08 Civ. 2967 (LMM). July 16, 2008 MEMORANDUM AND ORDER LAWRENCE McKENNA, District Judge 1. The above matter, presently, comprises two putative class actions brought against the same defendants, under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78j(b) and 78t(a), and Securities and Exchange Commission Rule 10b-5, alleging fraud in the sale to members of the alleged classes of auction rate securities. In very summary form, the gravamen of the complaints is that the
No. 96-1567-CIV-T-17A. June 9, 1997. Jonathan L. Alpert, Patrick B. Calcutt, Alpert, Barker Culcutt, P.A., Tampa, FL, Martin D. Chitwood, Christi C. Mobley, Craig G. Harley, Appel, Chitwood Harley, Atlanta, GA, for Matthew Fischler. Judy S. Hoyer, James, Hoyer, Newcomer, P.A., Tampa, FL, Alan Schulman, Jan M. Alder, Pamela M. Parker, Milberg, Weiss, Bershad, Hynes Lerach L.L.P., San Diego, CA, M. Clay Ragsdale, E. Ansel Strickland, Law Offices of M. Clay Ragsdale, Birmingham, AL, Steven E. Cauley