Statutes, codes, and regulations
California Code Of Regulations
Title 10 - InvestmentChapter 3 - Commissioner of Financial Protection and InnovationSubchapter 2.3 - Capital Access Companies
Article 2 - Application for Licensure and Related Forms
Section 280.154 - Amendments to Application

Cal. Code Regs. tit. 10 § 280.154

Download
PDF
Current through Register 2024 Notice Reg. No. 39, September 27, 2024
Section 280.154 - Amendments to Application

A licensed capital access company shall, within 30 days after any change in the information contained in its application, other than financial information, file an amendment with the Commissioner. However, for any change in the persons listed in Item 4 of the application, the licensed capital access company must file an amendment with the Commissioner within five days of the change.

Cal. Code Regs. Tit. 10, § 280.154

1. New section filed 6-24-99; operative 7-1-99 pursuant to Government Code section 11343.4(d) (Register 99, No. 26).
1. New section filed 6-24-99; operative 7-1-99 pursuant to Government Code section 11343.4(d) (Register 99, No. 26).