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15 U.S.C. § 80a-48

Section 80a-48 - Penalties
Section 80a-48 - Penalties

1 Analyses of this statute by attorneys

  1. Credit Risk Retention Final Rule: Enforcement and Compliance Considerations

    Dechert LLPHector GonzalezDecember 16, 2014

    15 U.S.C. § 80b-3(e).28. 15 U.S.C. § 78ff (criminal penalties under the Exchange Act); 15 U.S.C. § 77x (criminal penalties under the Securities Act); 15 U.S.C. § 80a-48 (criminal penalties under the Investment Company Act); 15 U.S.C. § 80b-17 (criminal penalties under the Investment Advisers Act).29. 15 U.S.C. § 78j; 17 C.F.R. § 240.10b-5.30.