§Why CasetextPricing

Aronson et al v. Advanced Cell Technology, Inc. et al

MOTION for Leave to File Supplemental Request for Judicial Notice in Support of Opposition to Advanced Cell Technology's Motion to Dismiss

11 Cited authorities

  1. Section 78j - Manipulative and deceptive devices

    15 U.S.C. § 78j   Cited 12,539 times   165 Legal Analyses
    Granting SEC power to establish rules to further statute forbidding manipulative or deceptive devices in connection with purchase or sale of securities

  2. Section 77q - Fraudulent interstate transactions

    15 U.S.C. § 77q   Cited 3,316 times   38 Legal Analyses
    Prohibiting the use of "any device, scheme, or artifice to defraud" in connection with the offer or sale of any security

  3. Section 78u - Investigations and actions

    15 U.S.C. § 78u   Cited 2,276 times   85 Legal Analyses
    Granting the SEC the power to seek civil penalties for violations of the Exchange Act

  4. Section 77e - Prohibitions relating to interstate commerce and the mails

    15 U.S.C. § 77e   Cited 1,859 times   25 Legal Analyses
    Requiring registration statement before selling securities

  5. Section 78c - Definitions and application

    15 U.S.C. § 78c   Cited 1,671 times   88 Legal Analyses
    Exempting certain "note" with maturities of less than nine months from the definition of "security" under the Securities Exchange Act of 1934

  6. Section 77t - Injunctions and prosecution of offenses

    15 U.S.C. § 77t   Cited 1,417 times   13 Legal Analyses
    Granting the SEC the power to seek civil penalties for violations of the Securities Act

  7. Section 78m - Periodical and other reports

    15 U.S.C. § 78m   Cited 1,206 times   84 Legal Analyses
    Authorizing Commission to adopt disclosure requirements for certain repurchases of securities by issuer

  8. Section 78e - Transactions on unregistered exchanges

    15 U.S.C. § 78e   Cited 36 times   6 Legal Analyses

    It shall be unlawful for any broker, dealer, or exchange, directly or indirectly, to make use of the mails or any means or instrumentality of interstate commerce for the purpose of using any facility of an exchange within or subject to the jurisdiction of the United States to effect any transaction in a security, or to report any such transaction, unless such exchange (1) is registered as national securities exchange under section 78f of this title, or (2) is exempted from such registration upon

  9. Section 240.10b-5 - Employment of manipulative and deceptive devices

    17 C.F.R. § 240.10b-5   Cited 9,227 times   134 Legal Analyses
    Holding liable any person who "make any untrue statement of material fact"

  10. Section 240.12b-20 - Additional information

    17 C.F.R. § 240.12b-20   Cited 222 times   2 Legal Analyses
    Requiring reports to include information "as may be necessary to make the required statements . . . not misleading"

  11. Section 240.13d-1 - Filing of Schedules 13D and 13G

    17 C.F.R. § 240.13d-1   Cited 133 times   4 Legal Analyses
    Requiring where "any material change occurs in the facts set forth" in a Schedule 13D, that the person required to file the Schedule 13D "promptly" file "an amendment disclosing such change" with the Securities and Exchange Commission, the issuer of the security, and with any exchange on which the security is traded