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Securities and Exchange Commission v. Zouvas et al

REPLY to Response to Motion re: 145 MOTION for Partial Summary Judgment as to Defendant Cameron F. Robb

10 Cited authorities

  1. Matsushita Elec. Indus. Co. v. Zenith Radio

    475 U.S. 574 (1986)   Cited 113,076 times   38 Legal Analyses
    Holding that, on summary judgment, antitrust plaintiffs "must show that the inference of conspiracy is reasonable in light of the competing inferences of independent action or collusive action that could not have harmed" them

  2. Federal Trade Commission v. Publishing C.H

    104 F.3d 1168 (9th Cir. 1997)   Cited 534 times
    Holding an individual liable where she filed a business license at the direction of someone facing criminal charges due to deceptive telemarketing, and had worked at a predecessor company that had been shut down due to a fraud investigation

  3. Securities & Exchange Commission v. CMKM Diamonds, Inc.

    729 F.3d 1248 (9th Cir. 2013)   Cited 164 times   4 Legal Analyses
    Holding that grant, as opposed to denial, of a stay is a non-dispositive pretrial matter under § 636(b) when it does not dispose of relief to the parties

  4. Securities and Exchange v. Hughes Capital

    124 F.3d 449 (3d Cir. 1997)   Cited 137 times
    Holding that a district court did not abuse its discretion in refusing to admit altered copies of a record under Rule 803 because the records indicated "a lack of trustworthiness"

  5. S.E.C. v. Goldfield Deep Mines Co. of Nevada

    758 F.2d 459 (9th Cir. 1985)   Cited 82 times   1 Legal Analyses
    Finding vertical commonality where the mining company received a 25% royalty fee for processing the investors' ore and where both the investors' and the company's fortunes were dependent on the success of the company's unique ore processing technique

  6. B2b CFO Partners, LLC v. Kaufman

    856 F. Supp. 2d 1084 (D. Ariz. 2012)   Cited 10 times

    No. CV–09–2158–PHX–JAT. 2012-03-5 B2B CFO PARTNERS, LLC, B2B CFO, LLC, Jerry Mills and Christine Mills, Plaintiff(s), v. Kenneth A. KAUFMAN, Kaufman Enterprise Solutions, LLC, CFO Wise, Inc., The CFO Wise Promise, LLC, Defendant(s). Stephen Charles Biggs, Richard R. Thomas, Smith Campbell Clifford Kearney Gore, Scottsdale, AZ, for Plaintiff(s). Charles David Martinez, Sterling Reed Peterson, Brad Alan Denton, Gunderson Denton & Proffitt PC, Mesa, AZ, for Defendant(s). JAMES A. TEILBORG Stephen Charles

  7. Securities Exchange Commission v. CMKM Diamonds

    2:08-cv-0437-LRH-RJJ (D. Nev. Jul. 25, 2011)   Cited 2 times

    2:08-cv-0437-LRH-RJJ. July 25, 2011 ORDER LARRY HICKS, District Judge Before the court is plaintiff Securities and Exchange Commission's ("SEC") motion for summary judgment against remaining defendants Global Stock Transfer, LLC ("Global Stock"); Helen Bagley ("Bagley"); Sergey Rumyantsev ("Rumyantsev"); and Brian Dvorak ("Dvorak"). Doc. #161. Refers to the court's docket number. I. Facts and Background This action involves the sale of unregistered securities. Defendant CMKM Diamonds, Inc. ("CMKM")

  8. Commission v. Apartments America, LLC

    Case No.: SA CV 12-0754 DOC (ANx) (C.D. Cal. Mar. 3, 2014)

    Case No.: SA CV 12-0754 DOC (ANx) 03-03-2014 SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. APARTMENTS AMERICA, LLC; MICHAEL J. STEWART; JOHN J. PACKARD; and RANDALL A. SMITH, Defendants. DAVID O. CARTE ORDER ON MOTION TO IMPOSE CIVIL PENALTIES AND FOR ENTRY OF FINAL JUDGMENTS (DKT. 34) Before the Court is a Motion to Impose Civil Penalties and for Entry of Final Judgments (Dkt. 34) brought by Plaintiff, the Securities and Exchange Commission ("SEC"). The SEC brought allegations of (1) the unregistered

  9. Rule 56 - Summary Judgment

    Fed. R. Civ. P. 56   Cited 328,589 times   158 Legal Analyses
    Holding a party may move for summary judgment on any part of any claim or defense in the lawsuit

  10. Section 77q - Fraudulent interstate transactions

    15 U.S.C. § 77q   Cited 3,299 times   38 Legal Analyses
    Prohibiting the use of "any device, scheme, or artifice to defraud" in connection with the offer or sale of any security