Article 11 - SECURITIES ACT OF NEBRASKA
- Section 8-1101 - Terms, defined
- Section 8-1101.01 - Federal rules and regulations; fair practice or ethical rules or standards; defined
- Section 8-1102 - Fraudulent and other prohibited practices
- Section 8-1103 - Broker-dealers, issuer-dealers, agents, investment advisers, and investment adviser representatives; registration; procedure; exceptions; conditions; renewal; fees; accounts and other records; revocation or withdrawal of registration; when; powers of director regarding persons engaged or engaging in securities business
- Section 8-1103.01 - [Repealed]
- Section 8-1104 - Registration of securities; exceptions
- Section 8-1105 - [Repealed]
- Section 8-1106 - Registration by coordination
- Section 8-1107 - Registration by qualification
- Section 8-1108 - Registration of securities; requirements; fees; effective date; reports; director, powers
- Section 8-1108.01 - Securities; sale without registration; cease and desist order; fine; lien; hearing
- Section 8-1108.02 - Federal covered security; filing; director; powers; sales; requirements; fees; consent to service of process
- Section 8-1108.03 - Federal covered security; filing fee; notice; open-end management company, face-amount certificate company, or unit investment trust; issue indefinite amount of securities; when
- Section 8-1109 - Registration of securities; denial, suspension, or revocation; grounds
- Section 8-1109.01 - Registration of securities; denial, suspension, or revocation; additional grounds
- Section 8-1109.02 - Registration of securities; order of denial, suspension, or revocation; notice; request for hearing; modification of order
- Section 8-1110 - Securities exempt from registration
- Section 8-1111 - Transactions exempt from registration
- Section 8-1112 - Registrant; subject to personal jurisdiction
- Section 8-1113 - False or misleading filings; unlawful
- Section 8-1114 - Unlawful representation concerning merits of registration or exemption
- Section 8-1115 - Investigations; subpoena; director; powers
- Section 8-1115.01 - Investigation or other proceeding; prohibited acts
- Section 8-1116 - Violations; injunction; receiver; appointment; additional court orders authorized
- Section 8-1117 - Violations; penalty
- Section 8-1118 - Violations; damages; statute of limitations
- Section 8-1119 - Appeal; procedure
- Section 8-1120 - Administration of act; Director of Banking and Finance; powers and duties; use of information for personal benefit prohibited; Securities Act Cash Fund; created; use; investment; transfers; document filed, when
- Section 8-1121 - Exemption or exception; burden of proof
- Section 8-1122 - Act; how construed
- Section 8-1122.01 - Federal limits rejected
- Section 8-1123 - Act, how cited
- Section 8-1124 - [Repealed]