30 Cited authorities

  1. Merrill v. Dabit

    547 U.S. 71 (2006)   Cited 671 times   43 Legal Analyses
    Holding that state law class action securities fraud claims brought by “holders” of securities are, just like those of “purchasers” and “sellers,” preempted by the Securities Litigation Uniform Standards Act
  2. Santa Fe Industries, Inc. v. Green

    430 U.S. 462 (1977)   Cited 1,067 times   6 Legal Analyses
    Holding that the Securities Exchange Act is limited in scope to its textual provisions and does not conflict with state law regarding corporate misconduct, particularly corporate mismanagement
  3. Rowinski v. Salomon Smith Barney Inc.

    398 F.3d 294 (3d Cir. 2005)   Cited 141 times   1 Legal Analyses
    Holding that SLUSA precluded certain claims under Pennsylvania law for breach of contract, unjust enrichment, and deceptive consumer practices
  4. Ambassador Hotel Co. v. Wei-Chuan Investment

    189 F.3d 1017 (9th Cir. 1999)   Cited 147 times
    Holding that to allow plaintiffs to "receive the full purchase price of the stock and also retain the stock itself" would violate "the principle of rescission"
  5. LaSala v. Bordier Et Cie

    519 F.3d 121 (3d Cir. 2008)   Cited 66 times
    Holding that SLUSA applies when a misrepresentation "gives rise to liability" and is not "merely an extraneous detail"
  6. Spielman v. Merrill Lynch, Pierce, Fenner

    332 F.3d 116 (2d Cir. 2003)   Cited 69 times
    Holding that ambiguity as to whether district court's remand order was based on specific remand provision of Securities Litigation Uniform Standards Act of 1998, 15 U.S.C. § 78bb(f)(D), or on general remand statute, 28 U.S.C. § 1441(c), was inconsequential, as provision governing remand orders in general, 28 U.S.C. § 1447(d), prohibited appellate review in either case
  7. In re Ames Dept. Stores Inc. Stock Litigation

    991 F.2d 953 (2d Cir. 1993)   Cited 79 times
    Holding that an investor's reliance need not be envisioned to give rise to liability under § 10(b) and Rule 10b-5
  8. O'Brien v. Continental Illinois National Bank & Trust Co.

    593 F.2d 54 (7th Cir. 1979)   Cited 115 times
    Reversing district court's dismissal of pendent state claims without prejudice after dismissing federal claims for failure to state claim when plaintiff possibly time-barred from reasserting state claims in state courts
  9. Siepel v. Bank of America, N.A.

    239 F.R.D. 558 (E.D. Mo. 2006)   Cited 39 times
    Holding that "[n]o showing of bad faith is required" for an award of fees under Fed. R. Civ. P. 41(d)
  10. Siepel v. Bank of America

    526 F.3d 1122 (8th Cir. 2008)   Cited 30 times
    Concluding that SLUSA prohibits "state-law claims that a trustee breached its fiduciary duty by failing to disclose conflicts of interest in its selection of nationally-traded investment securities"
  11. Section 17200 - Unfair competition defined

    Cal. Bus. & Prof. Code § 17200   Cited 17,919 times   315 Legal Analyses
    Prohibiting unlawful business practices
  12. Section 78bb - Effect on existing law

    15 U.S.C. § 78bb   Cited 907 times   30 Legal Analyses
    Adopting definition of "covered security" found in paragraphs and of section 18(b) of the Securities Act of 1933
  13. Section 78i - Manipulation of security prices

    15 U.S.C. § 78i   Cited 663 times   7 Legal Analyses
    Granting right of action to " the person . . . injured" by manipulation of security prices
  14. Section 77p - Additional remedies; limitation on remedies

    15 U.S.C. § 77p   Cited 449 times   16 Legal Analyses
    Allowing certain securities class actions to be removed to federal court
  15. Section 16047 - Circumstances considered in investing and managing trust assets

    Cal. Prob. Code § 16047   Cited 47 times
    Listing appropriate factors to be considered in managing trust assets, including "[g]eneral economic conditions" and "[a]n asset's special relationship or special value . . . to the purpose of the trust or to one or more of the beneficiaries"