Subchapter V - FRAUD AND LIABILITIES
- Section 551.501 - General fraud
- Section 551.502 - Prohibited conduct in providing investment advice
- Section 551.503 - Evidentiary burden
- Section 551.504 - Filing of sales and advertising literature
- Section 551.505 - Misleading filings
- Section 551.506 - Misrepresentations concerning registration or exemption
- Section 551.507 - Qualified immunity
- Section 551.508 - Criminal penalties
- Section 551.509 - Civil liability
- Section 551.511 - Rescission offers