DANIEL M. GALPERN, OSB #061950
dan.galpern@gmail.com
Law Office of Daniel M Galpern
2495 Hilyard Street, Suite A
Eugene, OR 97405
Tel: (541) 968-7164
J. DOUGLAS QUIRKE, OSB #955346
doug@ocwap.org
Oregon Clean Water Action Project
P.O. Box 11501
Eugene, OR 97440
Tel: (541) 686-3027
JONAH L. SANDFORD, OSB #154711
jonah@deschutesriveralliance.org
Deschutes River Alliance
5331 SW Macadam Ave., Suite 330
Portland, OR 97239
Tel: (971) 219-4677
Attorneys for Plaintiff DRA
UNITED STATES DISTRICT COURT
DISTRICT OF OREGON
DESCHUTES RIVER ALLIANCE, an
Oregon nonprofit corporation,
Plaintiff,
v.
PORTLAND GENERAL ELECTRIC
COMPANY, an Oregon corporation,
Defendant.
Case No. 3:16-cv-01644-SI
PLAINTIFF’S CONSOLIDATED
RESPONSE TO MOTIONS TO
DISMISS
Case 3:16-cv-01644-SI Document 76 Filed 04/04/18 Page 1 of 33
Page i of v
TABLE OF CONTENTS
Page
I. INTRODUCTION………………………………………………………………………...1
II. FACTUAL AND LEGAL BACKGROUND………………………………………..……1
A. Project Licensing and Certification………………………………………….……1
B. PGE’s and the Tribe’s Ownership Rights and Responsibilities at the Project…....2
C. Procedural History……………………………………………………………..….3
D. Legal Standard for a Motion to Dismiss Under Fed. R. Civ. P. 12(b)(7)…………3
III. ARGUMENT………………………………………………………………………….…..4
A. The Federal Rules Do Not Authorize Either the Tribe or PGE to Bring
a Motion Under Rule 12(b)(7) at the Present Time. ………………………..…….4
B. The Tribe is Not a Required Party in This Case. …………………………………7
1. The Tribe’s Interests Relating to the Subject of the Case…………………7
2. The Tribe’s Interests Will Not be Impaired if the Case Proceeds in its
Absence………………………………………………………………..…..8
C. Joinder of the Tribe is Feasible Because Congress Has Waived Tribal
Immunity Under the Clean Water Act. ……………………………………….…12
D. The Case Cannot in Equity and Good Conscience be Dismissed……………..…15
1. Dismissal of the Case Would Undermine the Purposes of the Clean
Water Act. ……………………………………………………………….16
2. Any Prejudice to the Tribe if the Case Proceeds Would be Mitigated…..16
3. Any Prejudice to the Tribe Could be Lessened or Avoided……………..18
4. A Judgment Rendered in the Tribe’s Absence Would be Adequate
in This Situation. ………………………………………………………...19
5. DRA Would Not Have an Adequate Remedy if the Case is
Dismissed………………………………………………………………...20
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Page ii of v
a. A Petition to FERC is Not an Adequate Alternative…………….21
b. Approaching the Pelton Round Butte Fish Committee is not an
Adequate Alternative…………………………………………….23
6. Other Considerations Also Weigh in Favor of Allowing the Case
to Proceed. ……………………………………………………………….23
IV. CONCLUSION…………………………………………………………………………..25
Case 3:16-cv-01644-SI Document 76 Filed 04/04/18 Page 3 of 33
Page iii of v
TABLE OF AUTHORITIES
Page(s)
Cases
Aguilar v. Los Angeles County,
751 F.2d 1089 (9th Cir. 1985)……………..…………..……………………….……..…15
Atlantic States Legal Foundation v. Salt River Pima-Maricopa Indian Community,
827 F.Supp. 608 (D. Ariz. 1993).……………………………………..……………..13, 14
Biagro W. Sales, Inc. v. Helena Chem. Co.,
160 F.Supp.2d 1136 (E.D. Cal. 2001) …………………………………….………………4
Blue Legs v. United States Bureau of Indian Affairs,
867 F.2d 1094 (8th Cir. 1989) …………………………………,,,,,,,,,,,,,,,,,,,,,,,,,,………14
Celotex Corp. v. Catrett,
477 U.S. 317 (1986)…………………………………………………………….………..25
Chao v. Self Pride, Inc.,
2006 WL 469954 (D. Md. Jan. 17, 2006)………………………………………..………25
Confederated Tribes of Chehalis Indian Reservation v. Lujan,
928 F.2d 1496 (9th Cir. 1991) ……………………………………………………………4
Davidson v. Board of Governors,
920 F.2d 441 (7th Cir. 1990) ……………………………………………………………14
Deschutes River All. v. Portland Gen. Elec. Co.,
249 F.Supp.3d 1182 (D.Or. 2017)…………………………………..…………………….2
Forest v. E.I. Dupont de Nemours & Co.,
791 F. Supp. 1460 (D. Nev. 1992)………………………………………...……………..25
Friends of Cowlitz v. F.E.R.C.,
253 F.3d 1161 (9th Cir. 2001) …………………………………………………..………22
In re Apple Iphone Antitrust Litig.,
846 F.3d 313 (9th Cir. 2017) ……………………………………………………………..6
In re Greektown Holdings, LLC,
516 B.R. 462 (Bankr. E.D. Mich. 2014) ……………………………...…………………14
Makah Indian Tribe v. Verity,
910 F.2d 555 (9th Cir. 1990) ……………………………………………...………….8, 10
Case 3:16-cv-01644-SI Document 76 Filed 04/04/18 Page 4 of 33
Page iv of v
Marbury v. Madison,
5 U.S. 137 (1803)………………………………………………………...………………21
Merrill Lynch, Pierce, Fenner and Smith, Inc. v. ENC Corp,
464 F.3d 885 (9th Cir. 2006) ……………………………………………………….……16
Miller-Wohl Co., Inc. v. Comm’r of Labor and Indus.,
694 F.2d 203 (9th Cir. 1982)………………………………………………..…………….5
Osage Tribal Council ex rel. Osage Tribe of Indians v. U.S. Dept. of Labor,
187 F.3d 1174 (10th Cir. 1999) …………………………………………………………14
Paiute Shoshone Indians v. City of Los Angeles,
637 F.3d 993 (9th Cir. 2011) ……………………………………………………………15
Professional Hockey Club Cent. Sports Club of the Army v. Detroit Red Wings, Inc.,
787 F. Supp. 706 (E.D. Mich. 1992)…………………………………………..…………17
Provident Tradesmens Bank & Trust Co. v. Patterson,
390 U.S. 102 (1968) ……………………………………………………………..………15
Salt River Project Agr. Imp. & Power Dist. v. Lee,
672 F.3d 1176 (9th Cir. 2012) ……………………………………………..…………..4, 9
Santa Clara Pueblo v. Martinez,
436 U.S. 49 (1978) …………………………………………………………...………….13
Shermoen v. United States,
982 F.2d 1312 (9th Cir. 1992) ……………………………………...………………….8, 9
Sw. Ctr. for Biological Diversity v. Babbitt,
150 F.3d 1152 (9th Cir. 1998) ………………………………………………...…….10, 11
United States v. Testan,
424 U.S. 392 (1976) ………………….………………………………………………….13
Statutes
33 U.S.C. § 1251(d) ……………………………………………………………………………..21
33 U.S.C. § 1341(a) …………………………………………………………..………………2, 20
33 U.S.C. § 1341(d) ……………………………………………………………………2, 8, 20, 24
Case 3:16-cv-01644-SI Document 76 Filed 04/04/18 Page 5 of 33
Page v of v
33 U.S.C. § 1362(4) ………………………………………………………………..……………13
33 U.S.C. § 1362(5) ………………………………………………………………..……………13
33 U.S.C. § 1365(a)………………………………………………………………………...……21
33 U.S.C. § 1365(a)(1) ……………………………………………………………..……………13
33 U.S.C. § 1365(c)(1)……………………………………………………..…………………….21
33 U.S.C. § 1365(f)(5) ……………………………………………………………..……………23
Rules
Fed. R. Civ. P. 12(b) ……………………………………………………………………...………5
Fed. R. Civ. P. 12(b)(7)……………………………………………………………………………3
Fed. R. Civ. P. 12(g)(2)……………………………………………………………………………5
Fed. R. Civ. P. 12(h)(2) …………………………………………………………………...………5
Fed. R. Civ. P. 19(a)(1)(B) ………………………………………………………………….……8
Fed. R. Civ. P. 19(a)(1)(B)(i)…………………………………………………………………...…7
Fed. R. Civ. P. 19(b) ………………………………………………………………………….…15
Other Authorities
American Indian Law Deskbook § 10:11: Tribal Liability for Violation of
Federal Pollution Control Statutes……………………………………………………………….14
Moore’s Federal Practice § 19.07-2[1] (1991)…………………………………………….……17
Wright and Miller, Fed. Prac. & Proc. Civ. § 2736 (4th ed.)……………………………...……25
Case 3:16-cv-01644-SI Document 76 Filed 04/04/18 Page 6 of 33
CONSOLIDATED RESPONSE TO MOTIONS TO DISMISS Page 1 of 26
I. INTRODUCTION
Defendant Portland General Electric (“PGE”) has brought a motion to dismiss this case
pursuant to Fed. R. Civ. P. 12(b)(7), and has joined a similar motion brought by amicus curiae
the Confederated Tribes of the Warm Springs Reservation of Oregon (“the Tribe”). These
motions come nearly 20 months after Plaintiff Deschutes River Alliance (“DRA”) filed this
Clean Water Act citizen suit, and 18 months after PGE filed its first motion to dismiss under Fed.
R. Civ. P. 12(b)(1).
These motions should be denied. The subject of this case is whether PGE is operating the
Pelton Round Butte Hydroelectric Project (“the Project”) in violation of the Project’s Clean
Water Act Section 401 Certification. PGE is the designated Operator of the Project, and in that
role is responsible not only for operating and maintaining the Project but for compliance with all
applicable laws, permits, and licenses. As such, it is the appropriate defendant in this case, and
the Tribe is not a required party under Rule 19 because the interests of the Tribe in the subject of
this litigation will be adequately represented by PGE. But even if the Tribe were a required party,
the motions should be denied because it is feasible to join the Tribe in this case, as Congress has
expressly abrogated tribal immunity under the Clean Water Act (“CWA” or “the Act”). And
even if this were not so, equity and good conscience weigh heavily toward allowing the case to
proceed among the existing parties.
II. FACTUAL AND LEGAL BACKGROUND
A. Project Licensing and Certification
In 2001, PGE and the Tribe filed a joint application with the Federal Energy Regulatory
Commission (“FERC”) for a renewed Project license. Doc. 73 at ¶ 23. Because the Project
discharges water into Oregon’s navigable waters, the applicants were required to provide FERC
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with a Clean Water Act § 401 Certification, issued by the Oregon Department of Environmental
Quality (“ODEQ”). See 33 U.S.C. § 1341(a). Section 401 requires that each such certification
provide that the license or permit holder’s discharges will comply with the Clean Water Act,
including any applicable state water quality standards and requirements. Id. Further, each § 401
Certification “shall set forth any effluent limitations and other limitations, and monitoring
requirements necessary to assure” that the applicant’s discharges and other activities will comply
with applicable state water quality standards and requirements. Id. § 1341(d). Each of these
requirements “shall become a condition on any Federal license or permit subject to [§ 401
Certification].” Id.
In their application for § 401 Certification, the applicants gave assurances that after a new
Selective Water Withdrawal tower was constructed and implemented, the Project “will meet all
applicable water quality standards.” See Doc. 66-7 at 13. On June 24, 2002, ODEQ issued a §
401 Certification for the Project, containing several operational conditions to ensure the Project
complied with all applicable water quality standards. Doc. 66-8. Each of the conditions in the §
401 Certification are enforceable under the Clean Water Act, and are legally binding conditions
of the Project’s FERC license itself. See Deschutes River All. v. Portland Gen. Elec. Co., 249
F.Supp.3d 1182 (D.Or. 2017); 33 U.S.C. § 1341(d).
B. PGE’s and the Tribe’s Ownership Rights and Responsibilities at the Project
PGE was originally the sole licensee for the Project, obtaining Federal licensing for the
Project in 1951. Doc. 66-4 at 2. In 2000, PGE entered into a Long-Term Global Settlement and
Compensation Agreement with the Tribe. See Doc. 66–5. Under that agreement, the Tribe
became a 1/3 owner of the Project, with the option to purchase a greater stake in coming years.
See Id. at 11–14. Exhibit D to the Global Agreement is an “Ownership and Operation
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Agreement” between PGE and the Tribe. See Doc. 66–6. That document identifies PGE as the
“Operator” of the Project. Id. at 5–6. In that role, PGE is obligated, among other duties, to
“operate and maintain the Project” and to “take any and all actions necessary or appropriate to
comply with such Applicable Laws, orders, permits and licenses, now or hereafter in effect.” Id.
at 6.
C. Procedural History
On August 12, 2016, Plaintiff Deschutes River Alliance (“DRA”) filed this Clean Water
Act citizen suit against PGE over ongoing violations of the Project’s CWA § 401 Certification.
Doc. 1. On September 30, 2016, PGE filed a motion to dismiss the case under Fed. R. Civ. P.
12(b)(1), alleging lack of subject matter jurisdiction. Doc. 7. That motion was denied on March
27, 2017. Doc. 22. Soon after, the Tribe filed an unopposed motion for leave “to appear as
amicus curiae in all aspects of [the] case,” “in order to protect its proprietary, sovereign, and
treaty-reserved rights and interests.” Doc. 23 at 2.
Now, the Tribe attempts to move, pursuant to Fed. R. Civ. P. 12(b)(7), to dismiss the case
for DRA’s alleged failure to join it as a required party under Fed. R. Civ. P. 19. Doc. 72.
Defendant PGE followed by filing its own motion to dismiss under Rule 12(b)(7), and in that
motion also joined in the Tribe’s motion. Doc. 74 at 1.
D. Legal Standard for a Motion to Dismiss Under Fed. R. Civ. P. 12(b)(7)
Under Rule 12(b)(7), a party may request dismissal for “failure to join a party under Rule
19.” Fed. R. Civ. P. 12(b)(7). Rule 19, in turn, “imposes a three-step inquiry”:
(1) Is the absent party ... required to be joined if feasible ... under Rule 19(a)?
(2) If so, is it feasible to order that the absent party be joined?
(3) If joinder is not feasible, can the case proceed without the absent party, or is
the absent party indispensable such that the action must be dismissed?
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Salt River Project Agr. Imp. & Power Dist. v. Lee, 672 F.3d 1176, 1179 (9th Cir.2012) (footnote
omitted). “There is no precise formula for determining whether a particular non-party is
necessary to an action; the determination will be heavily influenced by the facts and
circumstances of each case.” Biagro W. Sales, Inc. v. Helena Chem. Co., 160 F.Supp.2d 1136,
1142 (E.D. Cal. 2001) (citing Confederated Tribes of Chehalis Indian Reservation v. Lujan, 928
F.2d 1496, 1498 (9th Cir. 1991)). The moving parties “bear the burden in producing evidence in
support of the motion.” Biagro, 160 F.Supp.2d at 1141.
III. ARGUMENT
The dual motions to dismiss brought by PGE and the Tribe should be denied. As an
initial matter, neither of these motions are allowed at this time under the Federal Rules. And
further, the Tribe and PGE fail to establish the central elements necessary to their defenses under
Fed. R. Civ. P. 19. In particular, first, the Tribe is not an entity required to be joined in the
present case because its interests in the subject of the case will be adequately represented by PGE.
Second, if the Court nonetheless determines that the Tribe is an entity required to be joined, the
Court could join the Tribe to the action, as the Tribe does not enjoy sovereign immunity from
enforcement under the Clean Water Act. And third, even if the Court determines that the Tribe is
required to be joined but that its joinder is not feasible, the Court should nonetheless decline to
dismiss the case because the factors provided in Rule 19(b) weigh strongly in favor of
proceeding among the existing parties.
A. The Federal Rules Do Not Authorize Either The Tribe Or PGE To Bring A
Motion Under Rule 12(B)(7) at the Present Time.
As a threshold matter, we observe that under Fed. R. Civ. P. 12, neither the Tribe nor
PGE may bring a motion under Rule 12(b)(7) at the present time. Regarding the Tribe, Rule
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12(b) provides only for “a party” to assert the defenses listed under that subsection, including a
Rule 12(b)(7) motion for failure to join a party under Rule 19. Fed. R. Civ. P. 12(b). The Tribe
asserts that its motion is “pursuant to Rule 12(b)(7),” Doc. 72 at 1, but the Tribe is not a party to
the present case and thus may not bring any motion under Rule 12(b).
In the Tribe’s motion to appear as amicus curiae, it identified the “classic role” of an
amicus curiae: “to assist the Court ‘in a case of general public interest, supplementing the efforts
of counsel [for the parties], and drawing the court’s attention to law that escaped consideration.’”
Doc. 23 at 3 (quoting Miller-Wohl Co., Inc. v. Comm’r of Labor and Indus., 694 F.2d 203, 204
(9th Cir. 1982). Along those lines, nothing precludes the Tribe filing support for motions or
briefs properly filed by PGE (a party), but the Federal Rules do not entitle amicus entities to file
their own motions. As a result, the Tribe’s motion should be denied as improper.
PGE’s motion under Rule 12(b)(7) is also disallowed at the present time. Generally
speaking, a party making a motion to dismiss under Rule 12(b) may not make another
subsequent motion under Rule 12 “raising a defense or objection available to the party but
omitted from its earlier motion.” Fed. R. Civ. P. 12(g)(2).1 On Sept. 30, 2016, PGE filed a
motion to dismiss under Rule 12(b)(1) asserting lack of subject matter jurisdiction. Doc. 7. At the
time that motion was filed, PGE clearly had all the information it needed to bring a Rule 12(b)(7)
motion as well, as it had identified the defense in its Answer filed three weeks before. Doc. 5 at 6
(“The Complaint should be dismissed because Plaintiffs [sic] have failed to join [the Tribe], who
is a co-owner and joint manager of the Project…. Because Plaintiffs have failed to join a
necessary and indispensable party the case should be dismissed….”). However, rather than
1 Rule 12(h) provides exceptions to this general rule, allowing a defendant to raise the issue of
failure to join a party under Rule 19(b) in three other specific circumstances, none of which are
applicable here: “(A) in an pleading allowed or ordered under Rule 7(a); (B) by a motion under
Rule 12(c); or (C) at trial.” Fed. R. Civ. P. 12(h)(2).
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joining a motion under Rule 12(b)(7) with its original motion to dismiss, PGE instead announced
that it would file “a separate motion to address” its allegation that DRA failed to join the Tribe as
a necessary party only “if necessary, after the Court decides the instant motion.” Id. at 5 n.2. That
“separate motion” is now before the Court, eighteen months after PGE’s initial motion to dismiss
was filed.
PGE’s present motion to dismiss under Rule 12(b)(7) is disallowed under Rules 12(g)(2)
and 12(h)(2). Notwithstanding those Rules, the Ninth Circuit recently signaled that even where a
successive motion is involved, it “should generally be forgiving of a district court's ruling on the
merits of a late-filed Rule 12(b)(6) motion.” In re Apple Iphone Antitrust Litig., 846 F.3d 313,
319-20 (9th Cir. 2017). In that case, the Court declined to disturb the district court’s allowance of
defendant’s successive 12(b)(6) motions to dismiss where the defendant had “promptly moved to
dismiss each of Plantiff’s four [successive] complaints,” and where the subsequent motions did
not “appear to have been filed for any strategically abusive purpose.” Id.
In sharp contrast here, PGE’s presently asserted defense was available to it in September
2016, as it identified that defense in its Answer and in its initial motion to dismiss. Doc. 5 at 6;
Doc. 7 at 5 n.2. PGE now, as then, has failed even to advance an argument that its 12(b)(7)
defense was not available to it in 2016 when it brought its initial motion. DRA can conceive of
no reason why PGE delayed its promised motion, other than for the purpose of delay. That is
reason enough for the Court to refrain from bending the rules to allow its late filing.
Accordingly, PGE’s present motion should be dismissed as untimely.
In the event that the Tribe’s motion is not dismissed as improper or that PGE’s motion is
not dismissed as untimely, we proceed to the merits of these motions below.
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B. The Tribe is not a Required Party in This Case.
PGE and the Tribe argue that the Tribe is a party that must be joined to the case, if
feasible. Specifically, the Tribe asserts that it “claims an interest relating to the subject of the
action,” and that it is “so situated that disposing of the action” in its absence “may [] as a
practical matter impair or impede” its ability to protect its interest.2 Tribe Mot, Doc. 72, at 15;
FRCP 19(a)(1)(B)(i). However, because PGE will adequately represent the Tribe regarding any
interests the Tribe may have in the specific subject of this case, the Tribe’s ability to protect
those interests will not be impaired by its absence.
1. The Tribe’s Interests Relating to the Subject of the Case.
It is clear from the Tribe’s motion and the Declaration of Charles R. Calica that the Tribe
has a rich history in the Deschutes Basin, and a unique and important role there. There is no
question that the Tribe holds essential interests related to the basin’s fish and wildlife, water
quality, the Tribe’s sovereignty, and in the Pelton Round Butte Project itself. See generally Doc.
73. However, it is less clear how these interests are implicated by this case, or how any of these
interests would be impaired were the case to proceed in the Tribe’s absence.
The subject of this case is whether, in its operation of the Pelton Round Butte Project,
PGE is violating requirements provided in the Project’s Clean Water Act § 401 Certification. In
its motion, the Tribe asserts “vast legally protected interests that relate to the subject of DRA’s
action.” Doc. 72 at 20. These include co-ownership of the Project, the Tribe’s role as joint
2 For completeness we note that the Tribe does not urge that its presence as a party is needed to
ensure the Court’s ability to accord complete relief, pursuant to 19(a)(1)(A). [The Tribe attempts
to “reserve” the option to later argue that it is a required party pursuant to FRCP 19(a)(1)(A).
Tribe Mot. at 15 n.3.] Similarly, neither the Tribe nor PGE argue that the Tribe’s presence as a
party is needed for PGE to avoid being subjected to multiple or inconsistent obligations, pursuant
to 19(a)(1)(B)(ii).
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licensee to the Project’s FERC license, and its status as a party to the PGE/Tribe Global
Settlement and Compensation Agreement. Id. at 16-17. But the Tribe’s ownership interest, status
as licensee, and party status to the various joint agreements simply are not implicated by DRA’s
water quality enforcement action against PGE, in which DRA is attempting to enforce water
quality requirements that are already mandatory under the Clean Water Act and conditions on the
Project’s FERC license. See 33 U.S.C. § 1341(d). Similarly, the Tribe’s interest in its right to
take fish at its usual and accustomed stations on the Deschutes River, Doc. 72 at 17, simply is
not connected to the narrow subject of DRA’s enforcement action. This is in sharp contrast to
cases in which the subject of a case is the direct reallocation of tribal revenue sources. See, e.g.,
Makah Indian Tribe v. Verity, 910 F2d 555, 559 (9th Cir 1990) (“[T]o the extent the Makah seek
a reallocation of the 1987 harvest or challenge the Secretary's inter-tribal allocation decisions, the
absent tribes may have an interest in the suit”).3
2. The Tribe’s Interests Will Not be Impaired if the Case Proceeds in its
Absence.
Second, and more fundamentally, even if the Tribe is found to have “claimed an interest
relating to the subject of the action,” for it to be a required party under Rule 19 the court must
further determine whether, “as a practical matter,” the Tribe’s absence will “impair or impede”
its ability to protect that interest. Fed. R. Civ. P. 19(a)(1)(B). “Impairment may be minimized if
the absent party is adequately represented in the suit.” Shermoen v. United States, 982 F.2d 1312,
1318 (9th Cir 1992).
3 The Tribe also asserts a general “sovereign authority to regulate activities within the boundaries
of the Reservation and the natural resources of the Deschutes River basin.” But this vast
assertion of interest contains no limiting principle and, again, there is no explanation as to how
DRA’s enforcement against PGE implicates that sovereignty.
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The Ninth Circuit has identified “three factors in determining whether an existing party
adequately represents the interests of an absent party: (1) “whether the interests of a present party
to the suit are such that it will undoubtedly make all of the absent party's arguments”; (2)
“whether the party is capable of and willing to make such arguments”; and (3) “whether the
absent party would offer any necessary element to the proceedings that the present parties would
neglect.” Salt River Project Agr. Imp. & Power Dist. v. Lee, 672 F.3d 1176, 1180 (9th Cir 2012)
(quoting Shermoen, 982 F.2d at 1318). All three of these Salt River factors indicate that PGE will
adequately represent the Tribe’s interests in this case.
First, PGE is sure to make any relevant arguments related to DRA’s specific claims that
the Tribe would make. In this matter, DRA seeks a declaration that PGE is violating the
requirements in the Pelton Round Butte Project’s § 401 Certification, and injunctive relief
compelling PGE to comply with those requirements. Doc. 1 at 9. As the designated Operator of
the Project, PGE is responsible for compliance with the § 401 Certification and other Project
permits and licenses. Doc. 66-6 at 6. PGE is also the majority owner of the Project. As a result, it
has every incentive to make any available argument to defeat DRA’s specific claims, including
any that the Tribe as minority owner of the Project might be inclined to make. Further, PGE has
clearly demonstrated an interest in every reasonably available argument that is relevant to its
determined efforts to defeat DRA’s claims, including a willingness even to challenge the
applicability or enforceability of key provisions of federal law and incorporated state
requirements and limitations. See, e.g., Doc. 7.
Second, PGE is not only willing to make all available relevant arguments, it is also
capable of doing so. The Tribe is obviously correct in its assertion that PGE “is a private,
investor-owned utility company; it is not a federally-recognized sovereign Indian tribe that is a
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party to a treaty with the United States.” But that is to say only that PGE is not the Tribe; it says
nothing about the ability of PGE to represent the Tribe’s interests and thus to make the Tribe’s
relevant arguments. Indeed, the Tribe also is not a group of cities, and yet such a grouping has
been found to adequately represent a Tribe in litigation challenging changes to the operation of a
dam, where the cities shared that Tribe’s strong interest in defeating an environmental group’s
claims. Sw. Ctr. for Biological Diversity v. Babbitt, 150 F.3d 1152, 1154 (9th Cir. 1998).4
Again, the Tribe and PGE simply offer no arguments related to DRA’s specific claims in
this case that PGE, as Project Operator and majority owner, would not be willing or equipped to
make.
The Tribe further maintains that PGE lacks the “institutional capacity to make all of the
Tribe’s arguments in defending against DRA’s claim.” But the Tribe does not explain what
arguments, or types of arguments, the Tribe would make relevant to the specific subject of the
litigation that PGE could not make on account of its purported institutional infirmities. By its
agreement to assign to PGE the authority to operate the Project, the Tribe, presumably with eyes
wide open, considered PGE capable of interpreting and applying the relevant legal standards and
requirements of the applicable law, regulations, permits, and the §401 certification. In the light of
that assignment, the Tribe does not seem well positioned to argue that PGE is not equipped to
make the relevant arguments related to the legality of its actions pursuant to the Project’s § 401
Certification.
Another argument advanced by the Tribe derives from its observation that PGE, in theory,
may be able to pass on to ratepayers any costs of compliance connected with this Court’s
4 Similarly, the Tribe is not the United States, and yet “the United States may adequately
represent an Indian tribe unless there is a conflict between the United States and the tribe.”
Makah Indian Tribe v. Verity, 910 F2d 555, 558 (9th Cir 1990).
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potential mandate, while the Tribe cannot. But, as the Defendant notes, “PGE, of course, shares a
common interest in the Project, and the Project’s financial success. Doc. 72 at 12. More centrally,
while the Tribe and PGE do not retain the same organizational structure, the cited differences do
not mean that the Tribe’s co-licensee and co-owner is incapable of making the Tribe’s relevant
arguments related to the legality of PGE’s actions or the practical consequences of a necessary
remedy.5
Finally, the Tribe would not offer a necessary element to the proceedings that PGE could
not itself present. The Tribe’s history and perspective on the Deschutes Basin is certainly worthy
of all parties’ respect, but neither PGE nor the Tribe have made clear how that perspective is
necessary to the specific question of whether PGE is violating the water quality requirements in
the Project’s § 401 Certification.
Because all three Salt River factors support a finding that PGE will adequately represent
the Tribe’s interests as they relate to DRA’s claims, the Tribe is not a required party in the
present case. This is so even though PGE also asserts that it cannot adequately represent the
Tribe, pointing out that of the two entities the Tribe alone is “a sovereign with unique treaty and
other propriety rights that inure solely to the Tribe.” Doc. 74 at 11 (citing to Doc. 73 at passim).
But what matters here is that the two share a common interest in the Project whose operation is at
issue in the instant case, not whether the Defendant’s relevant interests in it developed on the
same path as the Tribe’s alleged interests. See Sw. Ctr. for Biological Diversity v. Babbitt, 150
F3d 1152, 1154–55 (9th Cir 1998) (“Although [four Arizona cities] assert they do not adequately
5 As well, at this stage of the litigation the proposition that injunctive relief will raise overall
costs for the Tribe is highly speculative. Makah Indian Tribe v. Verity, 910 F2d 555, 558 (9th Cir
1990) (Tribe’s interest, to be credited, “must be more than a financial stake,” and “more than
speculation about a future event.”).
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represent the [tribal community] they offer nothing to show that their interests in the [project] or
the arguments they would make differ at all from those of the Community. . . The cities, like the
United States, may not share the Community's interest in protecting its sovereignty, but they
have not explained how the Community's sovereignty would be implicated in the adjudication of
the merits of Southwest's suit.”).
We note again, as a practical matter, that the Tribe has been fully participating to date in
briefing, argument, and scheduling conferences in this case. All parties have considered the Tribe
as to scheduling and related matters no less than if it were a party. Moreover, to adjudge from the
record in this case to date, PGE appears exceedingly motivated to consider the Tribe’s interests
in every filing and, indeed, in every aspect of its advocacy in this matter. As the two parties are
closely aligned with respect to the Project, it is improbable that PGE would fail to offer all
arguments essential to the Tribe’s position in this matter. The Tribe’s vigorous continuing
participation as amicus curiae would doubly ensure against any inadequate representation. It
therefore does not appear that the Tribe is so situated in this case that, as a practical matter, its
absence as a party would impair or impede its ability to protect any relevant interests in the
subject of the action. As such, it is not a required party under Rule 19 and both motions to
dismiss should be denied.
C. Joinder of the Tribe is Feasible Because Congress Has Waived Tribal Immunity
Under the Clean Water Act.
Even if the Court does find that the Tribe is a required party under Rule 19(a), the case
should not be dismissed because it is feasible for the Court to join the Tribe in the present matter.
The Tribe, in its motion, asserts that it cannot be joined here as a party because it has not
unequivocally waived its sovereign immunity and Congress has not expressly abrogated that
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immunity. Doc. 72 at 19. For support it observes—without analysis and citing only to the Calica
declaration—that it is “aware of no express abrogation of [the Tribe’s] immunity by Congress.”
Id. at 19; Doc. 73 at ¶41.6 However, Congress has in fact expressly abrogated the Tribe’s
immunity from suit under the CWA’s citizen suit provision.
It is well established that Indian tribes possess “the common-law immunity from suit
traditionally enjoyed by sovereign powers.” Santa Clara Pueblo v. Martinez, 436 U.S. 49, 58
(1978) (citations omitted). However, “[t]his aspect of tribal sovereignty, like all others, is subject
to the superior and plenary control of Congress.” Id. Where Congress has “unequivocally
expressed” a waiver of tribal immunity, an Indian tribe is subject to suit. Id. at 58–59 (citing
United States v. Testan, 424 U.S. 392, 399 (1976)).
In the Clean Water Act’s citizen suit provision, Congress has unequivocally expressed a
waiver of tribal immunity. That provision provides that any citizen may commence a civil action
on his own behalf “against any person…who is alleged to be in violation of…an effluent
standard or limitation under this chapter….” 33 U.S.C. § 1365(a)(1) (emphasis added). The Act
in turn defines “person” to include a “municipality,” id. § 1362(5), and defines “municipality” to
include “an Indian tribe or an authorized Indian tribal organization.” Id. § 1362(4). Thus, the
CWA explicitly identifies an Indian tribe as a party that may be sued under the Act’s citizen suit
provision.
A court in this circuit has explicitly held that the above language constitutes an
unequivocal waiver of sovereign immunity under the CWA. Atlantic States Legal Foundation v.
Salt River Pima-Maricopa Indian Community, 827 F.Supp. 608, 609–10 (D. Ariz. 1993). That
6 The Calica declaration, in turn, provides no statutory analysis of the question. See Doc. 73 at
¶41.
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court confirmed that “the term ‘person’ in the relevant section[] of the CWA…unequivocally
includes Indian tribes as ‘persons’” Id. at 610.
Further, the Atlantic States court and other courts have found an unequivocal waiver of
sovereign immunity under other statutes where Congress used the same or similar language to
authorize enforcement actions against Indian tribes. The Tenth Circuit neatly summed up this
line of cases when faced with the question of whether similar language related to whistleblower
provisions of the Safe Drinking Water Act constituted a waiver of sovereign immunity:
We hold that where Congress grants an agency jurisdiction over all “persons,”
defines “persons” to include “municipality,” and in turn defines “municipality,” to
include “Indian Tribe[s],” in establishing a uniform national scheme of regulation
of so universal a subject as drinking water, it has unequivocally waived tribal
immunity. We note that Congress could have been more clear. Congress could
have included a provision directly stating its intent to waive tribal immunity.
However, “that degree of explicitness is not required.” Davidson v. Board of
Governors, 920 F.2d 441, 443 (7th Cir. 1990) (noting Congress need not state in
“so many words” its intent to abrogate state sovereign immunity). Where the
language of a jurisdictional grant is unambiguous as to its application to Indian
tribes, no more is needed to satisfy the Santa Clara requirement than that
Congress unequivocally state its intent. See Blue Legs v. United States Bureau of
Indian Affairs, 867 F.2d 1094, 1097 (8th Cir. 1989) (“text and history of the
[Resource Conservation and Recovery Act] clearly indicated congressional intent
to abrogate the Tribe’s sovereign immunity” when provision authorized suit
“against any person,” “person” included “municipality,” and “municipality”
included “an Indian Tribe”); see also Atlantic States Legal Foundation v. Salt
River Pima-Maricopa Indian Community, 827 F.Supp. 608 (D.Ariz. 1993)
(citizen suit provision in Clean Water Act unequivocally waived tribal immunity
by defining term “person” to include “Indian tribe”).
Osage Tribal Council ex rel. Osage Tribe of Indians v. U.S. Dept. of Labor, 187 F.3d 1174, 1182
(10th Cir. 1999). See also In re Greektown Holdings, LLC, 516 B.R. 462, 472 (Bankr. E.D. Mich.
2014), rev’d and remanded, 532 B.R. 680 (E.D. Mich. 2015) (“What can be gleaned from these
examples is that an explicit reference to ‘Indian Tribes’ in a statute is sufficient for Congress to
clearly and unequivocally abrogate tribal sovereign immunity.”). See also American Indian Law
Deskbook § 10:11: Tribal Liability for Violation of Federal Pollution Control Statutes.
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In sum, the plain language of the Clean Water Act unequivocally waives tribal immunity
from Clean Water Act citizen suits. As a result, joinder of the Tribe is not infeasible in this case;
the two motions to dismiss may be denied on this ground.
D. The Case Cannot in Equity and Good Conscience be Dismissed.
Even if the Court were to find the Tribe to be a required party that is nonetheless
infeasible to join, this action still should be allowed to proceed among the existing parties rather
than be dismissed. Fed R. Civ. P. 19(b) identifies four factors for the Court to include in its
consideration of whether, “in equity and good conscience,” a case should proceed in such an
instance:
(1) the extent to which a judgment rendered in the person's absence might
prejudice that person or the existing parties;
(2) the extent to which any prejudice could be lessened or avoided by:
(A) protective provisions in the judgment;
(B) shaping the relief; or
(C) other measures;
(3) whether a judgment rendered in the person's absence would be adequate; and
(4) whether the plaintiff would have an adequate remedy if the action were
dismissed for nonjoinder.
Fed. R. Civ. P. 19(b)(1)-(4). The above list “is not exclusive of other considerations, however. At
all events, Rule 19(b) requires [the Court] to undertake a ‘practical examination of [the]
circumstances’ to determine whether an action may proceed ‘in equity and good conscience’
without the absent party.” Paiute Shoshone Indians v. City of Los Angeles, 637 F.3d 993, 1000
(quoting Provident Tradesmens Bank & Trust Co. v. Patterson, 390 U.S. 102, 119 n.6 (1968)).
The Rule 19(b) factors “represent an attempt to balance the rights of all those affected by the
litigation.” Aguilar v. Los Angeles County, 751 F.2d 1089, 1094 (9th Cir. 1985). Further, the
phrase “equity and good conscience” “emphasizes the flexibility that a judge may find necessary
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in order to achieve fairness in the judge’s choice of solutions….” Merrill Lynch, Pierce, Fenner
and Smith, Inc. v. ENC Corp, 464 F.3d 885, 890-94 (9th Cir. 2006).
In the present case, overarching policy considerations would support a decision to allow
the case to proceed among existing parties. Further, each of the Rule 19(b) factors support such a
decision.
1. Dismissal of the Case Would Undermine the Purposes of the Clean Water
Act.
As an initial matter, it is worth examining what the dismissal requested by the Tribe and
PGE would mean in the scheme of Clean Water Act enforcement. First, the Tribe and PGE argue
that in this case it is not only the Tribe that is immune from enforcement of the CWA. In addition,
since PGE and the Tribe are co-licensees at the Project, those parties argue that the case against
PGE itself should be dismissed due to the Tribe’s status, interests, and immunity. But if this
argument were to hold, it would accord other private corporations contemplating activity subject
to the CWA (or other environmental statutes) a new stratagem: alignment with a Tribe as a shield
against prospective citizen enforcement. Second, in the context of this case—where, as the
record will establish, state and federal authorities in receipt of PGE reports manifesting hundreds
of water quality violations have taken no enforcement action—dismissal will neuter the Clean
Water Act and render the Deschutes River without viable protection.
2. Any Prejudice to the Tribe if the Case Proceeds Would be Mitigated.
The First Rule 19(b) factor—the extent to which a judgment entered without the Tribe’s
presence in the case might prejudice the Tribe—weighs strongly in favor of allowing the case to
proceed. This is so because any potential prejudice to the Tribe will be mitigated by PGE’s
representation of the Tribe’s interests, as well as the Tribe’s extensive participation as an amicus
party.
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The principal consideration with regard to this first factor “is whether [the absent party’s]
interests are adequately protected by [the existing defendant]. If they are, his absence will have
little, if any, effect.” Professional Hockey Club Cent. Sports Club of the Army v. Detroit Red
Wings, Inc., 787 F. Supp. 706, 713 (E.D. Mich. 1992) (citing Moore’s Federal Practice § 19.07-
2[1] (1991)). Here, as discussed above, neither PGE nor the Tribe have identified any argument
that the Tribe might make, specifically related to the adjudication of DRA’s claims, that PGE
could not or would not make. Indeed, since PGE is the party responsible for compliance with the
§ 401 Certification and all other licenses and permits, it has even more incentive than the Tribe
to make every possible potential argument to avoid liability. See Doc. 66-6 at 10 (requiring PGE
as the Project Operator to “take any and all actions necessary or appropriate to comply with such
Applicable Laws, orders, permits and licenses” related to the Project, and requiring PGE to
“operate and maintain the Project so as to produce, where practicable and consistent with
Prudent Utility Practice and the terms of this Agreement, the amounts of Energy which may be
scheduled by the Owners. . . .”).
The Tribe’s status as an amicus curiae would further mitigate any prejudice resulting to
the Tribe from the case proceeding in its absence. The Tribe’s amicus party status allows it to file
a brief at any point in the proceedings, where it can make any arguments or highlight any issues
it chooses.
Thus, PGE’s representation of the Tribe’s interests, along with the Tribe’s status as an
amicus curiae, would mitigate any potential prejudice to the Tribe resulting from the case
proceeding in the Tribe’s absence as a party. As a result, the first Rule 19(b) factor weighs
strongly in favor of allowing the case to proceed.
3. Any Prejudice to the Tribe Could be Lessened or Avoided.
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The second Rule 19(b) factor—the extent to which any prejudice to the Tribe could be
lessened or avoided—similarly weighs against dismissing the case. As discussed above, it is
unclear to DRA what type of prejudice would result to the Tribe by a judgment rendered with
PGE as the sole defendant in the case. In its motion, the Tribe states that “any relief that changes
the operation of the Project will necessarily affect the Tribe’s sovereign and proprietary
interests,” and that the Tribe “is not aware of any practical way to shape relief so as to avoid
impairment” of those interests. Doc. 72 at 21. As an initial matter, while it may be true that
changes in operations might “affect” the Tribe’s interests, it is difficult to discern how changes in
operations to gain compliance with water quality standards would negatively impact the Tribe.
See Id. at 12 (“Since time immemorial, the Tribe has recognized that a healthy fishery (native
and resident) and water quality are inextricably intertwined.”). Indeed, an order compelling PGE
to comply with the § 401 Certification’s water quality requirements—requirements designed and
implemented to protect aquatic life in the lower Deschutes River—will lead to a more healthy
fishery and will benefit the Tribe’s interests in the basin.
Further, and contrary to vague statements in both the Tribe’s and PGE’s motions, DRA
has not pressed for a “mandatory injunction that requires PGE to discharge bottom water in a
fashion similar to the original license period” as the injunctive relief it intends to seek. Tribe
Mot., Doc. 72, at 14. See also PGE Mot., Doc. 74, at 10. On the contrary, there may well be
operational changes significantly departing from the prior flow regime (year-round 100 percent
bottom water release) that yet could secure compliance with the Clean Water Act. Both PGE and
the Tribe will have ongoing opportunities to weigh in as the court fashions relief in this case, to
assist the court in identifying operational changes that will best secure such compliance. The
resolution of that question requires further factual development into operation of the Project. At
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this stage, purported fear that injunctive relief will not be shaped to mitigate harm to the Tribe’s
interests is speculative and likely unwarranted. Accordingly, this factor also does not weigh in
favor of dismissal.
4. A Judgment Rendered in the Tribe’s Absence Would be Adequate in this
Situation.
The third Rule 19(b) factor examines whether a judgment rendered without the absent
party would be adequate. Under the present circumstances, this factor weighs heavily in favor of
allowing the case to proceed.
In this case, DRA has requested two principal actions by the Court. First, DRA has
requested a declaration that PGE is operating the Pelton Round Butte Project in violation of the
Project’s CWA § 401 Certification. Doc. 1 at 9. Second, DRA has requested an injunction,
ordering PGE to cease operating the Project in violation of the § 401 Certification. Id. This
requested relief would be fully adequate without the presence of the Tribe as a Defendant. PGE
is the Operator of the Project, and in that role is responsible for “operat[ing] and maintain[ing]
the Project” as well as taking “all actions necessary or appropriate to comply” with applicable
laws and regulations related to the Project. Doc 66-6 at 2. Neither the Tribe nor PGE has
explained why this requested relief would be inadequate in the Tribe’s absence, given PGE’s role
as Project Operator.
Regarding this factor, the Tribe again offers that “any judgment against PGE ordering a
change in operation of the Pelton Project will impair the Tribe’s protectable interests.” Doc. 72 at
21. But the Tribe does not make clear why this is so—why a change in operation, for the
purposes of compliance with the required conditions in the Project’s § 401 Certification, would
impair the Tribe’s interests. The water quality requirements contained in the § 401 Certification
are designed to ensure the Project complies with the State of Oregon’s water quality standards,
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and those requirements are conditions on the Project’s FERC license. See 33 U.S.C. §§ 1341(a),
(d). PGE and the Tribe represented to ODEQ, in their application for § 401 Certification, that
these requirements would be met. Doc. 66-7 at 13. As such, it is difficult to discern how an order
mandating changes in operation in order to gain that compliance would impair the Tribe’s
interests, unless the Tribe is arguing that it has a protectable interest in PGE operating the Project
in contravention of the Project’s legal requirements.
Because the requested relief in this case would be adequate and sufficient in the absence
of the Tribe, the third Rule 19(b) factor weighs in favor of allowing the case to proceed.
5. DRA Will Not Have An Adequate Remedy If The Case Is Dismissed.
The fourth Rule 19(b) factor weighs against dismissal as well, because DRA would not
have an adequate remedy for PGE’s Clean Water Act violations if the case were dismissed.
The Tribe and PGE have suggested that DRA should bring its claims to the Federal
Energy Regulatory Commission and/ or the Pelton Round Butte Fish Committee. FERC is a
Congressionally mandated independent regulatory body within the Department of Energy. It
retains no direct authority to enforce the Clean Water Act by adjudicating citizen suits under
CWA §505. The Fish Committee, for its part, is an advisory body established under the
Project’s FERC license, and is comprised of various federal and state agencies and select private
groups. See Doc. 75-1 at 6 (identifying the Fish Committee as “responsible for commenting and
making recommendations on study plans, reports, facility designs, and operating and
implementation plans.”); Id. at 10–11 (identifying the members of the Fish Committee). It too
retains no authority to hear Clean Water Act citizen suits.
The present case will turn, in large part, on a proper construal of the legal requirements
under which PGE must operate the Project, and an application of the law to its past and
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continuing performance. These are decidedly functions of the federal courts. Marbury v.
Madison, 5 U.S. 137, 177, 2 L. Ed. 60 (1803) (“It is emphatically the province and duty of the
judicial department to say what the law is. Those who apply the rule to particular cases, must of
necessity expound and interpret that rule.”).
Specifically here, we observe that in the Clean Water Act’s citizen suit provision itself
Congress provided the district courts with jurisdiction to hear citizen enforcement cases for
alleged violations of effluent standards and limitations, and to enforce relevant orders. 33 U.S.C.
§ 1365(a). The Act, further, provides only one venue for adjudication of a citizen enforcement
action: “the judicial district in which the source is located.” 33 U.S.C. § 1365(c)(1).
Neither PGE nor the Tribe explain how the procedures for dealing with a petition to
FERC or rules governing a citizen’s “approach” to the Fish Committee parallel the procedures
available to DRA under the Clean Water Act’s citizen suit provision. Quite simply, as explained
below, these avenues are not reasonable alternatives to judicial enforcement in federal court.
a. A Petition to FERC is Not an Adequate Alternative.
PGE and the Tribe first suggest that that if the case were dismissed, DRA could “petition
FERC to enforce any alleged non-compliance with License conditions (including certification
conditions).” Doc. 74 at 19-20; see also Doc. 72 at 25. This does not provide an adequate
alternative to the DRA’s citizen action in federal court. First, upon information and belief, FERC
retains limited expertise in water quality issues. See 33 U.S.C. § 1251(d) (vesting only the
Environmental Protection Agency with authority to administer the CWA). And FERC holds even
less expertise in enforcing the CWA against violators, including through declaratory and
injunctive relief.
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Further, DRA would be left with virtually no recourse and no avenue to appeal if FERC
refused to grant its potential petition. As the Ninth Circuit has recognized, FERC has “virtually
unreviewable discretion” regarding whether to investigate alleged violations of a FERC license,
hold evidentiary hearings, or to enforce those violations. Friends of Cowlitz v. F.E.R.C., 253
F.3d 1161, 1173 (9th Cir. 2001). Indeed, in Friends of Cowlitz the Court found that FERC had
erred in dismissing a complaint alleging violations of FERC License conditions. Id. at 1170. Still,
the Court found that FERC’s governing statute “affords the Commission wide latitude in its
enforcement decisions,” and that the agency “could lawfully decline to prosecute any [License]
violations, and that such a decision would be immune from judicial review.” Id. at 1171
(emphasis added).
In its motion, PGE points to what it describes as a “third party environmental
group…successfully avail[ing itself]” of the FERC petition process. Doc. 74 at 16. But the
example provided is quite distinguishable from the present situation. There, the parties to the
petition eventually settled amongst themselves, and submitted a new settlement agreement to
FERC, which agency then amended the license for the Project at issue. Id. Here, by contrast, the
parties (including the Tribe) have engaged in a succession of settlement negotiations, but to no
avail. It is thus imperative that the merits of the case be heard by a court with the authority to
both declare the law and to order injunctive relief. It is critical to DRA, as well, that it retains
meaningful access to judicial review of any potentially unfavorable decision.
Because FERC has little to no expertise in water quality issues, limited to no authority to
declare the law and enjoin violations of the Clean Water Act, and virtually unlimited discretion
to decline to investigate or enforce license violations, a petition to FERC to enforce against
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PGE’s violations does not provide DRA with an adequate or effective alternative to citizen
enforcement in federal court.
b. Approaching the Pelton Round Butte Fish Committee is not an Adequate
Alternative.
PGE’s suggestion that DRA can “approach the Fish Committee” with its concerns is
similarly untenable as an alternative. First, PGE fails to specify how DRA—which is not a
named member of that Committee—could undertake such an “approach.” See Doc. 75-1 at 10–
11 (identifying members of the Committee). Second, PGE and the Tribe offer no reason to
believe that the Fish Committee would have jurisdiction under the Clean Water Act either to
adjudicate DRA’s claims, declare the law, or to issue injunctive relief as warranted. Indeed, the
Committee is not even a judicial body.7 Neither does PGE even attempt to establish that the Fish
Committee has equivalent procedures to enable it to serve as an acceptable alternative to federal
court.
Because neither FERC, the Project Fish Committee, or any other venue present an
adequate alternative forum for entertaining, deciding, and enforcing DRA’s claims, the fourth
Rule 19(b) factor weighs strongly in favor of allowing the case to proceed.
6. Other Considerations Also Weigh in Favor of Allowing the Case to Proceed.
Other arguments identified by PGE and the Tribe in favor of dismissal are similarly
unpersuasive.
7 PGE and the Tribe appear to take the position that DRA should have named not only the Tribe
as a defendant in this case but also certain resource agencies represented on the Fish Committee.
See Doc. 74 at 14; Doc. 72 at 21 n.5. The CWA citizen suit provision authorizes, among other
actions, suits against any person alleged to be in violation of a § 401 Certification. 33 U.S.C. §
1365(f)(5). Neither PGE nor the Tribe explain how any of these resource agencies—who serve in
an advisory role on the Project’s Fish Committee—could be deemed to be in violation of the
Project’s § 401 Certification. See Doc. 66-6 at 2.
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The Tribe cites what it calls DRA’s “strategic maneuvering” in the case as weighing
toward dismissal. Doc. 72 at 21. The Tribe accuses DRA of “strategically postur[ing] the case as
DRA versus PGE alone,” and of “ignor[ing] the very real and substantial interests of the Tribe
that are implicated by this action.” Id. at 25-26. As discussed above, DRA has named PGE alone
as a defendant in this case because PGE, as Project Operator, is responsible for compliance with
the § 401 Certification and other License and Permit requirements. See Doc. 66-6 at 6. But, to
the extent the argument is relevant here, DRA strongly disagrees that it has “ignored” the Tribe’s
interests. DRA did not oppose the Tribe’s motion to appear as an amicus party, and has
responded to the Tribe’s arguments in its various court filings whenever appropriate. Further, the
Tribe has participated fully in several months of settlement talks, and engaged as an active
participant in all scheduling matters and other issues requiring consultation between the parties.
Next, PGE advances a wide-ranging argument that the Court is without authority to issue
“any specific injunctive relief” in this matter without FERC approval, so that the action amounts
to one purely for declaratory relief uncoupled from practical effect. Therefore, PGE avers, the
Court should exercise its discretion not to proceed in what PGE urges is essentially a declaratory
judgment action. Doc. 74 at 13-14.
This argument is simply irrelevant to PGE’s Rule 12(b)(7) motion and its joinder of the
Tribe’s Rule 12(b)(7) motion. Still, by way of a brief response we note that PGE provides no
support for its contention that FERC approval, or perhaps even a FERC License amendment,
would be necessary before the requested relief could be granted. On the contrary, the water
quality requirements DRA is seeking to enforce are already conditions of the FERC License. See
33 U.S.C. §1341(d). The operational changes DRA seeks are for the purpose of complying with
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requirements incorporated into the existing license—PGE gives no reason why such changes
would necessitate an amendment to that license.
Further, this Court’s declaration of the operative legal requirements may do much to
resolve the case. And summary judgment is not a “disfavored procedural shortcut, but an integral
part of the federal rules as a whole.” Celotex Corp. v. Catrett, 477 U.S. 317, 327
(1986). Partial summary judgment is permissible in appropriate cases resolving threshold legal
issues, including as to liability. Rule 56(a) (allowing a party to move for summary judgment on
part of a claim); Forest v. E.I. Dupont de Nemours & Co., 791 F. Supp. 1460, 1462 (D. Nev.
1992); Chao v. Self Pride, Inc., No. CIV. RDB 03-3409, 2006 WL 469954, at *1 (D. Md. Jan. 17,
2006), aff'd, 232 F. App'x 280 (4th Cir. 2007) (determining liability on summary judgment and
reserving for nonjury trial issues of willful violation of the FLSA, appropriate damages, and
injunctive relief). See also Wright & Miller, Fed. Prac. & Proc. Civ. § 2736 (4th ed.). Thus, to
the extent PGE’s argument is relevant here, DRA’s requested relief on summary judgment
clearly does not weigh in favor of dismissal.
In sum, “a practical examination” of all the circumstances in this case demonstrates that
in equity and good conscience the case should proceed with the existing parties. Paiute Shoshone
Indians, 637 F.3d at 993.
Case 3:16-cv-01644-SI Document 76 Filed 04/04/18 Page 31 of 33
CONSOLIDATED RESPONSE TO MOTIONS TO DISMISS Page 26 of 26
CONCLUSION
For the foregoing reasons, DRA respectfully requests that this Court deny both PGE’s
and the Tribe’s motions to dismiss.
Respectfully submitted this 4th day of April, 2018.
LAW OFFICE OF DANIEL M. GALPERN
/s/ Daniel M. Galpern
Daniel M. Galpern, OSB# 061950
OREGON CLEAN WATER ACTION PROJECT
/s/ J. Douglas Quirke
J. Douglas Quirke, OSB # 95534
DESCHUTES RIVER ALLIANCE
/s/ Jonah Sandford
Jonah L. Sandford, OSB # 154711
Attorneys for Plaintiff DRA
Case 3:16-cv-01644-SI Document 76 Filed 04/04/18 Page 32 of 33
CERTIFICATE OF SERVICE
I hereby certify that on this 4th day of April, 2018, I filed a true and
correct copy of the foregoing document with the Clerk of the Court for the
United States District Court – District of Oregon via the CM/ECF system.
Participants in this case who are registered CM/ECF users will be served by
the CM/ECF system.
LAW OFFICE OF DANIEL M. GALPERN
/s/ Daniel M. Galpern
Daniel M. Galpern, OSB# 061950
Attorney for Plaintiff Deschutes River Alliance
Case 3:16-cv-01644-SI Document 76 Filed 04/04/18 Page 33 of 33