§Why CasetextPricing

In Re: Refco Securities Litigation

RESPONSE re:

9 Cited authorities

  1. Rule 403 - Excluding Relevant Evidence for Prejudice, Confusion, Waste of Time, or Other Reasons

    Fed. R. Evid. 403   Cited 22,526 times   81 Legal Analyses
    Adopting a similar standard, but requiring the probative value to be "substantially outweighed" by these risks

  2. Rule 803 - Exceptions to the Rule Against Hearsay-Regardless of Whether the Declarant Is Available as a Witness

    Fed. R. Evid. 803   Cited 12,666 times   85 Legal Analyses
    Recognizing exception to rule against hearsay for records of regularly conducted activities

  3. Section 547 - Preferences

    11 U.S.C. § 547   Cited 8,125 times   82 Legal Analyses
    Seeking to avoid preferential transfers

  4. Rule 901 - Authenticating or Identifying Evidence

    Fed. R. Evid. 901   Cited 5,149 times   47 Legal Analyses
    Holding that "[t]estimony that a matter is what it is claimed to be" is sufficient authentication

  5. Rule 902 - Evidence That Is Self-Authenticating

    Fed. R. Evid. 902   Cited 2,116 times   35 Legal Analyses
    Setting the certification process for domestic records of regularly conducted business activity

  6. Rule 106 - Remainder of or Related Statements

    Fed. R. Evid. 106   Cited 1,052 times   10 Legal Analyses
    Providing that a party is entitled to the admission of any part of a recorded statement which ought, in fairness, be considered contemporaneously with the portion of a statement excerpted by an adverse party

  7. Rule 1004 - Admissibility of Other Evidence of Content

    Fed. R. Evid. 1004   Cited 480 times   7 Legal Analyses
    Allowing other evidence of an original if the original is lost or destroyed or can't be obtained by judicial process

  8. Section 4.20 - Prohibited activities

    17 C.F.R. § 4.20   Cited 45 times   1 Legal Analyses

    (a) (1) Except as provided in paragraph (a)(2) of this section, a commodity pool operator must operate its pool as an entity cognizable as a legal entity separate from that of the pool operator. (2) The Commission may exempt a corporation from the requirements of paragraph (a)(1) of this section if; (i) The corporation represents in writing to the Commission that each participant in its pool will be issued stock or other evidences of ownership in the corporation for all funds, securities or other

  9. Section 30.7 - Treatment of foreign futures or foreign options secured amount

    17 C.F.R. § 30.7   Cited 12 times

    (a)General. Except as provided in this section, a futures commission merchant must at all times maintain in a separate account or accounts money, securities and property in an amount at least sufficient to cover or satisfy all of its obligations to 30.7 customers denominated as the foreign futures or foreign options secured amount. In computing the foreign futures or foreign options secured amount, a futures commission merchant may offset any net deficit in a particular 30.7 customer's account against