Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 240 - GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934Subpart A - RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934
UNLISTED TRADING
Section 240.12f-5 - Exchange rules for securities to which unlisted trading privileges are extended

17 C.F.R. § 240.12f-5

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Current through May 31, 2024
Section 240.12f-5 - Exchange rules for securities to which unlisted trading privileges are extended

A national securities exchange shall not extend unlisted trading privileges to any security unless the national securities exchange has in effect a rule or rules providing for transactions in the class or type of security to which the exchange extends unlisted trading privileges.

17 C.F.R. §240.12f-5

60 FR 20896, Apr. 28, 1995