(6) because it seeks relief under § 20(a) of the Investment Company Act of 1940, 15 U.S.C. § 80a-20(a), and there is no private right of action under that section. Case 1:06-cv-04099-NRB Document 19 Filed 10/24/06 Page 2 of 5 3 4.