In the Matter of Kevin Aoki, et al., Petitioners,v.Echo Aoki, et al., Respondents.---------------------------------Devon Aoki, et al. Respondents, Keiko Ono Aoki, Appellant.
375 U.S. 180 (1963) Cited 659 times 38 Legal Analyses
Holding that an investment adviser who purchases a security for his own account and then recommends the same security to his client without disclosing that ownership violates the antifraud provision of the Act and breaches his fiduciary duty
In Greene, the firm representing the plaintiff had members that were former employees of the defendant and had the possibility of being held "jointly and severally [liable] for all tortious conduct" committed by the defendant.
In Matter of Greiff, 92 N.Y.2d 341 (1998), the Court of Appeals considered the proper burden of persuasion as to the legality and enforceability of a prenuptial agreement, without considering promissory estoppel.
Upholding sanctions against members of two-partner law firm, where partners represented claimants against insurance carrier, though one of the partners worked as "outside adjuster" for that same carrier