Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc.

Holding that the fraud-on-the-market presumption did not apply because business partners' "deceptive acts were not communicated to the public"

Leon v. Martinez

Holding that the allegations in the complaint and the supporting affidavits were adequate to withstand a motion to dismiss

Janus Capital Group Inc. v. First Derivative Traders

Holding that a mutual fund adviser may not be found liable for a mutual fund's violation of SEC Rule 10b–5, in part because of “the narrow scope that [courts] must give the implied private right of action”

Mandarin v. Wildenstein

Holding that plaintiff must allege a misrepresentation or a material omission of fact which was "false and known to be false"

Securities v. Zandford

Holding that the SEC may bring a public enforcement action against a broker who accepted payment for securities that he never delivered

Bartholet v. Reishauer A.G

Holding that Congress has "blotted out (almost) all state law" regarding employee benefit plans

U.S. v. Quintieri

Holding that the district judge did not err, much less plainly err, by resentencing the defendant without an updated PSR in part because "[t]he defendant submitted a detailed letter updating the court on his conduct while incarcerated [a]nd the court provided the defendant, as well as his counsel, an opportunity to speak at the resentencing hearing"

Matter of Express Indus. Terminal Corp. v. Dot

In Matter of Exp.Indus. and Terminal Corp., 93 N.Y.2d 584, 591, 693 N.Y.S.2d 857, 715 N.E.2d 1050 (1999)..... Likewise, in Joseph Martin, Jr., Delicatessen, Inc. v. Schumacher, the court struck a renewal clause in a lease providing for future agreement on rent as overly vague.

Banque Arabe et Internationale v. Md. Nat. Bank

Holding that no special relationship exists in a banking relationship generally

Sargiss v. Magarelli

Holding that claim was timely when brought after daughter discovered financial documents in late father's home

Rule 56 - Summary Judgment

Holding a party may move for summary judgment on any part of any claim or defense in the lawsuit

Section 78j - Manipulative and deceptive devices

Granting SEC power to establish rules to further statute forbidding manipulative or deceptive devices in connection with purchase or sale of securities

Rule 406 - Habit; Routine Practice

Stating that evidence of an organization's routine practice can be admitted to prove that the organization acted in accordance with that routine practice on a particular occasion

Section 240.10b-5 - Employment of manipulative and deceptive devices

Holding liable any person who "make any untrue statement of material fact"

Section 270.17a-9 - Purchase of certain securities from a money market fund by an affiliate, or an affiliate of an affiliate