12 Cited authorities

  1. Pinter v. Dahl

    486 U.S. 622 (1988)   Cited 753 times   7 Legal Analyses
    Holding that only a statutory "seller" may be liable under § 12 of Securities Act
  2. Moore v. Kayport Package Exp., Inc.

    885 F.2d 531 (9th Cir. 1989)   Cited 1,463 times
    Holding that a complaint did not satisfy Rule 9(b) because it "d[id] not specify which plaintiff received which prospectus, or which plaintiff made purchases through the stockbroker defendants"
  3. S.E.C. v. PHAN

    500 F.3d 895 (9th Cir. 2007)   Cited 207 times   2 Legal Analyses
    Holding that the district court erred in disregarding declarations as “uncorroborated and self-serving”
  4. Securities & Exchange Commission v. Calvo

    378 F.3d 1211 (11th Cir. 2004)   Cited 143 times   1 Legal Analyses
    Concluding that a limitations defense did not apply to the Securities Exchange Commission (SEC) when it is sued to enforce securities laws, thus "vindicating public rights and furthering public interests"
  5. Securities & Exchange Commission v. CMKM Diamonds, Inc.

    729 F.3d 1248 (9th Cir. 2013)   Cited 91 times   4 Legal Analyses
    Holding that where a motion to stay civil proceedings does not result in the denial of any relief sought, then the matter is nondispositive, and the motion may be resolved by an order issued by a magistrate judge
  6. Ryder Intern. Corp. v. First Am. Nat. Bank

    943 F.2d 1521 (11th Cir. 1991)   Cited 72 times
    In Ryder Intern. Corp. v. First Am. Nat. Bank, 943 F.2d 1521, 1523 (11th Cir. 1991), this court said that "[s]ummary judgment should be granted... when, after adequate time for discovery and upon motion, a party fails to make a sufficient showing to establish the existence of an element essential to that party's case on which the party bears the burden of proof at trial.
  7. S. E. C. v. Diversified Corp. C.. G

    378 F.3d 1219 (11th Cir. 2004)   Cited 36 times
    Affirming judgment in favor of the SEC in a civil enforcement action for violation of securities fraud laws where defendants engaged in a similar pump-and-dump scheme
  8. Securities and Exchange Com'n v. Friendly Power

    49 F. Supp. 2d 1363 (S.D. Fla. 1999)   Cited 36 times
    Awarding $100,000 for $2.4 million fraud
  9. In re Harmonic, Inc.

    No. C 00-2287 PJH (N.D. Cal. Dec. 11, 2006)   Cited 5 times

    No. C 00-2287 PJH. December 11, 2006 ORDER GRANTING MOTION TO DISMISS IN PART AND DENYING IT IN PART PHYLLIS HAMILTON, District Judge Before the court is defendants' motion to dismiss certain claims alleged in the third amended complaint. Having read the parties' papers and carefully considered their arguments and the relevant legal authority, and good cause appearing, the court GRANTS the motion in part and DENIES it in part. INTRODUCTION This is a proposed class action alleging violation of federal

  10. Wade v. Skipper's, Inc.

    915 F.2d 1324 (9th Cir. 1990)   Cited 3 times

    No. 90-35103. Argued and Submitted August 9, 1990. Decided September 28, 1990. Paul E. Brain, Tousley, Brain, Seattle, Wash., for plaintiffs-appellants. Michael A. Small, Sirianni Youtz, Seattle, Wash., for defendant-appellee. Appeal from the United States District Court for the Western District of Washington. Before WRIGHT, BEEZER and TROTT, Circuit Judges. BEEZER, Circuit Judge: Investors in a limited partnership, formed to own and operate seven Skipper's Seafood N' Chowder House restaurants pursuant

  11. Section 77e - Prohibitions relating to interstate commerce and the mails

    15 U.S.C. § 77e   Cited 1,522 times   9 Legal Analyses
    Requiring registration statement before selling securities
  12. Section 77l - Civil liabilities arising in connection with prospectuses and communications

    15 U.S.C. § 77l   Cited 617 times   7 Legal Analyses
    Authorizing relief if the offering documents contain just one untrue statement of material fact