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17 C.F.R. § 240.16a-3

Section 240.16a-3 - Reporting transactions and holdings
Section 240.16a-3 - Reporting transactions and holdings

1 Analyses of this regulation by attorneys

  1. Attempting to Fix the "Broken Windows": Recent SEC Enforcement Action Targets Routine Disclosure Obligations of Public Corporations and Their Insiders

    Paul Hastings LLPTHE INVESTIGATIONS AND WHITE COLLAR DEFENSE PRACTICENovember 18, 2017

    § 78p(a)(3)(A)-(B).[9]Id. § 78p(a)(2)(A)-(C).[10] 17 C.F.R. § 240.16a-3.[11]Id. § 240.16a-3(f)(1).