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Securities And Exchange Commission v. Boshell et al

MOTION

5 Cited authorities

  1. Section 78j - Manipulative and deceptive devices

    15 U.S.C. § 78j   Cited 12,525 times   165 Legal Analyses
    Granting SEC power to establish rules to further statute forbidding manipulative or deceptive devices in connection with purchase or sale of securities

  2. Section 1961 - Interest

    28 U.S.C. § 1961   Cited 11,446 times   25 Legal Analyses
    Holding that § 6621 applies to internal revenue tax cases

  3. Section 78u-1 - Civil penalties for insider trading

    15 U.S.C. § 78u-1   Cited 189 times   9 Legal Analyses
    Using trading price of the security a reasonable period after public dissemination of the nonpublic information

  4. Section 240.10b-5 - Employment of manipulative and deceptive devices

    17 C.F.R. § 240.10b-5   Cited 9,213 times   134 Legal Analyses
    Holding liable any person who "make any untrue statement of material fact"

  5. Section 202.5 - Enforcement activities

    17 C.F.R. § 202.5   Cited 185 times   8 Legal Analyses
    Explaining that "the disposition of any ... matter [in a civil action brought by the SEC] may not, expressly or impliedly, extend to any criminal charges that have been, or may be, brought against any such person" because the SEC does not have the "authority or responsibility," which are "vested in the [DOJ]"