Part 1 - TENNESSEE SECURITIES ACT OF 1980

Section 48-1-101 - Short title
Section 48-1-102 - Part definitions
Section 48-1-103 - Exemptions
Section 48-1-104 - Securities registration requirement - Civil penalty
Section 48-1-105 - Registration by coordination
Section 48-1-106 - Registration by qualification
Section 48-1-107 - Provisions applicable to registration generally
Section 48-1-108 - Stop order denying, suspending, or revoking registration
Section 48-1-109 - Registration as broker-dealers, agents, investment advisers, and investment adviser representatives
Section 48-1-110 - Registration as a broker - dealer, agent, investment adviser, or investment adviser representative; requirements and procedures
Section 48-1-111 - Records and reports - Examinations
Section 48-1-112 - Denial, revocation, suspension, cancellation, or withdrawal of registration
Section 48-1-113 - Filing of sales and advertising literature
Section 48-1-114 - Unlawful representation concerning registration or exemption
Section 48-1-115 - Administration
Section 48-1-116 - Rules, forms, orders, and hearings
Section 48-1-117 - Administrative files and opinions
Section 48-1-118 - Investigations and subpoenas
Section 48-1-119 - Injunctions
Section 48-1-120 - Judicial review
Section 48-1-121 - Fraudulent acts or devices
Section 48-1-122 - Civil liabilities
Section 48-1-123 - Criminal prosecution
Section 48-1-124 - Scope of law - Service of process
Section 48-1-125 - Notice filing and fee requirements for covered securities
Section 48-1-126 - Exemptions from notice filing and fee requirements
Section 48-1-127 - Senior exploitation reporting and records
Section 48-1-128 - Broker-dealers and agents seeking expungement of customer dispute information from the Central Registration Depository (CRD) system