CommScope Technologies LLCDownload PDFPatent Trials and Appeals BoardMay 18, 20202019004564 (P.T.A.B. May. 18, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/254,596 09/01/2016 Alan N. Moe 9833-68 1044 79207 7590 05/18/2020 MYERS BIGEL, P.A. P.O. BOX 37428 RALEIGH, NC 27627 EXAMINER NGUYEN, CHAU N ART UNIT PAPER NUMBER 2847 NOTIFICATION DATE DELIVERY MODE 05/18/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): uspto@myersbigel.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte ALAN N. MOE ____________ Appeal 2019-004564 Application 15/254,596 Technology Center 2800 ____________ Before KAREN M. HASTINGS, JEFFREY R. SNAY, and DEBRA L. DENNETT, Administrative Patent Judges. DENNETT, Administrative Patent Judge. DECISION ON APPEAL1 STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant2 appeals from the Examiner’s decision to reject claims 7–12 of Application 13/956,054, which constitute all the claims pending in this application. We have jurisdiction under 35 U.S.C. § 6(b). 1 In our Decision, we refer to the Specification (“Spec.”) of Application No. 15/254,596 filed Sept. 1, 2016; the Final Office Action dated Sept. 12, 2017 (“Final Act.”); the Appeal Brief filed June 29, 2018 (“Appeal Br.”); and the Examiner’s Answer dated Sept. 12, 2018 (“Ans.”). Appellant did not file a Reply Brief. 2 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as CommScope Technologies LLC. Appeal Br. 1. Appeal 2019-004564 Application 15/254,596 2 For the reasons set forth below, we AFFIRM. The subject matter of the invention relates to coaxial cable. Spec. ¶ 2. The Specification relates that coaxial cable typically includes an inner conductor, an outer conductor, a dielectric layer separating the inner and outer conductors, and a jacket that surrounds the outer conductor. Spec. ¶ 3. The outer conductor may be made from copper and have a corrugated form. Spec. ¶¶ 3–4. Each of the corrugations in the outer conductor has a root and a crest connected by a transition section. Spec. ¶ 8. FIG. 1 of the ’596 Application is reproduced belowː FIG. 1 is a side view of a portion of a corrugated outer conductor for a conventional coaxial cable. Spec. ¶ 12. In the typical annular corrugated design shown in FIG. 1, the root (14) has a small U-shaped arc (RR) defining the minor diameter and the crest has a larger arc (RC) forming the major diameter at the crest (12). Spec. ¶ 26. Appeal 2019-004564 Application 15/254,596 3 The Specification states the desirability of improving the design of coaxial cable and reducing the copper content of such cables without reducing copper thickness and sacrificing cable bending performance. Spec. ¶ 7. The material thickness of the outer conductor is largely determined based on manufacturing needs. Spec. ¶ 25. When designing a cable, the inner and outer diameters of the corrugations of the outer conductor can be set to different values, which will have an effect upon the electrical and mechanical performance of the cable. Spec. ¶ 25. The shape of the corrugation can beneficially impact the mechanical properties and cost of a coaxial cable. Spec. ¶ 25. According to the Specification, conventional corrugated cables fail as a result of repeated bending performance with metal fatigue in the root of the corrugation. Spec. ¶ 30. In a corrugation in which the root diameter (RR) is relatively small and the crest diameter (RC) is relatively large (such as the conductor 10 of FIG. 1), the stress concentration factor associated with the small root diameter (RR) properly predicts higher stresses in the root (14) during cable bending, while the lower stress concentration factor associated with the gentle, more generous arc (RC) in the crest (12) suggests that lower stresses will appear in the crest (12) during the same overall cable bending curvature level. Spec. ¶ 31. The volume of the copper per unit cable length is far greater in the crest than in the root, due to the greater diameter at the crest, with the result that less copper is available in the root area to absorb the fatigue damage than is available in the crest area. Spec. ¶ 31. “By re- designing the shape of the corrugation, it is possible to reduce the stress at the root and intentionally shift more of the deformation and stress to the crest, where it can be better absorbed by this greater volume of material available there.” Spec. ¶ 31. Appeal 2019-004564 Application 15/254,596 4 For reasons not clear to us, denomination of the “root” and “crest” is not standard, at least this is the case in the cited art. The references cited by the Examiner use differing—even directly contradictory—definitions of these designations. For instance, Artbauer describes the radius of curvature of the “inwardly directed, convex corrugation crests.” Artbauer, col. 3, ll. 10–11 (emphasis added). Artbauer’s use of the term “crest” is the direct opposite of the use of the term in the ’596 Application, which identifies the “outer/major diameter” of the corrugations of the outer conductor as the “crest” and the inner/minor diameter” of the corrugations of the outer conductor as the “root.” Spec. ¶ 15. Miller uses the same designation of “crest” and “root” as the ’596 Application. Miller col. 2, ll. 19–26 (describing “the root or inner diameter” of the corrugation as compressing the foam dielectric). Johnson also uses these designations. Johnson, col. 1, l. 65–col. 2, l. 2 (describing the roots of the corrugation but not the crests of the corrugation as bonded to the foam dielectric). Strunk takes yet a third tack, referring to “corrugation peaks” and “corrugation valleys.” Strunk, col. 2, ll. 22–24. For our discussion, we employ the terminology adopted in the ’596 Application: the outermost diameter of the corrugated outer conductor (that part farthest from the inner conductor) is the “crest,” and the innermost diameter of the corrugated outer conductor (that part closest to the inner conductor) is the “root.” We note, where necessary, the difference from the terminology used in the reference. The claims require, inter alia, that “the root has a first radius of curvature, the crest has a second radius of curvature, and the ratio of the first radius of curvature to the second radius of curvature is greater than 1.” See Appeal Br. 10–12 (Claims App’x). Appeal 2019-004564 Application 15/254,596 5 FIG. 6 of the ’596 Application, reproduced below, illustrates this limitation: FIG. 6 is a side section view of a portion of a corrugated outer conductor for a coaxial cable according to an embodiment of the invention. Spec. ¶ 19. FIG. 6 shows outer conductor 410, root 414 with radius RR, and crest 412 with radius RC. Spec. ¶ 33. The ratio of RR to RC is greater than 1. Spec. ¶ 33. Claim 1, reproduced below from the Claims Appendix of the Appeal Brief, represents the claimed subject matter: 1. A coaxial cable, comprising: an inner conductor; a dielectric layer surrounding the inner conductor; and an outer conductor having a plurality of corrugations; wherein each of the corrugations has a root and a crest connected by a transition section, and wherein the root has a first radius of curvature, the crest has a second radius of curvature, and the ratio of the first radius of curvature to the second radius of curvature is greater than 1. Appeal Br. 10 (Claims App’x.). Appeal 2019-004564 Application 15/254,596 6 REFERENCES The Examiner relies on the following prior art in rejecting the claims: Name Reference Date Miller US 3,582,536 June 1, 1971 Johnson et al. (“Johnson”) US 3,745,232 July 10, 1973 Artbauer US 3,777,045 Dec. 4, 1973 Strunk US 9,541,225 B2 Jan. 10, 2017 REJECTIONS The Examiner maintains the following rejections: A. Claims 1, 5, 7, and 9 under 35 U.S.C. § 102(a)(1) as anticipated by Artbauer; B. Claims 6 and 10 under 35 U.S.C. § 103 as obvious over Artbauer; C. Claims 1, 5–7, 9, and 10 under 35 U.S.C. § 103 as obvious over Johnson in view of Strunk; D. Claims 11, 13, and 14 under 35 U.S.C. § 103 as obvious over Miller in view of Artbauer; and E. Claims 11 and 13 under 35 U.S.C. § 103 as obvious over Miller in view of Strunk. Final Act. 3–8. DISCUSSION We review the appealed rejections for error based upon the issues identified by Appellant and in light of the arguments and evidence produced thereon. Ex parte Frye, 94 USPQ2d 1072, 1075 (BPAI 2010) (precedential), (cited with approval in In re Jung, 637 F.3d 1356, 1365 (Fed. Cir. 2011)) (“[I]t has long been the Board’s practice to require an applicant to identify the alleged error in the [E]xaminer’s rejections.”). After considering the evidence presented in this Appeal and each of Appellant’s arguments, we are Appeal 2019-004564 Application 15/254,596 7 not persuaded that Appellant identifies reversible error in each of the Examiner’s rejections. A. Rejection of claims 1, 5, 7, and 9 as anticipated by Artbauer Claims 1 and 7 are independent, claim 7 including the same limitations as claim 1 but with the additional limitation that “the transition section is concave.” See Appeal Br. 10–11. Claims 5 and 9 depend respectively from claims 1 and 7, and further require that the root is generally flattened. See id. The Examiner finds that claims 1, 5, 7, and 9 are anticipated by Artbauer. Final Act. 3. Inter alia, the Examiner finds that Artbauer discloses “wherein the root has a first radius of curvature, the crest has a second radius of curvature, and the ratio of the first radius of curvature to the second radius of curvature is greater than 1” (hereinafter, “the ratio limitation”). Id. (citing Artbauer, col. 3, ll. 10–13 (“The radius of curvature of the inwardly directed, convex corrugation crests should be substantially smaller than the radius of curvature of or on the inner conductor.”). In the Answer, the Examiner finds that the cited passage of Artbauer describes the outer conductor structure, and that the quoted language means that “the ratio of the first radius (radius of curvature of the root) to the second radius (radius of curvature of the crest) is greater than 1.” Ans. 4. With respect to claims 5, 7, and 9, the Examiner finds that Artbauer discloses the root being generally flattened (“not pointy”) and the transition being concave. Final Act. 3. The Examiner cites to nothing in the reference in support of these findings. Appeal 2019-004564 Application 15/254,596 8 Appellant argues that claims 1 and 7 and their dependent claims are patentable over Artbauer. Appeal Br. 3–4. Specifically, Appellant contends that Artbauer fails to disclose the ratio limitation. Appeal Br. 4. The Appellant persuades us of reversible error in the Examiner’s interpretation of Artbauer. Artbauer concerns reducing maximum field strength on the surface of electrodes by making the field strength on both electrodes (the inner and outer conductors in a coaxial cable) similar. Artbauer, col. 1, ll. 57–61 col. 2, ll. 4–8; see also Appeal Br. 4. The inner conductor has a relatively small radius of curvature. Artbauer, col. 1, ll. 43–45. Artbauer teaches that the electric field strength is very high adjacent the inner conductor, and drops off relatively rapidly along a radius toward the outer conductor. Id., col. 1, ll. 46–49. Artbauer seeks to reduce the maximum field strength along the inner conductor by providing the outer conductor with inwardly-directed convexities in the form of corrugations. Id., col. 2, ll. 8–16. According to Artbauer: The invention is to be seen in the intentional elimination of local field strength differences as resulting, for example, from differently curved electrodes, and that is carried out by intentionally increasing the local field strength on the electrode with the (initially) larger radius of curvature, such as by providing convexities in a concavely shaped electrode. Id., col. 2, ll. 36–44. To accomplish this goal, Artbauer teaches that “[t]he radius of curvature of the inwardly directed, convex corrugation crests3 3 Artbauer describes “inwardly directed, convex corrugation crests” (Artbauer, col. 3, l. 11), but each of the ’596 Application, Miller, and Johnson denominate inwardly directed corrugation projections as “roots” Appeal 2019-004564 Application 15/254,596 9 should be substantially smaller than the radius of curvature of or on the inner conductor.” Id., col. 3, ll. 10–13; see also Appeal Br. 4. Artbauer claims: [I]nwardly projecting corrugation crests in the second [outer] conductor, having convex contour in a cross section plane, extending towards the tubular interior and having a radius of curvature of its convex contour which is substantially smaller than the radius of the inner conductor. Artbauer, col. 5, l. 20–col. 6, l. 2 (claim 1). Employing the terminology used in the ’596 Application, we interpret Artbauer as teaching that the radius of curvature of the root is substantially smaller than the radius4 of the inner conductor. Artbauer does not specifically address a ratio of the first radius of curvature (that of the root) and the second radius of curvature (that of the crest). We do not sustain the rejection of claims 1, 5, 7, and 9 as anticipated by Artbauer. B. Rejection of claims 6 and 10 as obvious over Artbauer Claims 6 and 10 depend, respectively, from independent claims 1 and 7. See Appeal Br. 10–11. As with claims 1 and 7, the Examiner relies on Artbauer to teach the ratio limitation. Final Act. 4. The Examiner concludes that claims 6’s and 10’s recitation of “wherein the first radius is between about 0.030 and 0.038 inches, and the second radius is between about 0.022 and 0.026 inches” would have been obvious to one of ordinary skill in the art at the time of the (see ’596 App., ¶ 5; Miller, col. 2, ll. 20–26; Johnson, Fig. 1, col. 3, ll. 22– 25). 4 For a circle—such as the cross section of an inner conductor—“radius” is the same as “radius of curvature.” Appeal 2019-004564 Application 15/254,596 10 invention because “discovering the optimum or workable ranges involves only routing skill in the art.” Id. Appellant makes no response to the Examiner’s rejection of claims 6 and 10 over Artbauer. See generally Appeal Br. 4. Therefore, we summarily sustain the rejection of claims 6 and 10 over Artbauer.5 C. Rejection of claims 1, 5–7, 9, and 10 as obvious over Johnson in view of Strunk The Examiner finds that Johnson discloses a coaxial cable that meets the limitations of claims 1, 5–7, 9, and 10, except that Johnson does not teach the ratio limitation, which the Examiner relies on Strunk to teach. Final Act. 5. Specifically, the Examiner finds that “Strunk discloses a corrugated tube (102) having a plurality of corrugations, each having a root (106) and a crest (104)” with radii of curvature and ratio of radii of curvature as claimed. Id. (citing Strunk, Fig. 6A). Appellant argues that Johnson is directed to a cable that is attempting to adhere to both sides of the corrugated outer conductor. Appeal Br. 6. According to Appellant, increasing the radius of curvature of the crest reduces the radius of curvature of the root, and vice versa. Id. Appellant contends that such change in the ratio of the radius of curvature necessarily reduces the surface area available for adhesion, resulting in a natural disincentive to have roots and crests with different radii of curvature. Id. Appellant argues that Johnson is concerned with migration of fluid on both sides of the outer conductor, rather than only on the inside, and modification 5 In any event, see our discussion below with respect to the obviousness of claims 11, 13, and 14 regarding Artbauer, which would similarly apply to these claims. Appeal 2019-004564 Application 15/254,596 11 of Johnson with Strunk would make the outer side of the outer conductor more vulnerable to migration of fluid. Id. Appellant contends, therefore, that one of ordinary skill in the art at the time of the invention would have recognized that Strunk’s configuration would not be helpful. Id. at 7. Appellant also argues that neither Johnson nor Strunk recognize the benefit of the claimed configuration in improving bending stress in the outer conductor. Id. We note initially that none of the rejected claims recite an improvement in bending stress in the outer conductor. See Appeal Br. 10– 11. Limitations not appearing in the claims cannot be relied upon for patentability. In re Self, 671 F.2d 1344, 1348 (CCPA 1982). In response to Appellant’s arguments, the Examiner finds that modifying the roots of the corrugated outer conductor of Johnson to have a radius of curvature larger than that of the crest (as taught by Strunk) would increase the bonding area between the roots and the dielectric, which would improve the blocking of fluid. Ans. 5–6. The Examiner finds that such modification would not reduce the total surface area of bonding between the crests and the jacket, thus the modified cable still would have the function of preventing water from migrating on both sides of the outer conductor. Id. at 6. “The fact that the motivating benefit comes at the expense of another benefit, . . . should not nullify its use as a basis to modify the disclosure of one reference with the teachings of another. Instead, the benefits, both lost and gained, should be weighed against one another.” Winner Int’l Royalty Corp. v. Wang, 202 F.3d 1340, 1349 n.8 (Fed. Cir. 2000). The Examiner’s explanation is persuasive. Moreover, Appellant does not challenge the Examiner’s finding in the Answer. Appeal 2019-004564 Application 15/254,596 12 We sustain the Examiner’s rejection of claims 1, 5–7, 9, and 10 as obvious over Johnson in view of Strunk. D. Rejection of claims 11, 13, and 14 as obvious over Miller in view of Artbauer Claim 11 is similar to claim 1, but requires that the transition section is “substantially straight.” Appeal Br. 11 (Claims App’x). Claim 13 depends from claim 11. Claim 14 depends from claim 12, which has been cancelled. The Examiner finds that Miller discloses a coaxial cable comprising an inner conductor, a dielectric layer surrounding the inner conductor, and an outer conductor having a plurality of corrugations, wherein each of the corrugations has a root and a crest connected by a transition section which is substantially straight. Final Act. 6. The Examiner relies on Artbauer as disclosing the ratio limitation. Id. at 6–7. Appellant argues that Artbauer does not disclose the radius of curvature ratio recited in the claims. Appeal Br. 7. Appellant also argues that Miller lacks any disclosure of the root radius of curvature being greater than the crest radius of curvature. Id. Artbauer teaches that the radius of the curvature of the crests (“roots” in the terminology of the ’596 Application) should be substantially smaller than the radius of curvature of or on the inner conductor. Artbauer col. 3, ll. 10–13. Although this disclosure does not discuss a difference in the radius of the curvature of roots in comparison to crests, which would be necessary to support an anticipation rejection, it suggests that they may be different, whether larger or smaller. “[W]here the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation.” In re Aller, 220 Appeal 2019-004564 Application 15/254,596 13 F.2d 454, 456 (CCPA 1955); see also In re Boesch, 617 F.2d 272, 276, (CCPA 1980) “[D]iscovery of an optimum value of a result effective variable in a known process is ordinarily within the skill of the art.” Appellant has not shown any criticality to the claimed ratios (which include 1 and all greater numbers). See, e.g., In re Peterson, 315 F.3d at 1329; In re Woodruff, 919 F.2d 1575, 1578 (Fed. Cir. 1990). We sustain the rejection of claims 11 and 13 over Miller in view of Artbauer. Claim 14 depends from cancelled claim 12. Our review of the file history indicates that original claims 11 and 12 were combined into the claim 11 now pending. As it stands, claim 14 is not patentable. Were claim 14 amended to depend from claim 11, it would be obvious over the combination of Miller and Artbauer. E. Rejection of claims 11 and 13 as obvious over Miller in view of Strunk The Examiner finds that claim 11 and its dependent claim 13 are obvious over Miller in view of Strunk. Final Act. 7–8. The Examiner finds that Miller discloses the invention as claimed, except does not disclose the ratio limitation. Id. The Examiner relies on Strunk to teach the ratio limitation, concluding that it would have been obvious to modify Miller with Strunk’s disclosure because a change in size or shape is generally recognized as being within the level of ordinary skill in the art. Id. at 8. Appellant argues that Miller lacks any disclosure of the root radius of curvature being greater than the crest radius of curvature. Appeal Br. 8. Appellant argues that Strunk is directed to corrugated tubing used in gas and liquid, which has very different performance characteristics than coaxial cable. Id. Appellant contends that in Strunk “the tube is adhered to the Appeal 2019-004564 Application 15/254,596 14 crests only, which are smaller than the roots.” Id. Therefore, according to Appellant, Strunk suggests that a smaller, rather than larger, surface is more desirable for adhesion, which teaches away from the Examiner’s proposed modification of Miller. Id. In response, the Examiner notes that the rejection does not propose combining the bonding between the jacket layers and the internal ribs of the bushing taught in Strunk with Miller’s coaxial cable. Ans. 7. Rather, the proposed combination would modify the outer conductor of Miller’s coaxial cable such that the radius of curvature of the root is greater than the radius of curvature of the crest, increasing the contact area between the root and the dielectric. Id. We understand Appellant’s argument to be that Strunk discloses adherence of the jacket to the roots (“valleys” is the term used in Strunk), which are smaller than the crests. See Appeal Br. 8. However, this disclosure does not teach away from the Examiner’s combination. “Teaching away” requires that a reference “criticize, discredit, or otherwise discourage the solution claimed.” In re Fulton, 391 F.3d 1195, 1201 (Fed. Cir. 2004). “Whether or not a reference teaches away from a claimed invention is a question of fact.” In re Mouttet, 686 F.3d 1322, 1333 (Fed. Cir. 2012) (citing In re Napier, 55 F.3d 610, 613 (Fed. Cir. 1995). We find nothing in Appellant’s argument that supports a conclusion that Strunk teaches away from a combination with Miller. We sustain the rejection of claims 11 and 13 over Miller in view of Strunk. Appeal 2019-004564 Application 15/254,596 15 DECISION SUMMARY In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1, 5, 7, 9 102(a)(1) Artbauer 1, 5, 7, 9 6, 10 103 Artbauer 6, 10 1, 5–7, 9, 10 103 Johnson, Strunk 1, 5–7, 9, 10 11, 13, 14 103 Miller, Artbauer 11, 13, 14 11, 13 103 Miller, Strunk 11, 13 Overall Outcome 1, 5–7, 9– 11, 13, 14 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). AFFIRMED Copy with citationCopy as parenthetical citation