Holding that relator failed to “include specific examples of the defendant's claims for payment” when it alleged defendant entered into an “undetermined number of contracts with the federal government”
Holding that references to a complaint in a separate action against the defendant by the SEC were properly stricken from the plaintiff's complaint where the case was not actually adjudicated
Holding that in order to rebut the presumption of mootness of an appeal of a bankruptcy court-approved confirmation plan, appellant must show that effective, practical relief is possible
Holding that "[f]or purposes of determining defendants’ Rule 12(c) motion, the trial court was required to accept as true the allegations that the General Partner had acted in bad faith and in a retaliatory manner or, at the very least, was required to infer such from the allegations in the complaint."
Holding that a defendant needed to owe a plaintiff a fiduciary duty before he could have the capacity to engage in a civil conspiracy based on the underlying tort of breach of fiduciary duty
Holding that "it is axiomatic" that the plaintiffs had sufficiently pled certain elements of unjust enrichment, having sufficiently pled that the defendants breached their fiduciary duties or aided and abetted the breach
15 U.S.C. § 80a-17 Cited 87 times 2 Legal Analyses
Codifying Section 17 of the 1940 Act, which recognizes that mutual fund investment advisers may be affiliated with broker-dealers and regulates in considerable detail the circumstances under which the affiliated entities may, and may not, transact business