Orange 21 North America Inc., formerly Spy Optic, Inc.v.Beryll Brand Division Est. and Sigmar BergDownload PDFTrademark Trial and Appeal BoardFeb 21, 2012No. 91181440 (T.T.A.B. Feb. 21, 2012) Copy Citation Mailed: February 21, 2012 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board ______ Opposition No. 91181440 Cancellation No. 92051640 Orange 21 North America Inc., formerly Spy Optic, Inc.1 v. Beryll Brand Division Est. and Sigmar Berg _____ Stephen Z. Vegh of Stetina Brunda Garred & Brucker for Orange 21 North America Inc. A. Raymond Hamrick, III, William G. Kelsberg, and Daniel J. Quisenberry of Hamrick & Evans, LLP for Beryll Brand Division Est. and Sigmar Berg. ______ Before Quinn, Bergsman, and Wolfson, Administrative Trademark Judges. Opinion by Wolfson, Administrative Trademark Judge: On July 6, 2006, Beryll Brand Division Est. (“applicant”), by its predecessor-in-interest Sigmar Berg,2 filed an application for the mark depicted below: 1 Change of name from Spy Optic, Inc. to Orange 21 North America Inc. was recorded at Reel/Frame 4174/0056 on March 25, 2010. 2 Assignment recorded at Reel/Frame 3756/0529 on April 10, 2008. THIS OPINION IS NOT A PRECEDENT OF THE T.T.A.B. Opposition No. 91181440 Cancellation No. 92051640 2 for “jewelry” in International Class 14; “leather accessories, namely, leather handbags, leather wallets, leather purses, leather key cases, leather key chains, leather briefcases, leather cases, leather for furniture” in International Class 18; and “furniture” in International Class 20.3 Registration has been opposed by Orange 21 North America Inc., formerly Spy Optic, Inc. (“opposer”). On March 11, 2010, the opposition proceeding was consolidated with cancellation proceeding No. 92051640, filed by opposer against applicant’s registrations for the marks depicted below: for “spectacle frames; sunglasses, cases for spectacles and sunglasses; parts and components for spectacles and sunglasses, namely--chains for spectacles and side guards for eyeglasses” in International Class 9; “cloths for cleaning spectacles” in International Class 21; 3 Trademark application Serial No. 79033048, with an effective filing date of July 6, 2006, on the basis of a request for extension of protection from International Registration No. 0908896, issued July 6, 2006. Opposition No. 91181440 Cancellation No. 92051640 3 and “clothing, namely, shirts, pants, underwear, dresses, skirts, pullovers, jackets, overcoats, caps, stockings, and socks” in International Class 25;4 and for “cases for spectacles and sunglasses; chains for spectacles and for sunglasses; frames for spectacles and sunglasses; spectacle frames made of metal and of synthetic material; spectacle frames made of metal or of a combination of metal and plastic; spectacles and sunglasses” in International Class 9; “jewelry” in International Class 14; “leather bags, suitcases and wallets; leather briefcases; leather for furniture; leather key chains; leather purses” in International Class 18; and “leather belts; shirts; caps; shoes; dresses; jackets; overcoats; pants; pullovers; skirts; socks; stockings; tops” in International Class 25; based on use in commerce as of January 1, 2002 (Classes 9, 14, and 25) and September 1, 2008 (Class 18).5 Opposer opposes the registration of applicant’s mark (for jewelry, leather accessories and furniture), and seeks cancellation of applicant’s registered marks (for 4 Reg. No. 3359880; issued December 25, 2007. The registration issued under 15 U.S.C. § 1141(f) based on International Reg. No. 0856075, issued April 8, 2005. Opposition No. 91181440 Cancellation No. 92051640 4 sunglasses, cloths and clothing) and (for sunglasses, jewelry, leather items and clothing), on the grounds of priority of use and likelihood of confusion under Section 2(d) of the Trademark Act of 1946, 15 U.S.C. §1052(d). Opposer claims ownership of the following registrations and alleges that applicant’s marks so resemble opposer’s registered marks as to be likely to cause confusion, mistake or deception among purchasers: a. Reg. No. 2092022 for PLUS SYSTEM for “sunglasses” in International Class 9 and “sports goggles for motorcycling, biking and skiing” in International Class 28;6 b. Reg. No. 2157268 for for “sunglasses;”7 c. Reg. No. 3432701 for for “protective eyewear lenses, namely, lenses for sunglasses and goggles”;8 and d. Reg. No. 3436802 for for “sunglasses.”9 In its amended petition to cancel, opposer also alleges that applicant’s registered marks have not been used on 5 Reg. No. 3684006; issued September 15, 2009. 6 Issued August 26, 1997; renewed. 7 Issued May 12, 1998; renewed. 8 Issued May 20, 2008. 9 Issued May 27, 2008. Opposer’s motion (filed August 20, 2010) for leave to file an amended notice of opposition and amended petition to cancel to claim ownership of this registration is granted as conceded. Trademark Rule 2.127(a). Although applicant did not file an answer to either amended pleading in its initial answer, applicant admitted therein that opposer “obtained” the three other pleaded registrations. Accordingly, we have treated applicant’s answers as amended to include a response admitting that opposer obtained Reg. No. 3436802. Opposition No. 91181440 Cancellation No. 92051640 5 “sunglass and eyeglass goods”;10 that applicant’s use of its marks “constitutes misrepresentation of source of the products in connection therewith, and falsely suggests an association between the products of [opposer and applicant]”;11 and that applicant committed fraud on the Office in connection with the application for registration of the mark, Reg. No. 3359880, by making a false declaration in the application that no other entity has the right to use the mark in commerce.12 Applicant filed answers denying the salient allegations of the notice of opposition and petition to cancel, and pleaded affirmative defenses. Because the defenses were not pursued at trial, they are considered waived and given no further consideration. The issues before us are whether applicant’s marks so resemble opposer’s marks as to be likely to cause confusion, whether applicant’s registered marks have ever been used on “sunglass and eyeglass goods” and whether registration of the mark was procured by fraud. The Record 10 Amended Petition for Cancellation, para. 19. 11 Id., para. 9. 12 Opposer also alleged that applicant’s use of its marks will dilute the strength of opposer’s marks, but the alleged dilution claim is insufficient as a matter of law in both the notice of opposition and the petition to cancel. Further, opposer did not pursue the dilution claim or the claim of misrepresentation and Opposition No. 91181440 Cancellation No. 92051640 6 By rule, the record includes applicant’s application and registration files and the pleadings. Trademark Rule 2.122(b), 37 CFR §2.122(b). In addition, both parties have filed evidence under notices of reliance and testimony in this proceeding. Opposer’s Record Opposer filed a notice of reliance to introduce the following evidence into the record during its testimony period: 1. Certified copies showing the current status and title of its U.S. trademark registrations: a. Reg. No. 2092022 for the mark PLUS SYSTEM for “sunglasses” in International Class 9 and “sports goggles for motorcycling, biking and skiing” in International Class 28.13 b. Reg. No. 2157268 for the mark for “sunglasses.”14 c. Reg. No. 3432701 for the mark for “protective eyewear lenses, namely, lenses for sunglasses and goggles.”15 d. Reg. No. 3436802 for the mark for “sunglasses.”16 false suggestion at trial, or argue the claims in its brief. Therefore, we consider these claims to have been waived. 13 Issued August 26, 1997; renewed. 14 Issued May 12, 1998; renewed. 15 Issued May 20, 2008. 16 Issued May 27, 2008. Opposition No. 91181440 Cancellation No. 92051640 7 2. The discovery deposition17 of Matt Harkins, opposer’s vice-president of Brand Management, taken on July 23, 2010, and attached Exhibits 1-6; 3. The discovery deposition of Francis Richards, opposer’s vice-president of Business Development and head of the Music Division, taken on July 26, 2010, and attached Exhibits 1-6, 10-16, 18, 19, 22-26; 4. The discovery deposition of Sigmar Berg, taken on July 28, 2010, and attached Exhibits 1-15; 5. Applicant’s responses to opposer’s Interrogatory Nos. 3, 7, 8 and 10 and amended responses to Interrogatory Nos. 1 and 4; and 6. Applicant’s amended response to opposer’s request for production of documents No. 16. Opposer also filed a copy of the testimonial deposition of Francis Richards, taken on September 24, 2010, with accompanying exhibits Nos. 1-26. Applicant’s Record Applicant filed a notice of reliance to introduce the following evidence into the record during its testimony period: 1. Copies of applicant’s registrations and application;18 17 Under Trademark Rule 2.120(j)(1), a party may not offer the discovery deposition of its own witness as trial testimony, except in certain situations. However, Trademark Rule 2.120(j)(2) allows such deposition to be used by stipulation of the parties. Here, applicant acknowledged in its notice of reliance that opposer “makes [the Harkins and Richards discovery depositions] part of the record” and indicates that applicant would file any relevant missing parts. We consider applicant’s response to be a stipulation to the admission of the discovery depositions. The complete transcripts of both discovery depositions of Messrs. Harkins and Richards have been made of record herein. See TBMP 704.09 (3d ed. 2011). Opposition No. 91181440 Cancellation No. 92051640 8 2. A statement of reliance on the discovery depositions of Matt Harkins and Francis Richards, previously submitted by opposer; 3. Opposer’s supplemental responses to applicant’s Interrogatory Nos. 3, 10, 11, 13, 17, and 18; 4. Opposer’s supplemental responses to applicant’s requests for production of documents Nos. 9, 13, 18, 22, 23, and 24; 5. Copy of a transmittal letter and attached response to Office action, dated January 2, 1997, from the USPTO records in Reg. No. 0709326; 6. Printout from USPTO database of Reg. No. 0709326; 7. Wikipedia entry/article found at http://en.wikipedia.org/wiki/cross; and 8. Copy of entry/article found at www.logodesignlove.com/cross-logos. Applicant also filed copies of the testimonial depositions of Sigmar Berg, taken on November 16, 2010, with accompanying exhibits; and of Robert Huei Chang, president of Frontier Fashion, Inc., with accompanying exhibits. Applicant further seeks to rely on “any and all ‘specimens’ of use and/or statements of use filed by [opposer] pertaining to the trademarks” at issue herein.19 Applicant introduced, through Mr. Berg’s testimony, a copy of a Combined Declaration of Use and Incontestability in Reg. No. 2157268, filed by opposer in that registration,20 18 A defendant’s involved applications and/or registrations are automatically of record pursuant to Trademark Rule 2.122(b) and need not be re-introduced by the defendant. 19 Notice of reliance, p. 4. 20 Berg Dep., p. 48, Ex. 110. Opposition No. 91181440 Cancellation No. 92051640 9 and a Statement of Use in Reg. No. 2157268, filed by opposer in that registration.21 No other specimens or statements of use were introduced in evidence as exhibits during applicant’s trial period, and to the extent they exist, they are not considered as evidence in this proceeding. Evidentiary Objections Opposer moves to strike certain testimony and evidence adduced by applicant in this case. Specifically, opposer seeks to have the Board strike: 1. The testimony of Sigmar Berg, starting on page 68:4 and concluding at 85:22, together with Exhibit Nos. 118-126, that relate to third-party uses of “cross” marks.22 2. Mr. Berg’s testimony starting at page 74:10 and concluding at 76:17, which concerns a telephone conversation Mr. Berg had with a receptionist at Frontier Fashions. 3. Mr. Berg’s discovery deposition testimony starting at page 269:1 and concluding at 274:6, concerning applicant’s approximate sales revenue over the past year of sunglasses sold in the United States under applicant’s marks. 4. A Wikipedia entry concerning the historical uses of “crosses,” identified as Exhibit 5 to applicant’s notice of reliance and as Exhibit 112 to Mr. Berg’s testimony deposition (including opposer’s objection to Exhibit 133 to Mr. Berg’s testimony deposition, which is an earlier version of the Wikipedia entry). Opposer seeks to have the Board also strike “all 21 Id., p. 49, Ex. 111. 22 Opposer identifies page 64:19 of Mr. Berg’s deposition as the starting location of opposer’s running objection to Exhibit Nos. 118-126. However, Exhibit No. 117, to which no objection was made, is introduced at page 64:19 of Mr. Berg’s deposition. Exhibit No. 118 is introduced at page 68:4. Therefore, we have construed the objection to commence with Mr. Berg’s testimony at page 68:4. Opposition No. 91181440 Cancellation No. 92051640 10 testimonial evidence offered by Mr. Berg or others regarding this Wikipedia entry.” Opposer’s Brief, p. 40 n.70. Opposer has not identified the pages at which such testimony is alleged to appear. 5. The website printout identified as Exhibit 6 to Applicant’s notice of reliance (also identified as Exhibit 16 to Mr. Berg’s discovery deposition), showing uses of a “cross” design in different commercial settings (the “Logo Design Love” document). 6. A copy of an Office action initially refusing opposer’s application for registration of its mark, as well as opposer’s response to the Office action. 7. The entire testimonial deposition of Robert Huei Chang, President of Frontier Fashions. We now address in turn opposer’s objections to the above-enumerated evidence and testimony. 1. Third-Party Uses of “Cross” Marks on Sunglasses Opposer has objected to applicant’s introduction of Exhibits 118-126, identified during Mr. Berg’s testimonial deposition, as well as Mr. Berg’s testimony regarding the exhibits. The documents applicant seeks to introduce are printouts from third-party Internet websites advertising sunglasses and cases bearing “cross” symbols. Mr. Berg searched the Internet and located these documents on November 12, 2010, and his deposition was held on November 16, 2010. The documents were made available to opposer at Mr. Berg’s deposition, and opposer conducted cross- examination of Mr. Berg regarding the materials. Although only Exhibits 118, 119, 121 and 122 include the website Opposition No. 91181440 Cancellation No. 92051640 11 address, and the date/time the documents were printed, Mr. Berg testified that he printed out Exhibits 118-126 himself after he searched for entries using the criteria: “sunglasses with cross logos.”23 Opposer claims that because these exhibits were not produced until trial, despite opposer’s having properly requested them during discovery, the Board should strike them.24 Applicant counters that Mr. Berg did not print out the documents comprising Exhibits 118-126 until shortly before his deposition, and thus they did not exist when applicant responded to opposer’s discovery requests. “The duty to supplement disclosures and discovery responses in proceedings before the Board is governed by Fed. R. Civ. P. 26(e)(1) and (2).” TBMP § 408.03. Under that rule, a party that has responded to a request for discovery is under a continuing duty to supplement the 23 Berg Dep., p. 68:9. 24 In its First Request for Production of Documents, opposer sought “(1) any searches or investigations conducted by or for [applicant] in connection with [applicant’s] marks, (2) documents ‘referring to [opposer or opposer’s] business’, and (3) documents ‘on which [applicant] will rely’” at trial. Opposer’s Brief, p. 37. Opposer designates Request Nos. 2, 14 and 21 as those which request materials relating to these three topics. Exhibit No. 15 to Mr. Berg’s discovery deposition comprises applicant’s amended responses to opposer’s document production requests Nos. 2 and 14. Exhibit No. 15 contains no reference to a Request No. 21; the signature page shows the last request is numbered “20.” Exhibit No. 3 to opposer’s notice of reliance is a copy of applicant’s response to document production Request No. 16. Exhibit 16 contains the signature page that also ends at “20.” There is, therefore, no record of a document production request No. 21, and we have not relied on any such request in making our determination of admissibility of the evidence. Opposition No. 91181440 Cancellation No. 92051640 12 response in a timely manner. See Panda Travel, Inc. v. Resort Option Enterprises, Inc., 94 USPQ2d 1789, 1791 (TTAB 2009)(“Each party has a duty to make a good faith effort to satisfy the reasonable and appropriate discovery needs of its adversary”; documents not produced until after the start of trial stricken). Applicant’s failure to provide opposer with copies of the printouts until Mr. Berg’s deposition did not unduly prejudice opposer’s ability to present its case. See Penguin Books Ltd. v. Eberhard, 48 USPQ2d 1280, 1284 (TTAB 1998)(although opposer only knew that applicant’s expert witness was going to testify the day before the deposition was taken, despite an outstanding interrogatory request for such information, witness’s testimony was admissible). Additionally, the information presented in the third-party web pages is publically available information and not information that only applicant knew of prior to its disclosure. Cf. JSB International, Inc. v. Auto Sound North, Inc., 215 USPQ 60, 62 (TTAB 1982)(respondent’s failure to amend response to interrogatory until after close of petitioner’s trial period “materially prejudiced petitioner in its ability to undertake further discovery, initiate testimony, and otherwise defend itself against registrant’s new claims of earlier use, the facts of which Opposition No. 91181440 Cancellation No. 92051640 13 were peculiarly rooted in registrant’s affairs, records and history”). Accordingly, Exhibits 118-126 have been considered for whatever probative value they may have.25 In its reply brief, opposer raises a related argument that the Board should disregard applicant’s request that the Board take judicial notice that numerous third-party registrations for “cross” design marks are “listed in the USPTO data base as of April 7, 2011.”26 Opposer argues that the references to the numbers of such registrations in the Office are not proper evidence because applicant did not introduce the registrations themselves under a notice of reliance during its testimony period. Opposer is correct in this regard, and we have not given any consideration to applicant’s statements regarding the number of “cross” design registrations that exist in the Office. The Board does not take judicial notice of registrations that reside in the USPTO. In re Jonathan Drew, Inc. d/b/a Drew Estate, 97 USPQ2d 1640, 1646 n.11 (TTAB 2011). 2. Mr. Berg’s Testimony Regarding Telephone Conference Mr. Berg testified that Frontier Fashion sells a line of sunglasses, such goods being shown in Exhibit No. 123 25 Opposer’s assertion that applicant should be estopped from relying on the exhibits and pertinent testimony, referencing TBMP § 527.01(e), is misplaced. Applicant did not fail to respond to opposer’s document production request Nos. 2 and 14. See fn. 24. Opposition No. 91181440 Cancellation No. 92051640 14 (the “home page from Frontier Fashion showing a line of sunglasses … with their plus or cross logo on the inside”27). Mr. Berg testified: “I called the number on this printout [Exhibit 123] that I had and I asked her if she -- if this model’s for sale and she said, Yes.”28 The testimony establishes only that Mr. Berg engaged in a phone conference; it does not establish that the goods about which he inquired are available. The receptionist’s out-of-court statement constitutes hearsay, being offered to establish the truth of the matter asserted, i.e., that the glasses are for sale. Accordingly, we sustain opposer’s objection to Mr. Berg’s testimony regarding his telephone conference with the receptionist from Frontier Fashion. 3. Sales and Revenue-Related Documents Opposer contends that it requested production of documents depicting applicant’s annual sales since January 1, 2000 for goods or services offered or sold under applicant’s marks; that applicant refused, responding: “Applicant will not produce any documents reflecting its annual sales or income, but is producing herewith documents evidencing its sales of goods and the price at which such 26 Applicant’s Brief, p. 26. 27 Id., p. 74. 28 Id., p. 121, see also pp. 74-5. Opposition No. 91181440 Cancellation No. 92051640 15 goods are sold.”29 During his discovery deposition, Mr. Berg testified as to applicant’s sales revenue, which testimony, opposer contends, should be stricken because of applicant’s refusal to respond to the production request. Opposer further contends that applicant should not be allowed to present any evidence of sales of its sunglasses under the marks during its trial period. At his discovery deposition, Mr. Berg testified that applicant does not have any documents reflecting the amount of revenue that applicant has received from the sale of its sunglasses and other eyewear bearing applicant’s marks.30 His testimony is that the sales information is not broken down but exists only as “general sales information,” and that applicant can segregate sales from sunglasses and other eyewear for only the year preceding his deposition (i.e., for 2009).31 Mr. Berg provided testimony regarding applicant’s sales for 2009. Thus, the best evidence regarding applicant’s sales for 2009 (we have no figures for other years) is Mr. Berg’s testimony, which we have considered for whatever probative value it may have. 4. Wikipedia Entry Concerning Historical Uses of “Crosses” 29 The record does not clarify which documents, if any, were produced in response to this request. 30 Berg Discovery Dep., p. 269. 31 Id., p. 270. Opposition No. 91181440 Cancellation No. 92051640 16 Applicant introduced copies of two related excerpts from Wikipedia32 that depict and discuss generally the use of crosses “as ‘emblems and symbols’ in different societies throughout history.”33 Opposer contends that the Wikipedia entries are irrelevant and that their consideration “would be a colossal waste of time and result in an undue delay” of proceedings, citing Fed. R. Evid. 403.34 Applicant refutes this assertion, contending that the evidence goes to the issue of whether the cross is a common geometric shape, the strength of opposer’s marks, and “the likely ability of the consumers to distinguish differences in chosen trademarks that include some derivation of a cross.”35 While the probative value of the Wikipedia entries are limited, the Board has considered them inasmuch as both Exhibits 112 and 133 bear the web address at which they were printed and their dates confirmed; Exhibit 112 is dated, and applicant’s counsel indicated during Mr. Berg’s testimony deposition that he printed out Exhibit 133 about a year earlier.36 With respect to documents obtained from the Internet, “if a document obtained from the Internet identifies its date of publication or date that it was accessed and printed, and its source (e.g., the URL), it may be admitted into evidence 32 Exhibit 133 is an earlier version of Exhibit 112. 33 Opposer’s Brief, p. 40. 34 Id., p. 42. 35 Applicant’s Brief, p. 35. 36 Berg Dep., p. 53. Opposition No. 91181440 Cancellation No. 92051640 17 pursuant to a notice of reliance in the same manner as a printed publication in general circulation in accordance with Trademark Rule 2.122(e).” Safer, Inc. v. OMS Investments, Inc., 94 USPQ2d 1031, 1039 (TTAB 2010). Moreover, opposer had the opportunity to rebut the evidence and call its veracity into question during its rebuttal period. In re IP Carrier Consulting Group, 84 USPQ2d 1028, 1033-34 (TTAB 2007)(The Board “will consider evidence taken from Wikipedia so long as the non-offering party has an opportunity to rebut that evidence….”). 5. Third-Party Crosses in “Logo Design Love” Document As further evidence that the “cross” symbol is a common geometric design, applicant introduced a copy of pages from the website “www.logodesignlove.com,” self-proclaimed as being “for logo designers and all who love logos.”37 On the first page of the printout appears the wording: “…here I share a few logos with crosses.” Opposer objects to the introduction of this document on the grounds of relevance, hearsay, and lack of authentication under Fed. R. Evid. 902. For the reasons discussed in connection with the Wikipedia evidence discussed supra, we find the “Logo Design Love” document to be relevant to the issue of the strength of opposer’s marks and the alleged common nature of the 37 Notice of reliance, Exhibit 6; also Exhibit 16 to Berg Discovery Dep. Opposition No. 91181440 Cancellation No. 92051640 18 “cross” symbol. As for the objections based on hearsay and lack of authentication, most of the pages in the “Logo Design Love” document identify the URL. The date, May 7, 2009, appears on the first page of the document, but not in such a way as to clearly identify May 7, 2009 as the date the document was published or accessed and printed. However, Mr. Berg did confirm that someone from his office compiled these documents(“with me or alone”38) after receiving a “July 2007 letter from opposer’s attorney.”39 A document downloaded from the Internet, by its nature as an electronic record, is subject to change at any time. Without the print or publication date clearly identified, the nonoffering party has no means to verify the accuracy of the data and rebut any information contained therein that may have changed since the print date. As it is unclear from the face of the “Logo Design Love” document when it was printed, the better practice would have been to have Mr. Berg clearly identify when the document was accessed and printed. However, his confirmation that either he or someone from his office printed the documents sometime after July 2007 sufficiently authenticates the “Logo Design Love” document, given that this testimony was provided during Mr. Berg’s discovery deposition, and opposer could have verified 38 Berg Discovery Dep., p. 283. 39 Id., p. 285. Opposition No. 91181440 Cancellation No. 92051640 19 the accuracy of the document by accessing it via the URL after the deposition, noting any changes, and submitting testimony indicating any discrepancies during opposer’s trial period. Cf. Calypso Technology, Inc. v. Calypso Capital Management, LP, 100 USPQ2d 1213, 1218-19 (TTAB 2011)(statement made in party’s notice of reliance as to date webpages were published insufficient to establish date under Safer). It is also unclear whether those pages of Exhibit 6, marked “BE00169-BE00175,” were accessed or printed at the same time as the rest of the Exhibit. Those pages bear no date or web address and, unlike the other pages of the “Logo Design Love” document, appear to be copies of actual products with cross logos on them, rather than mere depictions of cross images per se (with the exception of BE00175, which also appears to depict images of crosses by themselves, and not in connection with any goods). With respect to these pages, however, Mr. Berg testified that he “looked up different eyewear companies using a cross on the outside of eyewear”40 and that someone from his office accessed the pages. Opposer was afforded an opportunity to ask Mr. Berg specifically where the pages came from, and to then independently verify their accuracy, if desired. Moreover, Mr. Berg discussed the designs on the crosses. Opposition No. 91181440 Cancellation No. 92051640 20 For these reasons, we have considered Mr. Berg’s testimony comparing the designs to those of opposer, and considered the pages showing cross designs on goods, limited to what they show on their face. Because Mr. Berg did not testify to the actual use of any of the cross designs shown on these pages, with the exception of Chrome Hearts, a third-party sunglasses retailer, we have not considered the documents for the truth of any matters stated therein, such as proving that any of the depicted goods have been, or are being, offered for sale or distribution. See Top Tobacco, L.P. v. North Atlantic Operating Co., Inc. 101 USPQ2d 1163, 1168 (TTAB 2011); and Mag Instrument, Inc. v. The Brinkmann Corporation, 96 USPQ2d 1701, 1708 (TTAB 2010)(probative value of advertisements “strictly confined to showing that the public may have been exposed to those internet websites and therefore may be aware of the information or advertisements contained therein.”). 6. Prosecution Materials from Ser. No. 75042325 Applicant has introduced into evidence a copy of an Office action initially refusing opposer’s application for the mark , as well as opposer’s Response to the Office action refusal. Refusal was based on alleged likelihood of confusion with trademark registration No. 0709326, which was 40 Id., p. 281. Opposition No. 91181440 Cancellation No. 92051640 21 canceled under Section 8 of the Trademark Act, 15 U.S.C. § 1058 during the prosecution of opposer’s application. Opposer contends that the canceled registration and opposer’s statements made in the Response to the Office action in that proceeding are irrelevant and have no bearing on the present matter. Opposer’s statements may, however, be used as evidence to “illumin[ate] the shade and tone in the total picture confronting the decision maker.” Interstate Brands Corp. v. Celestial Seasonings, Inc., 576 F.2d 926, 198 USPQ 151, 154 (CCPA 1978); see also, Specialty Brands, Inc. v. Coffee Bean Distributors, Inc., 748 F.2d 669, 223 USPQ 1281, 1283 (Fed. Cir. 1984) (applicant’s earlier contrary position taken before the examining attorney as to the meaning of its mark may be relevant); cf. TBMP 704.04 (3rd ed. 2011)(the allegations and statements made and documents and things filed in an application or registration may be used as evidence against the applicant or registrant, that is, as admissions against interest and the like). Opposer’s opinion regarding the likelihood of confusion between its mark and the cited mark may be considered relevant and competent to the issue of likelihood of confusion between the marks in the present proceedings. Under no circumstances, however, will opposer’s opinion, earlier or current, relieve the Board “of the burden of reaching [its] own ultimate conclusion on the entire record.” Interstate Brands, 198 USPQ at 154. Opposition No. 91181440 Cancellation No. 92051640 22 Accordingly, while opposer’s earlier opinion is an admission against interest, it is not dispositive and we have considered it in the context of the entire record on the issue of likelihood of confusion. 7. Testimony of Frontier Fashion’s President Opposer seeks to exclude the entire testimonial deposition of Frontier Fashion’s President, Mr. Robert Huei Chang, on grounds of bias. Mr. Chang testified to, inter alia, Frontier Fashion’s use of the registered mark on a line of sunglasses.41 Opposer’s objection to the testimony stems from the fact that opposer has filed a petition to cancel this registration. Opposer alleges that at the time of Mr. Chang’s deposition, “Spy had exchanged numerous communications with Frontier Fashions’ trademark counsel” and that opposer “intended to cancel Frontier Fashions’ registration should a suitable resolution not be reached….”42 During his deposition, Mr. Chang was asked whether he believed “that the outcome of this litigation could, depending on how it is ruled upon, impact your case as between opposer and Frontier Fashion?”43 Mr. Chang responded “I don’t think so.”44 When asked directly whether he favored applicant in the present dispute, Mr. Chang answered, “It’s 41 Reg. No. 3687866; Chang Dep., p. 73, Exhibit 117 to Berg Dep. 42 Opposer’s Brief, p. 47. 43 Chang Dep., p. 81. 44 Ibid. Opposition No. 91181440 Cancellation No. 92051640 23 not my desire.”45 Counsel examined Mr. Chang further on this point: Q: Well, let me ask it this way. Is it your understanding that if Berg and Beryll prevail in the Spy action filed against them, that that will in some way assist or help Frontier’s defense of the case filed by Spy against Frontier? … A: No. Q: Okay. Why not? … A: Like I said, it’s like a dispute between you and Beryll and the -- and then your company against my company. Yeah. Q: Okay. A: Not like one. We are not like one case together. It’s two different cases.46 Mr. Chang further testified that prior to his deposition, he had never seen the mark and had never heard of applicant,47 although he had heard of opposer.48 Further, it is not evident from other testimony of Mr. Chang that Mr. Chang is prejudiced against opposer. It is “not our practice to strike testimony depositions which were regularly taken.” Marshall Field & Co. v. Mrs. Fields Cookies, 25 USPQ2d 1321, 1326 (TTAB 1992). Opposer’s objections go to the probative weight to be afforded the testimony, and they have been duly considered in our weighing of the evidence. 45 Chang Dep., p. 76. 46 Id., pp. 77-78. 47 Id., pp. 16 and 115. 48 Id., p. 115. Opposition No. 91181440 Cancellation No. 92051640 24 We now consider the merits of opposer’s claims against applicant’s registration of its marks and . Standing Standing is a threshold issue that must be proven in every inter partes case. See Lipton Industries, Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ 185, 189 (CCPA 1982). Because opposer has properly made its pleaded registrations of record, showing itself as owner (following its name change to Orange 21 North America Inc.) of the registrations and that they are subsisting, opposer has established its standing. Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842, 1844 (Fed. Cir. 2000); Lipton Industries, Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ 185, 189 (CCPA 1982). Fraud Opposer claims that applicant committed fraud in filing its underlying application for Reg. No. 3684006 for the mark . Specifically, opposer alleges that it filed a notice of opposition against applicant’s application (Ser. No. 79033048) for the mark on or about December 19, 2007, before applicant applied for registration of the mark , and that therefore, applicant “knew, or should have known” that opposer’s rights were superior to applicant’s.49 49 Opposer’s amended petition to cancel, p. 5. Opposition No. 91181440 Cancellation No. 92051640 25 By signing the declaration in the application on May 8, 2008, claiming that “no other person, corporation, or association has the right to use the mark in commerce,” opposer alleges applicant committed fraud. The Federal Circuit has made clear that fraud must be proven to the hilt and that the “should have known” standard for attributing knowledge is not the proper one. In re Bose Corp., 91 USPQ2d 1938, 1939-40 (Fed. Cir. 2009); see also Qualcomm Incorporated v. FLO Corporation, 93 USPQ2d 1768, 1770 (TTAB 2010); Intellimedia Sports Inc. v. Intellimedia Corp., 43 USPQ2d 1203, 1205 (TTAB 1997). Because intent is a required element to be pleaded for a claim of fraud, allegations that a party made material representations of fact that it “knew or should have known” were false or misleading are insufficient. Opposer’s claim that applicant committed fraud because it knew or should have known that opposer’s alleged rights were superior, is accordingly denied. Opposer also alleges, in its amended petition for cancellation, that applicant “has failed to use the and [marks] on sunglass and eyeglass goods in the United States contrary to the requirements of the United States trademark law in maintaining the registration of these Opposition No. 91181440 Cancellation No. 92051640 26 marks.”50 With respect to the mark, Reg. No. 3359880, this mark was registered under Trademark Act § 66(a), 15 U.S.C. § 1141(f), and applicant is entitled to the constructive use date of its filing (April 8, 2005, based on priority from International Reg. No. 0856075), 15 U.S.C. § 1141(f)(b). Although Mr. Berg testified that the mark has been used on sunglasses, sunglass cases, sunglass cloths, jewelry, t-shirts, belts, and bags,51 an affidavit of use is not required to support that registration until December 25, 2012 (the end of the 1-year period immediately preceding the expiration of 6 years following December 25, 2007, the date of issuance of the certificate of extension of protection). 15 U.S.C. § 1141k(a)(1). Moreover, opposer did not plead abandonment in this case. See Trademark Act § 45, 15 U.S.C. § 1127 (“Nonuse for 3 consecutive years shall be prima facie evidence of abandonment.”). With respect to the mark , Reg. No. 3684006, opposer argues that applicant knew or should have known that the mark was not being used in connection with some of the goods, namely, cases for spectacles and sunglasses; chains for spectacles and for sunglasses; frames for spectacles, spectacles, caps; shoes; dresses; jackets; overcoats; pants; pullovers; skirts; socks; stockings; and tops. We have 50 Opposer’s Brief, p. 6. Opposition No. 91181440 Cancellation No. 92051640 27 already explained that it is not enough for fraud to show that a party “knew or should have known” its mark was not in use; actual knowledge and an intent to deceive must be shown. Moreover, in his discovery deposition, Mr. Berg stated dates of first use consistent with the dates shown in the application for registration of the mark, and explained, perhaps somewhat ambiguously, the reason there is a discrepancy regarding some of the dates provided in applicant’s responses to opposer’s interrogatories.52 We accept Mr. Berg’s explanation. Moreover, while Mr. Berg indicated that applicant no longer produces chains for spectacles or sunglasses53 or cloths for cleaning,54 Mr. Berg confirmed that applicant had produced “eyewear chains” in 200255 and currently sells sunglasses together with a “case and a cleaning cloth with the same logo on it.”56 Mr. Berg further testified that applicant first sold jewelry in 2002,57 presently sells jewelry,58 and presently sells t- shirts.59 No specific testimony was taken regarding the other goods, and opposer did not inquire into Mr. Berg’s state of mind or intent to deceive, or whether Mr. Berg was 51 Berg Discovery Dep., p. 31. 52 Id., pp. 54-55. 53 Id., p. 63. 54 Id., p. 70. 55 Id., p. 40. 56 Berg Dep., p. 21. 57 Id., pp. 40-41. 58 Id., p. 29. 59 Id., p. 12. Opposition No. 91181440 Cancellation No. 92051640 28 aware if any of the statements he made in the applications for registration of applicant’s marks were false. Opposer did not seek to amend its notice of opposition or petition to cancel following the deposition to allege further facts upon which fraud could be based. We find that opposer has not shown that the dates set forth in the application for the registration are false, or that applicant intended to deceive the Office by misrepresenting the dates of first use. Accordingly, the fraud claim on the basis that applicant knowingly misrepresented that it was using its marks, with an intent to deceive the Office, is dismissed. We now turn to the issue of likelihood of confusion. Priority Although the cases are consolidated, we examine each separately for priority purposes. Opposition No. 91181440 Because opposer’s pleaded registrations are of record, Section 2(d) priority is not an issue in the opposition, as to the marks and the goods covered by the registrations. King Candy Co. v. Eunice King’s Kitchen, Inc., 496 F.2d 1400, 182 USPQ 108, 110 (CCPA 1974). Cancellation No. 92051640 Because both opposer and applicant own registrations, opposer must prove priority of use in order to prevail in Opposition No. 91181440 Cancellation No. 92051640 29 the cancellation. M.C.I. Foods, Inc. v. Brady Bunte Brady Bunte v. M.C.I. Foods, Inc., 96 USPQ2d 1544, 1550 (TTAB 2010)(where both parties own registrations, priority is always an issue because both parties are entitled to the presumptions accorded a registration under Section 7(c) of the Trademark Act of 1946, 15 U.S.C. §1057(c)). Because opposer has pleaded multiple registrations, we examine its claim of priority with respect to each individual mark. A. Opposer has priority vis-à-vis its mark PLUS SYSTEM and its mark . In proving priority of use, the parties may rely, as evidence of use of their marks, upon the filing dates of the applications for the subsequently issued registrations. Id., see also, Brewski Beer Co. v. Brewski Brothers Inc., 47 USPQ2d 1281, 1284 (TTAB 1998)(“of course, [either party] may rely on its registration for the limited purpose of proving that its mark was in use as of the application filing date.”). In this regard, applicant may rely upon the filing date of April 8, 2005 of its registration for the mark . The testimony of applicant’s witness, Mr. Berg, establishes “2002” as the earliest date of first use of applicant’s mark (such use being on sunglasses).60 Opposer may 60 Berg Dep., p. 14. Opposition No. 91181440 Cancellation No. 92051640 30 rely on the filing dates of December 1, 1995 as the date of first use of its mark PLUS SYSTEM, and January 11, 1996 as the date of first use of its mark. Thus, opposer has priority of use in the cancellation vis-à-vis its mark PLUS SYSTEM and the mark . B. Opposer does not have priority vis-à-vis its marks and . The filing dates of opposer’s marks and , October 31, 2006 and April 18, 2005 respectively, post-date the April 8, 2005 filing date of applicant’s mark , as well as the 2002 date of applicant’s first use of the mark . Opposer has not shown an earlier date of use for either of these two marks. Accordingly, opposer’s petition for cancellation based on these two registrations must fail for lack of priority. No further consideration has been given to either mark for purposes of deciding likelihood of confusion. Family of Marks As a threshold matter, we note that opposer has argued in its brief that its marks comprise a family of marks, and that applicant’s mark would be viewed as a “member of [opposer’s] marks family.”61 Applicant has responded, in its brief, that the evidence does not support opposer’s Opposition No. 91181440 Cancellation No. 92051640 31 assertion of a family of “cross design” marks.62 We agree. There is no “recognizable common characteristic” among the marks PLUS SYSTEM , , and . See J & J Snack Foods Corp. v. McDonald’s Corp., 932 F.2d 1460, 18 USPQ2d 1889, 1891 (Fed. Cir. 1991). Moreover, the evidence does not show that opposer promotes its marks as a family or that the public perceives the marks as a family. “Simply using a series of similar marks does not of itself establish the existence of a family.” Id.. The requisite showing of a family of marks has not been made. Likelihood of Confusion Our determination under Section 2(d) is based on an analysis of all of the probative facts in evidence that are relevant to the factors bearing on the issue of likelihood of confusion. In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973). See also, Palm Bay Imp., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689 (Fed. Cir. 2005); In re Majestic Distilling Company, Inc., 315 F.3d 1311, 65 USPQ2d 1201, 1203 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 61 Opposer’s Brief, p. 31. Opposition No. 91181440 Cancellation No. 92051640 32 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by §2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks”). A. The strength of opposer’s marks. Opposer argues that “there is ample evidence supporting a finding that [opposer’s] marks are famous.”63 Fame, if it exists, plays a dominant role in the likelihood of confusion analysis because famous marks enjoy a broad scope of protection or exclusivity of use. A famous mark has extensive public recognition and renown. Bose Corp. v. QSC Audio Products Inc., 293 F.3d 1367, 63 USPQ2d 1303, 1305 (Fed. Cir. 2002). Fame may be measured indirectly by the volume of sales and advertising expenditures of the goods and services identified by the marks at issue, “by the length of time those indicia of commercial awareness have been evident,” widespread critical assessments and through notice by independent sources of the products identified by the marks, as well as the general reputation of the products and services. Bose Corp., 63 USPQ2d at 1305-1306 and 1309. Although raw numbers of product sales and advertising expenses may have sufficed in the past to prove fame of a mark, raw numbers alone may be misleading. Some context in 62 Applicant’s Brief, p. 27. 63 Opposer’s Brief, p. 28. Opposition No. 91181440 Cancellation No. 92051640 33 which to place raw statistics may be necessary (e.g., the substantiality of the sales or advertising figures for comparable types of products or services). Bose Corp., 63 USPQ2d at 1309. Finally, because of the extreme deference that we accord a famous mark in terms of the wide latitude of legal protection it receives, and the dominant role fame plays in the likelihood of confusion analysis, it is the duty of the party asserting that its mark is famous to clearly prove it. Leading Jewelers Guild Inc. v. LJOW Holdings LLC, 82 USPQ2d 1901, 1904 (TTAB 2007). Opposer has been using the PLUS SYSTEM mark since 1995 and the mark since 1996.64 Opposer has not adduced evidence or testimony regarding the fame of the PLUS SYSTEM mark, which is “typically used in conjunction with or in combination with” opposer’s other marks.65 To support its claim that the mark is famous, opposer produced confidential sales figures that show revenues for the ten- year period, 2000 to 2010, broken down by mark and model of sunglasses.66 Opposer has also provided confidential advertising figures showing its expenditures.67 However, 64 Opposer’s Brief at p. 32 references the several locations in the testimony and evidence of record at which these dates are set forth. 65 Richards Dep., p. 38. 66 Id., p. 24; Confidential Ex. 1. 67 Richards Discovery Dep., p. 181. Opposition No. 91181440 Cancellation No. 92051640 34 opposer did not provide testimony showing how opposer’s advertising budget covers the marks pleaded by opposer in this proceeding versus any other marks used by opposer on its sunglasses. Mr. Richards testified that of the sunglasses that bear the mark, twenty percent of them also include the word mark “Spy.”68 We may therefore surmise that some portion of the advertising budget is attributable to the promotion of the “Spy” mark. Opposer has also engaged in other promotional and marketing activities such as “non-compensated promotional arrangements” with movies, video games, musicians and athletes.69 We are constrained to not discuss the sales and advertising efforts in any detail, as the materials have been filed under seal. Suffice it to say, the cumulative evidence and testimony does not show that either the mark PLUS SYSTEM or the mark have become famous for purposes of likelihood of confusion. B. The similarity or dissimilarity of the marks in their entireties as to appearance, sound, connotation and commercial impression. In a likelihood of confusion analysis, we compare the marks for similarities and dissimilarities in appearance, 68 Richards Dep., p. 26. 69 Richards Discovery Dep., p. 47; Richards Dep., p. 9. Opposition No. 91181440 Cancellation No. 92051640 35 sound, connotation and commercial impression. Palm Bay, 73 USPQ2d at 1692. In a particular case, any one of these means of comparison may be critical in finding the marks to be similar. In re White Swan Ltd., 8 USPQ2d 1534, 1535 (TTAB 1988); In re Lamson Oil Co., 6 USPQ2d 1041, 1042 (TTAB 1987). Each of the pleaded marks is compared individually to applicant’s marks to determine whether their similarities outweigh their differences. 1. Opposer’s mark; Applicant’s and marks When comparing design marks, the key factor is visual appearance. See Diamond Alkali Co. v. Dundee Cement Co., 343 F.2d 781, 145 USPQ 211, 213 (CCPA 1965)(“When symbol marks such as these are being considered, appearance is most significant. ‘Symbols of this kind do not sound,’” citing Columbian Steel Tank Co. v. Union Tank & Supply Co., 277 F.2d 192, 196, 125 USPQ 406, 409 (CCPA 1960)); see also General Foods Corp. v. Ito Yokado Co. Inc., 219 USPQ 822, 828 (TTAB 1983) (the comparison of design marks comes down to a “subjective ‘eye ball’ reaction,” citing Long John Silver’s Inc., v. Lou Scharf Inc., 213 USPQ 263, 267 (TTAB 1982)(visual comparison of pirate design marks)). Opposer’s mark and applicant’s and marks do not look alike. Although each mark contains a “plus” or “cross” symbol, they are markedly different in appearance. Opposition No. 91181440 Cancellation No. 92051640 36 Opposer’s mark is a 12-sided polygon figure, as described by opposer in Response to the Office action during prosecution of the mark.70 It is formed of an outline only. Applicant’s cross design is solid. The ends of the arms of each cross-leg in opposer’s mark is twice as wide as the lines forming the intersection of the legs, whereas applicant’s cross design is formed of legs whose ends are about the same width as the intersecting sides. The overall proportions of the crosses are markedly different. To the extent the marks may be verbalized, no evidence of a settled pronunciation for the marks has been presented. There is no dispute as to the pronunciation of “Beryll,” but the parties interchangeably refer to the design mark as either a “plus” or a “cross” design mark. The additional word “Beryll” in applicant’s marks adds to the aural and visual dissimilarities between the marks. It has often been held that as between a design and the word portion of a trademark, the word portion dominates; it is the portion by which the goods are called for. In re Inspection Technology Inc., 223 USPQ 46, 47 (TTAB 1984); see also In re Continental Graphics Corp., 52 USPQ2d 1374, 1376 (TTAB 1999); and In re Appetito Provisions Co., 3 USPQ2d 1553 (TTAB 1987). Consumers are likely to sound out the marks 70 Applicant’s Notice of reliance, Ex. 4. Opposition No. 91181440 Cancellation No. 92051640 37 using the Beryll name. Therefore, the marks do not sound alike. For the same reasons, overall connotations and commercial impressions of the marks also differ. Under actual marketing conditions, consumers do not necessarily have the luxury of making side-by-side comparisons between marks, and must rely upon their imperfect recollections. See Dassler KG v. Roller Derby Skate Corp., 206 USPQ 255, 259 (TTAB 1980). The average purchaser normally retains a general rather than a specific impression of trademarks. See H.D. Lee Co. v. Maidenform Inc., 87 USPQ2d 1715, 1727 (TTAB 2008); and Sealed Air Corp. v. Scott Paper Co., 190 USPQ 106 (TTAB 1975). Opposer’s mark conjures up a polygon shape whereas applicant’s marks conjure up the word “Beryll” in some significant relation to the plus/cross design element. Any similarities in the commercial impressions created by opposer’s mark and applicant’s and marks are outweighed by their overall dissimilarities. 2. Opposer’s PLUS SYSTEM mark; Applicant’s and marks Here, the word “plus” in opposer’s mark may be read as describing a PLUS design. However, nothing in the record suggests that the design would look, sound, or mean anything similar to the word “Beryll” or the plus symbols used in Opposition No. 91181440 Cancellation No. 92051640 38 applicant’s marks. Moreover, given the addition of the word “Beryll” in each of its mark to the design therein, and the additional word “system” in opposer’s mark, we conclude that opposer’s PLUS SYSTEM mark is dissimilar overall to applicant’s and marks. B. The similarity or dissimilarity and nature of the goods described in the application and registrations. Because the goods in applicant’s application for the mark , which is the subject of the opposition, differ from those in applicant’s registrations for the marks and , which are the subjects of the cancellation, we discuss each case individually below. Opposition No. 91181440. Applicant is seeking to register its mark for “jewelry; leather accessories, namely, leather handbags, leather wallets, leather purses, leather key cases, leather key chains, leather briefcases, leather cases, leather for furniture; and furniture.” Opposer’s registrations for the mark PLUS SYSTEM and the design cover sunglasses and sports goggles. Although Mr. Harkins testified that opposer has “produced accessories and jewelry such as wallets, belts, necklaces, wrist bands, handbags and other similar accessories,” he was not clear on the “exact mark in Opposition No. 91181440 Cancellation No. 92051640 39 question, whether it was an additional mark or an alternative mark” that was used, and he did not know whether any of the pleaded marks were used in connection with jewelry, furniture or leather goods. Since neither registration covers jewelry, leather goods, or furniture, opposer will have to show that sunglasses and/or sports goggles are related to jewelry, leather goods and furniture. 71 Opposer has failed to meet this burden. Significantly, opposer did not offer direct testimony or evidence on the issue of relatedness of the goods. While Mr. Richards indicated that opposer’s October, 2005 catalog promoted some clothing items, such evidence is insufficient to show a relationship between the goods. In the opposition, this du Pont factor favors applicant. Cancellation No. 92051640. Applicant has registered its and marks for, inter alia, “sunglasses”; “spectacle frames”; and “cases for spectacles and sunglasses.” Opposer’s registered marks 71 Opposer has also not proven that it has prior use of its marks on jewelry, leather goods or furniture. Although Mr. Harkins testified that opposer has “produced accessories and jewelry such as wallets, belts, necklaces, wrist bands, handbags and other similar accessories,” he was not clear on the “exact mark in question, whether it was an additional mark or an alternative mark” that was used, and he did not know whether any of the pleaded marks were used in connection with jewelry, furniture or leather goods. Harkins Discovery Dep., p. 52. Opposition No. 91181440 Cancellation No. 92051640 40 and the mark PLUS SYSTEM include “sunglasses” in their identification of goods. In part, then, the goods of each parties’ registration (and of applicant’s two registrations) are identical. In the cancellation, this du Pont factor weighs in opposer’s favor. C. The similarity or dissimilarity of likely-to-continue trade channels and classes of consumers. Opposition No. 91181440. The parties did not introduce any evidence as to the channels of trade or classes of consumers for jewelry or clothing, and none of opposer’s registrations cover these goods. Accordingly, this factor is neutral in the opposition. Cancellation No. 92051640. Because the goods identified in applicant’s registrations and opposer’s registrations are identical in part, we must presume that the channels of trade and classes of purchasers for these goods are the same. See Genesco Inc. v. Martz, 66 USPQ2d 1260, 1268 (TTAB 2003) (“Given the in-part identical and in-part related nature of the parties’ goods, and the lack of any restrictions in the identifications thereof as to trade channels and purchasers, these clothing items could be offered and sold to the same classes of purchasers through the same channels of trade”); In re Smith and Mehaffey, 31 USPQ2d 1531, 1532 (TTAB 1994) Opposition No. 91181440 Cancellation No. 92051640 41 (“Because the goods are legally identical, they must be presumed to travel in the same channels of trade, and be sold to the same class of purchasers”). Moreover, both parties introduced testimony that confirms they sell sunglasses through similar trade channels, such as online and through retail outlets.72 This du Pont factor thus favors opposer in the cancellation. D. The conditions under which and buyers to whom sales are made, i.e. “impulse” vs. careful, sophisticated purchasing. Opposition No. 91181440. The parties did not introduce any evidence as to the conditions under which sales of jewelry, leather, or furniture are made. They also did not introduce evidence regarding the classes of purchasers. Accordingly, this factor is neutral in the opposition. Cancellation No. 92051640. Each party describes their sunglasses as a high-end product.73 While the parties disagree on which retail outlets would be considered high-end, each has sold to a major department store,74 their sunglasses are generally priced in a similar range,75 and each sees themselves as 72 Berg Discovery Dep., p. 115; Richards Dep., p. 20. 73 Richards Dep., p. 16; Berg Dep., p. 92. 74 Richards Dep., p. 21 (Nordstrom); Berg Dep., p. 91 (Bloomingdale’s). 75 Richards Discovery Dep., p. 149; Berg Dep., p. 25. Opposition No. 91181440 Cancellation No. 92051640 42 selling a “fashion item.”76 The parties also agree that the conditions under which sales are made are similar: “they try them on, they look at them, they look to see if they know the brand, they look to see how it fits on them, they look to see if it fits their face correctly and they feel good.”77 These facts would tend to support a finding that the classes of buyers to whom sales are made are the same, but that they are somewhat sophisticated. However, Mr. Richards stated that in his experience in having visited over 300 stores over a two-year period, the process of selecting a pair of sunglasses is not time-consuming, and that purchasers of sunglasses do not spend a great deal of time deliberating about what sunglasses to buy.78 In light of the above, this du Pont factor is considered neutral. E. Third-party use of similar marks in use on similar goods Applicant has introduced some evidence of third-party use of “cross” design marks on sunglasses and related products including clothing and jewelry.79 Where evidence of third-party use of similar marks on related goods or services is wide-spread, it is probative to show that the public has been conditioned to draw minute distinctions among the marks, in order to distinguish, one from the 76 Richards Dep., p. 7; Berg Dep., p. 135. 77 Richards Dep., p. 34; see Berg Dep., p. 24. 78 Richards Dep., p. 34. 79 Berg Dep., pp. 66-79; Exs. 118-126. Opposition No. 91181440 Cancellation No. 92051640 43 other, the sources of origin of the goods or services upon which the similar marks appear. See Palm Bay, 73 USPQ2d at 1694 (“The probative value of third-party trademarks depends entirely upon their usage.”). Based on Mr. Berg’s testimony, at least one of the displayed sunglasses was available for sale. Applicant also introduced the “Logo Design Love” article and the Wikipedia article, which show that the “cross” design is a common symbol in general.80 Applicant also introduced the testimony of Frontier Fashions (“Frontier”), through its designee under Fed. R. Civ. Pro. 30(b)(6), Robert Huei Chang. Mr. Chang testified that Frontier uses the mark for sunglasses and that Frontier was aware of other uses of cross designs on sunglasses. Mr. Chang testified that he was familiar with the “Gatorz Maltese Cross Radiator sunglasses” shown in applicant’s Exhibit 104. He was asked about the cross: Q. Have you seen the Maltese cross used on various brands of sunglasses in your industry? A. Yes, a lot. Q. And what about the regular cross, have you seen the regular cross used in different ways by various sunglass companies? … A. Yes.81 80 However, neither show “cross” designs in use on any goods and accordingly the Wikipedia articles are entitled to very little weight. 81 Chang Dep., pp. 44-45. Opposition No. 91181440 Cancellation No. 92051640 44 Mr. Chang also testified that Frontier does not claim any exclusive right to use “any derivation of a plus sign.”82 This evidence and testimony shows that there are other “cross” design marks used on sunglasses. It also shows that the “cross” design has been a common design used throughout history. We are not concerned with these historical uses, and the fact that some “cross” designs approximate the common geometric shape of the “plus sign” is irrelevant to our decision. On the other hand, the actual use of “cross” design marks is of some significance, albeit limited in light of the fact that very few third-party uses were presented. Moreover, the record is devoid of any evidence showing the extent of use of these third-party cross designs. See Carl Karcher Enterprises Inc. v. Stars Restaurants Corp., 35 USPQ2d 1125, 1131 (TTAB 1995) (probative value of evidence of third-party use limited because of lack of corroborating evidence on extent of use. The evidence does not show that there are so many “cross” design marks being used on sunglasses, or that the designs have been so extensively used that the consuming public has learned to distinguish the marks based on trivial differences. This du Pont factor slightly favors applicant. Conclusion 82 Id., p. 40. Opposition No. 91181440 Cancellation No. 92051640 45 In this case, the marks at issue are simply too dissimilar to support a finding of likelihood of confusion in either the cancellation or opposition proceeding. In the opposition, none of the du Pont factors favors opposer. In the cancellation, while the goods overlap, and the channels of trade and classes of consumers are similar, again, the marks differ so substantially in their overall appearance, sound, connotation and commercial impression that their contemporaneous use by different parties will not result in confusion. See Kellogg Co. v. Pack’Em Enterprises Inc., 14 USPQ2d 1545, 1550 (TTAB 1989), aff'd, 951 F.2d 330, 21 USPQ2d 1142 (Fed. Cir. 1991) (dissimilarity of the marks outweighed all other du Pont factors, “even if opposer offered evidence [that its mark has become famous]”). Decision: The petition for cancellation is denied and the opposition is dismissed. Applicant’s trademark application Serial No. 79033048, for the mark in classes 14, 18 and 20, will proceed to registration in due course. Copy with citationCopy as parenthetical citation