§Why CasetextPricing

Securities and Exchange Commission v. One or More Unknown Traders in the Common Stock of Certain Issuers et al

RESPONSE TO ORDER OF THE COURT ISSUED ON MARCH 14, 2007

12 Cited authorities

  1. Mullane v. Central Hanover Tr. Co.

    339 U.S. 306 (1950)   Cited 10,381 times   19 Legal Analyses
    Holding that due process requires a hearing "appropriate to the nature of the case"

  2. Volkswagenwerk Aktiengesellschaft v. Schlunk

    486 U.S. 694 (1988)   Cited 872 times   10 Legal Analyses
    Holding that a state law permitting a foreign corporation to be served domestically through its U.S. subsidiary did not implicate the Hague Service Convention

  3. Rule 4 - Summons

    Fed. R. Civ. P. 4   Cited 70,485 times   126 Legal Analyses
    Holding that if defendant is not served within 90 days after the complaint is filed, the court—on a motion, or on its own following notice to the plaintiff—must dismiss the action without prejudice against that defendant or order that service be made by a certain time

  4. Rule 30 - Depositions by Oral Examination

    Fed. R. Civ. P. 30   Cited 16,384 times   130 Legal Analyses
    Upholding a district court's decision not to consider the plaintiff's deposition errata sheets in opposition to a motion for summary judgment when they were untimely

  5. Rule 34 - Producing Documents, Electronically Stored Information, and Tangible Things, or Entering onto Land, for Inspection and Other Purposes

    Fed. R. Civ. P. 34   Cited 13,347 times   151 Legal Analyses
    Finding that the rules related to electronic discovery were "not meant to create a routine right of direct access to a party's electronic information system, although such access may be justified in some circumstances."

  6. Section 78j - Manipulative and deceptive devices

    15 U.S.C. § 78j   Cited 12,578 times   165 Legal Analyses
    Granting SEC power to establish rules to further statute forbidding manipulative or deceptive devices in connection with purchase or sale of securities

  7. Rule 33 - Interrogatories to Parties

    Fed. R. Civ. P. 33   Cited 11,054 times   22 Legal Analyses
    Adopting Rule 30(b)

  8. Rule 36 - Requests for Admission

    Fed. R. Civ. P. 36   Cited 6,173 times   12 Legal Analyses
    Noting that facts admitted pursuant to a Rule 36 discovery request are "conclusively established unless the court, on motion, permits the admission to be withdrawn or amended"

  9. Section 77q - Fraudulent interstate transactions

    15 U.S.C. § 77q   Cited 3,339 times   38 Legal Analyses
    Prohibiting the use of "any device, scheme, or artifice to defraud" in connection with the offer or sale of any security

  10. Section 78u - Investigations and actions

    15 U.S.C. § 78u   Cited 2,303 times   85 Legal Analyses
    Granting the SEC the power to seek civil penalties for violations of the Exchange Act

  11. Section 77t - Injunctions and prosecution of offenses

    15 U.S.C. § 77t   Cited 1,435 times   13 Legal Analyses
    Granting the SEC the power to seek civil penalties for violations of the Securities Act

  12. Section 240.10b-5 - Employment of manipulative and deceptive devices

    17 C.F.R. § 240.10b-5   Cited 9,227 times   134 Legal Analyses
    Holding liable any person who "make any untrue statement of material fact"